XNTK SPDR NYSE Technology ETF

Transcription

1 XNTK SPDR NYSE Technology ETF ETF.com segment: Equity: U.S. Technology Competing ETFs: RYT, XLK, VGT, IYW, FTEC Related ETF Channels: Technology, Equity, Broad-based, Equal-Weighted, Sectors, Smart-Beta ETFs, U.S., North America Find more ETFs with our ETF Screener and Database *Unless otherwise stated, data provided by FactSet. A 78 XNTK FUND DESCRIPTION The SPDR NYSE Technology ETF tracks an equal-weighted index of US-listed, largecap electronics-based technology companies. XNTK FACTSET ANALYTICS INSIGHT XNTK holds an equally weighted portfolio of large-cap electronics-based technology companies. XNTK tilts smaller than our segment benchmark, since its equalweighting scheme reduces the influence of giants like Apple. XNTK's industry weightings can be significantly different from our benchmark's, and it also includes exposure to a couple other subindustries that our benchmark excludes. XNTK is not the right ETF for frequent traders but may suffice for longer-term investors. is middling and its spreads are wide, so limit orders are a must. Institutional traders should have it easier thanks to a liquid underlying basket. XNTK offers decent Efficiency: its fee can't be called cheap, but it does a good job of delivering its index.prior to Sept 11, 2017, the fund was known as the SPDR Morgan Stanley Technology ETF, traded under the ticker MTK and tracked the Morgan Stanley Technology Index. The change in index provide no material change to exposure. XNTK MSCI ESG ANALYTICS INSIGHT XNTK SUMMARY DATA Issuer Brand Inception Date Legal Structure Expense Ratio Assets Under Management Average Daily $ Average Spread (%) XNTK PORTFOLIO DATA Weighted Average Market Cap Price / Earnings Ratio State Street Global Advisors SPDR 09/25/00 Open-Ended Fund 0.35% $1.01B $2.38M 0.11% $222.82B The MSCI ESG Fund Quality Score measures the ability of ETF underlying holdings to manage key medium to long-term risks and opportunities arising from environmental, social, and governance factors, as determined by MSCI ESG Research LLC. As of August 30, 2018 the SPDR NYSE Technology ETF MSCI ESG Fund Quality Score is 5.85 out of 10. The fund s Peer Rank reflects the ranking of a fund s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. XNTK ranks in the 62nd percentile within its peer group and in the 63th percentile within the global universe of all funds in MSCI ESG Fund Metrics coverage. Price / Book Ratio Distribution Yield Next Ex-Dividend Date Number of Holdings XNTK INDEX DATA Index Tracked Index Weighting Methodology Index Selection Methodology % 09/24/18 36 NYSE Technology Index Equal Proprietary Thomson Reuters US Technology

2 1 Year Daily Price ($) Sep Oct Nov Dec `18 Feb Mar Apr May Jun Jul Aug 400k PERFORMANCE [as of 08/30/18] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS XNTK 3.76% 2.56% 14.54% 25.62% 24.74% 21.22% 14.10% XNTK (NAV) 2.84% 1.74% 13.63% 24.48% 24.26% 20.98% 14.01% NYSE Technology Index 0.18% 6.78% 39.00% 38.23% 19.89% 19.94% 14.01% Thomson Reuters US Technology All returns over 1 year are annualized. All returns are total returns unless otherwise stated. XNTK TOP 10 COUNTRIES United States China Taiwan, Province of China 92.09% 10.13% 2.91% XNTK TOP 10 SECTORS Software & IT Services 60.97% Hotels & Entertainment S 3.00% Semiconductors & Semico 25.58% Automobiles & Auto Parts 2.42% Communications & Netwo 5.76% Diversified Retail 4.20% Computers, Phones & Ho 3.19% XNTK TOP 10 HOLDINGS Netflix, Inc. 4.97% Apple Inc. 3.30% Amazon.com, Inc. 4.33% Microsoft Corporation 3.29% Adobe Systems Incorpora 3.83% VMware, Inc. Class A 3.18% NVIDIA Corporation 3.70% Micron Technology, Inc. 3.17% salesforce.com, inc. 3.68% Cisco Systems, Inc. 3.15% Total Top 10 Weighting 36.6%

3 XNTK PORTFOLIO MANAGEMENT XNTK TAX EXPOSURES XNTK FUND STRUCTURE Expense Ratio Median Tracking Difference (12 Mo) Max. Upside Deviation (12 Mo) Max. Downside Deviation (12 Mo) 0.35% 0.96% 0.97% 0.92% Max LT/ST Capital Gains Rate Capital Gains Distributions (3 Year) Tax on Distributions Distributes K % / 39.60% -- Qualified dividends No Legal Structure OTC Derivative Use Securities Lending Active Securities Lending Split (Fund/Issuer) ETN Counterparty Open-Ended Fund No Yes 100% / 0% N/A ETN Counterparty Risk N/A Fund Closure Risk Low Portfolio Disclosure Daily

4 Daily Spread 0.4% XNTK FACTSET ANALYTICS BLOCK LIQUIDITY As of 08/31/18 0.3% 0.2% 0.1% 0% This measurement shows how easy it is to trade a $1 million USD block of XNTK. XNTK is rated a 5 out of 5. Premium/Discount 0.5% XNTK TRADABILITY Avg. Daily Share 24, % Average Daily $ $2.38M -0.5% Median Daily Share 15, % 250k 200k 150k 100k 50k Median Daily ($) Average Spread (%) Average Spread ($) $1.47M 0.11% $0.10 Sep Oct Dec Feb Apr May Jul Aug Median Premium / Discount (12 Mo) 0.02% Max. Premium / Discount (12 Mo) 0.85% / -0.49% Impediment to Creations None Market Hours Overlap % Creation Unit Size (Shares) 25,000 Creation Unit/Day (45 Day Average) 0.62 Creation Unit Cost (%) 0.02% Underlying / Unit 0.01% Open Interest on ETF Options -- Net Asset Value (Yesterday) $94.95 ETF.com Implied Liquidity 5

5 XNTK SECTOR/INDUSTRY BREAKDOWN XNTK TOP 10 HOLDINGS XNTK PERFORMANCE STATISTICS Software & IT Services Semiconductors & Semiconductor Equipment Communications & Networking Diversified Retail XNTK 60.97% 60.89% 25.58% 13.42% 5.76% 5.90% 4.20% -- Netflix, Inc. Amazon.com, Inc. Adobe Systems Incorporated NVIDIA Corporation salesforce.com, inc. Apple Inc. Microsoft Corporation VMware, Inc. Class A Micron Technology, Inc. Cisco Systems, Inc. Total Top 10 Weighting 4.97% 4.33% 3.83% 3.70% 3.68% 3.30% 3.29% 3.18% 3.17% 3.15% 36.6% Goodness of Fit (R2) Beta Up Beta Down Beta Downside Standard Deviation XNTK MSCI ESG RATINGS MSCI ESG Quality Score % Thomson Reuters US Technology 5.85 / 10 Computers, Phones & Household Electronics 3.19% 17.07% Peer Group Percentile Rank Global Percentile Rank Hotels & Entertainment Services Automobiles & Auto Parts XNTK COUNTRIES 3.00% % -- SRI Screening Criteria Exposure Exposure to Sustainable Impact Solutions Weighted Average Carbon Intensity (t CO2e/$M Sales) 3.74% 6.58% XNTK XNTK BENCHMARK COMPARISON HOLDINGS United States 92.09% % China 10.13% -- Taiwan, Province of China XNTK REGIONS 2.91% -- XNTK Number of Holdings Constituents Shared Holdings Shared Holdings Weight % XNTK North America 92.09% % Asia-Pacific 13.04% -- XNTK BENCHMARK COMPARISON SUMMARY XNTK XNTK ECONOMIC DEVELOPMENT XNTK Developed Countries 95.00% % Emerging Countries 10.13% -- Number of Holdings Weighted Average Market Cap Price / Earnings Ratio Price / Book Ratio Dividend Yield $222.82B $409.48B % 1.03% Concentration Medium --

6 2018 ETF.com The data and information contained herein is not intended to be investment or tax advice. A reference to a particular investment or security, a credit rating, or any observation concerning a security or investment provided in the ETF.com Service is not a recommendation to buy, sell, or hold such investment or security or to make any other investment decisions. You should not use such information for purposes of any actual transaction without consulting an investment or tax professional. ETF.com DOES NOT TAKE RESPONSIBILITY FOR YOUR INVESTMENT OR OTHER ACTIONS NOR SHALL ETF.com HAVE ANY LIABILITY, CONTINGENT OR OTHERWISE, FOR THE ACCURACY, COMPLETENESS, TIMELINESS, OR CORRECT SEQUENCING OF ANY INFORMATION PROVIDED BY ETF.com OR FOR ANY DECISION MADE OR ACTION TAKEN BY YOU IN RELIANCE UPON SUCH INFORMATION OR ETF.com. [ETF.com DOES NOT PROVIDE ANY RESEARCH OPINIONS.] ETF.com MAKES NO REPRESENTATIONS ABOUT THE SUITABILITY OF THE INFORMATION, PRODUCTS OR SERVICES CONTAINED HEREIN. PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS. Data provider: Terms of Use MSCI ESG Research LLC s ("MSCI ESG") Fund Metrics products (the "Information") provide environmental, social and governance data with respect to underlying securities within more than 24,000 multi-asset class Mutual Funds and ETFs globally. MSCI ESG is a Registered Investment Adviser under the Investment Advisers Act of MSCI ESG materials have not been submitted to, nor received approval from, the US SEC or any other regulatory body. None of the Information constitutes an offer to buy or sell, or a promotion or recommendation of, any security, financial instrument or product or trading strategy, nor should it be taken as an indication or guarantee of any future performance, analysis, forecast or prediction. None of the Information can be used to determine which securities to buy or sell or when to buy or sell them. The Information is provided "as is" and the user of the Information assumes the entire risk of any use it may make or permit to be made of the Information.