CME Security Futures Outright Rates
|
|
|
- Helen Horton
- 5 years ago
- Views:
Transcription
1 TO: FROM: SUBJECT: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers CME Clearing Performance Bond Requirement s DATE: August 20, 2009 To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to: and subscribe to the Performance Bond Rates Advisory Notices listserver. As per the normal review of market volatility to ensure adequate collateral coverage, the Chicago Mercantile Exchange Inc., Clearing House Risk Management staff approved the performance bond requirements for the following products listed below. The changes are effective at the close of business on Friday, August 21, CME Security Futures Outright Rates Advent Software Inc. (ASI) Clearing/Member Rate N/A 17.00% 17.00% American Apparel Inc. (APP) Clearing/Member Rate N/A $100 $100 Customer Rate N/A $100 $100 Direxion Daily Large Cap Bear 3x Shares (BGZ) Clearing/Member Rate N/A 26.00% 26.00% Customer Rate N/A 26.00% 26.00% CBL & Associates Properties Inc. (CAP)
2 CENTRAL EUROPEAN MEDIA ENT-A (CET) Clinical Data Inc. (CLD) Clearing/Member Rate N/A 23.00% 23.00% Customer Rate N/A 23.00% 23.00% Deckers Outdoor Corporation (DEC) DexCom Inc. (DXC) ProShares UltraShort MSCI Emerging Markets (EEV) Eagle Bulk Shipping Inc. (EGL) Direxion Daily Energy Bull 3x Shares (ERX) Excel Maritime Carriers Ltd. (EXM) First Trust ISE-Revere Natural Gas Index Fund (FCG)
3 FactSet Research Systems Inc. (FRS) Clearing/Member Rate N/A 20.00% 20.00% Genco Shipping & Trading Limited (GNK) Clearing/Member Rate N/A 28.00% 28.00% Customer Rate N/A 28.00% 28.00% China GrenTech Corp Ltd-ADR (GRR) Heckmann Corporation (HEK) Clearing/Member Rate N/A 14.00% 14.00% Human Genome Sciences Inc. (HGS) Hansen Medical Inc. (HNS) Clearing/Member Rate N/A $100 $100 Customer Rate N/A $100 $100 Hertz Global Holdings Inc. (HTZ) The India Fund Inc. (IFN) Clearing/Member Rate N/A 19.00% 19.00% ishares Russell 3000 Growth Index (IWZ) Clearing/Member Rate N/A 10.00% 10.00%
4 ishares Dow Jones U.S. Financial Sector Index (IYF) Clearing/Member Rate N/A 18.00% 18.00% SPDR KBW Bank ETF (KBE) Clearing/Member Rate N/A 22.00% 22.00% Customer Rate N/A 22.00% 22.00% Lamar Advertising Company-Cl A (LAM) Clearing/Member Rate N/A 20.00% 20.00% Lions Gate Entertainment Corp. (LGF) Clearing/Member Rate N/A 18.00% 18.00% LodgeNet Interactive Corporation (LIC) Clearing/Member Rate N/A $200 $200 Customer Rate N/A $200 $200 Logitech International S.A. - REG (LOG) Clearing/Member Rate N/A 19.00% 19.00% Life Time Fitness Inc. (LTM) Metalico Inc. (MEA) NetSuite Inc. (NSI)
5 Novavax Inc. (NVA) Clearing/Member Rate N/A $100 $100 Customer Rate N/A $100 $100 PORTFOLIO RECOVERY ASSOCIATE INC (PRI) Clearing/Member Rate N/A 14.00% 14.00% Revlon Inc.-Cl. A (REV) Rydex S&P Equal Weight ETF (RSP) Clearing/Member Rate N/A 13.00% 13.00% Seabridge Gold Inc. (SEA) Clearing/Member Rate N/A 26.00% 26.00% Customer Rate N/A 26.00% 26.00% SPDR S&P Dividend ETF (SDY) Clearing/Member Rate N/A 18.00% 18.00% Sangamo BioSciences Inc. (SGM) Sinopec Shanghai Petrochemical Co. Ltd - ADR (SHI) Clearing/Member Rate N/A 17.00% 17.00% ReneSola Ltd - ADR (RSL) Clearing/Member Rate N/A $100 $100 Customer Rate N/A $100 $100
6 Spectrum Pharmaceuticals Inc. (SPP) Clearing/Member Rate N/A $200 $200 Customer Rate N/A $200 $200 ProShares UltraShort Real Estate (SRS) Teekay Tankers Ltd-Cl. A (TNK) ProShares Ultra Real Estate (URE) Clearing/Member Rate N/A $200 $200 Customer Rate N/A $200 $200 Vanguard Small-Cap ETF (VGS) Clearing/Member Rate N/A 12.00% 12.00% VistaPrint Limited (VPR) WebMD Health Corp.-Cl A (WBM) Clearing/Member Rate N/A 24.00% 24.00% Customer Rate N/A 24.00% 24.00% Wendys/Arbys Group Inc. (WEN) Clearing/Member Rate N/A 20.00% 20.00% Xinyuan Real Estate Co. Ltd-ADR (XIN) Clearing/Member Rate N/A $200 $200 Customer Rate N/A $200 $200
7 CryptoLogic Limited (CRP) Clearing/Member Rate N/A $200 $200 Customer Rate N/A $200 $200 CME Security Futures Intra-Commodity Spread Rates Advent Software Inc. (ASI) - All Months American Apparel Inc. (APP) - All Months Direxion Daily Large Cap Bear 3x Shares (BGZ) - All Months CBL & Associates Properties Inc. (CAP) - All Months CENTRAL EUROPEAN MEDIA ENT-A (CET) - All Months Clinical Data Inc. (CLD) - All Months Deckers Outdoor Corporation (DEC) - All Months
8 DexCom Inc. (DXC) - All Months ProShares UltraShort MSCI Emerging Markets (EEV) - All Months Eagle Bulk Shipping Inc. (EGL) - All Months Direxion Daily Energy Bull 3x Shares (ERX) - All Months Excel Maritime Carriers Ltd. (EXM) - All Months First Trust ISE-Revere Natural Gas Index Fund (FCG) - All Months FactSet Research Systems Inc. (FRS) - All Months Genco Shipping & Trading Limited (GNK) - All Months
9 China GrenTech Corp Ltd-ADR (GRR) - All Months Heckmann Corporation (HEK) - All Months Human Genome Sciences Inc. (HGS) - All Months Hansen Medical Inc. (HNS) - All Months Hertz Global Holdings Inc. (HTZ) - All Months The India Fund Inc. (IFN) - All Months ishares Russell 3000 Growth Index (IWZ) - All Months
10 ishares Dow Jones U.S. Financial Sector Index (IYF) - All Months SPDR KBW Bank ETF (KBE) - All Months Lamar Advertising Company-Cl A (LAM) - All Months Lions Gate Entertainment Corp. (LGF) - All Months LodgeNet Interactive Corporation (LIC) - All Months Logitech International S.A. - REG (LOG) - All Months Life Time Fitness Inc. (LTM) - All Months Metalico Inc. (MEA) - All Months
11 NetSuite Inc. (NSI) - All Months Novavax Inc. (NVA) - All Months PORTFOLIO RECOVERY ASSOCIATE INC (PRI) - All Months Revlon Inc.-Cl. A (REV) - All Months Rydex S&P Equal Weight ETF (RSP) - All Months Seabridge Gold Inc. (SEA) - All Months SPDR S&P Dividend ETF (SDY) - All Months Sangamo BioSciences Inc. (SGM) - All Months
12 Sinopec Shanghai Petrochemical Co. Ltd - ADR (SHI) - All Months ReneSola Ltd - ADR (RSL) - All Months Spectrum Pharmaceuticals Inc. (SPP) - All Months ProShares UltraShort Real Estate (SRS) - All Months Teekay Tankers Ltd-Cl. A (TNK) - All Months ProShares Ultra Real Estate (URE) - All Months Vanguard Small-Cap ETF (VGS) - All Months
13 VistaPrint Limited (VPR) - All Months WebMD Health Corp.-Cl A (WBM) - All Months Wendys/Arbys Group Inc. (WEN) - All Months Xinyuan Real Estate Co. Ltd-ADR (XIN) - All Months CryptoLogic Limited (CRP) - All Months
To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to
15-103 TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements DATE: Thursday, April 09, 2015 To receive advanced
KEY POINTS DISCUSSION
Regulatory Circular RG09-97 To: From: Members, Member Organizations Division of Member and Regulatory Services Date: August 31, 2009 Subject: Margin Requirements for Leveraged ETFs and Uncovered Options
To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to
18-362 TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements DATE: Tuesday, September 11, 2018 To receive advanced
To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to
19-007 TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements DATE: Friday, January 04, 2019 To receive advanced
Financial Institutions Topical Series
Financial Institutions Topical Series Financial Services Industry Current Valuations: Increasing Brokerage & Investment Management Firm Valuations (Table of Contents) August 24, 2017 TABLE OF CONTENTS
The rates will be effective after the close of business on Friday, March 09, 2012.
12-106 TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements DATE: Friday, March 09, 2012 To receive advanced
To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to
TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements DATE: Friday, June 16, 2017 To receive advanced notification
To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to
ADV: TO: CH ADV 16-237 Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements DATE: Monday, June 20, 2016 To receive
To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to
09-57 TO: Cleaing Membe Fims Chief Financial Offices Back Office Manages Magin Manages FROM: CME Cleaing SUBJECT: Pefomance Bond Requiements: DATE: Wednesday, Decembe 23, 2009 To eceive advanced notification
To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to
17-355 TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements TE: Thursday, September 14, 2017 To receive advanced
The rates will be effective after the close of business on Saturday, January 22, 2011.
11-22 TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements: DATE: Thursday, January 20, 2011 To receive advanced
Practical Personal Investing: Diversification and Assets Allocation
Practical Personal Investing: Diversification and Assets Allocation Diversification and assets allocation are essential elements of Investment Risk management. investment returns are really the by-product
HOT STOCKS: WHAT SAVVY INVESTORS ARE BUYING
HOT STOCKS: WHAT SAVVY INVESTORS ARE BUYING ASX INVESTOR DAY Date Month 2018 Gemma Dale, nabtrade DISCLAIMER This presentation in general in nature. You should seek specialist financial advice if you would
Source: ETF Database. Metropolitan Capital Strategies, LLC 1
Introduction to ETFs Exchange Traded Funds have burst on to the scene in recent years and worked their way into the investing mainstream. They are increasingly popular with investors and financial advisors.
To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to
18-071 TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements TE: Thursday, February 15, 2018 To receive advanced
Good Harbor Tactical Core US Fund Class A Shares: GHUAX Class C Shares: GHUCX Class I Shares: GHUIX
Good Harbor Tactical Core US Fund Class A Shares: GHUAX Class C Shares: GHUCX Class I Shares: GHUIX Good Harbor Tactical Select Fund Class A Shares: GHSAX Class C Shares: GHSCX Class I Shares: GHSIX Semi-Annual
Fund Manager Quarterly Disclosures Q3 2017
Fund Manager Quarterly Disclosures Q3 2017 Al Ataa Saudi Equity Fund Al Raed Saudi Equity Fund Al Musahem Saudi Equity Fund AL RAJHI BANK 16.05% AL RAJHI BANK 16.63% AL RAJHI BANK 10.93% SAUDI BASIC INDUSTRIES
Getting Leverage. Going Short. May 14, :00 3:00 pm EDT
Getting Leverage. Going Short. Live Webinar Live Webinar May 14, 2009 2:00 3:00 pm EDT Definitions A leveraged ETF attempts to provide returns equivalent to a multiple (2x, 3x) of a benchmark, over a specific
To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to
TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements DATE: Thursday, October 11, 2018 To receive advanced notification
Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers TO: FROM: CME Clearing SUBJECT:
16-247 TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements DATE: Friday, June 24, 2016 To receive advanced
Good Harbor Tactical Core US Fund Class A Shares: GHUAX Class C Shares: GHUCX Class I Shares: GHUIX
Good Harbor Tactical Core US Fund Class A Shares: GHUAX Class C Shares: GHUCX Class I Shares: GHUIX Good Harbor Tactical Select Fund Class A Shares: GHSAX Class C Shares: GHSCX Class I Shares: GHSIX Semi-Annual
U.S. ETP MONTHLY FLASH
U.S. ETP MONTHLY FLASH JANUARY 2013 Source: NYSE Arca ETP Database and Arc vision. Statistics include only NYSE Arca listed ETPs which are derivatively priced securities that can trade intraday on a securities
Market Overview. Sector Overview
September 20, 2010 The Weekly ETF Report is based on ValuEngine Chief Market Strategist Richard Suttmeier's proprietary market analytics. Suttmeier combines his technical analysis expertise with ValuEngine's
Comstock Capital Value Fund Schedule of Investments July 31, 2018 (Unaudited)
Schedule of Investments July 31, 2018 (Unaudited) Shares Market Value EXCHANGE TRADED FUNDS 8.0% 9,900 Invesco DB Commodity Index Tracking Fund... $ 170,775 26,400 ishares Silver Trust (a)... 385,704 11,000
Transamerica Tactical Allocation. Monthly Dashboard February 2013
TRANSAMERICA TACTICAL ALLOCATION Transamerica Tactical Allocation Monthly Dashboard February 2013 Class A: TTAAX Class C: TTACX Class I: TTAIX Indicators Actual Allocations Positioning Expectations Risk
To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to
16-052 TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements DATE: Wednesday, January 27, 2016 To receive advanced
To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to
CH-ADV-17-454 TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements DATE: Monday, November 27, 2017 To receive
Fund Manager Quarterly Disclosures Q INTERNAL
Fund Manager Quarterly Disclosures Q3 2018 Al Ataa Saudi Equity Fund Al Raed Saudi Equity Fund Al Musahem Saudi Equity Fund AL RAJHI BANK 19.57% AL RAJHI BANK 19.86% AL RAJHI BANK 14.15% SAUDI BASIC INDUSTRIES
To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to
16-092 TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements DATE: Thursday, February 25, 2016 To receive advanced
CHARTBOOK January 2019
CHARTBOOK January 2019 Topic Page Market Returns 3-5 Valuations 6-19 Local Economics 20 28 Global Economics 29 35 Local Markets 36 44 Offshore Markets 45 51 Currencies 52 56 Commodities 57-62 Market Returns
Fund Manager Quarterly Disclosures Q INTERNAL
Fund Manager Quarterly Disclosures Q4 2018 Al Ataa Saudi Equity Fund Al Raed Saudi Equity Fund Al Musahem Saudi Equity Fund AL RAJHI BANK 21.56% AL RAJHI BANK 20.95% AL RAJHI BANK 15.00% SAUDI BASIC INDUSTRIES
Shipping Stocks Are Turning Up - Mike Swanson (03/17/13)
Shipping Stocks Are Turning Up - Mike Swanson (03/17/13) I want to bring your attention to the shipping stock sector, because it appears to be breaking out of a stage one base right now and beginning a
Real estate ETFs Pros and Cons:- Advantages:-
Real Estate ETFs Exchange Traded Funds Overview:- Exchange Traded Funds or ETFs for short are portfolios that contain various types of financial instruments that track the returns of an underlying asset
COPYRIGHTED MATERIAL. Index
Index Accounting issues, 173 175 ETF taxation, 174 175 ETFs vs. ETNs, 173 175 Accumulation-distribution (A-D), 4, 59 60, 133, 144 calculation by price/volume, 60 61 overview of, 59 60 RSI and, 62 67 Accumulation
U.S. EXCHANGE TRADED FUNDS MONTHLY FLASH AUGUST 2017
U.S. EXCHANGE TRADED FUNDS MONTHLY FLASH AUGUST 2017 NYSE ARCA U.S. EXCHANGE TRADED FUNDS (ETFs) HIGHLIGHTS FROM AUGUST 2017 In August, 12 new ETFs 1 listed on NYSE Arca At the end of August, 1,459 ETFs
Standardization and the FIX Protocol: Establishing Standard Market Sources
Standardization and the FIX Protocol: Establishing Standard Market Sources Alan Dean Global Head of Cross Asset FIX Connectivity - HSBC Co-Chair FPL Business Practices Committee 1 Agenda Why Are Standards
Week 1: Crude Tanker Industry Update
Week 1: Crude Tanker Industry Update By S ue Goodridge Jan 11, 2018. 01:51 PM Week 1: Crude Tanker Industry Update Week 1 In week 1 of 2018, which ended on January 5, 2018, the BDTI fell significantly
ETFs 301: How to Choose the Best ETF --- A Due Diligence Workshop. Sponsored by:
ETFs 301: How to Choose the Best ETF --- A Due Diligence Workshop Sponsored by: SPEAKERS SPEAKER SPEAKER Elisabeth Kashner, CFA Director of ETF Research FactSet Todd Rosenbluth Director of ETF & Mutual
To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to
10-51 TO: Cleaing Membe Fims Chief Financial Offices Back Office Manages Magin Manages FROM: CME Cleaing SUBJECT: efomance Bond Requiements: DATE: Fiday, Febuay 05, 2010 To eceive advanced notification
Sample Portfolio. Bret R. Tackett, MS, CFP 304 W. Venice Ave, Suite 218 Venice, FL /13/2009 through 9/30/2013 Portfolio Review
This report is intended to illustrate the quality of reporting we provide our clients each quarter. It is not an advertisement of performance. Performance reflected in this report is not indicative of
August U.S. ETP Monthly Flash
August 2014 U.S. ETP Monthly Flash NYSE Arca U.S. Exchange Traded Products (ETP) Highlights from August 2014 In August, 13 new ETPs listed on NYSE Arca At the end of August, 1,477 ETPs were listed on NYSE
portfolio holdings A list of holdings within the Personal Portfolios Conservative qualified strategy as of August 31, Portfolio Managers
A list of holdings within the Personal Portfolios Conservative qualified strategy as of August 31, 2015. Domestic Equity 11.00% AIA Tax-Managed Global Equity (DE) SMA 7.00% Brinker Focus Stock Basket SMA
Market May See Profit Booking Ahead Of Fed Monetary Policy On 26th July. Results for the day
* Monday, July 24, 2017 Market May See Profit Booking Ahead Of Fed Monetary Policy On 26th July Indian Market Outlook: Last Week Nifty Index made an all time high of 9928 and closed at 9915. Market is
To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to
10-241 TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements: DATE: Friday, June 04, 2010 To receive advanced
Ten Compelling Reasons to Consider Managed Futures
Ten Compelling Reasons to Consider 1. Diversity beyond traditional asset classes of stocks/ bonds/cash 2. Reduces overall portfolio volatility 3. Potential to increase returns along with reductions in
Is It Really Possible To Outperform The Stock Market? Kevin Barry
Is It Really Possible To Outperform The Stock Market? Kevin Barry kevin@tradersandinvestorsclub.co.uk A Rising Tide Lifts All Yachts Warren Buffett What moves the price of a stock? Overall Market 50% Industry
2.0. Learning to Profit from Futures Trading with an Unfair Advantage! Trading Essentials Framework What Are the E-Mini Futures
2.0 Learning to Profit from Futures Trading with an Unfair Advantage! Trading Essentials Framework What Are E-Mini Futures? E-mini futures track the most popular broad-based stock index benchmarks in the
TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers. CME Clearing FROM: SUBJECT:
10-415 TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements: DATE: Thursday, September 30, 2010 To receive advanced
To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to
09-267 TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements: DATE: Monday, June 22, 2009 To receive advanced
Structured Capital Strategies. AXA Equitable Life Insurance Company (NY, NY) For Financial Professional Use Only
Structured Capital Strategies AXA Equitable Life Insurance Company (NY, NY) For Financial Professional Use Only What is Structured Capital Strategies? Structured Capital Strategies is a variable and index-linked
To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to
TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements DATE: Wednesday, May 31, 2017 To receive advanced notification
CUSIP SECURITY DESCRIPTION % of Total
36191E870 GUIDEMARK GLOBAL REAL RETURN INST 3.97% 36191K207 GUIDEMARK LARGE CAP GROWTH INST 7.04% 36191K405 GUIDEMARK LARGE CAP VALUE INST 7.63% 36191K603 GUIDEMARK SMALL/MID CAP CORE INST 9.24% 36191K801
Monument Advisor delivers the industry s largest line-up of funds. Nationwide Advisory Solutions
Monument Advisor Investment Option Guide Nationwide Advisory Solutions Monument Advisor delivers the industry s largest line-up of funds. Access all the choices you need to manage tax-deferred assets in
ETF portfolio review, 30th September ETF portfolios with ESG overlay. market overview. portfolio performance
ETF portfolio review, 30th September 2017 market overview All our ETF portfolios performed better than s in September and all portfolios bar fixed-income continued to add to their gains year-to-date. Our
Schwab Diversified Growth Allocation Trust Fund
Fund Facts Trustee Fund Type Charles Schwab Bank Collective Trust Fund Category Global Asset Allocation Benchmark Global Growth Custom Index 1 Unit Class Inception Date 11/21/2012 Fund Inception Date 3/7/2012
D NONE (No reportable positions.)
AOlO Rev. 112013 FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Governmenr Act of 1978 FOR CALENDAR YEAR 2012 (5 U.S.C. app. 101-111) Person Reporting (last name, first, middle initial) Court
Contrarian ETF Portfolios
Traded on January 27, 2015 For Financial Advisor and Current Client Use Only Morningstar Investment Services, Inc. Contrarian ETF Portfolios Affected Portfolios Contrarian ETF Contrarian & Growth ETF Contrarian
Exchange-Traded Funds
Exchange-Traded Funds US ETF Weekly Update - Weekly Flows: $5.2 Billion Net Inflows - ETF Assets Stand at $1.4 Trillion, up 8% YTD - One ETF Launch NORTH AMERICA MICHAEL JABARA Michael.Jabara@mssb.com
The industry s largest underlying fund line-up. All the choice you need to manage tax-deferred assets in today s rapidly changing markets.
The industry s largest underlying fund line-up. All the choice you need to manage tax-deferred assets in today s rapidly changing markets. ISSUERS: JEFFERSON NATIONAL LIFE INSURANCE COMPANY JEFFERSON NATIONAL
TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing. Performance Bond Requirements
11-407 TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements DATE: Wednesday, November 09, 2011 To receive advanced
January 24, Michael Rechenthin, PhD Frank Kaberna
January 24, 2017 This week we provide a list of ETFs that are currently exhibiting some of the most liquid options all with a tastytrade liquidity rating of 3 or 4 stars. To dive deeper into the ETFs and
Russell 2000 Index Options
Interactive Brokers Webcast Russell 2000 Index Options April 20, 2016 Presented by Russell Rhoads, Senior Instructor Disclosure Options involve risks and are not suitable for all investors. Prior to buying
Annual Fee Disclosure Statement Important Information About Your Investment Options, Fees, and Other Expenses for the Ricoh USA, Inc.
Fee Disclosure Statement Important Information About Your Investment Options, Fees, and Other Expenses for the Ricoh USA, Inc. RSP The Ricoh USA, Inc. Retirement Savings Plan (the RSP or Plan ) is a great
PORTFOLIO OF INVESTMENTS 1 ST QUARTER
PORTFOLIO OF INVESTMENTS 1 ST QUARTER USAA TOTAL RETURN STRATEGY FUND MARCH 31, 2017 (Form N-Q) 48701-0517 2017, USAA. All rights reserved. PORTFOLIO OF INVESTMENTS USAA Total Return Strategy Fund March
First Trust Enhanced Equity Income Fund (FFA) Portfolio of Investments September 30, 2018 (Unaudited)
Portfolio of Investments Shares Description Value COMMON STOCKS 93.0% Aerospace & Defense 1.8% 29,000 Raytheon Co. (a)... $ 5,993,140 Air Freight & Logistics 1.6% 22,000 FedEx Corp. (a)... 5,297,380 Automobiles
2017 Distribution Summary Investor, Advisor, F, K, S, T, Premium, Premium F, D, e & W-Series
2017 Summary Investor, Advisor, F, K, S, T, Premium, Premium F, D, e & W-Series Breakdown of Cumulative s for the Period January 1, 2017 to December 31, 2017 Fund Name Fixed Funds: Investor Series TD Advantage
To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to
TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements DATE: Tuesday, February 06, 2018 To receive advanced notification
Exchange-traded funds ETF Flows - 2Q15 2 July 2015
ETF Flows - 2Q15 2 July 2015 CIO WM Research David Perlman, ETF Strategist, david.perlman@ubs.com This report highlights quarterly ETF flows by issuer and market segment. Flow estimates are obtained through
Exchange-Traded Funds
Exchange-Traded Funds US ETF Weekly Update - Weekly Flows: $4.2 Billion Net Outflows - ETF Assets Stand at $1.4 Trillion, up 5% YTD - Two ETF Launches Last Week - Exchange Traded Concepts Makes Changes
Plan of Attack... Page 2 ETF Watch... Page 4 Model Portfolio... Page 8
TABLE OF CONTENTS Market Background... Page 1 Plan of Attack... Page 2 ETF Watch... Page 4 Model Portfolio... Page 8 Market Background After a short holiday week that was much more difficult to navigate
Schwab Diversified Growth Allocation Trust Fund (Closed to new investors) Institutional Unit Class As of June 30, 2017
Fund Facts Trustee Fund Type Charles Schwab Bank Collective Trust Fund Morningstar Category Allocation - 50-70% Equity Benchmark Global Growth Custom Index 1 Unit Class Inception Date 3/7/2012 Fund Inception
Exchange-Traded Funds
Exchange-Traded Funds NORTH AMERICA MICHAEL JABARA Morgan Stanley Wealth Management Michael.Jabara@morganstanley.com +1 212 296-2626 JOHN DUGGAN Morgan Stanley Wealth Management John.Duggan@morganstanley.com
Fourth Quarter 2015 Market Review. March 2016
Fourth Quarter 2015 Market Review March 2016 Agenda Market Review Investment Outlook and Portfolio Positioning 2 2015 was a Challenging Year for Investment Returns Last year was the first time since 2001
To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to
#17-511 TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements DATE: Thursday, December 21, 2017 To receive advanced
First Half 2014 Volatility Trading Review
Interactive Brokers Webcast First Half 2014 Volatility Trading Review July 16, 2014 Presented by Russell Rhoads, CFA Disclosure Statement Options involve risks and are not suitable for all investors. Prior
CARB millions except for EPS Actual
*************************************************************************************** CARB millions except for EPS Actual Revenue 21.6 EBITDA 0.4 Adj. EPS (0.13) Q3 2012 Comparison of Estimates Company
Semi-Annual Report November 30, 2017
FormulaFolios Hedged Growth ETF (FFHG) FormulaFolios Smart Growth ETF (FFSG) FormulaFolios Tactical Growth ETF (FFTG) FormulaFolios Tactical Income ETF (FFTI) Semi-Annual Report 1-888-562-8880 www.formulafoliofunds.com
Market Statistics 2011
Market Statistics 2011 Page 1. Records Set in 2011 1 2. Securities Market Statistics 2-11 3. China Dimension 12-13 4. Derivatives Market Statistics 14-16 RECORDS SET IN 2011 Securities Market (HK$) Up
Exchange-Traded Funds
Exchange-Traded Funds US ETF Weekly Update - Weekly Flows: $272 Million Net Inflows - Seventh Consecutive Week of Net Inflows - ETF Assets Stand at $1.5 Trillion, up 14% YTD - Two ETF Launches Last Week
Exchange-Traded Funds
Exchange-Traded Funds NORTH AMERICA MICHAEL JABARA Morgan Stanley Wealth Management Michael.Jabara@morganstanley.com +1 212 296-2626 JOHN DUGGAN Morgan Stanley Wealth Management John.Duggan@morganstanley.com
GAMCO Mathers Fund. First Quarter Report March 31, To Our Shareholders,
First Quarter Report March 31, 2018 To Our Shareholders, Henry G. Van der Eb, CFA Portfolio Manager The Sarbanes-Oxley Act s corporate governance regulations require a Fund s principal executive and financial
High Probability ETF Trading For All
High Probability ETF Trading For All Version 2.10 Strategy Report Chris White, March 2014 Includes full year results 01/01/2009 to 12/31/13 And Last 3 months results (01/12/13 to 02/28/14) Contents Disclaimer...
First Half Trends in Futures and Options Trading Activity. Presenter: Will Acworth, Senior Vice President, FIA August 7, 2018
First Half Trends in Futures and Options Trading Activity Presenter: Will Acworth, Senior Vice President, FIA August 7, 2018 December 2017: Steady State? 30 Global Futures and Options Volume 25 Billions
Our Goal. Your Vision. Luft Financial Model Portfolios 2017 Review. February 15, 2018 FOR PRIVATE CLIENTS ONLY
FOR PRIVATE CLIENTS ONLY Luft Financial Model Portfolios February 15, 2018 Your Vision Robert Luft, CIM, CFP Luft Financial Portfolio Manager Director, Private Client Group Robert.Luft@holliswealth.com
Dorsey, Wright & Associates
Dorsey, Wright & Associates Alpha Generation With ETFs Tom Dorsey President, Founder tom@dorseywright.com www.dorseywright.com P: 804-320-8511 1 For Financial Professional Use Only. Not For Use With The
Supplemental Income 401(k) Plan
Supplemental Income 401(k) Plan This document contains important information concerning our retirement plan. The first section provides you with information about the plan in general, including any expenses
D NONE (No reportable positions.)
AOO Rev. /20I FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111) 1. Person Reporting (last name, first, middle initial) Court
On July 13, 2016, NYSE Arca, Inc. ( Exchange or NYSE Arca ) filed with the
This document is scheduled to be published in the Federal Register on 11/07/2016 and available online at https://federalregister.gov/d/2016-26790, and on FDsys.gov 8011-01 SECURITIES AND EXCHANGE COMMISSION
The industry s largest underlying fund line-up. All the choice you need to manage tax-deferred assets in today s rapidly changing markets.
IOG page 1 The industry s largest underlying fund line-up. All the choice you need to manage tax-deferred assets in today s rapidly changing markets. Want Want more more information? information? Call
Monthly Investment Compass Charting The Course Of The Markets
Monthly Investment Compass Charting The Course Of The Markets September 21st, 2017 Monthly Investment Compass 1) Executive Summary: September 21 st, 2017 U.S. Stock Market: Virtually all of our near term
WELCOME: Analyst & Media Briefing First Quarter Financial Year 2012 Results
WELCOME: Analyst & Media Briefing First Quarter Financial Year 2012 Results Magnus Böcker, CEO Muthukrishnan Ramaswami, President 17 October 2011 First Quarter Financial Year 2012 Results Briefing Agenda
To receive advanced notification of Performance Bond (margin) changes, through our free automated mailing list, go to
17-399 TO: Clearing Member Firms Chief Financial Officers Back Office Managers Margin Managers FROM: CME Clearing SUBJECT: Performance Bond Requirements DATE: Thursday, October 12, 2017 To receive advanced
Quarter Ending March 31, Charles Schwab & Co., Inc. (Member SIPC). All rights reserved.(0517-zvec)
Quarter Ending March 31, 2017 1 An industry-leading benchmark on retirement plan participant investment activity within self-directed brokerage accounts Table of Contents: Key Schwab Observations for Quarter
Spotlight Web Seminar Active and Passive Investing: Why Are ETF Fees So Low? Morningstar Advisor February/March 2011
Spotlight Web Seminar Active and Passive Investing: Why Are ETF Fees So Low? Morningstar Advisor February/March 2011 Total Cost Analysis of ETFs Paul Justice, CFA Director of ETF Research North America
A MarketRiders Special Report
A MarketRiders Special Report Aggregate Mutual Fund Fee Report US IRA Accounts 2009 1 www.marketriders.com Aggregate Mutual Fund Fee Report: US IRA Accounts 2009 As of September 30, 2009, US Households
WisdomTree Dividend Growth Indexes FOR REGISTERED REPRESENTATIVE OR INSTITUTIONAL USE ONLY. NOT FOR PUBLIC USE OR VIEWING.
WisdomTree Dividend Growth Indexes Important Information This information is provided to further analyze the long term performance of the WisdomTree Funds, specific components, characteristics of the funds
Passive Investing: Theory vs. Practice. Oliver Murray Brandes Investment Partners & Co.
Passive Investing: Theory vs. Practice Oliver Murray Brandes Investment Partners & Co. Backgrounder: Passive Investing Passive Investing in Practice Examples from U.S. Equity Markets 2 Sample US Equity
To create a nation of successful longterm. Exchange Traded Funds -The Hottest New Investments. Disclaimer
Exchange Traded Funds -The Hottest New Investments Allen Holdsworth Director BIVA Board Illowa Buy States Chapter Director Disclaimer The information in this presentation is for educational purposes only
Supplemental Income 401(k) Plan
Supplemental Income 401(k) Plan This document contains important information concerning our retirement plan. The first section provides you with information about the plan in general, including any expenses
XLF Financial Select Sector SPDR Fund
Financial Select Sector SPDR Fund ETF.com segment: Equity: U.S. Financials Competing ETFs: VFH, IYF, FNCL, PSCF, FXO Related ETF Channels: North America, S&P Financial Select Sector Index, U.S., Broad-based,