RECERTIFICATION REGARDING CORRESPONDENT ACCOUNTS FOR FOREIGN BANKS [OMB CONTROL NUMBER ]
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1 RECERTIFICATION REGARDING CORRESPONDENT ACCOUNTS FOR FOREIGN BANKS [OMB CONTROL NUMBER ] The information contained in this Certification is sought pursuant to Sections 5318(j) and 5318(k) of Title 31 of the United State Code, as added by sections 313 and 319(b) of the USA PATRIOT Act of 2001 (Public Law ). The undersigned financial institution, The Toronto-Dominion Bank ( Foreign Bank ), hereby certifies as follows: 1. Foreign Bank has executed a Certification dated March 28, 2003 (the Certification ) relating to one or more Correspondent Accounts maintained by one or more Covered Financial for Foreign Bank. Terms defined in the Certification have the same meaning in this Recertification. 2. The information contained in the Certification: [ ] remains true and correct. [ X ] is revised by the information provided within this Recertification. (Please note that the attached Appendix I contains a revised list of foreign subsidiaries and branches of The Toronto-Dominion Bank.) Foreign Bank understands that each Covered Financial Institution at which it maintains a Correspondent Account may provide a copy of this Recertification to the Secretary of the Treasury and the Attorney General of the United States. Foreign Bank further understands that the statements contained in this Recertification may be transmitted to one or more departments or agencies of the United States of America for the purpose of fulfilling such departments and agencies governmental functions.
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3 APPENDIX 1 Branch and Subsidiary Details Required by Section C of the Certification Regarding Correspondent Accounts for Foreign Banks by The Toronto-Dominion Bank Location Address Banking Authority Subsidiaries Australia - Toronto Dominion Australia Limited Barbados - Toronto Dominion International Inc First Nations Bank of TD Asset Management, Inc 201, Sussex Street, c/o PricewaterhouseCoopers, Darling Park Tower 2, Sydney, New South Wales, 2000, Australia 4th Floor, CGI Tower, Warrens, P.O. Box 1325, St. Michael, BB11000, Barbados 224, 4th Avenue South, Saskatoon, Saskatchewan, S7K 5M5, Australian Securities & Investments Central Bank of Barbados Deposit Insurance Corporation Alberta Securities British Columbia Securities Manitoba Securities New Brunswick Securities Nova Scotia Securities Ontario Securities Securities of Newfoundland & -- TD Mortgage Corporation TD Pacific Mortgage Corporation -- TD Securities, Inc. 700, West Georgia Street, 3rd Floor, TD Tower, Vancouver, British Columbia, V7Y 1A2, Deposit Insurance Corporation Financial Consumer Agency of Financial Services of Ontario Deposit Insurance Corporation Financial Consumer Agency of Financial Services of Ontario Alberta Securities British Columbia Securities Canadian National Stock Exchange Investment Industry Regulatory Organization of Can Manitoba Securities Montreal Exchange National Futures Association New Brunswick Securities
4 Location Address Banking Authority Nova Scotia Securities Ontario Securities Securities of Newfoundland & Toronto Stock Exchange TSX Venture Exchange TD Waterhouse, Inc. TD Waterhouse Private Investment Counsel Inc The Trust Company Alberta Securities British Columbia Securities Investment Industry Regulatory Organization of Can Manitoba Securities Montreal Exchange New Brunswick Securities Nova Scotia Securities Ontario Securities Securities of Newfoundland & Alberta Securities British Columbia Securities Manitoba Securities New Brunswick Securities Nova Scotia Securities Ontario Securities Securities of Newfoundland & British Columbia Financial Institution Deposit Insurance Corporation Financial Consumer Agency of Financial Services of Ontario Ireland TD Global Finance Level 2, Plaza 2, Custom House Plaza, Central Bank of Ireland
5 Location Address Banking Authority IFSC Dublin 1, Ireland Companies Registration Office Singapore Toronto Dominion (South East Asia) Limited 1, Temasek Avenue, Millenia Tower, , Singapore Australian Securities & Investments Monetary Authority of Singapore Luxembourg Internaxx Bank S.A. 46A, Avenue J-F Kennedy, Luxembourg, L-2951, Luxembourg de Surveillance du Secteur Financier The Netherlands -- TD Bank N.V. UK -- NatWest Stockbrokers Limited UK TD Bank Europe Limited UK -- TD Direct Investing (Europe) Limited UK TD Securities Limited UK TD Waterhouse Bank N.V., UK Branch UK -- TDWCS LLP World Trade Centre, Tower A, 11th Floor, Strawinskylaan 1103, Amsterdam, 1077 XX, Netherlands 2 1/2, Devonshire Square, Premier Place, London, EC2M 4BA, England 60, Threadneedle Street, London, EC2R8AP, England Exchange Court, Duncombe Street, Leeds, LS1 4AX, England 60, Threadneedle Street, London, EC2R8AP, England Exchange Court Duncombe Street Leeds, England LS1 4AX Exchange Court, Duncombe Street, Leeds, LS1 4AX, England Autoriteit Financiële Markten De Nederlandsche Bank N.V. Autoriteit Financiële Markten Location Address Banking Authority International Branches Australia Sydney Level 24 9 Castlereagh Street Sydney, New South Wales 2000 Australian Prudential Regulation Authority Australian Securities & Investments Australia Cayman Islands Bank of Butterfield c/o Trust Department P.O. Box 705 GT Georgetown, Grand Cayman KY Cayman Islands Cayman Islands Monetary Authority England London 60 Threadneedle Street, London EC2R8AP England Hong Kong Suites 2210 Two Pacific Place 88 Queensway Hong Kong Singapore 1 Temasek Avenue #15-02 Millenia Tower Singapore Financial Services Authority Hong Kong Monetary Authority Securities and Futures Monetary Authority of Singapore
Appendix B to Part 103--Recertification Regarding Correspondent Accounts for Foreign Banks
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