Annual Report for Calendar 2014

Transcription

1 United States Senate Financial Disclosures Annual Report for Calendar 2014 The Honorable Michael F Bennet (Bennet, Michael) Filed 3:48 PM The following statements were checked before filing: I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief. I understand that reports cannot be edited once filed. To make corrections, I will submit an electronic amendment to this report. I omitted assets because they meet the three-part test for exemption. Part 1. Honoraria Payments or Payments to Charity in Lieu of Honoraria Did any individual or organization pay you or your spouse more than $200 or donate any amount to a charity on your behalf, for an article, speech, or appearance? No Part 2. Earned and Non- Income Did you or your spouse have reportable earned income or non-investment income? Yes # Who Was Paid Type Who Paid Amount Paid 1 Spouse Salary University of Denver Law School Denver, CO > $1,000 Part 3. Assets Did you, your spouse, or dependent child own any asset worth more than $1000, have a deposit account with a balance over, or receive income of more than $200 from an asset? Yes Asset Asset Type Owner Value Income Type Income 1 Merrill Lynch Brokerage/Managed Child $15,001 - Individual Investor (Cash) 2 MDLOX - BlackRock Self $15,001 - Global Allocation Inv IRA A 3 RPMGX - T. Rowe Self $250,001 - $15,001 -

2 Price Mid-Cap Growth 4 HAINX - Harbor Self $50,001 - International Institutional 5 PERA - Public Self $50,001 - Interest, $201 - Employees' Retirement Benefit $1,000 Association of Colorado 6 Suntrust Bank Deposit Spouse (Richmond, VA) Type: Certificate of Deposit, 7 CollegeInvest Fund 529 College Savings Child Institution: CollegeInvest Savings 7.1 Moderate Age option: Conservative Growth 7.2 Conservative Age $2,501 - option: Income Portfolio 8 CollegeInvest Fund 529 College Savings Child Institution: CollegeInvest Savings 8.1 Moderate Age option: Conservative Growth 8.2 Conservative Age $2,501 - option: Income Portfolio 9 Daggett Farms Farm Spouse $15,001 - Rent/Royalties, Limited Partnership Interest, Description: 1500 acre

3 family farm (Marianna, AR) Filer comment: 9.42% limited partnership 10 LMD Farms Limited Farm Spouse $15,001 - Rent/Royalties, $15,001 - Partnership Interest, Description: 1500 acre family farm (Marianna, AR) Filer comment: 8.97% limited partnership 11 The Michael F. Bennet Trust Trust General (Trust) Self 11.1 Charles Schwab Bank (Denver, CO) Type: Money Market, Bank Deposit Self $1,000,001 -,000 Interest, $201 - $1, LVLT - Level 3 Corporate Communications, Inc. (NYSE) Stock 11.3 RGC - Regal Corporate Self $1,000,001 Dividends, $50,001 - Entertainment Group - (NYSE) Stock, SPY - SPDR S&P 500 Self $250,001 - ETF (NYSEArca) Exchange Traded Funds/Notes 11.5 Colorado Health Government FACS AUT Rate/Coupon: 3.125% Matures: 01/01/2016 Municipal Security 11.6 EAERX - Eaton Vance Self $1,000,001 $100,001 - Stock A - $1,000,000, Colorado ST BRD Government Interest, CMTY CLG Rate/Coupon: 2.75% Municipal Security Matures: 11/01/ Colorado HLTH FAC Government Interest, AUTH C

4 Rate/Coupon: 4.0% Municipal Security Matures: 10/01/ Canyon Balanced Fund Self $500,001 - Fund LP Hedge Fund $1,000,000 Description: Hedge fund (Los Angeles, CA) Belmar HH Owner Real Estate Self $250,001 - LLC Commercial Description: Hotel (Lakewood, CO) 12 CollegeInvest Fund 529 College Savings Child Institution: CollegeInvest Savings 12.1 Conservative Age option: Conservative Growth 12.2 Moderate Age option: Moderate Growth 13 TIAA-CREF Spouse Retirement Portfolio 13.1 VTHRX - Vanguard Spouse $15,001 - $201 - Target Retirement $1, Inv 14 Vanguard 403(b)7 Spouse 14.1 VEURX - Vanguard Spouse $15,001 - European Stock Index Inv 14.2 VGHCX - Vanguard Spouse $50,001 - Health Care Inv 14.3 VWUSX - Vanguard Spouse $15,001 - $2,501 -

5 US Growth Inv 14.4 VFINX - Vanguard 500 Spouse $50,001 - Index Inv 15 WilmerHale Self Retirement 15.1 VINIX - Vanguard Self $15,001 - $2,501 - Institutional Index I 15.2 CIVIX - Causeway Self International Value Instl 15.3 TSFIX - Touchstone Self $15,001 - Small Cap Core Inst Part 4a. Periodic Transaction Report Summary In this section, electronically filed periodic transaction report (PTR) transactions are displayed for you. Have you filed any paper-based PTRs in this period? No Part 4b. Transactions Did you, your spouse, or dependent child buy, sell, or exchange an asset that exceeded $1,000? Yes # Owner Ticker Asset Name Transaction Type Transaction Date Amount Comment 1 Child CollegeInvest Fund Moderate Age option: Conservative Growth Exchange 01/06/ Child CollegeInvest Fund Conservative Age option: Income Portfolio 3 Child CollegeInvest Fund Moderate Age option:

6 Conservative Growth 4 Child CollegeInvest Fund Conservative Age option: Income Portfolio 5 Child CollegeInvest Fund Conservative Age option: Conservative Growth 6 Child CollegeInvest Fund Moderate Age option: Moderate Growth 7 Self EAERX Eaton Vance Stock A Purchase 12/16/2014 $100,001-8 Self Canyon Balanced Fund LP Purchase 07/01/2014 $500,001 - $1,000,000 9 Self Belmar HH Owner LLC Purchase 11/01/2014 $250, Self EAERX Purchase 09/09/2014 $15, Self MCLOX BlackRock Global Allocation Inv C Purchase 12/17/2014 Part 5. Gifts Did you, your spouse, or dependent child receive any reportable gift during the reporting period? No Part 6. Travel Did you, your spouse, or dependent child receive any reportable travel or reimbursements for travel? No Part 7. Liabilities Did you, your spouse, or dependent child have a liability worth more than $10,000 at any time? Yes Rate # Incurred Debtor Type Points (Term) Amount Creditor Comments Joint Mortgage % $250,001 - Wells Fargo Mortgage on (30 year fixed) Washington, DC personal residence

7 Part 8. Positions Did you hold any outside positions during the reporting period? No Part 9. Agreements Did you have any reportable agreement or arrangement with an outside entity? No Part 10. Compensation If this is your first report, or you are a candidate did you receive compensation of more than from a single source in the two prior years? No Attachments & Comments No attachments added. No comments added.