PRICE LIST ILIRIKA BORZNO POSREDNIŠKA HIŠA D.D., LJUBLJANA

Transcription

1 PRICE LIST ILIRIKA BORZNO POSREDNIŠKA HIŠA D.D., LJUBLJANA ILIRIKA borzno posredniška hiša d.d., Ljubljana, Slovenska cesta 54a, 1000 Ljubljana Telephone: +386 (1) Fax: +386 (1)

2 SERVICE PRICE LIST OF ILIRIKA D.D. LJUBLJANA 1. COMPENSATION FOR SELECTION OF SERVICES BASIC PACKAGE TRADING PACKAGE BUSINESS PACKAGE Compensation for the selected service package 0 EUR 26 EUR 75 EUR The individual package includes the following more important services: Operating an account at the Central Securities Clearing Corporation (KDD) for local financial instruments Operating a sub depot at the KDD for foreign financial instruments Maintenance of client, status and transaction information Classic trading on local and foreign market Trading via the ILIRIKA-ONLINE electronic platform Consultation regarding trading on local and foreign markets Drafting the forecasts of capital gain Discount for electronic communication - 5% - Discount for electronic operating activities % - Meaning of markings: - service is available - service is unavailable - service is optional Individual available service and all optional services by ILIRIKA d.d. Are calculated in accordance to the Service Price List of ILIRIKA d.d. The Basic Package and the Trading Package are intended solely for natural persons. The Business Package is intended solely for companies, persons of civil law and other legal entities. A sole trader can select either one of any available packages. The compensation for the selected service package is charged during the establishment of a business relationship for the period by the end of the calendar year or at the beginning of the year for the entire calendar year when the business relationship is established. In case of the termination of the established business relationship due to cancellation of one of the parties prior to the termination of the set period, in which the compensation is calculated, the compensation is not refundable. The compensation is also not refundable in case of switching between packages during the calendar year, which results in the lower level of service. The compensation for the conclusion of the contractual relationship for the selected trading or business package is calculated for the entire calendar year, regardless of the month of concluding the business relationship. The client, who agrees to receive all notifications in an electronic form via and refuses the standard mail service, is entitled to the electronic communication discount. The client, who agrees to send all notifications in an electronic form via and refuses the standard mail service and has conclude the accession form for ILIRIKA-ONLINE application, is entitled to the electronic communication discount. Clients, who have undertaken to invest their stock exclusively to the ILIRIKA MODRA ZVEZDA d.d company are entitled to a 30% for the compensation for the selected service package within the Trading Package. The discounts are not aggregated.

3 2. COMPENSATION FOR CLOSING AND OPERATING ACCOUNT AT KDD Closing an account at the KDD The costs of closing an account at the KDD are calculated according to the valid price list of the KDD d.d. Operating an account at the KDD The costs of operating an account at the KDD are calculated according to the valid price list of the KDD d.d. In case of potential amendments to the price list or fees of the KDD d.d., the ILIRIKA d.d. Ljubljana reserves the right to changes to the provided compensation without prior changes to their price list; and a right to calculate the compensation in accordance with the valid price list of the KDD d.d. (Schedule 1) OPENING TRADING ACCOUNT AND CLIENT IDENTIFICATION Natural Person Legal Entity EUR EUR 2.2. TERMINATION OF CONTRACTUAL RELATIONSHIP Termination of contractual relationship EUR Valid until, including, 4 April 2018 for any client, who concluded a contractual agreement with the ILIRIKA BPH d.d. From, including, 4 April 2018.

4 3. COMPENSATION OF MAINTAINING STATUS OF FINANCIAL INSTRUMENTS AT KDD BASIC PACKAGE TRADING PACKAGE BUSINESS PACKAGE Monthly compensation for maintaining status of securities for an individual KDD account Compensation is used for the Basic Package with the average monthly value of securities up to, including, 8, EUR Difference in KDD cost up to % of average monthly value of securities Monthly compensation for maintaining status of equity securities for an individual KDD account Compensation is used for the Basic Package with the average monthly value of securities up to, including, 8, EUR, Trading Package and Business Package Monthly compensation for maintaining status of debt securities for an individual KDD account Compensation is used for the Basic Package with the average monthly value of securities up to, including, 8, EUR, Trading Package and Business Package Minimal annual compensation for maintaining statuses of securities for an individual account at the KDD Minimal monthly compensation for maintaining statuses of securities for an individual account at the KDD 3.00 EUR EUR % of average monthly value of the equity securities % of average monthly value of the debt securities % of average monthly value of the equity securities % of average monthly value of the debt securities EUR Compensations form Point 3 do not include direct costs of the KDD d.d., which are charged to the ILIRIKA d.d. Regarding the maintenance of status of financial instruments of the ILIRIKA d.d. clients. The direct costs of the KDD d.d. are charged additionally to the ILIRIKA d.d. Compensation according to the KDD d.d. valid price list. (Schedule 1). The basis for the calculation of the compensation for maintaining the financial instruments in the KDD is the average value of these financial instruments of a client in an individual month, calculated as it is charged by the KDD d.d. The compensation is charged quarterly. The aforementioned compensation for maintaining the status of securities for an individual account of a natural person at the KDD, accumulated with the cost of operating an account at the KDD, shall not exceed 0.5% average yearly value of the securities or financial instruments. If the amount from Point 3 of this price list, accumulated with the amount of compensation from Point 4 and compensation from Point 11.4 of this price list does not exceed EUR, the compensation is not charged in the current quarterly; the amount of uncharged compensations in charged in the quarterly, when the sum of uncharged compensation for an individual account exceeds EUR, and at the latest after the conclusion of the final quarterly of the current year or at termination of a business relationship, regardless of the amount of the uncharged compensation. The minimal yearly compensation for maintaining the status of securities at KDD and financial instruments of foreign markets, the client with their status of securities on 1 January is larger than zero, charged at the beginning of the year for the current calendar year. The legal entity, with the status of securities on 1 January zero or they open the account for financial instruments in the current calendar year, the first book entry of securities to an individual account is charged a proportionate part of the minimal yearly compensation for maintaining the status of securities; for each month from the

5 first book entry of securities to an individual account by the end of the calendar year. In case of the termination of the business relationship due to cancellation of one of the parties prior to the termination of the set period, in which the compensation is calculated, the compensation is not refundable. Every quarterly also includes the assessment between the actual compensation for status maintenance and the paid minimal compensation. If the amount from Point 2 of this price list, accumulated with the amount of compensation from Point 3 and compensation from Point 11.4 of this price list does not exceed EUR, the compensation is not charged in the current quarterly; the amount of uncharged compensations in charged in the quarterly, when the sum of uncharged compensation for an individual account exceeds EUR, and at the latest after the conclusion of the final quarterly of the current year or at termination of a business relationship, regardless of the amount of the uncharged compensation. 4. COMPENSATION FOR MAINTAINING STATUSES OF FOREIGN FINANCIAL INSTRUMENTS Compensation for maintaining statuses of foreign financial instruments BASIC PACKAGE TRADING PACKAGE BUSINESS PACKAGE 0.05% of average annual value of portfolio Compensations from Point 4 do not include direct costs of the trust banks, which are charged to the ILIRIKA d.d. regarding the maintenance of status of financial instruments of the ILIRIKA d.d. clients. The direct costs of trust banks are charged additionally to the ILIRIKA d.d. compensation according to their valid price lists (Schedule 2). The basis for the calculation of the compensation for maintaining foreign financial instruments in is the average value of securities of a client in an individual month, calculated as it is charged by the individual trust bank. The compensation is charged quarterly. If the amount from Point 3 of this price list, accumulated with the amount of compensation from Point 4 and compensation from Point 11.4 of this price list does not exceed EUR, the compensation is not charged in the current quarterly; the amount of uncharged compensations in charged in the quarterly, when the sum of uncharged compensation for an individual account exceeds EUR, and at the latest after the conclusion of the final quarterly of the current year or at termination of a business relationship, regardless of the amount of the uncharged compensation. 5. MEDIATION IN PURCHASING AND SALE SECURITIES ON LOCAL MARKET 5.1. ILIRIKA D.D. FEE FOR PURCHASE AND SALE OF SECURITIES ACCORDING TO THE TURNOVER VALUE CLIENT S DAILY TURNOVER (IN EUR) BASIC PACKAGE TRADING PACKAGE / BUSINESS PACKAGE ILIRIKA-ONLINE up to 5, % 1.20% from 5, to 20, % from 20, to 40, % 1.00% from 40, to 60, % 0.40% over 60, % 0.50% Minimal fee EUR EUR 5.00 EUR

6 Concluded daily transactions are considered when calculating the minimal fee. Fee for stock operation out of organised market 3.00% Minimal fee - Basic Package EUR Minimal fee - Trading Package / Business Package EUR The calculation of the minimal fee of operations outside the organised market considers the concluded transactions in a day based on the submitted one order. The trading on foreign markets via the ILIRIKA-ONLINE trading platform is considered in the ILIRIKA d.d. Ljubljana price list, i.e. Point 6 Trading Package KDD AND STOCK EXCHANGE COSTS The Ljubljanska borza (Ljubljana Stock Exchange) and the KDD fee is calculated according to their valid price lists. Stock Exchange Fee from 0.002% to 0.08% of operation value, min EUR, max EUR, with block trades is 0.04% of operation value, min EUR, max EUR KDD Fee 0.035% of operation value, min EUR, max EUR In case of potential amendments to the price list or fees of the KDD d.d. And the Ljubljanska borza, the ILIRIKA d.d. Ljubljana reserves the right to changes to the provided compensation without prior changes to their price list; and a right to calculate the compensation in accordance with the valid price list of the KDD d.d. (Schedule 1) 6. MEDIATION IN PURCHASING AND SALE OF FINANCIAL INSTRUMENTS ON FOREIGN MARKETS 6.1. ILIRIKA D.D. FEE FOR PURCHASE AND SALE OF SECURITIES ACCORDING TO THE TURNOVER VALUE CLIENT S DAILY TURNOVER (IN EUR) BASIC PACKAGE TRADING PACKAGE / BUSINESS PACKAGE ILIRIKA ONLINE up to 5, % 1.20% from 5, to 20, % from 20, to 40, % 1.00% from 40, to 60, % 0.40% over 60, % 0.50% Minimal fee EUR EUR EUR Concluded daily transactions are considered when calculating the minimal fee. Agent s fee is calculated according to the upper tables as a percentage of the value of the operation (number of financial instruments multiplied by the price). If the operation is concluded in another currency (not in EUR) the agent0s fee is calculated from the operation value in EUR.

7 6.2. FEE BY EXECUTIVE PARTNERS OR FOREIGN AGENTS In case of potential amendments to the tariffs of the foreign executive partners or the trust bank, the ILIRIKA d.d. Ljubljana reserves the right to changes to the provided tariffs without prior changes to their price list; and a right to calculate the tariffs in accordance with their valid tariff price list. The price list includes the last known expenses of the executive partners and foreign agents, which are used by ILIRIKA d.d. for trading. For foreign markets' trading the ILIRIKA d.d. Ljubljana reserves the right to selection of any other partner pursuant to the principle of good management CONVERGEX LIMITED FOREIGN MARKET FOREIGN AGENT FEE BANK FEE OR TRUST COSTS Australia 0.08% EUR Austria 0.12% EUR Belgium 0.05% EUR Bulgaria 0.45% or min BGN EUR Brazil % EUR Czech Republic 0.20% EUR Denmark 0.05% EUR Estonia 0.30% EUR Philippines % EUR Finland 0.05% EUR France % EUR Greece % EUR Hong Kong % EUR Indonesia % EUR Ireland % EUR Italy % EUR Japan 0.06% EUR South Africa % EUR South Korea % EUR Canada 0,007CAD/stock EUR Latvia 0.30% EUR

8 Lithuania 0.70% EUR Luxembourg bonds 0.25% or min EUR EUR Luxembourg stocks 0.25% or min EUR EUR Hungary 0.20% EUR Malaysia % EUR Mexico 0.20% EUR Germany (Frankfurt, Xetra) 0.03% EUR

9 FOREIGN MARKET FOREIGN AGENT FEE BANK FEE OR TRUST COSTS Netherlands 0.04% EUR Norway 0.04% EUR New Zealand 0.08% EUR Poland 0.18% EUR Portugal 0.05% EUR Russia 0.30% or min EUR EUR Singapore % EUR Spain 0.05% EUR Sweden 0.05% EUR Switzerland (SWX) 0.05% EUR Switzerland (WIRT-X) 0.05% EUR Thailand 0.20% EUR Turkey % EUR United Kingdom (London International - IOB) % EUR United Kingdom (London Stock Exchange SETS, SETS MM) % EUR USA (NASDAQ, NYSE, AMEX, OTC BULLETIN BOARD) 15 0,006USD/stock EUR Minimal agent fee 10 USD 1 additional fee: exchange fee 3,25 bps 2 additional fee: taxes 4 bps with purchase, taxes 54 bps with sales 3 additional fee: taxes 30 bps with purchase 4 additional fee: registration/transfer fee 3.25 bps 5 additional fee: stamp duty 10 bps (rounded up in thousands of HKD, transaction levy 0.27 bps, trading fee 0.5 bps 6 additional fee: exchange levy 4,3 bps, transaction tax 10 bps with sales 7 additional fee: stamp duty 100 bps with purchase of Irish stocks: transactions over 12, EUR are charged with a levy charge of 1.25 EUR 8 additional fee: FTT 10 bps with purchases of stocks of companies registered in Italy 9 additional fee: with purchase UST 25 bps, investor protection levy 0.02 bps in state fee bps + VAT 10 additional fee: special tax 15 bps with sales, transaction tax 15 bps with sales 11 additional fee: stamp duty 10 bps, transaction levy 3 bps 12 additional fee: stamp duty 3.25 bps, transaction levy 0,75 bps 13 trading at the Istanbul Stock Exchange requires an acquisition of a Turkish tax ID for each client 14 additional fee; stamp duty 50 bps with stock purchase; transactions over 10, GBP are charged with a PTM Levy of 1 GBP 15 additional fee: SEC fee % with sales * For ETF stock the settlement is processed on the Luxembourg market.

10 RAIFFEISEN CENTROBANK AG FOREIGN MARKET FOREIGN AGENT FEE BANK FEE OR TRUST COSTS Germany (Boerse Stuttgart) 0.20% or min. 25 EUR EUR Germany (Frankfurt) 0.20% or min. 25 EUR EUR INTERCAPITAL VRIJEDNOSNI PAPIRI d.o.o. CROATIAN MARKET Fee of foreign agent INTERCAPITAL d.d. Bank fee or trust costs 0.20% of operation value EUR PRIVREDNA BANKA ZAGREB d.d (PBZ d.d.) CROATIAN MARKET Fee of foreign agent PBZ d.d. for stocks Fee of foreign agent PBZ d.d. for bonds Cost of demurrage 0.20% of operation value 0.20% of operation value calculated quarterly pursuant to the Point 4 of this price list % bank fee of the monthly portfolio value ILIRIKA INVESTMENTS a.d. Beograd SERBIAN MARKET Fee of foreign agent ILIRIKA Investments a.d. (Incl. Costs of a foreign bank for settlement) 0.29% Belgrade Stock Exchange fee 0.10% Central Register fee Bank fee or trust costs 0.10% or max. 1, RSD EUR NOVA LJUBLJANSKA BANKA d.d. SERBIAN MARKET Fee of foreign agent (incl. Stock exchange and clearing costs) 0.57% Transfer of property rights tax with purchase 0.35% Bank fee or trust costs 0.25% of transaction EUR

11 ILIRIKA INVESTMENTS a.d. MACEDONIAN MARKET Fee of foreign agent ILIRIKA Investments a.d. Skopje 0.50% Central Register fee Stock Exchange fee Bank costs Bank transfer costs from Macedonia Cost of demurrage for financial instruments on Macedonian market 0.10% or min. 100 MKD/transaction Cumulative calculation after a transaction: to 1,000 MKD min MKD or 0.20%/stock transaction and 0.25%/bond transaction for transactions over 10,000 MKD the min. is 100,00 MKD 0.5% or min MKD reinvoiced in accordance with the bank price list calculated quarterly in accordance with the Point 4 of this price list) % trust bank cost of average annual value of portfolio NOVA LJUBLJANSKA BANKA d.d. BIH MARKET THE BIH FEDERATION (Sarajevo Market) Fee of foreign agent NLB d.d. Bank fee or trust costs 0.24% of operation value % of operation value, if operation value is estimated over 10,000 BAM and includes the local market costs. Otherwise the following is valid: minimal 10 BAM for operation value up to 200 BAM, minimal 20 BAM for operation value up to 500 BAM, minimal 30 BAM for operation value up to,.000 BAM, minimal 35 BAM for operation value up to 10,000 BAM, minimal 40 BAM for operation value up to 10,000 BAM and 0.225% of operation value for the local market costs EUR NOVA LJUBLJANSKA BANKA d.d. BIH MARKET SERB REPUBLIC (Banja Luka Market) Fee of foreign agent NLB d.d. Bank fee or trust costs 0.24% of operation value % of operation value EUR NOVA LJUBLJANSKA BANKA d.d. BIH MARKET The aforementioned are the informative extracts from the price lists of foreign agents or execution assistant, brokerage companies, banks, trustees and other financial institutions the amount of costs and fees is presented according to the final known values. ILIRIKA d.d. Ljubljana is not held responsible for any potential changes to the price lists and reserves the right to alterations to the defined costs and fees without any prior alteration to their price list; and the right to calculate fees and costs in accordance to the valid price lists of the aforementioned institutions.

12 The defined costs or fees in the Points and of the price list do not include taxes, fees or any other expenses, which are charged by the individual local stock exchanges.

13 7. FEE FOR PLACEMENT OF SECURITIES IN ENFORCEMENT PROCEEDINGS BEFORE COURTS AND ADMINISTRATIVE AUTHORITIES, BANCRUPCY OR ANY OTHER LEGAL PROCEEDINGS IN PURSUANT TO FINANCIAL OPERATIONS, INSOLVENCY PROCEEDINGS AND CUMPOLSUROY WINDING-UP ACT (ZFPPIPP) TOTAL TURNOVER WITH BURDENED SECURITIES Up to 5, EUR BASIC FEE EUR Over 5, EUR 3.00% The fee is calculated according to the amount of turnover of individual order. 8. ASSET MANAGEMENT The conditions of the asset management service (minimal amount of payment, management fee, distribution of profit etc.) are defined in detail in each individual agreement concluded between the client and the ILIRIKA d.d. The service terms and conditions can differ for individual types of asset management. The costs of brokerage within the asset management is calculated in the amount 0.12 percentage of the value of the individual purchase or sales transaction. In trading on foreign markets, the costs are calculated in accordance with the price list, while the bank expenses for same type orders for multiple clients, executed in the same day, charged only once, and the joint expenses are distributed among clients, who performed the transaction, regardless of the order value of the individual client. 9. TRANSFER OF FINANCIAL INSTRUMENTS 9.1. TRANSFER OF FINANCIAL INSTRUMENTS OF ONE SERIES BY THE KDD HOLDER TO ACCOUNT OF ILIRIKA D.D. HOLDER LJUBLJANA First transfer of FI to the ILIRIKA d.d. account holder Each consecutive transfer of quoted FI Each consecutive transfer of non-quoted FI EUR 4.00 EUR EUR 9.2. TRANSFER OF FINANCIAL INSTRUMENTS BY HOLDER FROM ACCOUNT ANY OTHER KDD MEMBER OR ILIRIKA D.D. HOLDER TO ACCOUNT OF SAME ILIRIKA D.D. ACCOUNT HOLDER The costs of financial instruments transfer are calculated according to the valid price list of the KDD d.d.

14 9.3. TRANSFER OF FINANCIAL INSTRUMENTS BY HOLDER FROM ACCOUNT AT ILIRIKA D.D. HOLDER TO ACCOUNT OF SAME KDD MEMBER ACCOUNT HOLDER Up to 499 instruments from 500 to 4,999 instruments from 5,000 to 9,999 instruments EUR EUR EUR 10,000 instruments and more EUR The holder is calculated the compensation according to the value of same type of financial instruments by the same issuer on an individual account of dematerialised securities or on individual sub depot TRANSFER OF FINANCIAL INSTRUMENTS BY HOLDER, WHICH ARE NOT TRADED ON ORGANISED MARKET, TO ACCOUNT OF OTHER ILIRIKA D.D. ACCOUNT HOLDER OR BY ANY KDD MEMBER TO ANY OTHER ILIRIKA D.D. ACCOUNT HOLDER. Up to 499 instruments from 500 to 4,999 instruments from 5,000 to 9,999 instruments EUR EUR EUR 10,000 instruments and more EUR Compensation is calculated to the existing as well as the new holder. The holder or a new holder is calculated the compensation according to the value of same type of financial instruments by the same issuer on an individual account of dematerialised securities or on individual sub depot TRANSFER OF FINANCIAL INSTRUMENTS BY HOLDER, WHICH ARE NOT TRADED ON ORGANISED MARKET, TO ACCOUNT OF ANOTHER KDD MEMBER ACCOUNT HOLDER Up to 499 instruments from 500 to 4,999 instruments from 5,000 to 9,999 instruments EUR EUR EUR 10,000 instruments and more EUR The holder or a new holder is calculated the compensation according to the value of same type of financial instruments by the same issuer on an individual account of dematerialised securities or on individual sub depot.

15 9.6. TRANSFER OF FINANCIAL INSTRUMENTS BY HOLDER FROM ACCOUNT, WHICH WAS AUTOMATICALLY TRANSFERED TO ILIRIKA D.D. LJUBLJANA, TO ACCOUNT OF SAME KDD MEMBER ACCOUNT HOLDER AT ANOTHER KDD MEMBER Up to 499 instruments from 500 to 4,999 instruments from 5,000 to 9,999 instruments 0.135% value of financial instruments, min EUR EUR 0.135% value of financial instruments, min EUR EUR 0.135% value of financial instruments, min EUR EUR 10,000 instruments and more 0.135% value of financial instruments, min EUR EUR The holder is calculated the compensation according to the value of same type of financial instruments by the same issuer on an individual account of dematerialised securities or on individual sub depot TRANSFER OF FINANCIAL INSTRUMENTS BY HOLDER, WHICH ARE TRADED ON ORGANISED MARKET, WHICH SUGGESTS A NEW HOLDER Unlimited number of instruments of same type Compensation is calculated to the existing as well as the new holder EUR % of valid average price X no. financial instruments, min EUR, max. 1, EUR 9.8. TRANSFER OF FINANCIAL INSTRUMENTS BY HOLDER, WHICH SUGGESTS A NEW HOLDER WITH CONCURRENT PERFORMANCE OF OBLIGATION (OTC-DVP) Unlimited number of instruments of same type Compensation is calculated to the existing as well as the new holder EUR % proceeds of sale, min EUR, max. 1, EUR 9.9. MATCHING INSTRUCTION AND RECYCLING OF BILATERAL ORDER AND KDD CANCELLATIONS Daily compensation for recycling a bilateral order Cancellation of annulment of instruction Cancellation or annulment of bilateral order 2.00 EUR / order 7.50 EUR / order EUR / order

16 9.10. TRANSFER OF FINANCIAL INSTRUMENTS ATTRIBUTED TO HOLDER S ACCOUNT AND TO THE BENEFIT OF SUSPENSION ACCOUNT Up to 499 instruments from 500 to 4,999 instruments from 5,000 to 9,999 instruments EUR EUR EUR 10,000 instruments and more EUR The holder is calculated the compensation according to the value of same type of financial instruments by the same issuer on an individual account of dematerialised securities or on individual sub depot TRANSFER OF FINANCIAL INSTRUMENTS BY HOLDER FROM ACCOUNT ANY OTHER AGENT TO THE HOLDER OF ILIRIKA D.D. ACCOUNT Transfer of foreign financial instruments by holder is calculated in accordance with the transaction costs of the trust bank TRANSFER OF FINANCIAL INSTRUMENTS BY HOLDER TO THE ACCOUNT AT ANOTHER AGENT Unlimited number of instruments of same type EUR transaction costs of a trust bank TRANSFER OF FINANCIAL INSTRUMENTS AMONG VARIOUS HOLDERS OR ACCOUNTS OF SAME HOLDER WITHIN THE TRUST ACCOUNT Unlimited number of instruments of same type EUR per order TRANSFER OF FINANCIAL INSTRUMENTS PURSUANT TO DECISION ON INHERITANCE EUR per heir + Unlimited number of instruments of same type real transfer cost If the heir is not a client of the ILIRIKA d.d. a specialist service is additionally charged according to this price list TRANSFER OF FINANCIAL INSTRUMENTS FOR DEPOSIT INTO COURT Up to 499 instruments from 500 to 4,999 instruments from 5,000 to 9,999 instruments EUR EUR EUR instruments and more EUR The direct costs of the KDD d.d. are charged additionally to the ILIRIKA d.d. compensation according to the KDD d.d. valid tariff.

17 In case of potential amendments to the price list the ILIRIKA d.d. Ljubljana reserves the right to changes to the provided fees without prior changes to their price list; and a right to calculate the compensation in accordance with the valid price list of the KDD d.d. The expenses of the court fees are charged additionally with the ILIRIKA d.d. compensations and direct expenses of the KDD d.d. According to the valid tariffs of competent courts. 10. THIRD PARTY RIGHTS ENTRY AND REMOVAL OF THIRD PARTY RIGHTS (SECURITY INTEREST, PRE-EMPTIVE RIGHT, RIGHT OF USUFRUCT, RIGHT OF REPURCHASE, PROHIBITION OF DISPOSITION) TO FINANCIAL INSTRUMENTS Which are traded at organised market* 6.60 EUR % market value of financial instruments, min EUR, max. 1, EUR 0.15% of last known book value of financial instruments, Which are not traded at organised market* min EUR, max. 1, EUR *Compensation is calculated for each financial instrument of same type and same issuer on an individual sub depot REALISATION OF ENTERED THIRD PARTY RIGHTS (SECURITY INTEREST, PRE-EMPTIVE RIGHT, RIGHT OF USUFRUCT, RIGHT OF REPURCHASE, PROHIBITION OF DISPOSITION) TO FINANCIAL INSTRUMENTS a) In case of a realisation of the entered third party right to financial instruments or in case of simultaneous removal of the third party right to financial instruments and the sales or purchase of subjected financial instruments (hereinafter also burdened financial instruments) the fee is calculated according to the joint turnover with the burdened financial instruments as following: Financial instruments traded on organised market* 3% market value of the financial instruments min EUR 3% of contractual value of financial Financial instruments, which are not traded at organised market* instruments or the last known book value of financial instruments, min EUR *The compensation for removal of a right of third party for financial instruments is not calculated. b) Whether the ILIRIKA d.d. Ljubljana does not participate in the realisation of third party rights on financial instruments, which are not traded on organised market or the realisation proceeding has been already organised, the compensation is calculated as following: 1. For the first transfer (unlimited number of financial instruments of the same series by the same issuer) 2. For each following transfer (unlimited number of financial instruments of the same series by the same issuer): EUR Up to 499 instruments from 500 to 4,999 instruments from 5,000 to 9,999 instruments EUR EUR EUR instruments and more EUR

18 10.3. ENTRY OF ALTERED THIRD PARTY RIGHTS (SECURITY INTEREST, PRE-EMPTIVE RIGHT, RIGHT OF USUFRUCT, RIGHT OF REPURCHASE, PROHIBITION OF DISPOSITION) TO FINANCIAL INSTRUMENTS a) The financial instruments holder subjected to alteration is charged the compensation amount of EUR for each financial instrument of the same type and by the same issue at the same account or sub depot, whereas the ILIRIKA d.d. is a pledged member and the change of a pledged member is not the subject of alteration. b) If the change of a pledged member is a subject of alteration and the ILIRIKA d.d. Is a pledged member the financial instruments holder is charged the compensation as following: Financial instruments traded on organised market* Financial instruments, which are not traded at organised market* 1% market value of the financial instruments min EUR, max. 1, EUR 1% of last known book value of financial instruments, min EUR, max. 1, EUR CERTIFICATE ON THIRD PARTY CONTENT Certificate by the type of financial instrument EUR EUR 11. CORPORATE ACTIONS ACCEPTING TAKEOVER BID AND ACCEPTANCE COMPENSATION For local FI in the value of up to 5,000 EUR For local FI in the value of over 5,000 EUR to 30,000 EUR For local FI in the value of over 30,000 EUR EUR EUR EUR Compensation for accepting a takeover bid on foreign markets The compensation is charged to the holder regardless of the success of the bid. 0.50% of value, min EUR, max EUR If should any trust bank costs or costs of a foreign execution assistant arise during accepting the takeover bid, such costs shall be additionally charged to the client according to their valid price lists ENTRY OF NEWLY ISSUED FINANCIAL ISNTRUMENTS TO FOREIGN MARKETS 0.50% of value, min EUR, max. 200 EUR If should any trust bank costs or costs of a foreign execution assistant arise during the entry of newly issued stocks, such costs shall be additionally charged to the client according to their valid price lists.

19 11.3. COST OF COLLECTION OF DIVIDEND OR OTHER PAYOUTS REGARDING HOLDING FINANCIAL INSTRUMENTS OR ANY OTHER PAYOUTS AT MATURITY OF FINANCIAL INSTRUMENTS OR OTHER CORPORATE ACTIONS To the client s account for stock trading 1.5% of net value of pay out, min EUR, max EUR (After the deduction of taxes, costs of execution assistants, banks and other financial institutions, this is valid for any receipts in the value over 5.00 EUR) To the client s account for asset management 3.00 EUR (After the deduction of taxes, costs of execution assistants, banks and other financial institutions, this is valid for any receipts in the value over 5.00 EUR) Compensation for execution after the pay-out maturity, arising from a corporate action EUR Beside the aforementioned compensations the ILIRIKA d.d. Shall additionally charge the costs of trust banks and KDD d.d. In accordance with their valid price lists COSTS FOR MONITORING, NOTIFYING AND EXECUTION OF CORPORATE ACTIONS ILIRIKA d.d. Charges the costs for monitoring, notifying and executing corporate actions in accordance to the valid price lists of trust banks and the KDD. In case of potential amendments to the price list or fees of the trust banks or the KDD d.d., the ILIRIKA d.d. Ljubljana reserves the right to changes to the provided compensation without prior changes to their price list; and a right to calculate the compensation in accordance with the valid price list of the trust banks or the KDD d.d.

20 12. OTHER SERVICES PREPARATION OF TAX RETURN FORM FOR PROFIT FROM DISPOSAL OF SECURITIES AND OTHER HOLDINGS AND INVESTMENT COUPONS Up to 10 specification sheets EUR EUR Additional specification sheet EUR EUR A specification sheet for transactions not performed by ILIRIKA d.d. Ljubljana Additional entry within the adaptation of existing entries (corporate actions) EUR EUR 5.00 EUR 6.10 EUR The orders for preparation of tax return form for profit from disposal of securities and other holdings and investment coupons, submitted until, including, 15 February of current year for the previous year, the ILIRIKA d.d. Reserves the right to charge two times the price as defined in this Point PREPARATION OF TAX RETURN FORM FOR PROFIT FROM DISPOSAL OF PERFORMED SECURITIES Up to 10 specification sheets EUR EUR Additional specification sheet EUR EUR The company shall prepare the tax return form for profit from disposal of performed securities solely for the clients of ILIRIKA d.d. Ljubljana. The orders for preparation of tax return form for profit from disposal of performed securities, submitted until, including, 15 February of current year for the previous year, the ILIRIKA d.d. Reserves the right to charge two times the price as defined in this Point SERVICES REGARDING FOREIGN TAX Reimbursement of overpaid tax Tax documentation for lowering the tax obligation Implementation of the lowered tax rate in the USA and reporting to the USA tax office EUR + cost of trustee 5.00 EUR + cost of trustee 5.00 EUR + cost of trustee

21 12.4. DOCUMENTATION REVIEW AND PREPARATION Operating with a client, who is not personally present EUR EUR Operating through a trustee EUR EUR Realisation of enforcement order of creditor other than ILIRIKA d.d EUR EUR Lodgement of application for enforcement of creditor of ILIRIKA d.d EUR EUR Acquiring documentation on identification of the legal entity from the payable business or any other register (if the client fails to present the documentation based on a reasoned request by ILIRIKA d.d.) EUR + cost of register EUR + cost of register SOPHISTICATED INVESTORS Compensation for entry into the registry of sophisticated investors EUR EUR 0,08% of operation 0,08% of operation Compensation for presenting information on operations with traded value value financial instruments of sophisticated investors min EUR min EUR max EUR max EUR STATEMENTS Additional turnover or account statements Other statements and ordered photocopies 2.80 EUR EUR/page 2.80 EUR EUR/page 3.42 EUR EUR/page 3.42 EUR EUR/page Notification on corporate actions by foreign financial instruments 5.00 EUR 6.10 EUR INVESTMENT CONSULTATION Investment consultation EUR per hour EUR per hour A client is not charged the costs of investment consultation within the Trading Package regarding the service of brokerage.

22 12.8. OPERATIONAL SERVICES Operational services EUR per hour EUR per hour SPECIALIST SERVICES Specialist services EUR per hour EUR per hour COST OF TRANSFER OF MONEY TO THE CLIENT S ACCOUNT Bank transfers up to 50, EUR Bank transfers over ,00 EUR and emergency orders 1.00 EUR 7.50 EUR COST OF TRANSFER OF MONEY TO COUNTRIES OUTSIDE E U Cost of transfer of money to countries outside EU EUR NOTICE legal entities EUR COST OF CONSIDERATION OF NEGATIVE BALANCE OF THE CLIENT UP TO, INCLUDING, EUR Cost of consideration of negative balance of the client up to, including, EUR EUR EUR COST OF CONSIDERATION OF NEGATIVE BALANCE OF THE CLIENT OVER, EUR Cost of consideration of negative balance of the client over EUR EUR EUR

23 COST OF PREPARING A NOTIFICATION OF PLANNED ENFORCEMENT OR DISPOSAL OF FI Cost of preparing a notification of a planned enforcement or disposal of FI 4.50 EUR 5.49 EUR REQUEST FOR KID Request for KID - natural person EUR EUR Request for KID - legal entity EUR EUR The cost for KID appropriation is charged to the applicant of the request ASSEMBLY RELATED COSTS Assembly application EUR EUR Issue of authorisation for attendance at an assembly* EUR EUR *The authorisation is issued for attendance at the assembly subject to foreign securities. The compensation does not include the potential costs of translation, notary service, postage or any other costs regarding the issue and sending the authorisation PREPARATION, ORGANISATION AND EXECUTION OF PUBLIC AUCTION OF NON-NEGOTIABLE SECURITIES Number of performed work x cost of specialist Preparation of public auction service organisation and execution of public auction of non-negotiable 5, EUR 6, EUR securities *The cost of preparation, organisation and execution of non-negotiable securities does not include the costs of public announcement, which is charged according to the price list of the medium, which publishes the public auction DRAFTING SALES AGREEMENT, DEED OF GIFT OR LOAN AGREEMENT AS A LEGAL FOUNDATION OF TRANSFER OF RIGHTS ARISING FROM SECURITIES Drafting a sales agreement, a deed of gift or a loan agreement as a legal foundation of the transfer of rights arising from securities EUR EUR

24 PREPARING AND SENDING DIRECT MAIL FOR CLIENT Preparing and sending direct mail for the client 1.00 EUR / addressee 1.22 EUR / addressee ACQUISITION AND MAINTENANCE OF LEI CODE Acquisition of the LEI code EUR EUR Annual compensation for the maintenance of the LEI code EUR EUR Acquisition of the LEI code to the legal entities registered out of Europe annual compensation for the maintenance of the LEI code for the legal entities registered out of Europe EUR EUR EUR EUR Professional assistance for a client in filling out the documentation for the acquisition and maintaining the LEI code is additionally charged according to the Point 12.9 of this price list. The period of specialist service of Point 12.9 depends on the scope of the service DRAFTING E-INVOICE FOR NON-BUDGETARY USERS Drafting an invoice for non-budgetary users EUR EUR

25 NOTES: The company's responsible person is allowed to set a different amount of fees or compensations with a client, regardless of this price list. The responsible person can also determine prices for services, which are not included in this price list. ILIRIKA d.d. Ljubljana reserves the right to change the price list without prior notice. The valid price list is available to the clients in a visible and accessible position in each space of operations by ILIRIKA d.d. Ljubljana for client services and at the website. The amounts of the foreign agent s fee are informative in nature and represent the last known values to the ILIRIKA d.d. Ljubljana, thus changes are possible, namely lower or higher prices than presented. The fees and costs on foreign markets are determined by the valid price lists of stock exchanges and financial institutions with activities in individual operations. ILIRIKA d.d. Ljubljana is entitled to a reimbursement of any type of taxes, fees and encumbrance, which it should pay for the client. Any currencies, which are not listed in EUR, the referential currency ECB is used (for currencies, which the ECB does not list, the reference shall be the Bank of Slovenia) of the previous day. ILIRIKA d.d. Ljubljana has the right, if it estimates, the transfer of financial instruments is efficient and in the client s interest, the company performs the transfer of financial instruments of the clients of the brokerage company to the other trustee. This price list is valid from and including 1 July Ljubljana, 1 July 2018 ILIRIKA borzno posredniška hiša d.d., Ljubljana Company Management

26 SCHEDULE 1: 1. INFORMATIVE REVIEW OF LJUBLJANA STOCK EXCHANGE FEES LJUBLJANA STOCK EXCHANGE FEE OF OPERATION VALUE Exchange fee for stocks exchange fee for point of mutual funds Exchange fee of investment certificates and other structured products Exchange fee for bonds Exchange fee for short-term securities Exchange fee for block trades 0.08% of operation value, min EUR, max EUR 0.04% of operation value, min EUR, max EUR 0.08% of operation value, min EUR, max EUR 0.03% of operation value, min EUR, max EUR 0.002% of operation value, min EUR, max EUR 0.03% of operation value, min EUR, max EUR 2. INFORMATIVE REVIEW OF KDD COMPENSATIONS COSTS ARISING FROM SETTLEMENT OF STOCK EXCHANGE OPERATIONS Settlement of securities Settlement of the sales proceeds 0.030% sales proceeds, min EUR, max EUR 0.005% sales proceeds, min EUR, max EUR OPENING AND CLOSING AN ACCOUNT AT THE KDD Opening an account at the KDD Closing an account at the KDD 1.07 EUR 1.07 EUR KDD ACCOUNT MANAGEMENT Monthly management of natural person s account Monthly management of a non-natural person s account Monthly compensation for management of fiduciary account 0.32 EUR 3.23 EUR 6.46 EUR

27 MONTHLY COMPENSATION FOR MAINTAINING STATUS OF SECURITIES FOR INDIVIDUAL ACCOUNT LEGAL ENTITIES monthly compensation for maintaining statuses of securities for an individual account monthly compensation for maintaining statuses of securities for an individual account % of average value of the equity securities % of average value of the equity securities MONTHLY COMPENSATION FOR MAINTAINING STATUS OF SECURITIES FOR INDIVIDUAL ACCOUNT NATURAL PERSONS monthly compensation for maintaining statuses of securities, which do not exceed the average monthly value of 3,300 EUR monthly compensation for maintaining statuses of securities, which do exceed the average monthly value of 3,300 EUR % of average value of the equity securities 0.64 EUR % of average value of the equity securities % of average value of the equity securities COST OF COLLECTION OF DIVIDEND OR OTHER PAYOUTS REGARDING HOLDING FINANCIAL INSTRUMENTS OR ANY OTHER PAYOUTS AT MATURITY OF FINANCIAL INSTRUMENTS OR OTHER CORPORATE ACTIONS Compensation for providing information on eligible persons for payment 0.49 EUR per eligible person or client COMPENSATION FOR MONITORING AND EXECUTING CORPORATE ACTIONS AVERAGE VALUE OF ACCOUNT SECURITIES Annual compensation for natural persons Annual compensation for legal entities Less than 4, EUR 0 EUR 5.76 EUR From, including, 4,300 EUR to 10,000 EUR 1.92 EUR 5.76 EUR From, including, 10,000 EUR to 100,000 EUR 3.84 EUR EUR From, including, 100,000 EUR to 500,000 EUR 8.64 EUR EUR From, including, 500,000 EUR to 1,000,000 EUR EUR EUR From, including, 1,000,000 EUR to 10,000,000 EUR EUR EUR From, including, 10,000,000 EUR to 100,000,000 EUR EUR EUR 100,000,000 EUR and more EUR EUR

28 COMPENSATION OF NOTIFICATION ON CORPORATE ACTIONS AVERAGE VALUE OF ACCOUNT SECURITIES Annual compensation for natural persons VAT EXCL. VAT INCL. Annual compensation for legal entities VAT EXCL. VAT INCL. Less than 4, EUR 0 EUR 0 EUR 1.44 EUR 1.76 EUR From, including, 4,300 EUR to 10,000 EUR 0.48 EUR 0.59 EUR 1.44 EUR 1.76 EUR From, including, 10,000 EUR to 100,000 EUR 0.96 EUR 1.17 EUR 2.88 EUR 3.51 EUR From, including, 100,000 EUR to 500,000 EUR 2.16 EUR 2.64 EUR 6.72 EUR 8.20 EUR From, including, 500,000 EUR to 1,000,000 EUR 3.84 EUR 4.68 EUR EUR EUR From, including, 1,000,000 EUR to 10,000,000 EUR 7.68 EUR 9.37 EUR EUR EUR From, including, 10,000,000 EUR to 100,000,000 EUR 7.68 EUR 9.37 EUR EUR EUR 100,000,000 EUR and more 7.68 EUR 9.37 EUR EUR EUR In 2017 the KDD charges only 75% of amount of compensation for monitoring, notifying and execution of corporate actions. COMPENSATION FOR TRANFER OF SECURITIES ATTRIBUTED TO HOLDER S ACCOUNT AND TO THE BENEFIT OF THE ACCOUNT OF SAME HOLDER Up to 499 instruments from 500 to 4,999 instruments from 5,000 to 9,999 instruments 3.95 EUR 7.93 EUR EUR instruments and more EUR The aforementioned compensations and costs are informative in nature and fluctuate according to the valid price list or tariff of the Ljubljana Stock Exchange and KDD d.d. Valid price list are published on the Ljubljana Stock Exchange and KDD d.d. websites. The ILIRIKA d.d. Calculates the KDD fee and the Ljubljanska borza (Ljubljana Stock Exchange) fee according to their valid price lists. In case of potential amendments to the price list or fees of the KDD d.d. and the Ljubljanska borza, the ILIRIKA d.d. Ljubljana reserves the right to changes to the provided compensation without prior changes to their price list; and a right to calculate the compensation in accordance with the valid price list of the KDD d.d.

29 SCHEDULE 2: 1. COST OF MAINTAING STATUS OF FOREIGN FINANCIAL INSTRUMENTS OF TRUST BANK NLB D.D. ACCORDING TO THE COUNTRY OF THE MARKET MARKET COUNTRY COST FOR MAINTAINING THE STATUS OF FOREIGN FINANCIAL INSTRUMENTS (ANNUALLY) Australia 0.07% Austria 0.08% Belgium 0.07% Bulgaria 0.40% Bosnia and Herzegovina 0.34% Brazil 0.17% Montenegro 0.19% Czech Republic 0.19% Denmark 0.08% Estonia 0.17% Philippines 0.12% Finland 0.08% France 0.06% Greece 0.10% Hong Kong 0.08% Croatia 0.24% Indonesia 0.14% Ireland 0.07% Iceland 0.12% Italy 0.07% Japan 0.07% South Africa 0.09%

30 MARKET COUNTRY COST FOR MAINTAINING THE STATUS OF FOREIGN FINANCIAL INSTRUMENTS (ANNUALLY) South Korea 0.10% Canada 0.07% Latvia 0.45% Lithuania 0.25% Luxembourg 0.06% Hungary 0.19% Macedonia 0.24% Malaysia 0.08% Mexico 0.12% Germany 0.06% Netherlands 0.07% Norway 0.08% New Zealand 0.08% Poland 0.19% Portugal 0.09% Serb Republic 0.34% Romania 0.45% Singapore 0.09% Slovakia 0.34% Serbia 0.14% Spain 0.07% Sweden 0.07% Switzerland 0.07% Taiwan 0.12% Thailand 0.12% Turkey 0.17%

31 MARKET COUNTRY COST FOR MAINTAINING THE STATUS OF FOREIGN FINANCIAL INSTRUMENTS (ANNUALLY) United Kingdom 0.05% USA 0.05% The aforementioned costs are informative in nature and fluctuate according to the valid price list of the trust banks. The ILIRIKA d.d. calculates the cost of trust banks according to their valid price lists. In case of potential amendments to the price list of trust banks, the ILIRIKA d.d. Ljubljana reserves the right to changes to the provided compensation without prior changes to their price list; and a right to calculate the compensation in accordance with the valid price list of trust banks.