AOJO Rev. 112006 FINANCIAL DISCLOSURE REPOR FOR CALENDAR YEAR 2005 Report Required by the Ethics in Government Act of 1978 (5 US.C. app. 101-111) 1. Person Reporting Oast name, first, middle initial) Court or Organization Date of Report Wesley, Richard C US Court of Appeals, 2nd Cir. 313112006 itle (Article III judges indicate active or senior status; Sa. Report ype (check appropriate type) magistrate judges indicate full- or part-time) Active, U.S. Circuit Judge Nomination, 0 Date 0 Initial Annual 0 Final 6. Reporting Period 0110112005 to 12/31/2005 Sb. 0 Amended Report 7. Chambers or Offce Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance Livingston Co. Gov.'t Center with applicable laws and regulations. 6 Court Street Geneseo, New York 14454 Reviewing Officer Date IMPORAN NOES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE /Jox for each part where you have no reportable information. Sign on last page. I. POSIIONS. (Reporting individual only; see pp. 9-13 of instructions.) 0 NONE (No reportable positions.) POSIION NAME OF ORGANIZAION/ENIY I. Member Cornell University Council Member Cornell Law School Advisory Council II. AGREEMENS, (Reporting individual only; see pp. 14-16 of instructions.) 0 NONE (No reportable agreements.) See additional page regarding rustee. '- (/) C).. o- <nz c:r... :: :.e: Pl("' O).> -..-;, -.., c. i ',, = =- :: -u = I Ul )> 9 U1 r ;: m () m - < m 0 PARIES AND ERMS ). 2003 New York State Employees Retirement System: pension upon retirement at 5
FINANCIAL DISCLOSURE REPOR Date of Report ""i Page 2of8 Wesley, Richard C 313112006 III. N 0 N-INVESMEN IN CO ME, (Repordng individual and spouse; see pp. 17-24 of instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND YPE INCOME (yours, not spouse's) ). 2004 New York State Employee's Retirement System $ 54,566.00 B. Spouse's Non-Investment Income - lf you were married during any portion of the reporting year, complete this section. (Dollar amount not required except/or honoraria.} D NONE (No reportable non-investment income.) SOURCE AND YPE I. 2005 Livonia Central School (salary) IV. REIMBURSEMENS - transportation, lodging, food, entertainmenl (Includes those to spouse and dependent children. See pp. 25-27 of instructions.) D NONE (No reportable reimbursements.) SOURCE DESCRIPION I. Harvard Law School 2/24/05-2/27/05 Educational seminar funded by Harvard Law School, Boston, MA (room, board and transportation). New York University 416105 Educational seminar funded by New York University, New York, New York (meal) University at Albany 5/11-5/12/05 Educational seminar at the college (transportation and accommodations) U.S. Courts/AO - Federal Government 5/16/05 Court governance meeting in New York (transportation) U.S. Courts/AO - Federal Governent 5126105 Court governance meeting in New York (transportation) 6. Federalist Society, Washington. D.C. 10/10-10/12/05 Educational seminar in Washington, D.C. (transportation, accommodations) 7. Cornell Law School I0/23 - I 0/25/05 Educational seminar at Cornell - Jurist in Residence Program, Ithaca, New
FINANCIAL DISCLOSURE REPOR Page 3of8 Wesley, Richard C D te of Report 3/31/2006 York (transportation, accommodations) 8. U.S. Courts/AO- Federal Government 11/2-11/04/05 Meeting of the U.S. Judicial Conference Washington, D.C., (transportation, accommodations) 9. U.S. Court/AO - Federal Government Meeting of the U.S. Judicial Conference or Committee, Naples. Florida (transporation, accommodations) JO.
FINANCIAL DISCLOSURE REPOR Date of Report Page 4of8 Wesley, Richard C 3/31/2006 V. GIFS. (Includes those w spouse and depemfent children. See pp. 28-31 of instructions.) [K NONE (No reportable gifs.) SOURCE DESCRIPION VALUE I. VI. LIABILIIES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.) [K NONE (No reportable liabilities.) CREDIOR DESCRIPION VALUE CODE I.
FINANCIAL DISCLOSURE REPOR Dale of Report Page 5of8 Wesley, Richard C 313112006 VII. INVESMENS and RUSS - income. value, transactions (includes those of the spouse and dependent children. see pp. 14-s1 of fiing instructions) 0 NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value al end of ransactions during reporting period (including!rst assets) reporting period reporting period (I) (2) (I) Jfno exempt frm disclosure Place "(X)' after each asset Amount ype (e.g. Value Value ype (e.g. (2) (5) exempt from prior disclosure Code I div., ren Code 2 Method buy, sell, Dale Value Gain Identity of (A-H) or int.) (J-P) Code 3 merger> Month- Code 2 Code I buyer/seller (Q-W) redemption) Day (J-P) (A-H) (if private (I) (2) (3) (4) transaction) I. Key Bank Account A Interest L rust I A Interest J rust II A Interest J NWML Balanced Funds (IRA) A J Northwestern Mutual Life (Whole Life) D L 6. Northwestern Mutual Life (Whole Life) B K 7. Northwestern Mutual Life (Whole Life) c K 8. Northwestern Mutual Life (Whole Life) B K 9. Northwestern Mutual Life (Whole Life) A J I 0. Northwestern Mutual Life (Whole Life) A J 11. SA Fixed Income Fund (!:R) c L 1 SA U.S. Market Fund Class I (IRA) B L 1 SA International Small Company Fund Class I (IRA) A K 1 SA International High Book to Market Fund Class I (IRA) D M 1 SA U.S. Small Fund Class I (IRA) B K 16. SA U.S. High Book to Market Fund Class I (IRA) B K 17. Assanti Capital Management, Inc. (IRA) cash A Interest K I. Income Gain Codes: A =S 1,000 or less B =$1,001 -$2,500 c $2,501 - $5,000 D $5,001-$15,000 E=$15,00l -$50,000 (See Colunms BI and D4) F=S50,00l -$100,()0 G=$100,001-$1,000,000 HI =$1,000,001-$5,000,000 H2 More than $5,000,000 Value Cedes J=$15,000 or less K :$15,001-$50,000 L :$50,001 -SI 00,000 M :$100,001 - $250,000 (See Colunms Cl and D3) N =$250,001 - $500,000 0=$500,001 -Sl,000,ooo Pl 41,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 Value Method Codes Pl =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 (See Column C2) Q =Appraisal V=Other S =Assessment U =Book Value W=Estimated =Cash Market
FINANCIAL DISCLOSURE REPOR Page 6of8 Wesley, Richard C Dale of Report 3/3 1/2006 VII. INVESMENS and RUSS - 0 NONE (No reportable income, assets, or transactions.) income, value, transactions (includes those of the spouse and dependent children. see PP. 14-s1 of filing instructions) A. B. c. D. Description of Assets Income during Gross value at end of ransactions during reporting period (including trust assets) reporting period reporting period (I) (2) (I) (I) If not exempt from disclosure Place "(X)" after each asset Amount ype(e.g. Value Value ype(e.g. (2) (3) (4) (5) Method buy, sell, Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 (A-H} or int.) (J-P) (2) Code 3 merger, Month- (Q-W} redemption) Day Code 2 Code I buyer/seller (J-P) (A-H) (if private transaction) 18. Washington Mutual Investors A I. Income Gain Codes: A =$1,000 or less B =$1,001. $2,500 c =$2,501 -$5,000 0 =$5,001 -$15,0-0 E=$15,00l -$50,0-00 (See Columns Bl and 04) F=$50,00l -$100,000 G =$100,001 $1,000,000 HJ =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J=$15,000 or less K=$15,00I -$50,000 L =$50,001 $100,000 M =$I 00,00 I - $250,0-0 (See Columns Cl and 03) N=$250,00 I -$500,000 o=$500,001 Sl,000,000 Pl =$1,000,001-$5,000,000 P2 =$5,000,001 -$25,000,000 Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 (See Column C2) Q =Appraisal V=Other S =Assessment U =Book Value W=Estimated =Cash Market
FINANCIAL DISCLOSURE REPOR Date of Report Page 7of8 Wesley, Richard C 3/31/2006 VIII. ADDIIONAL INFORMAION OR EXPLANAIONS. (lndicate parto/reporl) I. Part I - Positions: rust I rust II I am the trstee for both trusts. Part VII Investments and rusts: On my 2004 Financial Disclosure Report at line 9 - Washington Mutual Investors is a fund that was transferred lo my9"der indica;; - the Uniform Gift lo Minor Act in November of 200 herefore, it should not have been listed on the report as my asset in 2004, but accurately value of the trust at the time of transfer.
FINANCIAL DISCLOSURE REPOR Date or Report Page 8of8 Wesley, Richard C 3/31/2006 IX. CERIFICAION. I certify that all information given above (including information pert ining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honorarla and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. NOE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIF{ AND CRIMINAL SANCIONS (5 U.S.C. app. 104) 0 FILE HIS REPOR MAY BE SUBJEC O CIVIL FILING INSRUCIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544