FNANCAL DSCLOSURE REPORT Report Required by the Ethics AO JO in Government Act of 1978 Rev. 112008 FOR CALENDAR YEAR 2007 (5 U.S.C. app. JO- ) Person Reporting (last name, first, middle initial) Court or Organization Southernowa 0311712008 Title (Article ll judges indicate active or senior status; magistrate judges indicate full- or part-time) Article (Senior) Sa. Report Type (check appropriate type) D Nomination. Date D nitial [Z Annual D Final Sb. Amended Report D 6. Reporting Period 01/01/2007 to 12/31/2007 7. Chambers or Office Address 123 E. Walnut St.; Suite 115 Des Moines A 50309 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date MPORT ANT N 0 TES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. J. POSJTJ 0 NS, (Reporting individual only; see pp. 9-13 of filing instructions.) l2 NONE (No reportable positions.) POSTON NAME OF ORGANZATON/ENTTY J AGREEMENTS. (Reporting individual only; see pp. 14-16 ofjuing instructions.) l2 NONE (No reportable agreements.) PARTES AND TERMS c r..,---- r ; c_, - -,7 C) i') " '"J (:_:-; c: :r- :: f'.r J> e;; (. -0
FNANCAL DSCLOSURE REPORT Page 2of6 0311712008 ll. N 0 N-NVESTMENT NC 0 ME, (Reporting individual and spouse; see pp. 7-U of filing instructions.) A. Filer's Non-nvestment ncome [{ NONE (No reportable non-investment income.) SOURCE AND TYE NCOME (yours, not spouse's) B. Spouse's Non-nvestment ncome - lfyou were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE V, REMBURSEMENTS - transportation, lodging.food, entertainmenl (ncludes those to spouse and dependent children; see pp. 25-27 of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATON PAD PUROSE TEMS OR PROVDED
FNANCAL DSCLOSURE REPORT Page 3of6 03/17/2008 V GFTS. (ncludes those to spouse and dependent children; see pp. 28-31 of filing instructions.) [Z NONE (No reportable gifts.) SOUR DESCRPTON VALUE V LABLTES. (ncludes those of spouse and dependent children; see pp. 32-33 of filing instructions.) [Z NONE (No reportable liabilities.) CREDTOR DESCRPTON VALUE CODE
; FNANCAL DSCLOSURE REPORT Page 4of6 03/17/2008 V NVESTMENTS and TRUSTS - income, va111e, transactions r1nc1udes those of spolle and dependent children; see PP 14-00 of filing instructions.) 0 NONE (No reportable income, assets, or transactions.) A. Description of Assets ncome during Gross value at end of (including trust assets) reporting period reporting period (1), Place "(X)" after each asset Amount Type (e.g., Value Value exempt from prior disclosure Code div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3 B. c. D. (2) (1) (2), -- - ----- ------- -- - - - - l Transactions during reporting period () (2) (3) (4) (5) Type (e.g., Date Value Gain dentity of buy, sell, Month-! Code2 i Code buyer/seller redemption) Day (J-P) (A-H) (if private (Q-W) transaction) l Franklin US Gov't Securities - Class c Dividend L T Nuveen Tax Free Reserves. c Dividend L T 6. 7. 8. 9. JO. 11. 1 1 1 1 16. 17. ncome Gain Codes: A =S,000 or Jc,. B =SJ,001 -S2,500 C =S2,50J -S5, 000 D =S5,00 -SJS,000 E =Sl5,00 -$50.000 (See Columns B and 04) F =$50,001 -SJ00.000 G =SJ00,001 -SJ,000,000 H =Sl,000,001 - SS,OQ0,000 H2 =More than S00<l,OQO Value Codes J =SJS,000 or less K =$1001 -$50,000 L =$50,0Q - SJO<,000 M =S 00.00 -$250,0QO (See Columns CJ and DJ) N =$250,0Q -S50Q,OOO >' =$500,00 S,000.00Q Pl =Sl,000,0QJ -S5,0QO,OOO P2 =S0QO,OQ -$25,000,000 Pl =S2000,00 -$50,000.000 P4 =More than SS0,000,000 Value Method Cudes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T :.Cash Market (See Column C2) U =Book Value v =-he W =Estimated
FNANCAL DSCLOSURE REPORT Page 5of6 03117/2008 V ADDTONAL NFORMATON OR EXPLANATONS. (lndicate parto/report)
FNANCAL DSCLOSURE REPORT Page 6of6 03117/2008 X. CERTFCATON. certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature NOTE: ANY NDVDUAL WHO KNOWNGLY AND WLFULLY FALSFES OR AND CRMNAL SANCTONS (5 U.S.C. app. 104) FLNG NSTRUCTONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544