July 17, Re: Amended Financial Disclosure Report for Judge Ronald M. Gould. Please call or write if you have additional questions or comments.

Transcription

1 :: UNTED STATES COURT OF APPEALS FOR THE NNTH CRCUT 1200 SXTH AVENUE, 2F FLOOR SEATTLE, WASHNGTON CHAMBERS OF TEL: RONALD M. GOULD UNTED STATES CRCUT JUDGE July 17, 2007,. r: = (f) -- CJ <'..,.. c.:: o- r- VA FEDERAL EXPRESS = m Judge Ortrie D. Smith U)Z () c::t ::z -- m Judicial Conference of United States - Committee on Financial Discosure One Columbia Circle, N.E. :) 9 CJ Washington, D.C fto < O): )>,,, -q rn r q w N Re: Amended Financial Disclosure Report for Judge Ronald M. Gould Dear Judge Smith: Thank you for your letter of July 2, Please consider my attached revised, amended report. provided supplemental information in response to Part V, Page 4, lines 8, 9, 11 and 12, and Page 6, lines 48 and 49. Regarding some other lines that you had questioned, all pertinent data was included, but have added an amplification of my explanatory comments in Part V to clarify this. Please call or write if you have additional questions or comments. Sincerely, cc: Carmen Benedicto U.S. Circuit Judge

2 AO JO Rev FNANCAL DSCLOSURE REPORT FOR CALENDAR YEAR 2006 Report Required by the Ethics in Government Act of 1978 (5 use app ) 1. Person Reporting Oast name, first, middle initial) Court or Organization Gould, Ronald M U.S. Ct. of Appeals, 9th Cir. 07/17/2007 Title (Article D judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time) Nomination, Date U.S. Circuit Judge (Active) D D nitial Annual D Final 6. Reporting Period 01/01/2006 to 12/31/2006 Sb. Amended Reprt 7. Chambers or Offce Address 8- On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance 1200 Sixth Avenue with applicable laws and regulations. 21st Floor Seattle, Washington Reviewing Offcer Date MPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.. POSTJ ONS. (Reporting individual only; see pp of instructions.) D NONE (No reportable positions.) POSTON NAM OF ORGANZATON/ENTTY. Advisory Board Chief Seattle Council, Boy Scouts of America Board Ninth Judicial Circuit Historical Society. AGREEMENTS. (Reporting individual only; see pp of instructions.) (E NONE (No reportable agreements.) PARTES AND TERMS.

3 FNANCAL DSCLOSURE REPORT Page 2 of9 Gould, Ronald M 07/17/2007 ill. NON-NESTMENT N COME. (Reporting individual and spouse; see PP n-14 of instructions.; A. Filer's Non-nvestment ncome [R NONE (No reportable non-investment income.) SOURCE AN TYPE NCOME (yours, not spouse's) 1. B. Spouse's Non-nvestment ncome - f you were ma"ied during any porton of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [K NONE (No reportable non-investment income.) SOURCE AN TYPE 1. JV. REMBURSEMENTS -tramportation, odging,jood, entertainment (ncludes those lo spouse and dependent children. See pp of instructions.) GO NONE (No reportable reimbursements.) SOURCE DESCRPTON 1.

4 FNANCAL DSCLOSURE REPORT Page 3 of9 Gould, Ronald M 07/17/2007 V. GFTS. (!ncl11des those to spo11se and dependent children. See pp of instructions.) [K NONE (No reportable gifts.) SOURCE DESCRPTON VALUE!. VJ. LABLTES. (ncludes those of spouse and dependent children. See pp of instructions.) D NONE (No reportable liabilities.) CREDTOR DESCRPTON VALUE CODE!. Charles Schwab & Co. margin loan on stock account L

5 FNANCAL DSCLOSURE REPORT Page 4 of9 Gould, Ronald M 07/17/2007 V. NESTMENTS and TRUSTS - income, value, transactions (ncludes those of the spouse and dependent children. See pp of/ng instructions.) D NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. c. i D. ncome durng Gross value at end of Transactions during reporting period reporting period reporting period ( l) (2) (l) (2) () (2) (3) (4) (5) Amount Typ (e.g. Value Value Type (e.g. Date Value Gain dentity of Code div., rent Code 2 Method buy, sell, Month- Code 2 Code buyer/seller (A-H) or int.) (J-) Code 3 redemption) Day (J-P) (A-H) (if privat e (Q-W) transaction) 1. Charles Schwab Broker. Acct. ChevronTexaco Corp., co=on stock B Dividend partial sale 05/18 L E Chevron Texaco Corp., common stock B Dividend sell 07/28 L E Vanguard Long-Term Bond ndex Fund A nt./div. K T Vanguard ntermediate Term Bond ndex A nt./div. J T Fund 6. Vanguard GNMA Fund A nt/div. J T 7. Johnson Controls nc., co=on stock A Dividend L T 8. nternational Business Machines, co=on None sell 01/24 L stock 9. XM Satellite Radio Holdings, Class A None sell 05/16 K 10. Charles Schwab RA Account 1!. McDonald's Corp., co=on stock None sell L E 1 Charles Schwab Accts., Cash & Sweep A lnt./div. trsfer 6130 L to V angnard R Money Market Funds Account 1 Wells Fargo Bank Acct. A nterest J T 1 Perkins Building Parership A Distribution 1 V angnard/ra Acct. for Ronald M. Gould 16. Vanguard Primecap Fund Admiral Shares F Dividend Pl T 17. Van guard Prime Money Market Fund B Dividend L T l. ncome Gain Codes: A =S 1,000 or less B $ l,001 - $2,500 c $2,501 - $5,000 D $5,001-$15,000 E $15,001- $50,000 (Sec Columns Bl and D4) F s50,001 - $100,000 G $J00,001-$1,000,000 H $1,000,001 - $5,000,000 H2 More than $5,000,000 Value Codes J $15,000 or less K $15,001-$50,000 L $50,001- $100,000 M $100,001 - $250,000 (See ColUllUls Cl and D3) N $250,001 - $500,000 0 $500,001 - $1,000,000 Pl $1,000,001 -$5,000,000 Pl $5,000,001 - $25,000,000 Value Method Codes P3 $25, $50,000,000 R Cost (Real Estate Only) P4 More than $50,000,000 T Cash Market (Sec ColUllUl C2) Q Appraisa! V=Other S =Assessment U=Book Value \V =Estimated

6 FNANCAL DSCLOSURE REPORT Page 5 of9 Gould, Ronald M 07/17/2007 D NONE (No reportable income, assets, or transactions.) A.! B. c. D. Description of Assets ncome dwig Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period [ (1) (2) (2) () (2) (4) (1) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain dentity of exempt from prior disclosure Code div., rent, Code 2 Method buy, sell, Month- Code 2 Code buyer/seller or int.) (J-P) Code3 redemption) Day (J-P) (Q-W) (3) (A-H) (5) (if private transaction) 1 V. NESTMENTS and TRUSTS - income, vallle, transactions (ncludes those of the spouse and dependent children. See pp of filing instructions.) 18. Vanguard Short-Tenn Bond ndex Fund c Dividend M T nvestor Shares 19. Vanguard Short-Tenn nvestment-grade c Dividend L T Fund nvestor Shares 20. Vanguard Capital Opportunity Fund E Dividend 0 T Admiral Shares 21. High-Yield Corporate Fund Admiral Shares c Dividend M T conversion 08/18 M 2 High-Yield Corporate Fund Admiral Shares c Dividend M T buy 10/02 K 2 GNMA Fund nvestor Shares B Dividend L T buy K 2 GNMA Fund nvestor Shares B Dividend L T transfer 07/05 K 2 GNMA Fund nvestor Shares B Dividend L T buy 07/24 J 26. High-Yield Corporate Fund nvestor Shares A Dividend buy 05/22 K 27. High-Yield Corporate Fund nvestor Shares A Dividend buy 07/24 L 28. High-Yield Corporate Fund nvestor Shares A Dividend conversion 08/18 M 29. ntermediate-tenn nvest-gr nvestor B Dividend L T buy 05/22 K Shares 30. ntermediate-tenn nvest-gr nvestor B Dividend L T buy 07/24 K Shares 31. ntermediate-term nvest-gr nvestor B Dividend L T buy 10/02 J Shares 3 Long-Tenn nvest-gr nvestor Shares A Dividend buy 05/22 K 3 Long-Tenn nvest-gr nvestor Shares A Dividend transfer K 3 Long-Tenn nvest-gr nvestor Shares A Dividend buy 07/24 L l. ncome Gain Codes: A $1,000 or less B $ l,001 - $2,500 c $2,501 -$5,000 D $5,001 -$15,000 E $15,001-$ (See Columns Bl and D4) F $50,001 $100,000 G $100,001- $1,000,000 H1 $1,000,001-$5,000,000 H2 More than $5,000,000 Value Codes J=$15,000 or less K $15,001 -$50,000 L $50,001 -$100,000 M $100,001 - $250,000 (See Columns Cl and D3) N $250,001 -$500,000 0 $500,001 -$1,000,000 Pl $1,000,001 -$5,000,000 P2 $5,000,001 -$25,000,000 Value Method Codes P3 $25,000,001 -$50,000,000 R ost (Real Estate Only) P4 More than $50,000,000 T =Casb Market (See Column C2) Q Appraisal V=Othcr S =Assessment U =Book Value W =Estimated

7 FNANCAL DSCLOSURE REPORT Page 6 of9 Gould, Ronald M 07/17/2007 V. NSTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactions (/ncludes those of the spouse and dependent children. See pp of filing instructions.) B. A. C. D. Description of Assets ncome during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period () (2) () (3) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain dentity of exempt from prior disclosure Code div., rent, Code 2 Method buy, sell, Month- Code 2 Code buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private (Q-W) trction) (2) () (2) (4) 3 Long-Term nvest-gr nvestor Shares A Dividend conversion 08/18 M 36. Long-Term nvest-gr Admiral Shares c Dividend M T conversion 08/18 M 37. Long-Term nvest-gr Admiral Shares c Dividend M T buy 10/02 J 38. Developed Markets ndex Fund A Dividend K T buy J 39. Developed Markets ndex Fund A Dividend K T buy 10/02 J 40. Emerging Markets Stock ndex Fund A. Dividend K T buy J nvestor Shares 41. Emerging Markets Stock ndex Fund A Dividend K T buy 10/02 J nvestor Shares 4 Global Equity Fund A Dividend K T buy J 4 Global Equity Fund A Dividend K T buy 10/02 J 4 nternational Growth Fund nvestor Shares B Dividend K T buy J 4 nternational Growth Fund nvestor Shares B Dividend K T buy 10/02 J 46. Vanguard Brokerage Services 47. Boeing Co., common stock A Dividend sell 06/15 K 48. ChevronTexaco Corp., common stock D Dividend N T partial sale 07/03 K 49. Chevron Texaco Corp., common stock D Dividend N T partial sale L 50. Cisco Systems nc., common stock None sell 05/11 K 51. Dell Computer Corp., common stock None sell 05/15 K 1. ncome Gain Codes: A =S,000 or less B $1,001 -$2,500 c $2,501 -$5,000 D $5,001 -$15,000 E $15,001 - $50,000 (See Columns BJ and D4) F $50,001 -$100,000 G $100,001 -$1,000,000 H $!,000,001 -$5,000,000 H2 More than $5,000,000 Value Codes 1 $15,000or less K $15,00J -$50,000 L 450,001 -$100,000 M $100,001 -$250,000 (See Columns Cl and D3) N $250,001 -$500,000 0 $500,001 -$1,000,000 Pl $1,000,00J -$5,000,000 P2 $5, $25,000,000 Value Method Codes P3 $25,000,001 - $50,000,000 R Cost (Real Estate Only) P4 More than $50,000,000 T =Cash Market (See Column CZ) Q Appraisal V Other S =Assessment U =Book Value W =Estimated

8 FNANCAL DSCLOSURE REPORT Page 7 of9 Gould, Ronald M 07/17/2007 V. NVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactions (ncludes those of the spouse and dependent children. See pp of filing instructions.) A. B. C. D. Description of Assets ncome during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period () () (2) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain dentity of exempt from prior disclosure Code l div., rent, Code 2 Method buy, sell, Month- Code 2 Code buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) () trction) - 5 ntel Corp., common stock None sell 05/11 K 5 McDonald's Corp., common stock None partial sale K 5 McDonald's Corp., common stock None partial sale 07/14 L 5 McDonald's Corp., common stock None sell 07/17 L 56. Oracle Corp., common stock None sell 05/15 K 1. ncome Gain Codes: A $1,000orless B $1,001 $2,500 c $2,501 -$5,000 D $5,001 - $15,000 E $15,001 - $50,000 (See Columns Bl and D4) F $50,001-$100,000 G $ $1,000,000 HJ $1,000,001 - $5,000,000 H2 More than $5,000,000 Value Codes J =$15,000 or Jess K $15,001 - $50,000 L $50,00-$!00,000 M 4100,001 - $250,000 (See Columns Cl and D3) N $250,001 - $500,000 0 $500,001 - $1,000,000 Pl $!,000,001 - $5,000,000 P2 $5,000,001 - $25,000,000 Value Method Codes P3 $25,000,001 - $50,000,000 R Cost (Real Estate Only) P4 More than $50,000,000 T=Cash Market (Sec Column C2) Q =Appraisal V=Other S =A<;sessment U =Book Value W=Estimated

9 FNANCAL DSCLOSURE REPORT Page 8of9 Gould, Ronald M 07/17/2007 V. ADDTONAL NFORMATON OR EXPLANATONS. (ndicate part of Report.) Regarding Part V, line l 4f althr interest in Perkins Building Partnership was sold in full in September 2005, as reported in last report, during 2006 received an additional distribution o.which reflected retu of a deposit. have no continuing interest in the partnership, so have listed the income but no value at year end. On June 30, 2006, my Charles Schwab R balance was transferred to my Vanguard RA account. The values from the transfer are reflected in the transfer notations on the funds identified in Part V in lines 24 and 3 On Part VJ, transaction entries noted as "conversion" reflect conversion of Vanguard nvestor Shares of the specified fund to become Admiral Shares of the same fund, which occurred when values reached a certain level. Accordingly, with regard to Page 5, lines 26-28, the third entry on line 28 is for a buy that reached the level of value in aggregate whereby 1hese High-Yield Corporate Fund nvestor Shares were automatically converted by Vanguard to be High-Yield Corporate Fund Admiral Shares. For that reason, we held no nvestor Shares of this fund at year-end, and that is why lines are blank on column Cl and C2, as there was no gross value at end ofreporting period. However, the 8/18 date associated with the buy/conversion of the above shares, corresponds with the entry on lie 21 for High-Yield Corporate Fund Admiral Shares, and on this the gross value category Mis disclosed. The same type of conversion occurred with Long-Tenn nvestment Grade nvestor Shares,. shown in the purchases, and transfer, at Page 5, lines and Page 6, line 3 These were converted as of 8/18 to Admiral Shares as shown on Page 6, line 36. That is why Page 5, lines and Page 6, line 35 for the nvestor Shares show no value at end of reporting period under column CL Please also note that the entries on Page 4, lines 1, 10, and 15 are for names of accounts, not assets.

10 FNANCAL DSCLOSURE REPORT Page 9 of9 Gould, Ronald M 07/17/2007 X. CERTFCATON. certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. 7-!'J- () 7 NOTE: ANY NDVDUAL WHO KNOWNGLY AN WLFULLY FALSFS OR FALS TO FLE THS REPORT MAY BE SUBJECT TO CVL AND CRMNAL SANCTONS (5 U.S.C. app. 104) FLNG NSTRUCTONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C

11 ..., A010 FNANCAL DSCLOSURE REPORT in Government Act of 1978 Rev FOR CALENDAR YEAR 2006 (5 use. app ) Report Required by the Ethics 1. Person Reporting Oast name, first, middle initial) Court or Organization Gould, Ronald M U.S. Ct. of Appeals, 9th Cir. 05/14/2007 Title (Article ill judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. Circuit Judge (Active) Sa. Report Type (check appropriate type) D Nomination, Date D ntial Annual D Final 6. Reporting Period 01/01/2006 to 12/31/ Chambers or Office Address 1200 Sixth Avenue 21st Floor Seattle, Washington Sb. D Amended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewig Offcer Date MPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. J. POSJTJ 0 NS, (Reporting individual only; see pp of instructions.) D NONE (No reportable positions.) POSTON NAM OF ORGANZATON/ENTTY!. Advisory Board Chief Seattle Council, Boy Scouts of America Board Ninth Judicial Circuit Historical Society (. Ci r=.. o- (. :: c:)> ::% rrn OJ>...,,.,. '1 CJ,. c::::> ::;:: "" -< Ul T w...o, :::0 m (" m - < rn 0 JJ. AGREEMENTS. (Reporting individual only; see pp of instructions.) NONE (No reportable agreements.) PARTES AND TERMS!.

12 FNANCAL DSCLOSURE REPORT Page 2 of9 Gould, Ronald M 05/14/2007 ill. NON-NVESTMENT N COME. (Reporting individual and spouse; see PP of instructions.j A. Filer's Non-nvestment ncome [2 NONE (No reportable non-investment income.) SOURCE AND TYPE NCOME (yours, not spouse's) 1. B. Spouse's Non-nvestment ncome - f you were ma"ied during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) (E NONE (No reportable non-investment income.) SOURCE AND TYPE 1. V. REMBURSEMENTS -transportation, lodging,food, entertainm.ent. (ncludes those to spouse and dependent children. See pp of instructions.) [2 NONE (No reportable reimbursements.) SOURCE DESCRTON 1.

13 FNANCAL DSCLOSUR REPORT Page 3 of9 Gould, Ronald M 05/14/2007 V, GFTS. (ncludes those to spouse and dependent children. See pp of instructions.) [K NONE (No reportable gifs.) SOURCE DESCRPTON VALUE!. V. LABLTES. (ncludes those of spouse and dependent children. See pp of instructions.) D NONE (No reportable liabilities.) CREDTOR DESCRPTON VALUE CODE!. Charles Schwab & Co. margin loan on stock account L

14 FNANCAL DSCLOSURE REPORT Page 4 of9 Gould, Ronald M 05/14/2007 V. NVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, vallle, transactions (ncludes those of the spouse and dependent children. See pp of filing instructio»is.) A. B. c. Description of Assets i ncome during Gross value at end of Transactions during reporting period (including trust assets) reportng period reporting period Place 11(X11 after eah asset exempt from prior disclosure (1) (2) (2) (1) (2) Amount Type (e.g. Value Value Type (e.g. Date Value Gain dentity of Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller () (3) D. (4) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private [ (Q-W) transaction) (5) 1. Charles Schwab Broker. Acct. ChevronTexaco Corp., common stock B Dividend partial sale 05/18 L E Chevron Texaco Corp., common stock B Dividend sell 07/28 L E Vanguard Long-Term Bond ndex Fund A lnt./div. K T Vanguard ntermediate Term Bond ndex Fund A nt/div. J T 6. Vanguard GNMA Fund A lnt./div. J T 7. Johnson Controls nc., common stock A Dividend L T 8. nterational Business Machines, common stock sell 01/24 L 9. XM Satellite Radio Holdings, Class A sell 05/16 K 10. Charles Schwab RA Account transfer 06/30 to Vanguard R Account 11. McDonald's Corp., common stock sell 05/26 L 1 Charles Schwab Accts., Cash & Sweep Money Market Funds A nt./div. 1 Wells Fargo Bank Acct. A nterest J T 1 Perkins Building Partnership A Distribution 1 V anguard/lra Acct. for Ronald M. Gould 16. Vanguard Primecap Fund Admiral Shares F Dividend Pl T 17. Vanguard Prime Money Market Fund B Dividend L T 1. ncome Gain Codes: A =$1,000 or less B $1,001 -$2,500 c $2,501 -$5,000 D $5,001 -$15,000 E $15,001 -$50,000 (See Columns Bl and D4) F $50,001 -$100,000 G $100,001-$1,000,000 H $1,000,001 -$5,000,000 H2 More than $5,000,000 Value Codes J $15,000 or less K $15,001 $50,000 L $50,001 -$100,000 M $100,001 -$250,000 (See Columns Cl and DJ) N $250,001 $500,000 0 $500,00 $1,000,000 Pl $1,000,00J -$5,000,000 P2 $5,000,001 -$25,000,000 Value Method Codes P3 $25,000,001 - $50,000,000 R Cost (Real Estate Only) P4 More than $50,000,000 T =Cash Market (See Column C2) Q Appraisal V=Other S =Assessment U =Book Value w Estimated

15 FNANCAL DSCLOSURE REPORT Page 5of9 Gould, Ronald M 05/14/2007 V. NVESTMENTS and TRUSTS -income, value, transactions (ncludes those of the spouse and dependent children. See pp of filing instructions.) D NONE (No reportable income, assets, or transactions.)! A. B. C. D. Description of Assets ncome during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period Place 11(X)11 after each asset exempt from prior disclosure () l () (4) (2 ) (2) (!) (2) (3) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain dentity of Code div., rent, Code2 Method buy, sell, Month- Code2 Code buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) ( if private (Q-W) transaction) 18. Vanguard Short-Term Bond ndex Fund c Dividend M T nvestor Shares 19. Vanguard Short-Term nvestment-grade c Dividend L T Fund nvestor Shares 20. Vanguard Capital Opportunity Fund E Dividend 0 T Admiral Shares 21. High-Yield Corporate Fund Admiral Shares c Dividend M T conversion 08/18 M 2 High-Yield Corporate Fund Admiral Shares c Dividend M T buy 10/02 K 2 GNMA Fund nvestor Shares B Dividend L T buy K 2 GNMA Fund nvestor Shares B Dividend L T transfer K 2 GNMA Fund nvestor Shares B Dividend L T buy J 26. High-Yield Corporate Fund nvestor Shares A Dividend buy K 27. High-Yield Corporate Fund nvestor Shares A Dividend buy 07/24 L 28. High-Yield Corporate Fund nvestor Shares A Dividend conversion 08/18 M 29. ntermediate-te1m nvest-gr nvestor Shares B Dividend L T buy K 30. ntermediate-term nvest-gr nvestor Shares B Dividend L T buy 07/24 K 31. ntermediate-term nvest-gr nvestor Shares B Dividend L T buy 10/02 J 3 Long-Term nvest-gr nvestor Shares A Dividend buy 05/22 K 3 Long-Term nvest-gr nvestor Shares A Dividend transfer 05/22 K 3 Long-Term nvest-gr nvestor Shares A Dividend buy 07/24 L 1. ncome Gain Codes: A =$1,000 or less B $1,001-$Z,500 c $Z,501 - $5,000 D $5,001-$15,000 E $15,001 -$50,000 (See Colums Bl and D4) F $50,001. $100,000 G $100,001 $1,000,000 H $1,000,001 -$5,000,000 HZ More than $5,000,000 Value Codes J =$15,000 or less K $15,001-$50,000 L 450,001-$100,000 M $100,001 $Z50,000 (See Columns Cl and D3) N $Z50,001 -$500,000 0 $500,001. $1,000,000 Pl $1,000,001 -$5,000,000 PZ $5,000,001 -$Z5,000,000 Value Method Codes P3 $Z5,000,00l - $50,000,000 (See Column CZ) Q =Appraisal U=Book Value R Cost (Real fatate Only) V=Other P4 More than $50,000,000 S =Assessment W =Estimated T =Cash Market

16 FNANCAL DSCLOSURE REPORT Page 6 of9 Gould, Ronald M 05/14/2007 V. NSTMENTS and TR u STS - income, value, transactions (ncludes those of the spouse and dependent children. See pp of filing instructio:ns.) D NONE (No reportable income, assets, or transactions.) A. Description of Assets r i B. ncome during c. Gross value at end of D. Transactions during reporting period (including trust assets) reporting period reporting period 1( (2) (1) (2) () (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain dentity of exempt from prior disclosure Code div., rent, Code 2 Method buy, sell, Month- Code 2 Code buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 3 Long-Tenn nvest-gr nvestor Shares A Dividend conversion 08/18 M 36. Long-Tenn nvest-gr Admiral Shares c Dividend M T conversion 08/18 M 37. Long-Tenn nvest-gr Admiral Shares c Dividend M T buy 10/02 J 38. Developed Markets ndex Fund A Dividend K T buy 05/22 J 39. Developed Markets ndex Fund A Dividend K T buy 10/02 J 40. Emerging Markets Stock ndex Fund A Dividend K T buy 05/22 J nvestor Shares 41. Emerging Markets Stock ndex Fund A Dividend K T buy 10/02 J nvestor Shares 4 Global Equity Fund A Dividend K T buy 05/22 J 4 Global Equity Fund A Dividend K r buy 10/02 J 4 nternational Growth Fund nvestor Shares B Dividend K T buy 05/22 J 4 nternational Growth Fund nvestor Shares B Dividend K T buy 10/02 J 46. Vanguard Brokerage Services 47. Boeing Co., common stock A Dividend sell 06/15 K 48. ChevronTexaco Corp., common stock D Dividend partial sale 07/03 K 49. Chevron Texaco Corp., common stock D Dividend partial sale 09/26 L 50. Cisco Systems nc., common stock None sell 05/11 K 51. Dell Computer Corp., common stock None sell 05/15 K l. ncome Gain Codes: A =$1,000 or less B $1,001 - $2,500 c $2,501 -$5,000 D $5,001 -$1000 E $15,001 -$50,000 (See Columns Bl and D4) F $50,001-$100,000 G $100,001 -$1,000,000 H $!,000,001-$5,000,000 H2 More than $5,000,000 Value Codes J $15,000 or less K $15,001 - $50,000 L $50,001 -$100,000 M $100,001 -$250,000 (See Columns Cl and D3) N $250,001 -$500,000 0 $500,001 - $1,000,000 Pl $1,000,001 -$5,000,000 P2 $5,000,001 - $25,000,000 Value Method Codes P3 $25, $50,000,000 R -=Cost (Real Estate Only) P4 More than $50,000,000 T =C sh Market (See Column C2) Q =Appraisal V=Other S =Assessment U =Book Value W =Estimated

17 FNANCAL DSCLOSURE REPORT Page 7of9 Gould, Ronald M 05/14/2007 V. NESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, value, transactions (lncl11des those of the spouse and dependent children. See pp of filing instructions.)! A_ B. c. D. Description of Assets ncome during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period Place 11 (X)" after each asset exempt from prior disclosure () Amount Code 1 (A-H) (2) (1) Type (e.g. Value div., rent, Code 2 or int.) (J-P)... _ (2) Value Method Code 3 (Q-W) (1) Type (e.g. buy, sell, redemption) (2) Date Month- Day (3) Value Code 2 (J-P) (4) Gain Code 1 (A-H) (5) dentity of buyer/seller (if private trction) 5 ntel Corp., common stock None sell 05/11 K 5 McDonald's Corp., common stock None partial sale 07/03 K 5 McDonald's Corp., common stock None partial sale 07/14 L 5 McDonald's Corp., common stock None sell 07/17 L 56. Oracle Corp., common stock None sell 05/15 K 1. ncome Gain Codes: A =$1,000 or less B $1,001 -$2,500 c $2,501 - $5,000 D $5,001 -$15,000 E $15,001-$ (See Columns Bl and D4) F $50,001-$100,000 G $100,001 -$1,000,000 H $1,000,001 -$5,000,000 H2 More tltan $5,000,000 Value Codes J $15,000 or less K $5,001-$50,000 L $50,001 - $100,000 M $100,001-$250,000 (See Columns Cl and D3) N $250,001 -$500,000 0 $500,001 -$1,000,000 Pl $1,000,001 -$5,000,000 P2 $5,000,001 -$25,000,000 Value Method Codes (See Column C2) P3 $25,000,001 - $50,000,000 Q =Appraisal U =Book Value R Cost (Real Estate Only) V=Other P4 More tltan $50,000,000 S =Assessment W =Estimated T =Cash Market

18 FNANCAL DSCLOSURE REPORT Page 8 of9 Gould, Ronald M 05/14/2007 V. ADDTONAL NFORMTON OR EXPLANATONS. (lndicate parto/report.j Regarding Part V, line 14, although interest in Perkins Building Partnership was sold in full in September 2005, as reported in last report, during 2006 received an additional distribution of $1 l0, which reflected retu of a deposit. have no continuing interest in the partnership, so have listed the income but no value at year end. On June 30, 2006, my Charles Schwab RA balance was transferred to my Vanguard RA account. The values from the transfer are reflected in the transfer notations on the funds identified in Part V in lines 24 and 3 On Part V, transaction entries noted as "conversion" reflect conversion of Vanguard nvestor Shares of the specified fund to become Admiral Shares of the same fund, which occurred when values reached a certain level.

19 FNANCAL DSCLOSURE REPORT Page 9of9 Gould, R onald M 05/14/2007 X. CERTFCATON. certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and J udicial Conference regulations. Signature /( i Date ;(}!J 7 NOTE: AN N AN CRAL SOR FALS TO FE THS REPOR T MAY BE SUBJECT TO CVL FLNG NSTRUCTONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C