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6 Form FR Y-6 Stratford Bancshares, Inc. Stratford, Texas Fiscal Year Ending December 31, 2016 Report Item 3: Securities Holders Current Securities Holders with ownership, control or holdings of 5% or more with power to vote as of fiscal year ending Securities Holders not listed in 3(1)(a) through 3(1)(c) that had ownership, control or holdings of 5% or more with power to vote during the fiscal year ending (1)(a) (1)(b) (1)(c) (2)(a) (2)(b) (2)(c) (City, State, Country) Country of citizenship or Incorporation Number and Each Class of Voting Securities (City, State, Country) Country of citizenship or Incorporation Number and Each Class of Voting Securities Larry Butts Lubbock, TX/USA USA 5, % Common Stock B.A. Donelson Stratford, TX/USA USA 3, % Common Stock Doug McBryde Stratford, TX/USA USA 3, % Common Stock Bill D. Pittman Spearman, TX/USA USA 5, % Common Stock James Spurlock Stratford, TX/USA USA 2, % Common Stock Wesley Spurlock Stratford, TX/USA USA 2, % Common Stock
7 Form FR Y-6 Stratford Bancshares of Delaware, Inc. Stratford, Texas Fiscal Year Ending December 31, 2016 Report Item 3: Securities Holders Current Securities Holders with ownership, control or holdings of 5% or more with power to vote as of fiscal year ending Securities Holders not listed in 3(1)(a) through 3(1)(c) that had ownership, control or holdings of 5% or more with power to vote during the fiscal year ending (1)(a) (1)(b) (1)(c) (2)(a) (2)(b) (2)(c) (City, State, Country) Stratford Bancshares, Inc. Stratford TX/USA Country of citizenship or Incorporation USA Number and Each Class of Voting Securities 1, % Common Stock (City, State, Country) Country of citizenship or Incorporation Number and Each Class of Voting Securities
8 Form FR Y-6 Stratford Bancshares, Inc. Stratford, Texas Fiscal Year Ending December 31, 2016 Report Item 4: Insiders (1)(a)(b)(c) and(2)(a)(b)(c) (1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c) (City, State, Country) Larry Butts Lubbock, TX/USA Principal Occupation if other than with Bank Holding with Bank Holding President & Director Titles & Positions with Subsidiaries (Include Names of President & Director (Stratford Bancshares of Delaware, Inc.) with Other Businesses (Include names of other businesses) in Bank Holding President Sunray Oil Co % None in Subsidiaries (include names of List names of other companies (includes partnerships) if 25% or more of are held (List names of companies and percentage of held) Sunray Oil Co. (100%) B.A. Donelson Stratford, TX/USA Director Owner Hartsol Inc % None Hartso,l Inc. (37.5%) President HD Projects Ltd, LLC HD Projects Ltd, LLC (50%)
9 Report Item 4: Insiders (1)(a)(b)(c) and(2)(a)(b)(c) (1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c) (City, State, Country) Principal Occupation if other than with Bank Holding with Bank Holding Titles & Positions with Subsidiaries (Include Names of with Other Businesses (Include names of other businesses) in Bank Holding in Subsidiaries (include names of List names of other companies (includes partnerships) if 25% or more of are held (List names of companies and percentage of held) Wesley Spurlock Stratford, TX/USA Farmer/Cattleman Director Director(Stratford Bancshares of Delaware, Inc.) Owner Spurlock Farms, Too 5.94% None Spurlock Farms, Too (100%) Sec/Treas Lockspur Enterprises, Inc. Lockspur Enterprises, Inc. (90%) President Stripping for Profit Stripping for Profit (50%) Managing Partner Triple S Supply Triple S Supply (50%) Managing Partner T-Group Ag Investments T-Group Investments (50%) George Odom Dalhart, TX/USA Banker Vice President & Director Vice President & Director(Stratford Bancshares of Delaware, Inc.) 3.66% None
10 AMENDED Report Item 4: Insiders (1)(a)(b)(c) and(2)(a)(b)(c) (1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c) (City, State, Country) Principal Occupation if other than with Bank Holding with Bank Holding Titles & Positions with Subsidiaries (Include Names of with Other Businesses (Include names of other businesses) in Bank Holding in Subsidiaries (include names of List names of other companies (includes partnerships) if 25% or more of are held (List names of companies and percentage of held) Bill D Pittman Spearman, TX/USA Banker Shareholder Director & Chairman (Spearman Bancshares) 14.25% None Spearman Bancshares, Director Director (Bank of the Panhandle) Secretary Pittman & Sons, Inc. Pittman & Sons, Inc. President BJP & Co, Inc. BJP & Co, Inc. (50%) Charlotte Strafuss Dalhart, TX/USA Banker Director & Secretary/Treasurer Director & Secretary/Treasurer (Stratford Bancshares of Delaware, Inc.) Partner, Pittrman & Pearson Bldg. General Partner Strafuss Farms 0.33% None Pittman & Pearson Bldg. Strafuss Farms (50%)
11 AMENDED Report Item 4: Insiders (1)(a)(b)(c) and(2)(a)(b)(c) (1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c) (City, State, Country) Principal Occupation if other than with Bank Holding with Bank Holding Titles & Positions with Subsidiaries (Include Names of with Other Businesses (Include names of other businesses) in Bank Holding in Subsidiaries (include names of List names of other companies (includes partnerships) if 25% or more of are held (List names of companies and percentage of held) Brent Spurlock Stratford, TX/USA Farmer Director Director (Stratford Bancshares of Delaware, Inc.) Partner B&J Farms 0.26% None B&J Farms (50%) Director (Rita Blanca Electric) Gared McBryde Stratford, TX/USA Farmer Director Director (Stratford Bancshares of Delaware, Inc.) Partner McBryde Land & Cattle None None McBryde Land & Cattle (33%) James Spurlock Stratford, TX/USA Retired Farmer 6.34% None
12 Form FR Y-6 Stratford Bancshares of Delaware, Inc. Stratford, Texas Fiscal Year Ending December 31, 2016 Report Item 4: Insiders (1)(a)(b)(c) and(2)(a)(b)(c) (1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c) (City, State, Country) Principal Occupation if other than with Bank Holding with Bank Holding Titles & Positions with Subsidiaries (Include Names of with Other Businesses (Include names of other businesses) in Bank Holding in Subsidiaries (include names of List names of other companies (includes partnerships) if 25% or more of are held (List names of companies and percentage of held) Stratford Bancshares, Inc. Stratford, TX/USA 100% None Larry Butts Lubbock, TX/USA President & Director President & Director (First State Bank) President Sunray Oil Co. None None Sunray Oil Co. (100%) George Odom Dalhart, TX/USA Banker Vice President & Director Vice President & Director(First State Bank) None None
13 Report Item 4: Insiders (1)(a)(b)(c) and(2)(a)(b)(c) (1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c) (City, State, Country) Principal Occupation if other than with Bank Holding with Bank Holding Titles & Positions with Subsidiaries (Include Names of with Other Businesses (Include names of other businesses) in Bank Holding in Subsidiaries (include names of List names of other companies (includes partnerships) if 25% or more of are held (List names of companies and percentage of held) Wesley Spurlock Stratford, TX/USA Farmer/Cattleman Director Director (First State Bank) Owner Spurlock Farms, Too None None Spurlock Farms, Too (100%) Sec/Treas Lockspur Enterprises, Inc. Lockspur Enterprises, Inc. (90%) President Stripping for Profit Stripping for Profit (50%) Managing Partner Triple S Supply Triple S Supply (50%) Managing Partner T-Group Ag Investments T-Group Investments (50%)
14 Charlotte Strafuss Dalhart, TX/USA Banker Director & Secretary/Treasurer Director & Secretary/Treasurer (First State Bank) General Partner Strafuss Farms None None Strafuss Farms (50%) Report Item 4: Insiders (1)(a)(b)(c) and(2)(a)(b)(c) (1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c) (City, State, Country) Principal Occupation if other than with Bank Holding with Bank Holding Titles & Positions with Subsidiaries (Include Names of with Other Businesses (Include names of other businesses) in Bank Holding in Subsidiaries (include names of List names of other companies (includes partnerships) if 25% or more of are held (List names of companies and percentage of held) Brent Spurlock Stratford, TX/USA Farmer Director Director (First State Bank) Partner B&J Farms None None B&J Farms (50%) Director (Rita Blanca Electric) Gared McBryde Stratford, TX/USA Farmer Director Director (First State Bank) Partner McBryde Land & Cattle None None McBryde Land & Cattle (33%)
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