1 Type of Issue (IPO/FPO) IPO. 2 Issue Size (Rs. Cr) Grade of issue alongwith name of the rating agency

Transcription

1 Name of the Issue: PTC India Financial Services Limited 1 Type of Issue (IPO/FPO) IPO 2 Issue Size (Rs. Cr) Grade of issue alongwith name of the rating agency Credit Analysis & Research Name ICRA Limited CRISIL Limited Limited Grade Subscription Level (Number of times) 1.51* Source: Final Post Issue Report *The above figure is net of cheque returns, but before technical rejections 5 QIB Holding (as a % of outstanding capital) as disclosed to stock exchanges Particulars % (i) allotment in the issue (1) 18.07% (ii) at the end of the 1st Quarter immediately after the listing of the issue (2) 26.96% (iii) at the end of 1st FY (March 31, 2011) (2) 26.96% (iv) at the end of 2nd FY (March 31, 2012) (2) 26.90% (v) at the end of 3rd FY (March 31, 2013) 24.88% Source: (1) Basis of Allotment. Excludes pre-issue holding by QIBs. (2) Clause 35 Reporting with the BSE/NSE. Represents holding of "Institutions" category. 6 Financials of the issuer Parameters 1st FY (March 31, 2011) 2nd FY (March 31, 2012) 3rd FY (March 31, 2013) * (Rs. Crore) Income from operations N.A. Net Profit for the period N.A. Paid-up equity share capital N.A. Reserves excluding revaluation reserves N.A. * Financials not disclosed as reporting for the relevant fiscal years has not been completed. Source: Clause 41 Reporting with the BSE. Standalone Financials. 7 Trading Status in the scrip of the issuer Company's Equity Shares are listed on both the Bombay Stock Exchange Limited and the National Stock Exchange of India Limited. The Shares have not been suspended or delisted. Particulars (i) at the end of 1st FY (March 31, 2011) (ii) at the end of 2nd FY (March 31, 2012) (iii) at the end of 3rd FY (March 31, 2013) Status Source: NSE website 8 Change in Directors of issuer from the disclosures in the offer document

2 Particulars Name of the Director Appointed / Resigned (i) at the end of 1st FY (March 31, 2011) - - (ii) at the end of 2nd FY (March 31, 2012) Prathipati Abraham Neil Kant Arora Sudhir Kumar Ved Jain Pawan Singh Retirement (Term Expired) T. N. Thakur (iii) at the end of 3rd FY (March 31, 2013)* Deepak Amitabh Rama Murali A.B.L. Srivastava A.B.L. Srivastava S. K. Tuteja - - * Information updated till April 30, Source: Notification sent by Company to BSE as required under Clause 30 of Listing Agreement 9 Status of implementation of project/ commencement of commercial production (i) as disclosed in the offer document (ii) Actual implementation (iii) Reasons for delay in implementation, if any 10 Status of utilization of issue proceeds (i) as disclosed in the offer document Expenditure Items Net Proceeds of the fresh issue to be utilised for the Augmentation of capital base and to meet future capital requirement (Rs. Crore) Amount to be financed Estimated schedule of from deployment of Net Proceeds Net Proceeds (1) for Fiscal Not Applicable (2) Total (1) As disclosed in the Prospectus and after reducing offer for sale portion and Issue expenses. (2) As the proceeds of the Issue were to be utilized for augmenting the capital base of the Company, there was no schedule of deployment disclosed in the Prospectus. (ii) Actual utilization Expenditure Items Augmentation of capital base and to meet future capital requirement Total Estimated Cost as Total amount utilised up to disclosed in the offer March 31, 2011 document Not Applicable Total 0.00 (1) The proceeds of the funds where utilized immediately for augmenting the capital by increasing the issued share capital and the securities premium account.

3 (iii) Reasons for deviation, if any Not Applicable. 11 Comments of monitoring agency, if applicable (a) Comments on use of funds (b) Comments on deviation, if any, in the use of proceeds of the issue from the objects stated in the offer document Since the Issue size is less than Rs. 500 crores, there is no requirement for appointment of a monitoring agency. (c) Any other reservations expressed by the monitoring agency abou the end use of funds 12 Pricing Data Issue Price (Rs.): 28 For Retail Investors there was a discount of Rs. 1/- 27 Designated Stock Exchange: NSE Listing Date: 30-Mar-11 Price parameters At close of listing day - March 30, 2011 At close of 30th calendar day from listing day - April 28, 2011 (2) At close of 90th calendar day from listing day - June 27, 2011 (3) As at the end of 1st FY after the listing of the issue As at the end of 2nd FY after the listing of the issue As at the end of 3rd FY after the listing of the issue (March 31, 2011) (4) (March 31, 2012) (4) (March 31, 2013) (5) High (during the Closing price Low (during the FY) Closing price High (during the FY) Low (during the FY) Closing price High (during the FY) Low (during the FY) FY) Market Price on Designated Stock Exchange SNP CNX Nifty 5, , , , , , , , , , , ,770.4 CNX Finance (1) 4, , , , , , , , , , , ,695.3 Note: (1) CNX Finance index is an NSE index which reflects the Indian financial markets comprising of stocks of banks, finacial institutions, housing finance and other financial services companies. (2) 30th calender day has been taken as listing date plus 29 calender days. (3) 90th calender day has been taken as listing date plus 89 calender days. (4) High and Low based on intra day prices except for CNX Finance index where high and low of closing price during the period has been provided as intra day prices are not available. (5) High and Low based on intra day prices available. 13 Basis for Issue Price Accounting ratio PTC India Financial Services As disclosed in the offer document* At the end of 1st FY (March 31, 2011) At the end of 2nd FY (March 31, 2012) At the end of 3rd FY (March 31, 2013)** Issuer: # 2.74# NA EPS Issuer: # 5.8# NA P/E Industry (Highest): NA ## NA ## NA ## NA ## Industry (Lowest): NA ## NA ## NA ## NA ## Issuer: 4.0% 3.6%# 13.1%# NA RoNW Issuer: # 20.85# NA NAV per share based on balance sheet * Sourced from Prospectus dated March 24, Disclosure is based on the standalone financial infromation disclosed in the Prospectus ** Information not provided as the relevant fiscal years have not completed # Sourced from the Annual Report/Clause 41 reporting of the Company for the relevant fiscal year except for share price information which has been sourced from NSE's website. Key ratios for the Company have been calculated as follows:

4 (i) EPS - Fully diluted EPS as reported by the Company in its Annual Report. (ii) P/E - Closing Price as of revelant fiscal year end / EPS (iii) RoNW - Net Profit After Tax / Closing networth (Share Capital + Reserves and Surplus - Miscellaneous expenses) (iv) NAV per share - Closing Networth / Shares Outstanding as of fiscal year end ## As disclosed in the Prospectus, the Company did not have any peer group listed companies in India with which it could be compared. 14 Any other material information Information PFS inks ECB loan agreement with IFC for funding renewable projects in India PFS sanction Rs. 500 cr. PFS sanctions Rs. 457 million to Two Solar Power Projects PTC India Financial Services Ltd (PFS) invested Rs crores in Ind-Barath Powergencom Ltd (IBPGL) for 26% stake in the Company in August' 08. The exit mode for PFS for investment made in the Company is the buy-back of shares of PFS at compounded annual net of taxes return of 23.75% by the Company/ Promoter. Further the Company has informed that PFS has completed the transaction on October 05, 2011, and shares of IBPGL held by PFS has been brought back Promoter of IBPGL i.e. M/s Ind-Barath Power Infra Ltd. as per agreed return Date 29-Apr Jun Aug Oct-11 PTC India Financial Services Ltd sanctioned financial assistance aggregating to Rs. 716 crore to 4 power projects in the prevailing quarter. The company further announced that it has executed necessary agreements for divesting its part stake in Indian Energy Exchange Limited (IEX) and an application for FIPB approval is being made in this regard. PFS launches Infrastructure Bonds with benefits under Section 80 CCF of Income Tax Act, Nov Dec-11 PTC India Financial Services Ltd has received the credit rating of "ICRA A+" and "CARE A+" from ICRA and CARE respectively for borrowings through NCDs up to Rs. 300 Crore. Instrument with this rating are considered to have adequate degree of safety regarding timely servicing of financial obligations. Such instruments carry low credit risk.further to this, ICRA has withdrawn the 'Stable' outlook from the previous outstanding ratings assigned to Company. However, there is no change in the rating assigned to Company which is "ICRA A+". 05-Jan-12 PTC India Financial Services Limited (PFS) tax saving infrastructure bonds subscribed more than 300% PTC India Financial Services Limited (PFS) divests its part stake in Indian Energy Exchange Limited PTC India Financial Services Ltd (PFS) raises external commercial borrowing at attractive rates ICRA has revised the credit rating of PTC India Financial Services Ltd from [ICRA]A+ to [ICRA]A (stable outlook) assigned to Rs. 700 Crore Non-convertible Debenture (NCD) programme and Rs. 425 Crore long term bank lines of PTC India Financial Services Limited (PFS). Further, PFS has withdrawn the Short Term Credit Rating for Commercial Paper Programme from ICRA as there is no amount outstanding against the instrument 30-Mar Mar Apr Aug-12 Change in Board level position in PTC India Financial Services Limited (PFS) PFS raises long term loan from IFC at attractive rates PFS sanctions Rs crore to 9 Projects with endeavor to diversify in Energy Value Chain 28-Sep Jan Apr-13 * Information updated till April 30, ** For further information please refer to Corporate Announcements as reported on BSE website. Source: Corporate Announcements as reported on BSE website.

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