a complete turnkey solution for Advisors that provides trading, clearing, and reporting capability for advisors of all sizes

Transcription

1 a complete turnkey solution for Advisors that provides trading, clearing, and reporting capability for advisors of all sizes Interactive Broker (UK) Limited Webinar: Professional Advisors Presenter Gerald Perez Managing Director London, United Kingdom Important Information: The risk of loss in online foreign exchange trading can be substantial. Your capital is at risk and your losses may exceed the value of your original investment. In addition, there is substantial risk of loss in foreign exchange trading when settlement is delayed due to time zone differences and bank holidays. When trading across foreign exchange markets, this may necessitate borrowing funds to settle foreign exchange trades. The interest rate on borrowed funds must be considered when computing the cost of trades across multiple markets. Interactive Brokers (UK) Limited is authorised and regulated by the Financial Conduct Authority (registration no

2 Important Strength and Security Facts about Interactive Brokers Group On a consolidated basis, Interactive Brokers Group (IBG LLC) exceeds $5 billion in equity capital. IBG LLC's owners are our public company, Interactive Brokers Group, Inc. We hold no material positions in over-the-counter securities or derivatives. We hold no CDOs, MBS or CDS. The gross amount of our portfolio of debt securities, with the exception of U.S. government securities, is less than 10% of our equity capital. Our positions are marked to market daily and the resulting payables/receivables are reconciled to outside sources automatically. Our real-time margining system marks all customer positions to market continuously. All orders are credit vetted before being executed and positions in accounts with inadequate margin deposits are liquidated automatically. We have reported solidly positive earnings for the past 18 consecutive years. Interactive Brokers LLC is rated 'A-/A-2'; Outlook Stable by Standard & Poor's.

3 Our Advisor accounts let Professional Registered Investment Advisors, execute and allocate trades among multiple clients from a single order management interface. Professional Advisors enjoy the following benefits: Manage all your client accounts and trading from our comprehensive suite of tools. Assume the role of Wealth Manager by assigning registered Money Managers to multiple clients for trading purposes. Shop for registered Money Managers at our IB Money Manager Marketplace. Automate multi-client trade allocations and portfolio rebalancing. White Brand statements, customer registration and other informational materials with your own organization's identity. Create professional, client-ready performance presentations with Portfolio Analyst. Link to Administrators for the purpose of providing administrative services such as reporting to your clients. Shop for registered Administrators at the Administrator Marketplace. Configure access rights to assign different managerial roles and client accounts to individual employees within your organization using our flexible User Access Rights system.

4 Advisor Account Structure Advisor (internal) users Assign internal users any of the below permissions or a combination of any of the three: View info Trade Banking instructions Master Account Sub accounts Individual Pool Account Hedge Fund Advisor Trading Company Bank Bank Bank Bank

5 Account Management Tool Reporting, funding, configuration and trading all from a single window. IB's Account Management system lets you configure and manage your IB account from a single window, and gives you convenient access to these account features: Once, the Master account (your firm) has been approved and funded. Steps to consider: Customer Service Security Reporting Funding Log In to Account Management. Activate your Secure Login System passcode device. The process and timing of Account Funding, includes: Master Account Funding Trading Account Funding Initial Funding for Client Accounts Client Accounts Trading Pool Account Configuration Add Client Accounts by having your clients submit an application to IB. Specify Client Fees Trading Permissions Client Account Funds Status Starting to trade Subscribe to Market Data Log in to TWS Add Market Data Lines Define Allocation Groups and Methods Trade and Allocate for Clients Use Real-time Activity Monitoring

6 Pre Allocation Profiles Professional Advisors and Investment Managers use IB s Pre-Trade Allocations to allocate block trades to multiple client accounts with a single mouse click. Advisor Trader (pre trade allocation software highlights) Pre allocation profiles Account Groups Rebalance for Advisors Account Aliases Pool Account Master Account Sub accounts Individual Hedge Fund Advisor Trading Company

7 Advisor can charge their client(s) for services rendered, automatically Advisor charging options Client Fee Templates Automatic Billing % of Net Liq Value Flat fee % of P/L Fee per trade unit Electronic Invoices Direct Billing Caps and Limitations Pool Account Master Account Sub accounts Individual Hedge Fund Advisor Trading Company

8 Value Proposition

9 Value Proposition

10 Value Proposition Costs and Fees per account Required minimums $5,000 or the equivalent in another currency we support.

11 Value Proposition Costs and Fees per account Required minimums $5,000 or the equivalent in another currency we support. Monthly Activity $10 per month. We require that each account generate a minimum of commissions per month.

12 Value Proposition Costs and Fees per account Required minimums $5,000 or the equivalent in another currency we support. Monthly Activity $10 per month. We require that each account generate a minimum of commissions per month. Commissions Low Cost commissions. We offer two models Flat Rate (all in) or Cost Plus (which decreases depending on the volume, +exchange, regulatory and clearing fees.

13 Value Proposition Costs and Fees per account Required minimums $5,000 or the equivalent in another currency we support. Monthly Activity $10 per month. We require that each account generate a minimum of commissions per month. Commissions Low Cost commissions. We offer two models Flat Rate (all in) or Cost Plus (which decreases depending on the volume, +exchange, regulatory and clearing fees. Our Flat Rate pricing for stocks, ETFs, and warrants.

14 Value Proposition Costs and Fees per account Required minimums $5,000 or the equivalent in another currency we support. Monthly Activity $10 per month. We require that each account generate a minimum of commissions per month. Commissions Low Cost commissions. We offer two models Flat Rate (all in) or Cost Plus (which decreases depending on the volume, +exchange, regulatory and clearing fees. Our transparent Cost Plus pricing for stocks, ETFs, and warrants.

15 Value Proposition Costs and Fees per account Required minimums $5,000 or the equivalent in another currency we support. Monthly Activity $10 per month. We require that each account generate a minimum of commissions per month. Commissions Low Cost commissions. We offer two models Flat Rate (all in) or Cost Plus (which decreases depending on the volume, +exchange, regulatory and clearing fees. CFDs Pricing Structure

16 Value Proposition Costs and Fees per account Required minimums $5,000 or the equivalent in another currency we support. Monthly Activity $10 per month. We require that each account generate a minimum of commissions per month. Commissions Low Cost commissions. We offer two models Flat Rate (all in) or Cost Plus (which decreases depending on the volume, +exchange, regulatory and clearing fees. CFDs Pricing Structure

17 Value Proposition Costs and Fees per account Required minimums $5,000 or the equivalent in another currency we support. Monthly Activity $10 per month. We require that each account generate a minimum of commissions per month. Commissions Low Cost commissions. We offer two models Flat Rate (all in) or Cost Plus (which decreases depending on the volume, +exchange, regulatory and clearing fees. Research, News and Market Data Fees We provide real-time streaming market data (fees apply). You can also choose to receive delayed market data for contracts for which you do not currently hold market data subscriptions. Note: Other fees may apply (refer to our website for more details).

18 Value Proposition Costs and Fees per account Required minimums $5,000 or the equivalent in another currency we support. Monthly Activity $10 per month. We require that each account generate a minimum of commissions per month. Commissions Low Cost commissions. We offer two models Flat Rate (all in) or Cost Plus (which decreases depending on the volume, +exchange, regulatory and clearing fees. Research, News and Market Data Fees We provide real-time streaming market data (fees apply). You can also choose to receive delayed market data for contracts for which you do not currently hold market data subscriptions. Interest and Financing Interactive Brokers uses internationally recognized benchmarks on overnight deposits as a basis for determining interest rates. We then apply a spread around the benchmark interest rate ("BM") in tiers, where larger cash balances receive increasingly better rates, to determine an effective rate. Note: Other fees may apply (refer to our website for more details).

19 Value Proposition

20 Value Proposition

21 Value Proposition Trader Workstation (TWS) Optimize your trading speed and efficiency with Trader Workstation (TWS). TWS offers the following benefits:

22 Value Proposition Mosaic Advanced Order Management

23 Value Proposition News and Research Subscribe to the Interactive Brokers Information System (IBIS) for a robust arsenal of tools powered by tierone content providers.

24 Value Proposition Price/Risk Analytics Our comprehensive suite of sophisticated mathematical risk-assessment and price-measuring tools comes standard with TWS and includes:

25 Value Proposition Suite of trading tools Different traders have different needs. Our advanced trading tools are custom-designed to enhance your trading environment. Accumulate/Distribute Algo BasketTrader OptionTrader FX Trader Probability Lab More tools and details located in our website

26 Value Proposition Comprehensive Reporting Our reporting tools give you the information and analytics you need, when you need it.

27 Awards 2013 Stocks and Commodities Awards 2013 Winner 2013 Stock Brokerage Winner 2013 Futures Brokerage Winner 2013 Forex Brokerage FOW International Awards 2013 Best Innovation by a Bank, Broker or FCM FOW Awards for Asia 2013 FX Broker of the Year

28 Steps to open an Advisor and your clients sub account(s) 1. Begin the Advisor Electronic Application 2. Open Trading Account 3. Fund Your Account 4. Application Review and Results 5. Trading Account 6. Submit an Application for Each Client 7. Client Account Funding 8. Client Application Review and Results 9. Trade Client Account 10. Add Money Managers (optional)

29 Interactive Broker (UK) Limited Webinar: Advisor Account Presenter Gerald Perez Managing Director London, United Kingdom a complete turnkey solution for Advisors that provides trading, clearing, and reporting capability for advisors of all sizes Questions