Table of Authorities FEDERAL STATUTES BY NAME (ACTS) T 1

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1 Table of Authorities FEDERAL STATUTES BY NAME (ACTS) Bank Holding Company Act of Charter Act of , 8-32 Consumer Credit Act of Consumer Credit Act of , 4-37 Dodd-Frank Wall Street Reform and Consumer Protection Act generally , 1-28, (a) Emergency Home Finance Act of Federal Deposit Insurance Act of 1950 generally , 10-4, (e)(3) , (e)...9-5, (e)(8) (e)(12) (e)(13) Federal Reserve Act 23A , A(c)(b)(7) B B(a) Financial Institutions Recovery, Reform and Enforcement Act Financial Services Modernization Act of Gramm-Leach-Bliley Act Home Owners Loan Act Housing and Economic Recovery Act of , 10-9 (Covered Bonds, Rel. #4, 8/14) T 1

2 COVERED BONDS HANDBOOK Investment Advisers Act generally (a)(51A) (c)(1) , 10-52, (c)(7) , 10-52, Investment Company Act of 1940 generally (a)(5) (a)(16) (a)(17) (a)(32) (a)(36) (a)(45) (a)(1)(A) (a)(1)(B) (a)(1)(C) (a)(2) (c)(1) (c)(3) , 10-38, 10-39, 10-40, (c)(5) , 10-45, (c)(5)(A) , 10-45, (c)(5)(B) , 10-45, (c)(5)(C) , 10-42, 10-43, , 10-45, 10-47, (c)(7) (c) , National Depositor Preference Amendment Act 3001[a] Securities Act of 1933 generally , 11-10, , (a) (a)(2) , 10-27, 10-28, 10-29, 10-30, 10-33, (a)(5) , 10-30, (a)(14) , (a)(2) , 10-26, 10-34, 10-43, (2) , , (a)(2) , 10-30, Securities Exchange Act of 1934 generally , 10-19, 10-32, (a)(77) (b) T 2

3 Table of Authorities Small Business Investment Act of (3) Trust Indenture Act of 1939 generally , 10-62, (a)(4) (b) A United States Covered Bond Act of State Statutes Delaware Statutory Trust Act 12 Del. Code 3801 et seq Del. Code 3804(a) Del. Code 3806(b)(2) (Covered Bonds, Rel. #4, 8/14) T 3

4 COVERED BONDS HANDBOOK UNITED STATES CODE TITLE 12 84(b) c-1(a) c(b)(7) (a)(1) (d)(3)(C) (d)(3)(B) (e)(2) (e)(3) , (e)(3)(A)...9-3, (e)(13)(C) , (b) (k)(4)(H) (k)(4)(I) TITLE 15 8a-1 80a aaa et seq aaa 77bbb c(a)(2) c(a)(5) d(2) ddd(a)(4) e jjj k l(a)(2) q j a-2(a)(5) a-2(a)(16) a-2(a)(17) a-2(a)(32) a-2(a)(36) a-2(a)(45) a-3(a)(1)(A) a-3(a)(1)(B) a-3(a)(1)(C) a-3(a)(2) a-3(c)(3) a-3(c)(5)(A) a-3(c)(5)(B) a-3(c)(5)(C) a-6(c) T 4

5 RULES AND REGULATIONS Code of Federal Regulations TITLE 12 pt pt pt (a) (a)(1) (b) (c) (g) (e) (a) (b) (c) (d)(6) (d)(9) (b) (a) Table of Authorities Federal Register (b) (b) (e) , TITLE 17 pt pt (c) et seq A , et seq (a) et seq b a a a-7(a)(1) a-7(a)(3) Fed. Reg. 29,491 (July 2, 1992) Fed. Reg. 56,248 (Nov. 27, 1992) Fed. Reg. 16,833 (Mar. 31, 1999) Fed. Reg. 46,808 (Sept. 5, 1996) Fed. Reg. 49,189 (Aug. 11, 2000) Fed. Reg. 21,949 (Apr. 23, 2008) , 9-10, 9-13, 9-16, Fed. Reg. 43,754 (July 28, 2008) , 8-11, 9-8, 9-10, , 9-17, 9-19, Fed. Reg. 37,256 (July 28, 2009) Fed. Reg. 23,328 (May 3, 2010) Fed. Reg Fed. Reg. 43, Fed. Reg. 47, Fed. Reg (Jan. 31, 2014) Fed. Reg. 11,961 (Feb. 28, 2014) (Covered Bonds, Rel. #4, 8/14) T 5

6 COVERED BONDS HANDBOOK INTERNATIONAL MATERIALS European Union Materials Banking Consolidation Directive Banking Consolidation Directive, 2006/48, 2006 O.J. (L 177) 1 (EC) generally , 3-21 Annex VI Annex VI, no Annex VI, no Annex VI, no Annex VI, pt. 1, no Annex VI, pt. 1, nos Annex VI, pt. 1, no art art. 111(1) art. 113(4)(a) Capital Requirements Directive Capital Requirements Directive, 2006/49, 2006 O.J. (L 177) 201 (EC) , 3-21 Capital Requirements Directive IV, 2013/36/EU O.J. (L 176) , 2-13, 2-27, 3-21 Capital Requirements Regulation Capital Requirements Regulation (Regulation 575/2013) (CRR) generally art. 113(1) art , 2-29 art. 129(1) art. 129(3) art. 129(4) , 2-15, 2-27, 3-21, 3-22 art. 129(5) , 3-21, 3-22 art. 129(6) art art. 395(1) art. 400(2) Consolidated Life Directive Consolidated Life Directive, 92/96 (EEC) art. 24(4) EU Collateral Directive Collateral Directive (EU), No. 2002/47 of June 6, T 6

7 EU Insolvency Regulation Table of Authorities Council Regulation (EC) No. 1346/2000 art. 3(1) EU Prospectus Directive Directive 2001/34/EC, 2003 O.J. (L 345) 64 (EC) , 3-24 EU Directive 2003/71, 2003 O.J. (L 345) 64 (EC) generally , 3-24, 4-27, 5A-29 art. 2(1)(a) art. 2(1)(e) art. 9(1) art. 9(2) art. 9(3) art EU Directive 2010/ , 4-28, 4-29 EU Prospectus Regulation Commission Regulation 809/2004, 2004 O.J. (L 215) 3 (EC) generally , 4-28 Annex IV Annex V , 4-29 Annex VII Annex VIII Annex IX Annex XI Annex XII Annex XIII , 4-29 art art art art art art Third Non-Life Insurance Directive Third Non-Life Insurance Directive, 92/49 (EEC) art. 22(4) UCITS Directive Undertakings for Collective Investment and Transferable Securities Directives, 85/611, EEC, O.J. (L 375) 3 (EC) art. 22(4) , 3-22, 4-3 Undertakings for Collective Investment in Transferable Securities Directive 2009/65/EC O.J. (L 302) 32 art. 52(4) , 2-15, 2-26, 2-27, 2-28, 3-21, 4-3, 4-7, 4-8 (Covered Bonds, Rel. #4, 8/14) T 7

8 COVERED BONDS HANDBOOK FOREIGN JURISDICTIONS Australia Australian Prudential Standard 120: Securitisation (Jan version), para A-6 Australian Prudential Standard 120: Securitisation (Jan version) (APS 120), para A-6, 5A-8 Australian Prudential Standard 121: Covered Bonds (Aug. 2012) (APS 121) generally...5a-9, 5A-13 para 10, 5A-10 para 11, 5A-10 para 16(a), 5A-13 para 16(c), 5A-13 para 25, 5A-13 Australian Securities and Investments Commission Act of 2001 (ASIC Act) 12DA... 5A-35 pt A-33 Banking Act of 1959 generally...5a-4, 5A-7, 5A-16, 5A A-3 11CA(1)... 5A-12 11CA(2AA)... 5A-12 11CA(4)... 5A-12 13(3A)... 5A-12 13A(3)... 5A-6 26(1)... 5A-8 26(3)... 5A A-11 27(2)... 5A A A-12 29(5)... 5A-12 30(1)... 5A-11 30(3)... 5A-11 31(1)... 5A-10 31(1)(i)... 5A-10 31(3)... 5A-10 31A(2)... 5A-10 31A(3)... 5A-10 31B... 5A-13 31C... 5A-13 T 8

9 Table of Authorities 31F...5A-11, 5A-12 pt II, div A-32 Banking Amendment (Covered Bonds) Act of A-6, 5A-7, 5A-12 Bankruptcy Act of A-30 Conveyancing Act of 1919 (MSW) A-29 Corporations Act (Cth) 437D... 5A A C... 5A C... 5A D... 5A FE... 5A H... 5A-35 ch 6D.2 and pt A-34 Fair Trading Act of 1999 pt 2B...5A-33 National Consumer Credit Protection Act of 2009 (NCCP)...5A-33 Personal Property Act of 2009 generally...5a-30, 5A-31, 5A-32 80(3)... 5A-30 80(7)... 5A-30 France Codes Code de Commerce [C. Com.] art. L Code Monétaire et Financier [Monetary and Financial Code] art. L et seq art. L et seq art. L art. R Statutes and Decrees Act No of June 25, Act No of October 22, 2010, art Decree No of July 29, Decree No of August 3, Decree No of February 23, Decree No of March 4, (Covered Bonds, Rel. #4, 8/14) T 9

10 Statutes and Regulations COVERED BONDS HANDBOOK Germany Beleihungswertermittlungsverordnung [Regulation on the Determination of the Mortgage Lending Value], May 12, 2006, BGBL. I, Bürgerliches Gesetzbuch [BGB] [Civil Code], Jan. 2, 2002, BGBL.I, 42, 2909 and BGBL. I, 2003, et seq Deckungsregisterverordnung [Cover Register Regulation], Aug. 25, 2006, BGBL. I, Flugzeugbeleihungswertermittlungsverordnung [Regulation on the Determination of the Mortgage Lending Values of Aircraft in Accordance with 26d, (1) and (2) of the Pfandbrief Act], April 20, 2009, BGBL. I, Gesetz zur Fortentwicklung des Pfandbriefrechts [Reform Act], Mar. 20, 2009, BGBL. 607 (effective Mar. 26, 2009) , 3-14 Gesetz zur Neuordnung des Pfandbriefrechts [Act for the Reform of the Pfandbrief Law], May 22, 2005, BGBL. I, 1373 (effective July 19, 2005) Gesetzentwurf der Bundesregierung: Entwurf eines Gesetzes zur Fortentwicklung des Pfandbriefrechts, Bundestags-Drucksache 16/11130, Dec. 1, 2008, Gesetzüber die Pfandbriefe und verwandten Schuldverschreibungen Öffentlichrechtlicher Kreditanstalten [Act on Pfandbriefe and Comparable Bonds of Public Law Credit Institutions], Dec. 21, 1927, RGBL. I, Gesetz über Rechte an Luftfahrzeugen [German Act on Rights in Aircraft], Mar. 1, 1959, BGBL. I, Gesetz über Schiffspfandbriefbanken [Ship Mortgage Bank Act], Aug. 14, 1933, RGBL. I, Hypothekenbankgesetz [Mortgage Bank Act], July 13, 1899, RGBL. I, 375 (effective Jan. 1, 1900) , 2-9, 3-7 Insolvenzordnung [German Insolvency Act], Oct. 5, 1994, BGBL. I, (2) (6) (1) (1) T 10

11 Table of Authorities Kreditwesengesetz [German Banking Act], Sept. 9, 1998, BGBL. I, 2776 generally , 3-3, (1) (11) et seq a et seq (1) (1)...3-6, 3-8 Pfandbriefgesetz [Pfandbrief Act], May 22, 2005, BGBL. I, 1373 generally...2-7, 2-8, 2-9, 3-2, (1) (2) (1)...2-8, 3-3 2(2) , 3-4, (1) , 3-15, 3-16, (1a) (2) (3) , (4) (1) (2) (3) (1) (3) , (1) (2) (3) (4) (2) (3)...3-5, (3) (1)...3-9, , (1) (2) , (1) (1) , (1) , 3-12, 3-15 (Covered Bonds, Rel. #4, 8/14) T 11

12 COVERED BONDS HANDBOOK 20(2) , (1) (2) (4) (5) (1) (1) (3) (1) , a a et seq b(2) b(3) d(1) d(2) f(1) , (1) (1) , 3-6, (2) (3) (4)...3-8, (5) (6)...3-6, (1) (2) (11) (1) (1) (1) (1) Pfandbrief-Barwertverordnung [Pfandbrief Net Present Value Regulation], July 14, 2005, BGBL. I, 2165 generally...3-4, (1) (3) Refinanzierungsregisterverordnung [Funding Register Regulation], Dec. 18, 2006, BGBL. I, Schiffsbeleihungswertermittlungsverordnung [Regulation on the Determination of the Mortgage Lending Values of Ships and Ships Under Construction in Accordance with 24, (1) (3) of the Pfandbrief Act], May 6, 2008, BGBL. I, , 3-13 T 12

13 Table of Authorities Vermögensanlagengesetz [Financial Assets Act], Dec. 6, 2011, BGBL. I, (2) Wertpapierprospektgesetz [German Securities Prospectus Act], June 2005, BGBL. I, S generally (1) (1) (2) (3) Japan Statutes Dousan oyobi saiken no jouto no taikou youken ni kansuru minpou no tokurei to ni kansuru houritsu [Act on Special Provisions to the Civil Code Concerning Perfection of Assignment of Movables and Claims], Act No. 104 of Hasanhou [Bankruptcy Act], Act No. 75 of Shisan no ryudouka ni kansuru houritsu [Act on Securitization of Assets], Act No. 105 of Tanpo tsuki shasai shintaku hou [Secured Bond Trust Law], Act No. 52 of Tokutei saiken to ni kakaru jigyo no kisei ni kansuru houritsu [Act on Regulation of Business Pertaining to Specified Claims], Act No. 77 of Korea Statutes Act on Asset-Backed Securitization, Act No. 5555, Sept. 16, , 2-38, 2-39, , 2-41, 2-42, 2-43, 2-50 Korea Housing Finance Corporation Act, Act No. 7030, Dec. 31, 2003 generally , 2-38, 2-46, 2-47, 2-49 art art , 2-49 Trust Act, Act No. 900, Dec. 30, , 2-41 (Covered Bonds, Rel. #4, 8/14) T 13

14 Codes COVERED BONDS HANDBOOK Spain Spanish Civil Code art , 2-22 art Statutes and Decrees Act 2/1981 of March 25, 1981 generally art art art art art art art , 2-20 art , 2-20 art , 2-20 art , 2-20 Act 24/1988 of July 28, 2008 (Securities Markets Act) art art art art. 30 bis Act 41/2007 of December 7, , 2-18, 2-19 Act 44/2002 of November 22, 2002 art Insolvency Act of July 9, , 2-20 art , 2-22 art Royal Decree 716/2009 of April 24, , 2-18 art art art art art Royal Decree 1310/2005 of November 10, Royal Decree-Law 5/2005 ( RDL 5/2005 ) Royal Decree Law 20/ Royal Decree-Law 4/ T 14

15 Statutes Table of Authorities United Kingdom Companies Act of 2006, c Consumer Credit Act of Enterprise Act of Financial Services and Markets Act of , Insolvency Act of , 4-32, (5) (5) (2) , , Insolvency Act of Insolvency Rules 1986, S.I. 1986/ Limited Liability Partnerships Act of Regulations The Regulated Covered Bonds Regulations 2008, S.I. 2008/346 generally , 2-41, 4-2 Regulation 2(1) Regulation Regulation 27(1) Regulation 27(3) Regulation Regulation 28(3) Regulation The Regulated Covered Bonds (Amendment) Regulations 2008, S.I. 2008/1714 generally...4-2, 4-4 Regulation Regulation (Covered Bonds, Rel. #4, 8/14) T 15

16 COVERED BONDS HANDBOOK Regulation Regulation Regulation Regulation Regulation Regulation 27(1) Regulation 27(3) Regulation Regulation 28(3) Regulation The Regulated Covered Bonds (Amendment) Regulations 2011, S.I. 2011/ , 4-4 The Regulated Covered Bonds (Amendment) Regulations 2012, S.I. 2012/ , 4-4 Unfair Terms in Consumer Contracts Regulations of Unfair Terms in Consumer Contracts Regulations of T 16