[{ NONE (No reportable positions.)

Transcription

1 Beckwith, Sandra S. OJO Rev Report Required by the Ethics in Government ct of 1978 (5 U.S.C. app ) I. Person Reporting (last name, first, middle initial) Court or Organization Beckwith, Sandra S. U.S. District Court, Southern District of Ohio 08/01/2011 itle (rticle III judges indicate active or senior status; magistrate judges indicate full- or part-time) Senior U.S. District Judge Sa. Report ype (check appropriate type) D Nomination, Date D Initial D nnual D Final Sb. mended Report [{ 6. Reporting Period 01/01/2010 to 12/31/ Chambers or Office ddress 810 Potter Stewart U.S. Courthouse 100 East Fifth Street Cincinnati, OH On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPOR N NOES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSIIONS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable positions.) POSIION NME OF ORGNIZION/ENIY I. 5. JJ. GREEMENS. (Reporting individual only; see pp of filing instructions.) 12 NONE (No reportable agreements.) PRIES ND ERMS I.

2 Page 2of10 Beckwith, Sandra S. 08/01/2011 III. N 0 N-INVES MEN IN CO ME. (Reporting individual and spouse; see pp of filing instructions.). Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE ND YPE INCOME (yours, not spouse's) I. B. Spouse1S Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) 0 NONE (No reportable non-investment income.) I ntique Business SOURCE ND YPE 2010 Retired - Pensions IV. REIMBURSEMENS --transportation, lodging,food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable reimbursements.) I. SOURCE DES OCION PURPOSE IEMS PID OR PROVIDED 5.

3 Page 3of10 Beckwith, Sandra S. 08/01/2011 V. GIFS. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPION VUE I. 5. VI. IBIIIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDIOR DESCRIPION VUE CODE I. 5.

4 Page 4of10 Beckwith, Sandra S. 08/01/2011 VII. INVESMENS and R us S - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). B. c. D. Description of ssets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during Gross value at end ransactions during reporting period reporting period of reporting period (1) (2) (I) (2) (1) (2) (3) (4) (5) mount ype (e.g., Value Value ype (e.g., Date Value Gain Identity of Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code 1 buyer/seller (-H) or int.) (J-P) Code 3 redemption) (J-P) (if private (Q-W) transaction) (-H) I. U.S. Bank Portfolio BP moco Pie Common Stock 05/04/10 D Johnson and Johnson Common Stock Microsoft Corp. Common Stock 5. Procter & Gamble Common Stock 6. Sysco Corp. Common Stock 11122/10 D 7. Emerson Electric Co % 08/15/10 B Matured 08/15/10 8. Schlumberger td. Common Stock 9. Pepsico, Inc. Common Stock 11/22/ U.S. reasury Note 625% 08/31/11 B 03/29/10 c 11. Gilead Sciences Inc. Common Stock J 1 First merican Gov't. Obligation Fund C y 1 U.S. reasury Note 1.000% 08/31/ U.S. reasury Note 1.000% 09/30/ Int'!. Business Machines Corp. Common 11/22/ l 0 J Stock (add'!) 16. ouchstone U Shrtdur Fixing Fd ouchstone U Shrtdur Fixing Fd /10 1. Jncome Gain Codes: =$1,000 or less B =$1,001 -$2,500 C =$50 I -$5,000 D =$5,001 - $15,000 E =$15,001 -$50,000 (Sec Columns BI and 04) F=$50,00l -$100,000 G =$!00,00 I -$I,000,000 HI =$I,000,00 I -$5,000,000 H2 =More than $5,000,000 Value Codes J =$I 5,000 or less =$15,001 -$50,000 =$50,00 I - $! M =$100,00 I -$250,000 (Sec Columns Cl and 03) N =$250,001 -$500,000 0 =$500,00 I - $1,000,000 PI =$I.000,00 I -$5,000,000 P2 =$5,000,001 - $25,000,000 PJ =$25,000,00 I -$50, P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (Sec Column C2) U =Book Value V =Other W ""Estimated

5 Page 5of10 Beckwith, Sandra S. 08/01/201 I VII. INVESMENS and RUSS - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). B. Description of ssets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period ofreporting period C. (1) (2) (1) (2) (4) Place "(X)" after each asset mount ype (e.g., Value Value ype(e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy; sell, mm/dd/yy Code2 Code I buyer/seller (-H) or int.) (J-P) Code 3 redemption) (J-P) (if private (2) (I) (3) D. (-H) (Q-W) transaction) (5) 18. Medtronic Inc. 000% 03/15115 B 03/16/ Chevron Corp. Common Stock 11/22/ Coca Cola Company Common Stock 11/22/ Cincinnati Police Credit Union 2 U.S. Bank IR I 2 Walgreen Company Common Stock 02/24/10 D 2 First merican Gov't. Obligation Fund C y 25. I Shares DJ U.S. Basic Material Common 06/04/10 F Stock 26. I Shares MSCI Brazil Indev. Common Stock B 27. I Shares MSCI Emerging Mkts. Index FD 07/22/10 E Common Stock 28. ee Family P Bond Int. Varies 06/01/ N 29. I Shares F&SE/Xinhua China 25 Index FD 11/18/10 J D Common Stock (part) 30. Yum Brands Inc. Common Stock 31. BMC Softare Inc. Common Stock 05/04/10 c 3 U.S. reasury Note 1.000% 08/31/11 04/07/10 M 3 U.S. reasury Note 1.000% 09/30/J I 09/03/09 3 U.S. reasury Note 1.000% 09/30/1 I l. Income Gain Codes: =$I,000 or less B =$I,001 - $2,500 C =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns BI and 04) F =$50,001-$100,000 G =$100,001-$1,000,000 H 1 =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J=$15,000orless =$15,00 I -$50,000 =$50,001 -$100,000 M =$100,001 -$250,000 (Sec Columns C 1 and DJ) N =$250,001 -$500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 PJ =$25,000,001 - $ P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (See Column C2) U =Book Value V =Other W =Estimated

6 Page 6of10 Beckwith, Sandra S. 08/01/2011 VII. INVESMENS and RUSS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). B. c. D. Description of ssets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period ofreporting period (1) (2) (1) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset mount ype (e.g., Value Value ype (e.g., Date Value Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (-H) or int.) (J-P) Code 3 redemption) (J-P) (-H) (if private (Q-W) transaction) Gain 35. I Shares S&P Glbl Energy Sect. Common 06/04/10 B Stock (part) 36. 3M Co. Common Stock 37. ouchstone U Shrtdur Fixing Fd-2 B 02/04/10 Common Stock 38. Guggenheim China Small Cap E 02/23/ eva Pharmaceuticals Inds td dr 12/07/10 J Common Stock (add'!) 40. Novartis Capital 900% 04/24/15 B M 03/16/ Burlington North 7.000% 02/01/14 c M 04/12/10 M 4 Pfizer 5.350% c M 04/12/10 M 4 ouchstone High Yield Fd Common c 06/17/10 Stock 4 DuPont E.l. DeNemors & Co. Common 06/16/JO Stock 45. Entergy Corp. Common Stock 09/16/JO 46. ubrizol Corp. Common Stock 09/16/ Whiting Petroleum Corp. Common Stock 12/07/ Procter & Gamble Common Stock 12/02/JO J 49. U.S. Bank IR Ill 50. Walgreen Company Common Stock 02/24/JO J B 51. FP Group Inc. Common Stock I. Income Gain Codes: =$1,000 or less B =$1,001 - $2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns Bl and 04) F =$ $100,000 G =$100,001 -$1,000,000 HI =$1,000,00 I - $5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less =$15,001 -$50,000 =$50,001 -$100,000 M =$!00,001 -$250,000 (Sec Columns CI and 03) N =$250,001 -$500,000 0 =$500,00I - $l,000,000 PI =$1,000,00 I - $5,000,000 P2 =$5,000,00 I - $25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (See Column C2) U =Book Value V =Other W =Estimated

7 Page 7of10 Beckwith, Sandra S. 08/01/2011 VII. INVESMENS and RUSS D NONE (No reportable income, assets, or transactions.) - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.). B. C. Description ofssets Income during Gross value at end (including trust assets) reporting.period of reporting period Place "(X)" after each asset exempt from prior disclosure (1) mount Code I (ch) (2) ype (e.g., div.;ent; or int.) (I) Value Code2 (J-P) (2} Code3 (Q-W) 5 First merican Gov't. Obligation Fund C y 5 pple Computer Inc. Common Stock 07/22/10 E (part) 5 Celgene Corp. Common Stock 55. Starbucks Common Stock I 1/22/10 J (add'!) 56. Priceline.com Inc. Common Stock 08/25/10 D 57. U.S. reasurynote 125% 12/31/ M B 58. U.S. reasury Note 1.000% 08/31/11 04/07/ ouchstone U Shrtdur Fixing Fd-2 Mutual Fund 02/04/ McDonalds Corp. Common Stock 02/10/ McDonalds Corp. Common Stock 06/16/10 J 6 McDonalds Corp. Common Stock 11/22/10 J 6 Virginia Elec. & Pwr 5.250% 12/15/15 c 03/18/JO 6 ouchstone High Yield Fd Mutual Fund B 07/08/ ouchstone High Yield Fd Mutual Fund 12/03/JO 66. horatec Corp. Common Stock 07/13/10 J 67. horatec Corp. Common Stock 11/22/J 0 J 68. Market Vectors Indonesia Ind. Mutual Fund 08/18/10 I. Income Gain Codes: =$1,000 or less B =$1,001 $2,500 c "$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns BI and D4) F=$50,00I -$100,000 G=$100,00l -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less =$15,001 -$50,000 =$50,001 -$100,000 M =$100,001 -$250,000 (Sec Columns CI and D3) N =$250,001 -$500,000 0 =$500,00 I -$1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

8 Page 8of10 Beckwith, Sandra S. 08/01/2011 VII. INVESMENS and RUSS - income, vatue, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). B. c. D. Description of ssets (including trust assets) Income during reporting period Gross value at end (2) (5) Place "(X) " after each asset ype(e.g.; Identity of exempt from prior disclosure buyer/seller (if private transaction) 69. Market Vectors Indonesia Ind. Mutual Fund 11/19/10 1 B 70. Fifth hird Bank Savings Open 02/08/ Fifth hird Bank Checking (X) ' I. Income Gain Codes: =$1,000 or less B =$1,001 -$2,500 C =$2,50 I - $5,000 D =$5,00 I - $I 5,000 E =$I 5,00 I -$50,000 (See Columns BI and D4) F =$50,001 -$100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 HZ =More than $5,000,000 Value Codes J =$15,000 or less =$15,001 -$50,000 =$50,001 -$100,000 M =$100,001 -$250,000 (See Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I - $25,000,000 P3 =$25,000,00 I - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (See Column CZ) U =Book Value V =Other W =Estimated

9 Page 9of10 Beckwith, Sandra S. 08/01/2011 VIII. DDIION INFORMION OR EXPNIONS. (Jndicate partofreport.) Items I, 22 and 49 are account headers. Items 2 through 20 are the U.S. Bank Portfolio. Items 23 through 48 are the U.S. Bank IR I. Items 50 through 69 are the U.S. Bank IR Ill. Items 9, 11, 17 and 28 were sold at losses or no gain. Item 47 is a trade of one petroleum stock for another (see Item 19) for no change in value. Item 51 name change to Nextera Enery Inc. (6/3/10). Items 60, 61 and 62 - all income from this stock is reported on Item 60 together with the end of year total value. Items 11, 12, 19, 24, 25, 31, 47, 48, 52, 53, 54, 56, 57, 66, 67, 68 and 69 produced no income in Items 12, 24 and 52 are cash holding vehicles for their respective accounts. hey produce no income at current interest rates. Item 33 was bought in 2009, but inadvertently omitted from the 2009 Financial Disclosure Report.

10 Page 10of10 Beckwith, Sandra S. 08/01/2011 IX. CERIFICION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Sandra s. Beckwith NOE: NY INDIVIDU WHO NOWINGY ND WIFUY FSIFIES OR FIS O FIE HIS REPOR MY BE SUBJEC O CIVI ND CRIMIN SNCIONS (5 U.S.C. app. 104) Committee on Financial Disclosure dministrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C

11 Beckwith, Sandra S. OJO Rev Report Required by the Ethics in Government ct of 1978 FOR CENDR YER 2010 (5 U.S.C. app. JOI-I I 1) I. Person Reporting (last name, first, middle initial) Court or Organization Beckwith, Sandra S. U.S. District Court, Southern District of Ohio 04/28/2011 itle (rticle III judges indicate active or senior status; 5a. Report ype (check appropriate type) magistrate judges indicate full- or part-time) Nomination, Date D D [{ D Senior U.S. District Judge Initial nnual Final 5b. mended Report D 7. Chambers or Office ddress 8. On the basis of the information contained in this Report and any 810 Potter Stewart U.S. Courthouse JOO East Fifth Street Cincinnati, OH modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regula lions. Reviewing Officer 6. Reporting Period Date 01/01/2010 to 12/31/2010 IMPORN NOES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSII 0 NS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable positions.) POSIION NME OF ORGNIZION/ENIY l. 5. II. GREEMENS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PRIES ND ERMS l.

12 Page 2of10 Beckwith, Sandra S. 04/28/2011 Ill. N 0 N-INVESMEN IN CO ME. (Reporting individual and spouse; see pp of filing instructions.). Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE ND YPE INCOME (yours, not spouse's) I. B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) I ntique Business SOURCE ND YPE 2010 Retired - Pensions IV. REIMBURSEMENS -transportation, lodging,food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DES OCION PURPOSE IEMS PID OR PROVIDED I. 5.

13 Page 3of10 Beckwith, Sandra S. 04/28/2011 V. GIFS. (Includes those to spouse and dependent children; see pp offiling instruction") [{ NONE (No reportable gifs.) SOURCE DESCRIPION VUE I. 5. VI. IBIIIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDIOR DESCRIPION VUE CODE I. 5.

14 Dat.e of Report Page 4of10 Beckwith, Sandra S. 04/28/2011 VII. INVESMENS and RUSS - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). B. c. Description of ssets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period of reporting period Place "(X) " after each asset exempt from prior disclosure (!) (-H) {2) (1) (J-P) (2) mount ype (e.g., Value Value Code I div., rent, Code2 Method (l) (2) (5) ype(e.g., Date Identity of buy,sell, mm/dd/yy buyer/sell r or int) Code3 redemption) (if private (Q-W) D. transaction) I. U.S. Bank Portfolio BP moco Pie Common Stock 05/04/10 D Johnson and Johnson Common Stock Microsoft Corp. Common Stock 5. Procter & Gamble Common Stock 6. Sysco Corp. Common Stock 11/22/10 D 7. Emerson Electric Co % 08/15/10 B Matured 08/15/10 8. Schlumberger td. Common Stock 9. Pepsico, Inc. Common Stock 11/22/ U.S. reasury Note 625% 08/31/11 B 03/29/10 c 11. Gilead Sciences Inc. Common Stock 07113/ First merican Gov't. Obligation Fund C y 1 U.S. reasury Note 1.000% 08/31 II I 04/07/10 1 U.S. reasury Note 1.000% 09/30/11 04/07/ Int'!. Business Machines Corp. Common Stock (add'!) 11/22/ ouchstone U Shrtdur Fixing Fd-2 02/03/ ouchstone U Shrtdur Fixing Fd-2 06/02/10 1. Income Gain Codes: =$1.000 or less B =$1,001 - $2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$ (Sec Columns B 1 and 04) F =$ $ G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less =$15,001 -$50,000 =$50,001 - $100,000 M =$100,001 -$250,000 (Sec Columns Cl and 03) N =$ $500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25, P3 =$25,000,001 - $ P4 =More than $50,000,000 Value Method Codes Q=ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

15 Page 5of10 Beckwith, Sandra S. 04/28/2011 VII. INVESMENS and RUSS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). B. c. Description of ssets Income during Gross value at end (including trust assets) reporting period of reporting period (1) (2) (1) (2) Place "(X)" after each asset mount ype.(e.g., Value Value exempt from prior disclosure Code I div., rent, Code2 (-H) or int.) (J-P) Code3 (Q-W) 18. Medtronic Inc. 000% 03/15/15 B 19. Chevron Corp. Common Stock 11/22/ Coca Cola Company Common Stock 11/22/ Cincinnati Police Credit Union 2 U.S. Bank IR I 2 Walgreen Company Common Stock 02/24/10 D 2 First merican Gov't. Obligation Fund C y 25. I Shares DJ U.S. Basic Material Common 06/04/10 F Stock 26. I Shares MSC! Brazil Jndev. Common Stock B 27. I Shares MSC! Emerging Mkts. Index FD Common Stock 07/22/10 E 28. =-"'P "'"'"" Bond Int. Varies 06/01/ N 29. I Shares F&SE/Xinhua China 25 Index FD Common Stock (part) 11/18/10 J D 30. Yum Brands Inc. Common Stock 31. BMC Software Inc. Common Stock 05/04/10 c 3 U.S. reasury Note 1.000% 08/31/11 04/07/10 M 3 U.S. reasury Note 1.000% 09/30/11 09/03/09 3 U.S. reasury Note 1.000% 09/30/11 04/07/10 1. Income Gain Codes: =$1,000 or less B =$1,001 -$2,500 c =$2,501 - $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (Sec Columns Bl and D4) F $50,001 -$100,000 G 4JOO,OO! - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J $15,000 or less =$15,001 - $50,000 $50,001 -$100,000 M =$100,001 -$250,000 (Sec Columns CI and D3) N =$250,001 - $500,000 0 =$500,00 I -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R cost (Real Estate Only) S =ssessment =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

16 Page 6of10 Beckwith, Sandra S. 04/28/2011 VII. INVESMENS and R us S - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). B. c. D. Description of ssets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period of reporting period (1) (2) {l) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset mount ype (e.g., Value Value ype (e:g:; Da.te Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy; sell, mm/dd/yy Code2 Code I buyer/seller (-H) or int.) Code3 rede1!ption) (J-P) (-H) (if private (J-P) (Q-W) transaction) 35. I Shares S&P Gib! Energy Sect. Common B Stock (part) 36. 3M Co. Common Stock 37. ouchstone U Shrtdur Fixing Fd-2 B 02/04/10 Common Stock 38. Guggenheim China Small Cap E 02/23/ eva Pharmaceuticals Inds td dr 12/07/10 J Common Stock (add'!) 40. Novartis Capital 900% 04/24/15 B M 03/16/ Burlington North 7.000% c M 04/12/10 M 4 Pfizer 5.350% c M 04/12/10 M 4 ouchstone High Yield Fd Common c Stock 06/17/10 4 DuPont E.I. DeNemors & Co. Common Stock Entergy Corp. Common Stock ubrizol Corp. Common Stock 09/16/ Whiting Petroleum Corp. Common Stock 12/07/ Procter & Gamble Common Stock 12/02/10 J See Note in Part Vlll 49. U.S. Bank IR III See Note in Part Vlll 50. Walgreen Company Common Stock 02/24/JO J B 51. FP Group Inc. Common Stock See Note in Part Vlll I. Income Gain Codes: =$1,000 or less B =$1,001 -$2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns BI and D4) F =$50,001 - $!00,000 G =$!00,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less =$15,001 - $50,000 =$50,001 -$100,000 M =$100,001 -$250,000 (Sec Columns CI and D3) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25.000,000 P3 =$25,000,001 - $50, P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

17 Page 7of10 Beckwith, Sandra S. 04/28/201 I VII. INVESMENS and RUSS - income, vatue, transactions (Includes those of spouse and dependent children; see PP of fiting instructions.) 0 NONE (No reportable income, assets, or transactions.). R c. Description of ssets Iricome during Gross value at end ransactions during reporting period (including trust assets) reporting pericid of reporting period (2) (1) (2) (I) (2) (3) (4) (5) Place "(X)" after each ass.et mount ype(e:g., Value Value ype (e.g., Date Value Gain C6del (CH) _:::dh< -r nt or int) Code2 (J'P) Method Code3 bll)', sell, redemption) IJlmldd/yy Code2 (J-P) Code 1 (-H) (1) (Q-W) D. identity of buyer/seller (if private transaction) 5 First merican Gov't. Obligation Fund C y 5 pple Computer Inc. Common Stock 07/22/10 E (part) 5 Celgene Corp. Common Stock 55. Starbucks Common Stock (add'!) I 1/22/IO J 56. Priceline.com Inc. Common Stock 08/25/10 D 57. U.S. reasurynote 125% 12/31/16 02/26/10 M B 58. U.S. reasury Note I.000% 08/31/11 04/07/ ouchstone U Shrtdur Fixing Fd-2 Mutual Fund 02/04/ McDonalds Corp. Common Stock 02/10/ McDonalds Corp. Common Stock 06/16/10 J 6 McDonalds Corp. Common Stock I 1/22/I 0 J 6 Virginia Elec. & Pwr 5.250% 12/15/15 c 03/18/10 6 ouchstone High Yield Fd Mutual Fund B 07/08/IO 65. ouchstone High Yield Fd Mutual Fund 12/03/ horatec Corp. Common Stock 07/13/10 J 67. horatec Corp. Common Stock 11/22/I 0 J 68. Market Vectors Indonesia Ind. Mutual Fund 08/18/I 0 1. Income Gain Codes: ='$1,000 or less B 41,001 -$2,500 c =$2,501 -$5,000 D =$5,001 - $15,000 E 415,00 I -$50,000 (See Columns Bl and D4) F =$50,00I - $ I00,000 G =$100,001-$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J = $ or less 415,001 -$50,000 =$50,001 -$100,000 M =$100,001 -$250,000 (Sec Columns CI and DJ) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,00 I -$25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

18 Page 8of10 Beckwith, Sandra S. 04/28/2011 VII. INVESMENS and R us S - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) B. c. Income during Gross value at end reporting period ofreporting period (!) (2) mount ype (e,g., Value Value ype (e.g., Code l div., rent, Code2 (-H) or int.) (J-P) (1) (2) (1) Method buy, sell, Code 3 redemption) (QcW) (2) (3) (H) D. ransactions during reporting, period Date Value mrri/dd/yy Code2 Code 1 (-H) (5) Identity of buyer/seller (ifprivate transaction) 69. Market Vectors Indonesia Ind. Mutual Fund J B See Note in Par VIII 70. Fifth hird Bank Savings & Checking Income Gain Codes: =$1,000 or less B =$1,001 -$2,500 C =$2,50 I -$5,000 0 =$5,001 -$15,000 E =$15,001 - $50,000 (Sec Columns Bl and 04) F 450,001 - $100,000 G =$100,001 - $1,000,000 HI =$1.000,001 -$5.000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less =$15,001 - $50,000 =$50,001 -$100,000 M =$ 100,00'! - $250,000 (Sec Columns CI and 03) N =$250,001 - $500,000 0 =$500,00 I - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =ppraisal R =Cost (Real Estate Only) S ""ssessment =Cash Market (See Column C2) U =Book Value V =Other W ""Estimated

19 Page 9of10 Beckwith, Sandra S. 04/28/2011 VIII. DDIION INFORMION OR EXPNIONS. (Jndicatepartofreport.) Items I, 22 and 49 are account headers. Items 2 through 20 are the U.S. Bank Portfolio. Items 23 through 48 are the U.S. Bank IR I. Items 50 through 69 are the U.S. Bank IR III. Items 9, 11, 17 and 28 were sold at losses or no gain. Item 47 is a trade of one petroleum stock for another (see Item 19) for no change in value. Item 51 name change to Nextera Enery Inc. (6/3/10). Items 60, 61 and 62 - all income from this stock is reported on Item 60 together with the end of year total value. Items 11, 12, 19, 24, 25, 31, 47, 48, 52, 53, 54, 56, 57, 66, 67, 68 and 69 produced no income in Items 12, 24 and 52 are cash holding vehicles for their respective accounts. hey produce no income at current interest rates. Item 33 was bought in 2009, but inadvertently omitted from the 2009 Financial Disclosure Report.

20 Page 10of10 Beckwith, Sandra S. 04/28/2011 IX. CERIFICION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 591 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Sandra S. Beckwith NOE: NY INDIVIDU WHO NOWINGY ND WIFUY FSIFIES OR FIS O FIE HIS REPOR MY BE SUBJEC O CIVI ND CRIMIN SNCIONS (5 U.S.C. app. 104) Committee on Financial Disclosure dministrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C