[{ NONE (No reportable positions.)

Transcription

1 Patel, arilvn.h O JO Rev. J/20ll FINNCI DISCOSURE REPOR FOR CENDR YER 2010 Report Required by the Ethics in Government ct of 1978 (5 U.S.C. app ) Person Reporting (last name, first, middle initial) Court or Organization PE, RIYNH. Northern District California itle (rticle III judges indicate active or senior status; Sa. Report ype (check appropriate type) magistrate judges indicate full- or part-time) D Nomination, Date ctive Judge USDC D Initial [{ nnual D Final Sb. mended Report D 6. Reporting Period 01/01/2010 to 12/31/ Chambers or Office ddress 8. On the basis of the information contained in this Report and any United States District Court P.O. Box San Francisco, C modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date JPO R N NOES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. POSI! 0 NS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable positions.) POSIION NE OF ORGNIZION/ENIY 5. I GREEENS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PRIES ND ERS

2 FINNCI DISCOSURE REPOR Page 2of10 PE, RIYN H. II N 0 N-INVES EN IN CO E. (Reporting individual and spouse; see pp of filing instructions.). Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE ND YPE INCOE (yours, not spouse's) B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE ND YPE IV. REIBURSEENS -transportation, lodging,food, entertainment. (Includes those to spouse ond dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DES OCION PURPOSE IES PID OR PROVIDED I-B, itigating Employment Discrimination arch 5-7, 2009 Scottsdale, Z ecture/presentation meals, lodging and transportation B arch 27-30, 2009 Ojai, C Conference meals, lodging and transportation 5.

3 FINNCI DISCOSURE REPOR Page 3of10 P E, RIYN H. V. GIFS. (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPION VUE 5. V IBIIIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDIOR DESCRIPION VUE CODE 5.

4 FINNCI DISCOSURE REPOR Page 4of10 PE, RIYN H. VI INVESENS and RUSS - income, value, transactions (Includes those of spouse and dependent children; see pp of filing instructions.; D NONE (No reportable income, assets, or transactions.). R Description of ssets Income during Gross value atend (including trust assets) reporting period ofteporting period (I) (2) (1) (2) Place "(X)" after each asset mount ype (e.g., Value Value exempt from prior disclosure Code I div0.; rent, Code2 ethod {-H) orint.) (J-P) Code 3 c. (QCW) dobe Sys. Inc egean arine Petro Inc. Buy 9/14/09 nadigics Inc. Sold 8/21109 K Banco Bradesco B 5. Bank of merica N 6. BB& Corp. Buy 9/14/09 7. BE erospace Inc. K 8. Boeing c 9. Chesapaeke Energy Corp. Buy 9/30/09 IO. China edical ech DS B K 11. China Sec & Surveillance Sold 9/30/09 ] 1 CI Vale Do Rio Doce K 1 Ciena Corp. Sold 8/21/09 K 1 Citigroup Inc. B 15. Citizens Rep. Bank Co Cliffs Natural Res.Inc. Buy Cognizant ech Sol. Cl. Buy 8/21/09 l. Income Gain Codes: 41,000 or less B =$1,001 -$2,500 C =$2,501 - $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns Bl and D4) F =$ $100,000 G =$100,001-$1,000,000 Hl =$1,000,001 '$5,000,000 H2 =ore than $5,000,000 Value Codes J =$15,000 or less K =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 - $250,000 (Sec Columns C 1 and D3) N 4250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 -$50, P4 =ore than $50,000,000 Value ethod Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment =Cash arket (Sec Column C2) U =Book Value V =Other W =Estimated

5 FINNCI DISCOSURE REPOR Page 5of10 P E, RIYN H. VI INVESENS and RUSS -income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). B. Description ofssets Income during (includiiig trust assets) (2) Place "{X)" after each asset ype {e.g., exempt from prior disclosure div ; :_ent, or int.) {l) Value Code2 {H) 18. Colonial Bank Group Sold 8/21/09 J 19. Coming Inc. Sold K 20. Countrywide Cap 21. Dow Chemical Co. Buy 8/21/09 2 Electric rts Inc. Buy 8/21/09 2 Electric rts Inc. Sold 11/13/09 2 Embraer Empresa Bras DD DS Sold 11113/09 K 25. EC Corp. K 26. Emerson Electric Co. c 27. Freeport coran 28. Fuel Systems Solutions Buy Fushi Copperweld Inc. Sold 6/27/09 J 30. G arket Inc. Sold 6/17/09 K 31. Gafisa S 3 Genco Shipping & rading td. Buy 9/14/09 3 General Electric Co. Buy Harris Stratex Net K Buy K l. Income Gain Codes: =$1,000 or less B=$1,001 -$2,500 c =$2,501 - $5,000 D=$5,001-$15,000 E =$15,001 -$50,000 (See Columns Bl and 04) F =$50,001, $100,000 G =$100,001 -$1,000,000 Hl =$1,000,001 $5,000,000 H2 =ore than $5,000,000 Value Codes J =$15,000 or less K=$15,001 - $50,000 =$50,001 - $100,000 =$100,001 -$250,000 (Sec Columns CI and D3) N=$250,001 - $500,000 0=$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001, $25,000,000 P3 =$25,000,00 I - $50,000,000 P4 =ore than $50,000,000 Value ethod Codes Q=ppraisal R =Cost (Real Estate Only) S =ssessment =Cash arket (Sec Column C2) U=Book V aluc V =Other W =Estimated

6 FINNCI DISCOSURE REPOR Page 6of10 PE, RIYN H. VI INVESENS and RUSS -income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.). B. c. D. Description of ssets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period of reporting period (!) (2) (!) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset mount ype(e.g., Value Value ype(e,g., Date Value Identity of mfudd/yy exempt from prior disclosure Code! div., rent, Code2 ethod U}',s JI, Code2 Code 1 buyer/seller (-H) or int.) (J-P) Code 3 redemption) (J-P) (-H) (if private (Q-W) Gain transaction) 35. Hartford Fnl. Services Grp. Buy 9/14/ Hologic Inc. Sold 8/21/ Honeywell Int'! D 38. HSBC Hldgs PC B Buy 8/21/ Huntington Bancshs Inc. K Buy 6/12/09 K 40. ICICI Bank D Buy 8/21/ ING Groep NV Buy ING Groep NV Sold 12/23/09 D 4 Intel Corp. B K 4 JP organ Chase B 0 Buy 6/12/09 N dd'l purchase 45. Johnson Controls Inc. Buy 8/21/ Key Corp. Inc. Buy 6/12/ Kimco Realty Corp. Buy arshall & Ilsley Corp. K Buy 8/21/ echeloo Buy 9/30/ itsubishi FN. Sold K 51. organ Stanley l. Income Gain Codes: 4 I,000 or Jess B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 - $15,000 E =$15,001 -$50,000 (See Columns Bl and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =ore than $5,000,000 Value Codes J =$15,000 or less K =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 - $250,000 (Sec Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 -$50,000,000 P4 =ore than $50,000,000 Value ethod Codes Q =ppraisal R =Cost (Real Estate Only) S ==ssessment =Cash arket (Sec Column C2) U =Book Value V =Other W =Estimated

7 FINNCI DISCOSURE REPOR Page 7of10 PE, RIYN H. VI INVESENS and RUSS - income, value, transactions (Includes those of spouse and dependent children; see pp of filing instructions.; D NONE (No reportable income, assets, or transactions.). B. c. Description of ssets Income during Gross value at end (including trust assets) reporting period of reporting period (1) (2) (I) (I) Place "(X)" after each asset mount ype (e.g., Value Value ype(e.g., exempt from prior disclosure Code! div., rent,_ Code2 ethod buy, sell, (-H} or int.) Code3 redemption) (J-P) (2) (Q W) D. ransactions during reporting period (2) (3) (4) (5) Date Value Gain Identity of mm/dd/yy Code2 Code I buyer/seller (J-P) (-H) (if private transaction) 5 ylan Inc. K 5 Nighthawk Radiology Inc. Sold J 5 Noble Int'! td Sold 8/21/09 J 55. NokiaC.P. B Sold K 56. Raytheon Co. Sold K D 57. Regions Financial Corp. Buy Satyams Computer Svc K Buy 8/21/ Schwab Cash Res. c 60. Sterlite Inds td 61. Sun Power Corp. Sold 8/21/09 K 6 Suntech Power Hldgo. K Buy Unimproved ot (See note in Section VIII) w Part VIII, # 1 6 U.S. Bancorp. Buy 8/21/ Vale S Buy 6/12/09 K 66. Vimple Communications B 67. Wachovia (formerly World Savings) Interest K World Savings Sold to 68. Webster Financial Corp. Buy l. Income Gain Codes: =$1,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 (See Columns BI and D4) F =$50,00I - $ l 00,000 G =$100,001 - $1,000,000 HI =$1,000,00I -S5,000,000 Value Codes J =$15,000 or less K =$15,001 - $50, ,001 -$100,000 (See Columns CI and D3) N =$250,001 - $500,000 0 =$500,00 I - $1,000,000 Pl =$1,000,001 - $5,000,000 P3 =$25,000,001 - $50,000,000 P4 =ore than $50,000,000 Value ethod Codes Q =ppraisal R =Cost (Real Estate Only) S =ssessment (See Column C2) U =Book Value V =Other W =Estimated D =$5,001 - $15,000 H2 =ore than $5,000,000 =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 =Cash arket E=$15.00J-$50,000

8 FINNCI DISCOSURE REPOR Page 8of10 P E, RIYN H. VI INVESENS and RUSS - income, value, transactions (Includes those of spouse and dependent children; see PP of filing instructions.; D NONE (No reportable income, assets, or transactions.). B. c. D. Description of ssets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period of reporting period (1) (I) (2) (2) (!) (2) (3) (5) Place "(X)" after each asset mount ype (e.g., Value Value ype (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 ethod buy, sell, mm/dd/yy Code2 Code I buyer/seller (-H) or int.) (J-P) Code3 redemption) (J-P) (-H) (if private (Q-W) transaction) (4) 169. Zoltek Co. Sold 8/21/09 K 1. Jncoine Gain Codes: =$1,000 or Jess B =$1,001 -$2,500 C =$2,50I -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns B 1 and 04) F =$50,001- $100,000 G =$100,001 -$1,000,000 HI =$1,000,00 I -$5,000,000 Value Codes J =$15,000 or less K =$15,001 -$50,000 =$50,001 -$ (Sec Columns Cl and DJ) N =$250,001 -$500,000 0 =$500,00I - $1,000,000 Pl =$1,000,001 -$5,000,000 P3 =$25,000,001 -$50,000,000 P4 =ore than $50,000,000 Value ethod Codes Q =ppraisal R =Cost (Real Estate Only) S =sscssmcnl (Sec Column C2) U =Book Value V=Other W =Estimated H2 =ore than $5,000,000 =$100,001 - $250,000 P2 =$5,000,00 I - $25,000,000 =Cash arket

9 FINNCI DISCOSURE REPOR Page 9of10 P E, RIYN H. VII DDIION INFORION OR EXPNIONS. (/ndicate partofreport.) Section VII (Investments and rusts), No. 63: We have owned this lot since he value ascribed to it by the code reflects what appears to be values for other lots in the area that have gone on the market recently. It has not been appraised and the "current value" is only an approximation based on comparables.

10 FINNCI DISCOSURE REPOR Page 10of10 PE, RIYN H. IX. CERIFICION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. signature: s/ RIYN H. PE NOE: NY INDIVIDU WHO KNOWINGY ND WIFUY FSIFIES OR FIS O FIE HIS REPOR Y BE SUBJEC O CIVI ND CRIIN SNCIONS (5 U.S.C. app. 104) Committee on Financial Disclosure dministrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C