Osteen Jr _William_L

Transcription

1 Osteen r _William_L

2 FINNCIL DISCLOSURE REPOR Page 2 of 6 Name of Prrson Reporting Osteen r., William L. Dale of Reporl II I. N 0 N-INVESMEN IN CO ME. (Reporting individual and spouse; see pp. I 7-24 of filing instructions.). Filer's Non-Investment Income [Z NONE (No reportable non-investment income.) SOURCE ND YPE INCOME (yours, not spouse's) I B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section. (Dollar amount nol required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE ND YPE I Print Plant, Incorporated - self-employed, financial consultant fee IV, REIMBURSEMENS - transportation, lodging, food, entertainment. (Includes those to spouse and dependent children; see pp offiling instructions.) [Z NONE (No reportable reimbursements.) SOURCE DES LOCION PURPOSE IEMS PID OR PROVIDED

3 FINNCIL DISCLOSURE REPOR Page 3 of 6 Osteen r., William L V. GIFS. (Includes those to spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable gifts.) SOURCE DESCRIPION VLUE I. 3. V. LIBILIIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable liabilities.) CREDIOR DESCRIPION VLUE CODE

4 FINNCIL DISCLOSURE REPOR Page 4of6 Osteen r., William L. 05/05/2009 VI I. INVESMENS and RUSS - income, value, transactions r1nc1udes those of spouse and dependent children,- see pp of filing instructions.) D NONE (No reportable income, assets, or transactions.). Description of ssets (including trust assets) Place "(X)" after each asset exempt from prior disclosure --- ll - r---c Income during reporting period i (1) i (2)! mount I ype (e.g., I Code I! div.. rent, I ( -H) i ormt.) -- L -- - Gross value at end of reporting period ; (I) i (2) i Value 1 Value i Code 2 I ( -P) Method Code 3 I ' (Q-W) ! _ (I) ype (e g, i Date I buy, sell, D. ransactions during reporting period Value I Gain i Identity of buyer/seller 1W--"'>-,--!4i--- <5l 1-, Month 2 i Code 1 I I ' Code redemption) Day ( -P) i (-H) I (if private i I! L' transaction) L j , I. Bank of merica Common Stock c 2. Wachovia ccounts Interest L 3. BB& ccounts Interest Genworth Financial Variable Universal Life Policy #I 5. Fidelity Growth Redeemed Feb Oppenheimer Midcap Redeemed Feb 7. Capital World Bond Fund Class C merican Interest Buy an Funds (CWBCX) 8. Eagle Mid Cap Stock Fund Class C (HM Buy May CCX) 9. Bond Fund of merica Class C Symbol: Interest BF CX IO. Franklin Income Fund Class C Symbol: FCI Int./Div. SX 11. Virtus Real Estate Securities Symbol: PHRC x 12. First rust arget VIP Sold March K 13. Hartford Capital ppreciation Fund Class C Buy 517 (HCCX) 1 Keeley Small Cap Value Fund Class (KS Buy 517 CVX) 15. Franklin empleton Mutual Discovery Fund Buy 1/28 Class C (EDSX) 16. Pioneer Cullen Value Fund Class C (CVCF Buy 517 X) 17. empleton Global Bond Fund Class C (EG Interest Buy 515 BX) I. Income Gain Codes :S,000 or less B =S 1.00 I - S2,500 C =$2,501 - S5,000 D =SS, ,000 E =SIS.001 -SS0,000 (See Columns Bl and 04) F =S50.00I -SI G =SI00,001 - S,000,000 HI =Sl.000,001 -S5,000,000 H2 =More than $5,000, Value Codes =5 I 5,000 or Im K =515, ,000 L = I M =S (See Columns Cl and D) N =S I - S500,000 0 =SS S 1, Pl =S.000,001 - S5.000,000 P2 =SS.000,001 - S25,000,000 Pl =s2s.ooo.001 -sso P4 =More than 550, Value Me1hod Codes Q =ppraisal R =Cosl (Real Estate Only) S =ssessment =Cash Market (Seo Column C2) U =Book Value V =Other W =Estimated

5 FINNCIL DISCLOSURE REPOR Page 5 of 6 Osteen r., William L VIII. DDIIONL INFORMION OR EXPLNIONS. (ndicatepartofreport.) Part VII. Investments and rusts. Line 4, Genworth Financial Variable Universal Life Policy #I: his line is a header for funds listed on lines 5 and 6 as the life insurance policy listed on line 4 contained the investments listed on lines 5 and 6. he life insurance policy has been cashed in and canceled, which resulted in redemption of the funds as shown in lines 5 and 6 of Part VII. s a result, I no longer own the life insurance policy listed on line 4 or the related interest in the funds listed on lines 5 and 6. he cash value of the life insurance policy upon cancellation is reflected in lines 5 and 6.

6 FINNCIL DISCLOSURE REPOR Page 6of6 Name of Ptrson Reporting Osteen r., William L IX. CERIFICION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udicial Conference regulations. Signature NOE: NY INDIVIDUL WHO KNOWINGLY ND WILFULLY FLSIFIES OR FILS O FILE HIS REPOR MY B ND CRIMINL SNCIONS (5 U.S.C. app. 104) FILING INSRUCIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure dministrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C

7 Osteen r._william_l

8 FINNCIL DISCLOSURE REPOR Page 2of6 Osteen r., William L. 05/05/2009 Ill. NON-INVESMEN IN COME. (Reporting individual and spouse; see pp. 17-U of filing instructions.). Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE ND YPE INCOME (yours, not spouse's) I US Government Salary $162, B. Spouse's Non-Investment Income I/you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE ND YPE I Print Plant, Incorporated - self-employed, financial consultant fee IV, REIMBURSEMENS - transportation, lodging.food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable reimbursements.) SOUCE DES LOCION PUROSE IEMS PID OR PROVIDED

9 FINNCIL DISCLOSURE REPOR Page 3of6 Osteen r., William L V. GIFS. (Includes those to spouse and dependent children; see pp of filing instructions.) [Z NONE (No reportable gifs.) SOURE DESCRIPION VLUE VI. LIBILIIES. (Includes those of spouse and dependent children; see pp. 32- of filing instructions.) [Z NONE (No reportable liabilities.) CREDIOR DESCRIPION VLUE CODE

10 I FINNCIL DISCLOSURE REPOR Page 4 of ff Osteen r., William L VII. INVESMENS and RUSS - income, vatue, transactions r1nctudes those of spouse and dependent children; see PP offiting instructions.; 0 NONE (No reportable income, assets, or transactions.). Description of ssets (including trust assets) Place "(X)" after each asset exempt from prior disclosure -" , I' ncom during Gross val at end of ransactions duri reporting period reporting period (I) (2) (I) mount ype (e.g., Value Code I div rent Code 2 I (-H) 1, 0; 0 int.) ' (-P) I I reporting period L _l (2) Value Method Code 3 (Q-W) (I) ype (e.g., buy, sell, redemption) (2) Date Month- Day (3) value code 2 (-P) (4) Gain Code I (-H) I i _L_ (5) Identity of buyer/seller (if private transaction) I. Bank of merica Common Stock c 2. Wachovia ccounts Interest L 3. BB& ccounts Interest Genworth Financial- Variable Universal Policy #I Life 5. Fidelity Growth Redeemed Feb 6. Oppenheimer Midcap Redeemed Feb 7. Capital World Bond Fund Class C merican Funds (CWBCX) Interest 8. Eagle Mid Cap Stock Fund Class C (HM CCX) 9. Bond Fund of merica Class C Symbol: BF CX Interest 10. Franklin Income Fund Class C Symbol: FCI SX nt./div. 11. Virtus Real Estate Securities Symbol: PHRC x 12. First rust arget VIP CUSIP Sold March K 13. Hartford Capital ppreciation Fund Class C (HCCX) 1 Keeley Small Cap Value Fund Class (KS CVX) 15. Franklin empleton Mutual Discovery Fund Class C (EDSX) 16. Pioneer Cullen Value Fund Class C (CVCF X) 17. empleton Global Bond Fund Class C (EG BX) Interest I. Income Gain Codes: =S 1,000 or less (See Columns BI and 04) F =S50,00I -$100, Value Codes =SIS,000 or less {Sec Columns C and D) N =$250,00 I - S500, Value Method Codes Q =ppraisal (See Column C2) P =S25,000,00 -Sl0,000,000 U =Book Value B =S,001 -S2,500 G=SIOO,OOl -Sl,000,000 K =S 15,00 t - S50,000 0 =S500,00I -S 1,000,000 R =Cos! {Real Estale Only) V =Other C =S2,501 -S5,000 HI =Sl,000,001 - $5,000,000 L =$50,00t - St00,000 Pl =S,000,001 - $5,000,000 P4 =More lhan $50,000,000 S =ssessment W ==Estimated D =$5,00 I S 15,000 H2 =More than $5,000,000 M =StOO.OOt. S P2 =S5,000,00 - $25,000,000 ==Cash Market E =S5,00 - $50,000

11 FINNCIL DISCLOSURE REPOR Page 5of6 Osteen r., William L. 05/05/2009 VIII. DDIIONL INFORMION OR EXPLNIONS. (/ndicate partofreport.)

12 '. FINNCIL DISCLOSURE REPOR Page 6of6 Osteen r., William L IX. CERIFICION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udicial Conference regulations. NOE: NY INDIVIDUL WHO KNOWINGLY ND WILFULLY FLSIFIES OR FILS O FILE HIS REPOR MY BE SUBEC O CIVIL ND CRIMINL SNCIONS (5 U.S.C. app. 104) FILING INSRUCIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure dministrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C