NSDL UPDATE November 2014

Transcription

1 NSDL UPDATE November 2014 Visit by NSDL delegates to China Securities Depository and Clearing Corporation (CSDC), Beijing, China during October 2014 (From L to R: Ms. Jasmine MA - CSDC, Mr. Samar Banwat - NSDL, Mr. Rajesh Doshi - NSDL, Ms. Han Ping - CSDC, Mr. G V Nageswara Rao, MD & CEO - NSDL, Mr. Song Xiaodong - CSDC) News Articles Highlights during the month Companies Name Change Performance Summary Investor Accounts 134,61,936 Participants 273 Participant Service Centres 14,380 Demat Custody ` 110,19,562 Cr. Corporate Action Statistics Settlement ` 1,23,559 Cr. Performance Summary Securities Admitted For Dematerialisation Companies available for demat 13,169 Instruments Debentures/Bonds 10,235 Securitised Instruments 1,222 Commercial Paper 1,718 Certificates of Deposit 1,218 Did you know? NSDL empowers investors to have their say through e-voting. NSDL s leadership in electronic voting strengthens corporate democracy and empowers investors to vote on shareholder resolutions using an online platform without the need of physical presence at general meetings. Quote of the Month : Plant your seed in the morning and keep busy all afternoon, for you don t know if profit will come from one activity or another or maybe both - King Solomon

2 2 News Articles Combined Delivery Instruction Slip (DIS) Issuance and Processing With respect to the Combined Delivery Instructions by Client and Amendment to Business Rules, Participants are requested to take note of the following: 1. The DPM system validates mapping between Client ID and DIS serial number and other details viz. transaction type, format of DIS etc. at the time of execution of DIS. In respect of combined DIS, it may be mentioned that Participants may upload DIS details in DIS Issuance Master under any of the Transaction Type viz., Account Transfer or Inter Depository Transfer. Further, in order to facilitate Participants, a feature has been incorporated in the DPM system to allow execution of both transaction types i.e. Account Transfer or Inter Depository Transfer even though the DIS is uploaded in the DIS Issuance Master under any of the transaction type. 2. A DIS serial number can be used for same transaction type either for Account Transfer or Inter Depository Transfer. The transaction type and execution date for a DIS serial number will be determined by the DPM system on the basis of first instruction entered in DPM system. For example: if first instruction against a DIS serial number is a Account Transfer, then the other instructions being entered under the same DIS serial number must be for transaction type Account Transfer only. 3. The same DIS shall not be used for giving both Account Transfer and Inter-Depository Transfer instructions and shall not be used for transactions with multiple execution dates. (Ref: Circular No. NSDL/POLICY/2014/0108 dated October 13, 2014) Amendment to Business Rules of NSDL Participants are hereby notified that Sr. No. I (29) of Business Rule has been deleted and remaining items of Rule are renumbered accordingly.

3 3 Deleted Sr. No. I (29) of Rule is given below: Sr. No. Nature of Non-compliance Penal Action in ` / Action I. Operational deviations 29 Qualified personnel (NCFM/NSDL/NISM certified for depository operations) not appointed in at least 90% of the total service centres (other than drop boxes) of the Participants. `1,000 per month per service centre (other than drop box). Further, `5,000 per month per service centre upon recurrence of the deviation in the same service centre wherein non-compliance was observed earlier. In case of new service centre or in case of resignation or transfer of qualified personnel from the existing service centre, time period of three months will be allowed within which qualified personnel should be appointed. (Ref: Circular No. NSDL/POLICY/2014/0114 dated October 29, 2014) Subscription to SPEED-e During October 2014, City Union Bank (DP ID IN303036), a Participant of NSDL has subscribed to the SPEED-e facility. Clients of the above mentioned Participant can now avail the facility of submitting various instructions through SPEED-e facility. Further, Canon Capital and Finance (DP ID IN303850) has discontinued offering SPEED-e services consequent to the deletion of its DP ID from the depository system. This takes the total number of Participants who have subscribed to SPEED-e to 161. Training Programme for Participants: CPE Training Programme for Participants NSDL, an approved NISM Accreditated Continuing Professional Education (CPE) Provider offers CPE training programmes for eligible associated persons of Participants. In October 2014, NSDL conducted eight such training programmes at various locations viz., Bangalore, Chennai, Hyderabad, Kochi, Kolkata, Mumbai, New Delhi & Pune which were attended by 291 officials of Participants. List of Participant Service Centre: v For complete list of Participant Service Centres, kindly visit on NSDL website.

4 4 List of Companies that have changed Names (During October 2014) Sr. No. Old Name New Name 1 AES Saurashtra Windfarms Private NewGen Saurashtra Windfarms 2 Tarela Power Tarela Power Private 3 Birlasoft Birlasoft (India) 4 Thinksoft Global Services SQS India BFSI 5 Shrey Chemicals Jagran Production 6 Axis-IT&T AXISCADES Engineering Technologies 7 Vaishno Devi Dairy Products Private Shubhi Agro Industries Private 8 QVC Realty Co. Private QVC Realty Co. 9 Readymade Steel India Kridhan Infra 10 Computer Sciences Corporation Business Process Services India Computer Sciences Corporation Business Process Services India Private 11 Mayukh Commercial Mayukh Dealtrade 12 Pratibha Pipes & Structural Capacite Structures 13 Sharyans Resources Crest Ventures 14 Harsa IT Solutions Private Omnesys IT Solutions Private 15 Red Ceramics Arth Ceramics Private 16 Pacific Cotspin Silverton Spinners 17 Nupower Renewables Nupower Renewables Private 18 SEW Navayuga Barwani Tollways Private Khalghat Sendhwa Tollways Private 19 Centrum Retail Financial Services Centrum Retail Services 20 JM Financial Institutional Securities Private JM Financial Institutional Securities Corporate Action Statistics Sr. No. Description During October 2014 For F.Y (Upto October 2014) No. of Allottees No. of Securities No. of Allottees No. of Securities 1 Equity Shares 136,921 6,612,695, ,727 48,606,139,243 2 Preference Shares ,601, ,615,606,298 3 Bonds 8, ,403, ,984 5,288,407,407 4 Commercial Papers 611 1,697,969 4,544 12,782,591 5 Certificates of Deposit 222 2,846,050 2,695 38,415,631 6 Securitised Instruments 86 1,788,563, ,641,686,872 7 Mutual Fund Units 33, ,473, ,497 1,931,966,414 8 Warrants 10 37,097, ,867,667 9 Mutual Fund Units (Trase) 16,522 42,478, , ,419,875 Total 196,759 9,638,855,436 1,291,998 72,050,291,999

5 5 Performance Summary Investors Client Accounts No. of Accounts (lakhs) No. of Participants Participants Service Centres Cities / Towns Oct Oct Oct Oct ,361 1,558 Oct ,353 1,544 Oct ,380 1,552 Dematerialisation No. of Dematerialised Securities (Cr.) Value of Dematerialised Securities Settlement (Listed Equity Shares) Quantity of shares settled in dematerialised form (Cr.) Value of shares settled in dematerialised form Oct-12 63,071 75,40,170 Oct-13 73,314 81,92,053 Oct ,11,407 Oct ,677 Oct-14 87, ,19,562 Companies EQUITY Oct ,23,559 No. of Companies Operational Oct-12 10,310 Oct-13 11,549 Oct-14 13,169 (Single Side) Debentures / bonds No. of No. of active Issuers instruments Demat Value Oct ,439 11,52,991 Oct ,061 13,76,506 Oct-14 1,018 10,235 15,61,961 Securitised Instruments No. of No. of active Demat Value Issuers instruments Oct ,237 Oct ,328 Oct ,222 1,19,600 Commercial Papers No. of No. of active Issuers instruments Demat Value Oct ,629 2,02,927 Oct ,290 1,56,496 Oct ,718 2,31,206 Certificates of Deposit No. of No. of active Issuers instruments Demat Value Oct ,192 3,73,040 Oct ,360 3,66,488 Oct ,218 2,93,418

6 6 Securities admitted for Dematerialisation during October 2014 Sr. No. COMPANY ISIN Sr. No. COMPANY ISIN 1 ACME Gurgaon Power Private INE410R JM Financial Properties and Holdings INE525R ACME Mumbai Power Private INE407R JSW Infrastructure Fintrade Private INE416R ACME Rajdhani Power Private 4 Actavis Pharma Development Centre Private 5 Amazon It Services (India) Private 6 Animala Wind Power Private INE409R01019 INE469R01013 INE524R01015 INE510R Anuj Buildcon Private INE100R Astra Lifecare (India) Private INE460R Bajaj Resources INE397R Base Educational Services Private INE458R BMM Cements INE433R Capital Finvest INE379R Creative Portico Private INE431R Digital Ventures Private INE448R DJ Energy Private INE491R Gokak Sugars INE494R GPT Healthcare Private INE486R Green Infra Solar Energy Ltd INE514R Green Infra Wind Farms Ltd INE516R Indiaideas. Com INE470R Infiniti Metal Products India INE352R International Land Developers Private 23 Jangipur Bengal Mega Food Park INE434R01017 INE435R Kalsubai Power Private INE467R Kartavya Udyog Viniyog INE095R Laxcon Steels INE402R Lifelong Steel and Alloys Private INE900Q Madhucon Granites INE427R Medha Energy Private INE408R Narasimhaswamy Solar Generations Private INE511R Neopolitan Pizza Ltd INE471R Nicky Marmo INE102R Nilgiri Power Private INE489R Nipur Chemicals INE485R OML Entertainment Private Limietd INE419R Pace Automation INE413R Penwell Traders INE446R Prive Realty Private INE422R Ranji Solar Energy Private INE406R Rashmi Metaliks INE503R RDA Energy Private INE483R Reliance Mediaworks Entertainment Services INE447R Rujuvalika Investments INE399R Sabrimala Leasing and Holdings INE400R Shiv Kamal Impex INE429R Shore To Shore Logistics India INE490R01019

7 7 Sr. No. COMPANY ISIN 49 Sispara Renewable Power Private INE466R Softlabs Global IT INE149R Solitaire Powertech Private INE493R SPI Technologies India Private INE449R Syngene International INE398R Tarangini Investments INE356R The Karnataka Handloom Development Corporation 56 Tuticorin Coal Terminal Private INE445R01013 INE420R Uppals It Projects Private INE426R01013 Sr. No. COMPANY ISIN 58 Uttar Urja Projects Private INE492R Vadinar Properties INE495R Venus Garments (India) INE405R Vitruvian Technologies Private INE428R Vyshali Energy Private INE509R Welspun Infra Developers INE459R West Quay Multiport Private 65 Wild Dreams Properties Private 66 Yedeshi Aurangabad Tollway Private INE421R01014 INE484R01012 INE461R01010 NSDL Offices Head Office Mumbai 4th Floor, A Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai Tel: (022) / Fax: (022) Ahmedabad Unit No. 407, 4th floor, 3rd Eye One Commercial Complex Co-op. Soc. Ltd., C. G. Road, Near Panchvati Circle, Ahmedabad Tel: (079) , Fax: (079) Kolkata 5th Floor, The Millenium, Flat No. 5W, 235 / 2A, Acharya Jagdish Chandra Bose Road, Kolkata Tel: (033) / 62, Fax: (033) Branch Offices Chennai 6A, 6th Floor, Kences Towers, #1 Ramkrishna Street, North Usman Road, T. Nagar, Chennai Tel: (044) / 18, Fax: (044) New Delhi 409 / 410, Ashoka Estate Building, 4th Floor, Barakhamba Road,Connaught Place, New Delhi Tel: (011) / 17, Fax: (011) Investor Relationship Cell Officer-In-Charge, National Securities Depository Ltd. 4th Floor, A Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai Tel: (022) / Fax: (022) relations@nsdl.co.in NSDL Certification Programme Officer-In-Charge, National Securities Depository Ltd. 4th Floor, A Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai Tel: (022) / Fax: (022) trainingdept@nsdl.co.in For more information, us at info@nsdl.co.in

8 It gives us pleasure to inform that NSDL Database Management (NDML) which is a 100% subsidiary of National Securities Depository (NSDL) has set up NSDL Insurance Repository (NIR), approved by Insurance Regulatory Development Authority (IRDA), to enable individuals to hold insurance policies in electronic form. Kindly visit nearest Approved Person (AP) branch and open an e-insurance Account. List of Approved Persons (AP) with contact details is available on Benefits to e-insurance Account (eia) Holder: NSDL Insurance Repository (NIR) Insurance Policies under one umbrella: e Insurance Account will provide Single view for all policies. e- Insurance Account (eia) eliminates the problem of policy mutilation or loss of document associated with holding of policies in physical form. No charges: No charges for eia opening, eia maintenance, transactions, policy conversion to the eia holder. Ease in Premium payments: Policy holder will be able to pay premium for all policies from single e-insurance Account. One point contact: Eliminates communication to different Insurance companies separately for updation of demographic details. Access based on login ID and password: Will facilitate customers with 24/7 access to their account. Visit us at to open your e-insurance Account absolutely free of cost. Kindly write to us at helpdesk.nir@nsdl.co.in or call at Printed & Published by Mr. Manoj Sathe on behalf of National Securities Depository and Printed at Printography Systems (India) Pvt. Ltd., 13/D, Kurla Ind. Estate, Nari Seva Sadan Road, Ghatkopar (West), Mumbai and Published from National Securities Depository, 4th Floor, A Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai Editor: Mr. Manoj Sathe