NSDL UPDATE December 2017

Transcription

1 NSDL UPDATE December 2017 News Articles World Forum of Central Securities Depositories (WFC) 2017 co-hosted by NSDL NSDL successfully co-hosted WFC 2017 alongwith CDC Pakistan, CSDC China and HKEX Hong Kong during November 14-17, 2017 at Hong Kong. WFC 2017, CSD s premier event, attracted over 250 industry delegates from 58 countries. The primary goal of the conference was to bring together market leaders and professionals of CSDs, regulators, central banks, international banks, local authorities and custodians from around the world to exchange latest information, collaborate on solutions, define best practices and discuss contemporary issues. (Mr. G. V. Nageswara Rao, MD & CEO, NSDL giving opening remarks at WFC 2017) (Participants from various countries at WFC 2017) Highlights during the month News Articles Companies Name Change Corporate Action Statistics Performance Summary Securities Admitted For Dematerialisation Calendar of Events Performance Summary Investor Accounts 1,65,68,711 Participants 268 Participant Service Centres 27,964 Demat Custody Settlement Companies available for demat 19,151 ` 1,71,32,419 Cr. ` 3,04,223 Cr. Instruments Debentures/Bonds 15,395 Securitised Instruments 2,100 Commercial Paper 2,402 Certificates of Deposit 310

2 2 Security Type code added in DPM for Real Estate Investment Trusts Participants are hereby informed that a new Security Type Code has been added in DPM for Real Estate Investment Trusts (REIT) as exhibited below: Security Type Code Description 25 Real Estate Investment Trusts (REIT) Participants are requested to note of this for required changes in the static data for back-office batch interface with the DPM. This was informed to Participants vide Circular No. NSDL/POLICY/2017/0067 dated November 17, SEBI Circular on Review of Securities Lending and Borrowing Mechanism SEBI has modified the SLB framework regarding Tenure of the Contract, Position Limit in SLB, Treatment of Corporate Actions during SLB and Rollover Facility. This was informed to Participants vide Circular No. NSDL/POLICY/2017/0069 dated November 29, 2017 and is available on NSDL website Display of price and value updated at the interval of 5 minutes on IDeAS facility for securities listed on National Stock Exchange NSDL is pleased to inform that display of price and valuation of securities are now updated at interval of 5 minutes IDeAS facility for securities which are listed on NSE. This was informed to Participants vide Circular No. NSDL/POLICY/2017/0070 dated November 29, 2017 and is available on NSDL website Subscription to SPEED-e During November 2017, one more Participant has subscribed to the SPEED-e facility namely AUM Capital Market Private (DP ID IN304211) Clients of the above mentioned Participants can now avail the facility of submitting various instructions through SPEED-e. This takes the total number of Participants which have subscribed to SPEED-e to 197. Training Programme for Participants: NISM / NSDL-DO training / certification programmes for Participants To facilitate officials of Participants to prepare and appear for NISM-Series VI Depository Operations Certification Examination (DOCE), NSDL conducted a three day training programme at Mumbai in November CPE Training Programme for Participants NSDL, a NISM Accredited Continuing Professional Education (CPE) Provider offers CPE training programmes in different modules like Depository Operations, Mutual Fund, Currency Derivatives, Equity Derivatives, Securities Operations & Risk Management etc. for eligible associated persons. In November 2017, NSDL conducted seven such training programmes at Ahmedabad, Chennai, Kolkata, Lucknow, Mumbai and New Delhi.

3 3 Investor Education initiatives undertaken by NSDL Investor Awareness Programmes: In order to reach out to investors that are spread across the country to apprise them about the facilities available in NSDL depository system and educate them about financial markets, NSDL conducts various Programmes with Participants, Housing Societies, Institutions like SEBI, NSE, corporates etc. and also participates in various events. During November 2017, NSDL conducted / participated in 43 such programmes / events which were attended by more than 3,700 investors. Details are mentioned below: Sr. No. Particulars 1 Joint Awareness Programmes with Participants No. of Programmes Sharekhan 7 CSE Capital Markets Private 4 Axis Bank 3 Kotak Securities 2 Canara Bank Securities 1 ICICI Bank 1 Integrated Enterprises (India) Private 1 Nirmal Bang Securities Private 1 YES Bank 1 Total Programmes 21 2 Joint Awareness Programmes with other Institutions No. of Programmes Integrated Enterprises (India) Private, Nanayam Vikatan and NSE 6 Securities and Exchange Board of India 2 Total Programmes 8 3 Training Programmes for Participants No. of Programmes TJSB Sahakari Bank 5 Citizen Credit Co-operative Bank 1 NKGSB Co-op. Bank 1 The Saraswat Co-Operative Bank 1 Total Programmes 8 4 Participation at Events No. of Programmes 9 th International Convention 2017 on Financial Inclusion - Expanding the horizon organised by Association of National Exchanges Members of India at Mumbai. 1 ICC Retail Savings Opportunities Conclave 2017 organised by Indian Chamber of Commerce at Bhubaneswar. 1 Finbridge Expo 2017 (5 th edition) at Delhi 1 Total Programmes 3 5 Workshop for Colleges No. of Programmes VVM's Shree Damodar College of Commerce & Economics Margao, Goa 1 Rosary College of Commerce & Arts, Navelim, Goa 1 Kirori Mal College, Delhi 1 Total Programmes 3

4 4 List of Companies that have changed Names (During November 2017) Sr. No. Old Name New Name 1 Sonal Apparel Private SAPL Industries Private 2 RBS Financial Services (India) Private Ltd RBS Prime Services (India) Private 3 IFGL Exports IFGL Refractories 4 Bhilwara Tex-Fin Capital India Finance 5 Wellworth Securities Wellworth Industries 6 Raghav Ramming Mass Raghav Productivity Enhancers 7 Mohini Fibers Mohini Health & Hygiene 8 Forefront Capital Management Private Edelweiss Multi Strategy Funds Management Private 9 Leaseplan India Ltd. Lease Plan India Private 10 Rockwool (India) Private Rockwool India Private 11 L&T Krishnagiri Walajahpet Tollway Krishnagiri Walajahpet Tollway 12 Darcl Logistics Cj Darcl Logistics 13 Akar Tools Akar Auto Industries 14 Munak Chemicals Saptak Chem And Business 15 PC Products India Dr Habeebullah Life Sciences 16 Sree Rayalaseema Alkalies & Allied Chemicals TGV Sraac 17 Viraj Credit Capital Aurum Capital Projects 18 Manaksia Industries BKM Industries 19 Ambadi Investments Private Ambadi Investments 20 Avantha Ergo Life Insurance Company Avantha Consulting Services 21 Peerless Mutual Fund Essel Mutual Fund 22 Mount Shivalik Breweries Molson Coors India Private 23 Artech Power Products Artech Power & Trading 24 Integrated Enterprises (India) Ltd. Integrated Enterprises (India) Private Corporate Action Statistics Sr. No. Description During November 2017 For F.Y (Upto November 2017) No. of Allottees No. of Securities No. of Allottees No. of Securities 1 Equity Shares 2,154,394 10,193,938,736 14,913,670 93,120,195,838 2 Preference Shares ,256, ,202 8,057,132,485 3 Bonds ,907,673 34,740 9,050,559,258 4 Commercial Papers 737 4,817,691 7,313 33,991,693 5 Certificates of Deposit 138 3,172,500 1,033 23,815,900 6 Securitised Instruments ,916,953, ,685,792,138 7 Mutual Fund Units 46, ,991, ,788 1,870,667,759 8 Government Securities 10, ,982 45,694 1,270,965 9 Warrants 11 1,630, ,766, Mutual Fund Units (Trase) 70, ,174, ,741 2,903,989, Infrastructure Investment Trust 0 0 7, ,904,448 Total 2,284,691 28,593,108,629 16,119, ,780,085,631

5 5 Performance Summary INVESTORS Client Accounts No. of Accounts (lakhs) No. of Participants PARTICIPANTS Service Centres Cities / Towns Nov Nov Nov Nov ,166 1,778 Nov ,315 1,942 Nov ,964 1,937 DEMATERIALISATION No. of Dematerialised Securities (Cr.) Value of Dematerialised Securities SETTLEMENT (LISTED EQUITY SHARES) Quantity of shares settled in dematerialised form (Cr.) Value of shares settled in dematerialised form Nov-15 1,02,321 1,17,50,473 Nov-16 1,22,104 1,31,13,387 Nov ,38,338 Nov ,17,739 Nov-17 1,43,734 1,71,32,419 Companies EQUITY Nov-17 1,236 3,04,223 No. of Companies Operational Nov-15 15,003 Nov-16 16,941 Nov-17 19,151 (Single Side) DEBENTURES / BONDS No. of No. of active Issuers instruments Demat Value Nov-15 1,271 12,435 19,00,152 Nov-16 1,556 14,394 22,46,457 Nov-17 1,914 15,395 26,78,682 SECURITISED INSTRUMENTS No. of No. of active Demat Value Issuers instruments Nov-15 1,106 1,455 1,23,435 Nov-16 1,468 1,913 1,63,307 Nov-17 1,686 2,100 1,87,816 COMMERCIAL PAPERS No. of No. of active Issuers instruments Demat Value Nov ,037 3,36,160 Nov ,522 4,04,427 Nov ,402 5,07,859 CERTIFICATES OF DEPOSIT No. of No. of active Issuers instruments Demat Value Nov ,92,322 Nov ,98,489 Nov ,46,043

6 6 Securities admitted for Dematerialisation during November 2017 Sr. No. COMPANY ISIN 1 A And M Jumbo Bags INE749Y Ajax Engineering Private INE743Y Ajooni Biotech INE820Y Akshar Impex Private INE766Y Amazing Entertainment Private INE837Y Anvil Consultancy Private INE731Y Ashok Apparels Private INE769Y Assotech Realty Private INE690Y Athena Jewels Online Private INE781Y Axis Wind Farms (Beluguppa) Private INE830Y Axis Wind Farms (Borampalle) Private INE847Y Axis Wind Farms (Godavari) Private INE829Y Axis Wind Farms (Manirevu) Private INE846Y Axis Wind Farms (Nuthimadugu) Private INE831Y Axis Wind Farms (Pottipadu) Private INE844Y Axis Wind Farms (Uravakonda) Private INE835Y Axis Wind Farms (Vajrakarur) Private INE845Y Ballabh Commercial INE868E Barmer Power Transmission Service INE745Y Bhavani Infin Services India Private INE737Y Bonanza Portfolio INE745K Canal Solar Energy Private INE697Y CEB India Private INE850Y Cgd Mappedu Private INE808Y Chandigarh Distillers & Bottlers INE330G Cignattk Health Insurance Company INE790W Claris Holdings Private INE701Y Clover Forging & Machining Private INE787Y Core Green Sugar And Fuels Private INE725Y Creative Propack INE768Y Dam Good Restaurants Private INE738Y Darby Asia Investors (India) Private INE854Y Delight Propcon Private INE694Y Diamond Realcon Private INE695Y Dolfin Rubbers INE666Y Dynamic Cables INE600Y01019 Sr. No. COMPANY ISIN 37 Eden Renewable Anvers Private INE711Y Eden Renewable Blanche Private INE708Y Eden Renewable Cite Private INE709Y Eden Renewable Concorde Private INE704Y Eden Renewable Iena Private INE706Y Eden Renewable Jasmin Private INE713Y Eden Renewable Lourmel Private INE707Y Eden Renewable Simplon Private INE705Y Eden Renewable Varenne Private INE710Y Eden Renewable Villiers Private INE712Y Elixir Softech Private INE872Y Encore Asset Reconstruction Company INE864Y01011 Private 49 Etco Denim Private INE762Y Excelra Knowledge Solutions Private INE664Y Fine Organic Industries INE686Y Fortum Amrit Energy Private INE804Y Franklin Templeton Asset Management INE090I01016 (India) Private 54 Franklin Templeton International Services INE856Y01017 (India) Private 55 Franklin Templeton Trustee Services INE855Y01019 Private 56 Gagandeep Consultancy Private INE723Y Gangadi Investments Private INE806Y Genus Innovation INE825Y Gho Agro Private INE832Y Glitterbug Technologies Private INE771Y Godrej Skyline Developers Private INE782Y Hadoti Power Transmission Service INE746Y Hale Realtors Private INE783Y Hangyo Icecreams Private INE747Y Havmor Ice Cream INE687Y Hindcon Chemicals INE642Y Hindusthan Consultancy and Services INE871Y Hitodi Infrastructure INE748Y Hms Real Estate Private INE828Y Home Loan Advisors Private INE703Y Horizon Buildmart Private INE696Y Ienergy Wind Farms (Theni) Private INE665Y INDIABULLS PHARMACEUTICALS LIMITED INE716Y JK Petroenergy Private INE873Y Jocata Financial Advisory & Technology Services Private INE833Y01016

7 7 Securities admitted for Dematerialisation during November 2017 (Contd.) Sr. No. COMPANY ISIN 76 JSW Paints Private INE754Y Knaup Management Services Private INE693Y Kooh Sports Private INE770Y L&T - Mhps Turbine Generators Private INE803Y L&T Capital Markets INE799Y L&T Financial Consultants INE246Q L&T Infra Investment Partners Advisory INE741Y01011 Private 83 L&T Infra Investment Partners Trustee INE722Y01011 Private 84 L&T- Mhps Boilers Private INE788Y La-Med Healthcare Private INE780Y Laxmi Goldorna House INE258Y Macrofil Investments INE798Y Madhubala Enterprises Private INE663Y Mahindra Happinest Developers INE785Y Makesense Technologies INE750Y Mansarovar Outdoors Private INE838Y Marine Infrastructure Developer Private INE724Y Maruti Comforts & Inn Private INE834Y Masco Builders Private INE809Y Mieten Business Solutions Private INE736Y Milagro Infrastructure Private INE875Y MMP Industries INE511Y My Home Constructions Private INE865Y Nearbuy India Private INE853Y Nitco Logistics Private INE729Y North Eastern Development Finance INE720Y01015 Corporation 102 One Point One Solutions INE840Y P.D. Agrawal Constructions Private INE849Y Partap Industries INE480Y Passion Realtech Private INE805Y Petrole Service India Private INE772Y PMV Maltings Private INE726Y Pune Heat Treat Private INE714Y Radhakrishna Ramnarain Private INE779Y Ratnabali Securities Private INE784Y Ratnabhumi Developers INE821Y Reddy Projects And Developers Private INE719Y Reddy Structures Private INE660P Reliance Electric Generation And Supply INE732Y Rithwik Facility Management Services INE819Y01015 Sr. No. COMPANY ISIN 116 River Shore Developers Private INE836Y Royal Hometown Planners Private INE698Y Ruia International Holding Company INE778Y01013 Private 119 Sadipali Solar Private INE877Y Sagittarius Investments Private INE730Y Sandal Suites Private INE727Y Sanjay Infraspace INE692Y Sarvpriya Securities Private INE740Y Scope E-Knowledge Center Private INE755Y Sharika Enterprises INE669Y Shining Sun Power Jaipur Private INE818Y Shradha Infraprojects (Nagpur) INE715Y Shrimay Enterprises Private INE717Y Signature Infrabuild Private INE851Y Skap Forging Private INE807Y SMVD Poly Pack INE702Y Soctronics Technologies Private INE802Y Spank Management Services Private INE852Y Sri Jayajothi & Company Private INE826Y Sterling Guaranty & Finance INE668Y STFL Trading And Finance Private INE776Y Strides Healthcare Private INE775Y Suntec Infrastructure Private INE876Y Sun-Vision Estates And Consultants INE721Y01013 Private 140 Supertech Orb Project Private INE874Y Surya Fincap INE866Y Team Concepts Private INE767Y Technology Frontiers (India) Private INE742Y Terra Dekm India Private INE667Y Thar Power Transmission Service INE744Y The Peerless General Finance & INE870Y01018 Investment Co Ltd 147 Transformative Learning Solutions Private INE718Y Trinity League India INE884X Uday Management Services Private INE691Y Vaid Milk Products Private INE843Y Vanilla Clean Power Private INE777Y Varanasi Stp Project Private INE700Y Vineet Laboratories INE505Y Yashraj Biotechnology INE522Y Zodiac Energy INE761Y01019

8 8 NSDL Calendar of Events FORTHCOMING COMPLIANCE Particulars Deadline Manner of sending Reference Investor Grievance By 10 th of the Through e-pass Circular No. NSDL/POLICY/2015/0096 Report (Monthly) following month. dated October 29, 2015 Compliance 31 st January Digitally signed compliance 1. Circular No. NSDL/ POLICY/2006/0023 Certificate every year. certificate by at dated July 6, 2006 (July - December) nsdl-bp-inspection@nsdl.co.in. Alternatively, by hard copy to 2. Circular No. NSDL/POLICY/2010/0017 Inspection Department. dated February 22, 2010 NSDL Offices Head Office Mumbai 4 th Floor, A Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai Tel.: (022) / Branch Offices Ahmedabad Unit No. 407, 4 th floor, 3rd Eye One Commercial complex Co-operative Society, C. G. Road, Near Panchvati Circle, Ahmedabad Tel.: (079) Bengaluru Office No. 106, DBS house 26, Cunningham Road, Bengaluru Tel.: (080) Chennai 6A, 6 th Floor, Kences Towers, #1 Ramkrishna Street, North Usman Road, T. Nagar, Chennai Tel.: (044) / 17 Hyderabad Office No. 123, Hyderabad Regus Mid-Town, 1 st Floor, Mid Town Plaza, Road No. 1, Banjara Hills, Hyderabad Tel.: (040) Kochi Suite No. S 105, Monlash Business Center, 4 th Floor, Crescens Tower, NH 47, Changampuzha Nagar Post, Kochi Tel.: (0484) Kolkata Unit 2E, 2 nd Floor, The Millenium, 235/2A, A.J.C. Bose Road, Kolkata Tel.: (033) / (033) New Delhi Unit No. 601, 603, 604, 6 th Floor, Tower-A, Naurang House, Kasturba Gandhi Marg, Connaught Place, New Delhi Tel.: (011) / 15 For more information, us at info@nsdl.co.in "Printed & Published by Mr. Manoj Sathe (Editor) on behalf of National Securities Depository and Printed at Printography Systems (India) Private, 13/D, Kurla Ind. Estate, Nari Seva Sadan Road, Ghatkopar (West), Mumbai and Published from National Securities Depository, 4 th Floor, A Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai