William J. Clinton Foundation

Transcription

1 Willia J. Clinton Foundation Independent Accountants Report and Consolidated Financial Stateents Deceber 31, 211 and 21

2 Willia J. Clinton Foundation Deceber 31, 211 and 21 Contents Independent Accountants Report on Financial Stateents and Suppleentary Inforation... 1 Consolidated Financial Stateents Consolidated Stateents of Financial Position... 2 Consolidated Stateents of Activities... 3 Consolidated Stateents of Cash Flows... 4 Consolidated Stateents of Functional Expenses... 5 Notes to Consolidated Financial Stateents... 6 Suppleentary Inforation Consolidating Stateent of Financial Position....2 Consolidating Stateent of Activities... 21

3 Independent Accountants Report on Financial Stateents and Suppleentary Inforation Board of Directors Willia J. Clinton Foundation Little Rock, Arkansas We have audited the accopanying consolidated stateents of financial position of the Willia J. Clinton Foundation (the Foundation) as of Deceber 31, 211 and 21, and the related consolidated stateents of activities, cash flows and functional expenses for the years then ended. These financial stateents are the responsibility of the Foundation s anageent. Our responsibility is to express an opinion on these financial stateents based on our audits. We conducted our audits in accordance with auditing standards generally accepted in the United States of Aerica. Those standards require that we plan and perfor the audit to obtain reasonable assurance about whether the financial stateents are free of aterial isstateent. An audit includes exaining, on a test basis, evidence supporting the aounts and disclosures in the financial stateents. An audit also includes assessing the accounting principles used and significant estiates ade by anageent, as well as evaluating the overall financial stateent presentation. We believe that our audits provide a reasonable basis for our opinion. In our opinion, the consolidated financial stateents referred to above present fairly, in all aterial respects, the financial position of the Willia J. Clinton Foundation as of Deceber 31, 211 and 21, and the changes in its net assets and its cash flows for the years then ended in confority with accounting principles generally accepted in the United States of Aerica. Our audits were conducted for the purpose of foring an opinion on the financial stateents as a whole. The consolidating schedules listed in the table of contents are presented for purposes of additional analysis and is not a required part of the financial stateents. Such inforation is the responsibility of anageent and was derived fro, and relates directly to, the underlying accounting and other records used to prepare the financial stateents. The inforation has been subjected to the auditing procedures applied in the audit of the financial stateents and certain additional procedures, including coparing and reconciling such inforation directly to the underlying accounting and other records used to prepare the financial stateents or to the financial stateents theselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of Aerica. In our opinion, the inforation is fairly stated, in all aterial respects, in relation to the financial stateents as a whole. Septeber 28, 212

4 Willia J. Clinton Foundation Consolidated Stateents of Financial Position Deceber 31, 211 and 21 Assets Cash and cash equivalents $ 76,927,21 $ 69,933,57 Assets liited as to use 25,783,376 86,34,698 Accounts receivable 1,625,496 1,664,642 Grants receivable 3,14,293 3,35,96 Contributions receivable, net 19,315,91 13,773,96 Inventory and prepaid expenses 1,43,219 2,2,615 Investents 2,64,96 645,63 Property and equipent, net of accuulated depreciation 113,45, ,464,99 Total assets $ 243,87,989 $ 294,14,57 Liabilities and Net Assets Liabilities Accounts payable and accrued expenses $ 7,677,53 $ 1,66,989 Deferred revenue 32,224,2 84,478,863 Long-ter debt 14, ,581 Total liabilities 4,5,766 94,713,433 Net Assets Unrestricted net assets 158,16,17 161,868,456 Teporarily restricted 45,59,53 37,38,168 Peranently restricted 25, 25, Total net assets 23,865, ,426,624 $ 243,87,989 $ 294,14,57 See Notes to Consolidated Financial Stateents 2

5 Willia J. Clinton Foundation Consolidated Stateents of Activities Years Ended Deceber 31, 211 and 21 Unrestricted Teporarily Restricted 211 Peranently Restricted Total Revenues, Gains and Other Support Contributions $ 51,421,141 $ 62,42,275 $ - $ 113,841,416 Grants 135,753, ,753,259 Investent return 145,718 19,18-164,826 Other 6,51, ,51,442 In-kind 3,577, ,577,367 Net assets released fro restrictions 53,763,498 (53,763,498) - - Total revenue, gains and other support 25,712,425 8,675, ,388,31 Expenses and Losses Progra services 231,717, ,717,377 Fund raising 1,54, ,54,919 Manageent and general 12,252, ,252,415 Provision for uncollectible pledges - 475, - 475, Total expenses and losses 254,474, , - 254,949,711 Change in Net Assets (3,762,286) 8,2,885-4,438,599 Net Assets, Beginning of Year 161,868,456 37,38,168 25, 199,426,624 Net Assets, End of Year $ 158,16,17 $ 45,59,53 $ 25, $ 23,865,223 See Notes to Consolidated Financial Stateents

6 Unrestricted Teporarily Restricted 21 Peranently Restricted Total $ 54,214,157 $ 112,11,118 $ - $ 166,315, ,599, ,599, ,789 1, ,26 2,91, ,91,15 3,718, ,718,421 11,971,263 (11,971,263) ,641,6 1,131,92-321,772, ,91, ,91,158 4,522, ,522,931 11,944, ,944,818-94,775-94,775 33,377,97 94,775-34,282,682 8,263,693 9,226,317-17,49,1 153,64,763 28,81,851 25, 181,936,614 $ 161,868,456 $ 37,38,168 $ 25, $ 199,426,624 3

7 Willia J. Clinton Foundation Consolidated Stateents of Cash Flows Years Ended Deceber 31, 211 and Operating Activities Change in net assets $ 4,438,599 $ 17,49,1 Ites not requiring (providing) operating activities cash flows Depreciation 4,42,378 4,7,777 Changes in Assets liited as to use 6,521,322 (18,735,855) Accounts receivable 39, ,169 Grants receivable 246, ,552 Contributions receivable (5,541,995) 2,586,776 Inventory and prepaid expenses 572,396 (71,682) Accounts payable and accrued expenses (2,389,459) 1,783,14 Deferred grant revenue (52,254,861) 14,68,589 Agency funds - (357,552) Net cash provided by operating activities 9,674,193 21,992,888 Investing Activities Purchase of property, plant and equipent (622,866) (1,151,171) Purchase of investents (1,994,466) (177,326) Net cash used in investing activities (2,617,332) (1,328,497) Financing Activities Payent of long-ter debt (63,347) - Proceeds fro long-ter debt - 167,581 Net cash provided by (used in) financing activities (63,347) 167,581 Increase in Cash and Cash Equivalents 6,993,514 2,831,972 Cash and Cash Equivalents, Beginning of Year 69,933,57 49,11,535 Cash and Cash Equivalents, End of Year $ 76,927,21 $ 69,933,57 See Notes to Consolidated Financial Stateents 4

8 Willia J. Clinton Foundation Consolidated Stateents of Functional Expenses Years Ended Deceber 31, 211 and Progra Fund Manageent/ Services Raising General Total Salaries and benefits $ 45,633,512 $ 3,729,943 $ 6,573,49 $ 55,936,54 Direct progra expenditures 18,23, ,23,373 Professional and consulting 7,48,4 74,633 1,18,92 9,131,539 Foundation-sponsored events 9,66,273 4,263,232 18,481 13,887,986 UNITAID expense 18,338, ,338,87 Shipping expense 181, ,32 Travel 1,978, ,725 77,46 12,143,29 Telecounications 1,323,84 16,267 13,155 1,47,226 Meetings and trainings 2,882, ,638 2,9,92 Bank and other fees 238,215 1,128 69,65 38,948 Occupancy costs 2,853,789 23,28 397,34 3,453,851 Office expenses 2,52,727 13,497 44,16 3,37,33 Capital charges 931, ,526 Depreciation and interest 4,273,38 5,97 425,43 4,73,97 In-kind 2,885,51-1,2,459 3,887,969 Other 13,449,22 993,826 1,488,15 15,931,196 Totals, year ended Deceber 31, 211 $ 231,717,377 $ 1,54,919 $ 12,252,415 $ 254,474, Progra Fund Manageent/ Services Raising General Total Salaries and benefits $ 4,491,985 $ 2,174,343 $ 7,44,577 $ 5,7,95 Direct progra expenditures 74,76,767 1, ,78,71 Professional and consulting 1,124,463 31,964 1,153,229 11,579,656 Foundation-sponsored events 7,56,768 1,395,249-8,92,17 UNITAID expense 11,64, ,64,89 Shipping expense 266, ,463 Travel 11,151,952 22, ,741 12,126,179 Telecounications 1,288,79 14,93 27,43 1,51,682 Meetings and trainings 3,359, ,995 3,366,946 Bank and other fees 267,662 1,854 49, ,358 Occupancy costs 3,875,24 8, 278,139 4,233,163 Office expenses 2,334,767 52, ,49 2,675,143 Capital charges 379, ,77 Depreciation and interest 3,967, ,695 4,64,943 In-kind 3,181, ,763 3,718,421 Other 13,367,29 279, ,817 14,275,462 Totals, year ended Deceber 31, 21 $ 286,91,158 $ 4,522,931 $ 11,944,818 $ 33,377,97 See Notes to Consolidated Financial Stateents 5

9 Willia J. Clinton Foundation Notes to Consolidated Financial Stateents Deceber 31, 211 and 21 Note 1: Nature of Operations and Suary of Significant Accounting Policies Nature of Operations Building on a lifetie of public service, President Bill Clinton established the Willia J. Clinton Foundation with the ission to iprove global health, strengthen econoies, proote healthier childhoods, and protect the environent by fostering partnerships aong governents, businesses, nongovernental organizations (NGOs), and private citizens. Separate initiatives address targeted challenges within the Foundation's four areas of focus. While each has a unique ission, they all reflect President Clinton s founding vision: to ipleent sustainable solutions that iprove access worldwide to investent, opportunity, and lifesaving services, and to ensure people and counities can ultiately take control of their own futures. These initiatives are as follows: The Clinton Presidential Center, located in Little Rock, Arkansas, is coitted to supporting the work of the Clinton Foundation and serving the counity by providing a first-class venue for exhibits, events, and educational progras. Clinton Global Initiative is a project of the Foundation that brings together a counity of global leaders, university students and private citizens to identify and ipleent innovative solutions to the world's ost pressing challenges, including poverty alleviation, cliate change, global health and education. As of January 1, 21, the Clinton Global Initiative transferred all of its activities into the Clinton Global Initiative, Inc. (CGI). CGI had no activities prior to this transfer. CGI is affiliated with the Willia J. Clinton Foundation, Inc. through coon board ebers and is financially interrelated through various operational arrangeents. The Foundation appoints a ajority of ebers of the CGI board. The Clinton Cliate Initiative (CCI) is ipleenting progras that create and advance solutions to the core probles driving cliate change. In addition to addressing cliate change, CCI s progras are also helping to reduce our reliance on oil, thus saving oney for individuals and governents, creating jobs, and growing econoies. In partnership with the C4 Cliate Leadership Group (C4), CCI focuses on helping large cities reduce their carbon eissions. Other CCI progras ai to increase energy efficiency through building retrofits; to increase access to clean energy technology and deploy it at the governent, corporate, and hoeowner levels; and to reverse deforestation by preserving and growing forests. The Clinton Health Access Initiative (CHAI) was founded in 22 by President Bill Clinton to provide solutions to the biggest challenges ipeding effective health care delivery in developing countries. CHAI applies the rigorous thinking, analysis and urgency of the business world to save lives and strengthen health systes rapidly and ore efficiently. 6

10 Willia J. Clinton Foundation Notes to Consolidated Financial Stateents Deceber 31, 211 and 21 As a trusted partner to governents, CHAI s progras have helped ore than four illion people access treatent for HIV/AIDS at reduced costs and have led to ore than $1 billion in savings for developing countries. In addition to retaining its initial focus on HIV/AIDS care and treatent, CHAI ipleents progras on vaccines, alaria, health systes strengthening and aternal and child health in ore than 25 countries. The Foundation appoints a ajority of ebers of the CHAI board. The Alliance for a Healthier Generation, a partnership between the Clinton Foundation and the Aerican Heart Association, is leading the charge against the childhood obesity epideic by engaging directly with industry leaders, educators, parents, doctors, and kids theselves. The Clinton Econoic Opportunity Initiative (CEO) works to accelerate econoic progress in underserved counities in the United States by prooting entrepreneurship and advancing business-to-business public service. Through progras that provide entrepreneurs with support, ideas, and tools that can help the success in the arketplace, CEO ais to epower growing businesses, create jobs, generate wealth, and proote lasting econoic developent. The Clinton Developent Initiative (CDI) works to give sallholder farers in Rwanda and Malawi the tools they need to increase their harvests and incoes and support their failies and counities. In close collaboration with farers and nongovernental organizations and at the invitation of the governents of Malawi and Rwanda, these progras provide access to better faring inputs and ore stable arkets and ensure that counities can ultiately sustain theselves. CDI in Malawi is supported financially by the Salida Capital Foundation, and the Clinton Hunter Developent Initiative (CHDI) in Rwanda is a partnership between the Clinton Foundation and the Hunter Foundation. The Clinton Giustra Sustainable Growth Initiative (CGSGI) was launched in 27 by President Clinton and philanthropist Frank Giustra and seeks to narrow the wealth gap in the developing world by epowering individuals with the skills, access, and opportunities needed to sustain a livelihood. An innovative partnership aong the Clinton Foundation, the private sector, governents, local counities, and other NGOs, CGSGI focuses on alleviating poverty through arket-driven developent that creates jobs and increases incoes and on strengthening factors that enable econoic growth such as health, agriculture, and education. CGSGI is providing vocational training progras to underserved counities in Colobia as a resource for breaking the poverty cycle. Principles of Consolidation The financial stateents for 211 are consolidated and include the accounts of the Foundation, CGI and CHAI. All significant intercopany accounts and transactions have been eliinated in consolidation. 7

11 Willia J. Clinton Foundation Notes to Consolidated Financial Stateents Deceber 31, 211 and 21 Use of Estiates The preparation of financial stateents in confority with accounting principles generally accepted in the United States of Aerica requires anageent to ake estiates and assuptions that affect the reported aounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial stateents and the reported aounts of revenues and expenses during the reporting period. Actual results could differ fro those estiates. Cash Equivalents The Foundation considers all liquid investents with original aturities of three onths or less to be cash equivalents. At Deceber 31, 211 and 21, cash equivalents consisted of oney arket accounts held with brokers and a repurchase agreeent with a financial institution. Effective July 21, 21, the FDIC s insurance liits were peranently increased to $25,. Pursuant to legislation enacted in 21, the FDIC will fully insure all noninterest-bearing transaction accounts beginning Deceber 31, 21 through Deceber 31, 212, at all FDICinsured institutions. At Deceber 31, 211 and 21, the Foundation s cash accounts did not exceed federally insured liits. Assets Liited as to Use Assets liited as to use include assets held by CHAI under its arrangeent with UNITAID, an international organization affiliated with the World Health Organization, which works to leverage price reductions for diagnostics and edicines to better treat AIDS, alaria and tuberculosis in the developing world. The assets relate to the arrangeent and ay be used only for the purchase of pediatric and second-line drugs and related coodities and diagnostics for UNITAID-sponsored projects. Investents and Investent Return Investents in equity securities having a readily deterinable fair value and in all debt securities are carried at fair value. Other investents are valued at the lower of cost (or fair value at tie of donation, if acquired by contribution) or fair value. Investent return includes dividend, interest and other investent incoe; realized and unrealized gains and losses on investents carried at fair value; and realized gains and losses on other investents. 8

12 Willia J. Clinton Foundation Notes to Consolidated Financial Stateents Deceber 31, 211 and 21 Investent return that is initially restricted by donor stipulation and for which the restriction will be satisfied in the sae year is included in unrestricted net assets. Other investent return is reflected in the stateents of activities as unrestricted, teporarily restricted or peranently restricted based upon the existence and nature of any donor or legally-iposed restrictions. Receivables Receivables priarily consist of contributions and grants receivable. The Foundation receives grant support fro various international governental organizations. Since the financial stateents of the Foundation are prepared on the accrual basis, all earned portions of the grants not yet received as of Deceber 31, 211 and 21, have been recorded as receivables. Contributions receivable are stated at the aount pledged by donors net of net present value discounts. The Foundation provides an allowance for doubtful pledges receivable, which is based upon a review of outstanding receivables, historical collection inforation and existing econoic conditions. Delinquent pledges receivable are written off based on the specific circustances of the donor aking the pledge. Property and Equipent Property and equipent are stated at cost less accuulated depreciation. Depreciation is charged to expense using the straight-line and double-declining balance ethods. The estiated useful lives for each ajor depreciable classification of property and equipent are as follows: Building and fixtures Furniture and equipent 15 4 years 3 1 years Teporarily and Peranently Restricted Net Assets Teporarily restricted net assets are those whose use by the Foundation has been liited by donors to a specific tie period or purpose. Peranently restricted net assets have been restricted by donors to be aintained by the Foundation in perpetuity. 9

13 Willia J. Clinton Foundation Notes to Consolidated Financial Stateents Deceber 31, 211 and 21 Contributions Gifts of cash and other assets received without donor stipulations are reported as unrestricted revenue and net assets. Gifts received with a donor stipulation that liits their use are reported as teporarily or peranently restricted revenue and net assets. When a donor-stipulated tie restriction ends or purpose restriction is accoplished, teporarily restricted net assets are reclassified to unrestricted net assets and reported in the stateent of activities as net assets released fro restrictions. Gifts that are originally restricted by the donor and for which the restriction is et in the sae tie period are recorded as teporarily restricted and then released fro restriction. Gifts of land, buildings, equipent and other long-lived assets are reported as unrestricted revenue and net assets unless explicit donor stipulations specify how such assets ust be used, in which case the gifts are reported as teporarily or peranently restricted revenue and net assets. Absent explicit donor stipulations for the tie long-lived assets ust be held; expirations of restrictions resulting in reclassification of teporarily restricted net assets as unrestricted net assets are reported when the long-lived assets are placed in service. Unconditional gifts expected to be collected within one year are reported at their net realizable value. Unconditional gifts expected to be collected in future years are initially reported at fair value deterined using the discounted present value of estiated future cash flows technique. The resulting discount is aortized using the level-yield ethod and is reported as contribution revenue. Conditional gifts depend on the occurrence of a specified future and uncertain event to bind the potential donor and are recognized as assets and revenue when the conditions are substantially et and the gift becoes unconditional. Collections The collections aintained at the Willia J. Clinton Presidential Library and Museu are the property of the National Archives, and, as such, these collections are not included on the stateents of financial position of the Foundation. Furtherore, the Foundation is not responsible for the aintenance or preservation of ites in the collections. Collections of works of art, historical treasures and siilar assets are not capitalized in as uch as the ites are preserved and cared for continuously. Purchases of collection ites are reported in the year of acquisition as decreases in unrestricted net assets or in teporarily or peranently restricted net assets if the assets used to purchase the ites were restricted to that use by donor stipulation. Contributions of collection ites are not reported in the financial stateents. Proceeds fro disposal of and insurance recoveries related to collection ites are reported as increases in the appropriate net asset classes. During 211, the Foundation purchased historical ites fro the Deocratic Leadership Council that includes books, docuents, papers, records, etc. These ites were purchased for $35, in 211 and are recorded as decreases in unrestricted net assets based on the above policy of the Foundation. 1

14 Willia J. Clinton Foundation Notes to Consolidated Financial Stateents Deceber 31, 211 and 21 In-kind Contributions In addition to receiving cash contributions, the Foundation receives in-kind contributions fro various donors. It is the policy of the Foundation to record the estiated fair value of certain inkind donations as an expense in its financial stateents and siilarly increase contribution revenue by a like aount. For the years ended Deceber 31, 211 and 21, $3,577,367 and $3,718,421, respectively, were received in in-kind contributions. Governent Grants Support funded by grants is recognized as the Foundation perfors the contracted services or incurs outlays eligible for reiburseent under the grant agreeents. Grant activities and outlays are subject to audit and acceptance by the granting agency, and, as a result of such audit, adjustents could be required. Incoe Taxes The Foundation is exept fro incoe taxes under Section 51 of the Internal Revenue Code and a siilar provision of state law. However, the Foundation is subject to federal incoe tax on any unrelated business taxable incoe. The Foundation files tax returns in the U.S. federal jurisdiction. With a few exceptions, the Foundation is no longer subject to U.S. federal exainations by tax authorities for years before 28. Functional Allocation of Expenses The costs of supporting the various progras and other activities have been suarized on a functional basis in the stateents of activities. Certain costs have been allocated aong the progra services, anageent and general and fund-raising categories based on tie and effort easureents and other ethods. Deferred Revenue Deferred revenue includes granted funds held by the Foundation that ay be expended only for progra purposes. The use of funds is liited by the funding agencies. Reclassifications Certain reclassifications have been ade to the 21 financial stateents to confor to the 211 financial stateent presentation. These reclassifications had no effect on the change in net assets. 11

15 Willia J. Clinton Foundation Notes to Consolidated Financial Stateents Deceber 31, 211 and 21 Subsequent Events Subsequent events have been evaluated through Septeber 28, 212, which is the date the financial stateents were available to be issued. Note 2: Assets Liited as to Use Assets liited as to use represent the cash available on hand for the UNITAID Coodities Progra at Deceber 31: Assets liited as to use $ 25,783,376 $ 86,34,698 Note 3: Investents and Investent Return Investents at Deceber 31 consisted of the following: Equity securities $ 7,5 $ 7,5 Certificates of deposit 2, 2, Mutual funds 267,491 26,84 Prograatic investents 2,165,15 177,326 $ 2,64,96 $ 645,63 The priary purpose of the prograatic investents is to further the tax exept objectives of the Foundation and not focus on production of incoe or the appreciation of the asset of which is not a significant purpose. Like grants, these financial instruents have as their priary purpose the achieveent of the Foundation s prograatic ission. These investents are accounted for using the equity ethod of accounting, but are not subject to the fair value easureent requireents in ASC due to these investents not eeting the definition of an equity security with readily deterinable fair value. There are eight prograatic equity investees with a carrying aount of $2,165,15 at Deceber 31, 211, and $177,326 at Deceber 31, 21. At Deceber 31, 211 and 21, there were no ipairent losses recorded. Total investent return is coprised of the following: Interest and dividend incoe $ 164,826 $ 238,26 12

16 Willia J. Clinton Foundation Notes to Consolidated Financial Stateents Deceber 31, 211 and 21 Note 4: Contributions and Grants Receivable All contributions receivable are reported as a coponent of teporarily restricted net assets and consisted of the following: Due within one year $ 19,153,61 $ 12,845,521 Due in one to five years 1,79,79 2,165,79 Due in ore than five years 86,989 15,147 21,31,389 15,161,458 Less Allowance for uncollectible contributions 84,215 84,215 Unaortized discount 912,83 584,147 $ 19,315,91 $ 13,773,96 CHAI has received conditional proises to give of approxiately $35,3, and $33,9, at Deceber 31, 211 and 21. These conditional proises to give will not be recognized as an asset or revenue until the conditions are substantially et. CHAI receives grant support through periodic clais filed with the respective funding sources, not to exceed a liit specified in the funding agreeent. Since the financial stateents of CHAI are prepared on the accrual basis, all earned portions of the grants not yet received as of Deceber 31, 211 and 21, aounting to $2,837,385 and $3,31,568, respectively, have been recorded as receivables. CHAI has grant coitents fro its grantors of approxiately $3,125, at Deceber 31, 211. Note 5: Property and Equipent Property and equipent at Deceber 31 consist of the following: Land $ 943,69 $ 943,69 Furniture and equipent 5,514,12 6,831,621 Buildings and fixtures 134,819, ,479, ,277, ,254,998 Less accuulated depreciation 28,232,376 25,79,89 $ 113,45,397 $ 116,464,99 13

17 Willia J. Clinton Foundation Notes to Consolidated Financial Stateents Deceber 31, 211 and 21 Note 6: Net Assets Teporarily Restricted Net Assets Teporarily restricted net assets on Deceber 31, 211 and 21, were available for the following purposes: For future periods (pledges receivable) $ 7,738,399 $ 8,842,28 Haiti relief and recovery 2,338,935 5,514,555 Foundation initiatives 35,431,719 22,951,45 $ 45,59,53 $ 37,38,168 Peranently Restricted Net Assets Peranently restricted net assets at Deceber 31, 211 and 21, were restricted to: Investent in perpetuity, the incoe of which is expendable to support speakers endowent $ 25, $ 25, Net Assets Released fro Restrictions Net assets were released fro donor restrictions by incurring expenses satisfying the restricted purposes or by occurrence of other events specified by donors Purpose restrictions accoplished Haiti relief and recovery $ 3,175,62 $ 57,41,977 Foundation initiatives 45,298,53 34,22,662 48,473,673 91,433,639 Tie restrictions expired Collection of pledges 5,289,825 1,537,624 $ 53,763,498 $ 11,971,263 14

18 Willia J. Clinton Foundation Notes to Consolidated Financial Stateents Deceber 31, 211 and 21 Note 7: Allocation of Joint Costs The Foundation conducted activities that included requests for contributions, as well as progra coponents. Those activities included the Decade of Difference weekend in October 211. The cost of conducting this activity was $5,952,63, of joint costs, which are not specifically attributable to particular coponents of the activities. These joint costs were allocated as follows: Fund raising $ 4,22,63 Progra related 1,75, $ 5,952,63 Note 8: Operating Leases The Foundation s leases are generally onth-to-onth operating leases for office space both doestically and internationally, while other leases are cancellable in 211. Rental expense for all operating leases was $1,78,321 and $2,38,461 for 211 and 21, respectively. Note 9: Pension Plan The Foundation has a defined contribution pension plan covering substantially all eployees. The board of directors annually deterines the aount, if any, of the Foundation s contributions to the plan. Pension expense was $1,799,731 and $1,342,33 for 211 and 21, respectively. Note 1: Transactions with the National Archives and Records Adinistration and Lease with the City of Little Rock, Arkansas In 24, the Foundation entered into a joint use, operating and transfer agreeent with the National Archives and Records Adinistration (NARA) that expires February 29, 211. Under the agreeent, NARA agreed to operate certain areas of the facility known as the Willia J. Clinton Presidential Library and Museu (the Library) for the purposes of housing, preserving and aking available, through historical research, exhibitions, educational progras and other activities, the presidential records and historical aterials of President Willia Jefferson Clinton. Because the ters of the lease essentially transfer to NARA the right to use portions of the Library for a period in excess of the property s expected econoic life, the cost of construction of those areas operated by NARA, which aounted to approxiately $36,,, has been excluded fro the Foundation s stateents of financial position. 15

19 Willia J. Clinton Foundation Notes to Consolidated Financial Stateents Deceber 31, 211 and 21 The land occupied by the Library is owned by the City of Little Rock, Arkansas (the City), but is leased to the Foundation under a 99-year lease for a noinal annual aount. The Foundation is responsible for aintaining those areas within 75 feet of the buildings and certain land iproveents. Maintenance of the reaining land is the responsibility of the City. Because the lease with the City does not convey exclusive right to the use of this land and because it is to be operated in a anner siilar to other City parks, the Foundation does not recognize the present value of the lease s fair value within its financial stateents. Note 11: Disclosures about Fair Value of Assets FASB Accounting Standards Codification (ASC) Topic 82 defines fair value, establishes a fraework for easuring fair value and expands disclosures about fair value easureents. Topic 82 defines fair value as the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between arket participants at the easureent date. Topic 82 also establishes a fair value hierarchy, which requires an entity to axiize the use of observable inputs and iniize the use of unobservable inputs when easuring fair value. The standard describes three levels of inputs that ay be used to easure fair value: Level 1 Level 2 Level 3 Quoted prices in active arkets for identical assets or liabilities Observable inputs other than Level 1 prices, such as quoted prices for siilar assets or liabilities; quoted prices in arkets that are not active; or other inputs that are observable or can be corroborated by observable arket data for substantially the full ter of the assets or liabilities Unobservable inputs that are supported by little or no arket activity and that are significant to the fair value of the assets or liabilities Following is a description of the inputs and valuation ethodologies used for assets and liabilities easured at fair value on a recurring basis and recognized in the accopanying stateents of financial position, as well as the general classification of such assets and liabilities pursuant to the valuation hierarchy. Assets Liited to Use and Investents Where quoted arket prices are available in an active arket, securities are classified within Level 1 of the valuation hierarchy. Level 1 securities include oney arket funds, equity securities and utual funds. If quoted arket prices are not available, then fair values are estiated by using pricing odels, quoted prices of securities with siilar characteristics or discounted cash flows. In certain cases where Level 1 or Level 2 inputs are not available, securities are classified within Level 3 of the hierarchy. The Foundation had no Level 2 or 3 easureents at Deceber 31,

20 Willia J. Clinton Foundation Notes to Consolidated Financial Stateents Deceber 31, 211 and 21 The following table presents the fair value easureents of assets recognized in the accopanying stateents of financial position easured at fair value on a recurring basis and the level within the Topic 82 fair value hierarchy in which the fair value easureents fall at Deceber 31, 211 and 21: Fair Value Quoted Prices in Active Markets for Identical Assets (Level 1) Fair Value Measureents Using Significant Other Observable Inputs (Level 2) Significant Unobservable Inputs (Level 3) Deceber 31, 211 Money arket funds $ 9,526,471 $ 9,526,471 $ - $ - Equity securities 7,5 7,5 - - Mutual funds 267, , Deceber 31, 21 Money arket funds $ 47,976,55 $ 47,976,55 $ - $ - Equity securities 7,5 7,5 - - Mutual funds 26,84 26, The following ethods were used to estiate the fair value of all other financial instruents recognized in the accopanying stateents of financial position at aounts other than fair value. Cash and Cash Equivalents and Assets Liited as to Use The carrying aount approxiates fair value. Contributions Receivable The carrying aount approxiates fair value. Prograatic Investents The carrying aount approxiates fair value. 17

21 Willia J. Clinton Foundation Notes to Consolidated Financial Stateents Deceber 31, 211 and 21 Long-ter Debt The carrying aount approxiates fair value. The following table presents estiated fair values of the Foundation s financial instruents at Deceber 31, 211 and 21: Carrying Fair Carrying Fair Aount Value Aount Value Financial assets Cash and cash equivalents $ 76,927,21 $ 76,927,21 $ 69,933,57 $ 69,933,57 Assets liited as to use 25,783,376 25,783,376 86,34,698 86,34,698 Contributions receivable, net 19,315,91 19,315,91 13,773,96 13,773,96 Investents 2,64,96 2,64,96 645,63 645,63 Financial liabilities Long-ter debt 14,234 14, , ,581 Note 12: Significant Estiates and Concentrations Accounting principles generally accepted in the United States of Aerica require disclosure of certain significant estiates and current vulnerabilities due to certain concentrations. These atters include the following: Assets in Foreign Countries The Foundation aintains cash balances and equipent in Asia, Africa and South Aerica. At Deceber 31, 211 and 21, the Foundation had approxiately $11.8 illion and $12.1 illion, respectively, deposited in foreign banks and equipent with an approxiate net book value of $1.45 illion and $1.75 illion, respectively, in foreign countries. Contributions In 21, the Foundation received approxiately $62,9, fro donors to support relief and recovery efforts in the afterath of the earthquake in Haiti. At Deceber 31, 211, the Foundation had expended approxiately $6,5, for Haiti relief and recovery efforts. Grants UNITAID contributed approxiately $13,, and $18,9, in 211 and 21, respectively. These funds were used priarily for the purchase of pediatric and second-line drugs and related coodities and diagnostics for UNITAID-sponsored projects. 18

22 Willia J. Clinton Foundation Notes to Consolidated Financial Stateents Deceber 31, 211 and 21 Litigation The Foundation is, fro tie to tie, subject to clais that arise priarily in the ordinary course of its activities. Currently, anageent is not aware of any such clai or clais that would have a aterial adverse effect on the Foundation s financial position or net assets. Events could occur, however, that would change this estiate aterially in the near ter. 19

23 WILLIAM J. CLINTON FOUNDATION FORM 99 TA YEAR 211

24 For ½½ Departent of the Treasury Internal Revenue Service I Return of Organization Exept Fro Incoe Tax Under section 51(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation) OMB No À¾µµ Open to Public The organization ay have to use a copy of this return to satisfy state reporting requireents. Inspection A For the 211 calendar year, or tax year beginning, 211, and ending, 2 B Check if applicable: I J Address change Nae change Initial return C Nae of organization Doing Business As Nuber and street (or P.O. box if ail is not delivered to street address) Roo/suite D E Eployer identification nuber Telephone nuber Terinated City or town, state or country, and ZIP + 4 Aended return LITTLE ROCK, AR 7221 G Gross receipts $ 62,769,161. Application F Nae and address of principal officer: H(a) Is this a group return for Yes No pending ANDREW KESSEL affiliates? 12 PRESIDENT CLINTON AVE LITTLE ROCK, AR 7221 H(b) Are all affiliates included? Yes No Tax-exept status: 51(c)(3) 51(c) ( ) (insert no.) 4947(a)(1) or 527 If "No," attach a list. (see instructions) J Website: H(c) Group exeption nuber I K For of organization: Corporation Trust Association Other L Year of foration: M State of legal doicile: Suary Part I Activities & Governance Revenue Expenses Net Assets or Fund Balances 1 Briefly describe the organization's ission or ost significant activities: a b b Part II WILLIAM J. CLINTON FOUNDATION I Check this box if the organization discontinued its operations or disposed of ore than 25% of its net assets. Nuber of voting ebers of the governing body (Part VI, line 1a) 3 Nuber of independent voting ebers of the governing body (Part VI, line 1b) 4 Total nuber of individuals eployed in calendar year 211 (Part V, line 2a) 5 Total nuber of volunteers (estiate if necessary) 6 Total gross unrelated business revenue fro Part VIII, colun (C), line 12 7a Net unrelated business taxable incoe fro For 99-T, line 34 7b Prior Year Contributions and grants (Part VIII, line 1h) COPY FOR Progra service revenue (Part VIII, line 2g) PUBLIC INSPECTION Investent incoe (Part VIII, colun (A), lines 3, 4, and 7d) Other revenue (Part VIII, colun (A), lines 5, 6d, 8c, 9c, 1c, and 11e) I Total revenue - add lines 8 through 11 (ust equal Part VIII, colun (A), line 12) Grants and siilar aounts paid (Part I, colun (A), lines 1-3) Benefits paid to or for ebers (Part I, colun (A), line 4) Salaries, other copensation, eployee benefits (Part I, colun (A), lines 5-1) a Professional fundraising fees (Part I, colun (A), line 11e) Total fundraising expenses (Part I, colun (D), line 25) Other expenses (Part I, colun (A), lines 11a-11d, 11f-24f) Total expenses. Add lines (ust equal Part I, colun (A), line 25) Revenue less expenses. Subtract line 18 fro line 12 Total assets (Part, line 16) Total liabilities (Part, line 26) I 1,897,791. Beginning of Current Year PRESIDENT CLINTON AVENUE (51) AR THE WILLIAM J. CLINTON FOUNDATION WORKS TO STRENGTHEN THE CAPACITY OF PEOPLE IN THE U.S. AND THROUGHOUT THE WORLD TO MEET THE CHALLENGES OF GLOBAL INTERDEPENDENCE. I ,289, ,437. Current Year 138,3, ,257,57. 1,47, , ,88. 68, , , ,994, ,147, ,3,663. 6,81, ,139, ,382,51. 21,. 183,. 33,199, ,231, ,84,68. 57,66, ,153, ,958. End of Year 189,254, ,89,114. 8,243,949. 1,261, ,11, ,628,983. Net assets or fund balances. Subtract line 21 fro line 2 Signature Block Under penalties of perjury, I declare that I have exained this return, including accopanying schedules and stateents, and to the best of y knowledge and belief, it is true, correct, and coplete. Declaration of preparer (other than officer) is based on all inforation of which preparer has any knowledge. Sign Here M Signature of officer Date Paid M Type or print nae and title Print/Type preparer's nae I Preparer's signature Date Check if selfeployed I Preparer Fir's nae BKD, LLP EIN Use Only Fir's address Phone no. I P.O. BO 3667 LITTLE ROCK, AR May the IRS discuss this return with the preparer shown above? (see instructions) Yes No For Paperwork Reduction Act Notice, see the separate instructions. For 99 (21) 1E PTIN P D6RIB K925 11/13/212 9:14:36 AM V PAGE 3

25 For 99 (211) Page 2 Part III Stateent of Progra Service Accoplishents Check if Schedule O contains a response to any question in this Part III 1 Briefly describe the organization's ission: ATTACHMENT 1 WILLIAM J. CLINTON FOUNDATION Did the organization undertake any significant progra services during the year which were not listed on the prior For 99 or 99-EZ? Yes No If "Yes," describe these new services on Schedule O. 3 Did the organization cease conducting, or ake significant changes in how it conducts, any progra services? Yes No If "Yes," describe these changes on Schedule O. 4 Describe the organization's progra service accoplishents for each of its three largest progra services, as easured by expenses. Section 51(c)(3) and 51(c)(4) organizations and section 4947(a)(1) trusts are required to report the aount of grants and allocations to others, the total expenses, and revenue, if any, for each progra service reported. 4a (Code: ) (Expenses $ 6,24,. including grants of $ 1,581,96. ) (Revenue $ ) CLINTON GIUSTRA SUSTAINABLE GROWTH INITIATIVE SEE SCHEDULE O FOR FURTHER DETAILS 4b (Code: ) (Expenses $ 11,664,31. including grants of $ ) (Revenue $ ) THE CLINTON CLIMATE INITIATIVE SEE SCHEDULE O FOR FURTHER DETAILS 4c (Code: ) (Expenses $ 14,453,832. including grants of $ 2,128,692. ) (Revenue $ 157,531. ) CLINTON PRESIDENTIAL CENTER SEE SCHEDULE O FOR FURTHER DETAILS 4d Other progra services (Describe in Schedule O.) (Expenses $ 19,196,39. including grants of $ 3,1,876. ) (Revenue $ 36,617. ) 4e Total progra service expenses 51,554,172. 1E12 1. I For 99 (211) D6RIB K925 11/13/212 9:14:36 AM V PAGE 4

26 WILLIAM J. CLINTON FOUNDATION For 99 (211) Page 3 Part IV Checklist of Required Schedules Is the organization described in section 51(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," coplete Schedule A 1 Is the organization required to coplete Schedule B, Schedule of Contributors (see instructions)? 2 Did the organization engage in direct or indirect political capaign activities on behalf of or in opposition to candidates for public office? If "Yes," coplete Schedule C, Part I 3 Section 51(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 51(h) election in effect during the tax year? If "Yes," coplete Schedule C, Part II 4 Is the organization a section 51(c)(4), 51(c)(5), or 51(c)(6) organization that receives ebership dues, assessents, or siilar aounts as defined in Revenue Procedure 98-19? If "Yes," coplete Schedule C, Part III 5 Did the organization aintain any donor advised funds or any siilar funds or accounts for which donors have the right to provide advice on the distribution or investent of aounts in such funds or accounts? If "Yes," coplete Schedule D, Part I 6 Did the organization receive or hold a conservation easeent, including easeents to preserve open space, the environent, historic land areas, or historic structures? If "Yes," coplete Schedule D, Part II 7 Did the organization aintain collections of works of art, historical treasures, or other siilar assets? If "Yes," coplete Schedule D, Part III 8 Did the organization report an aount in Part, line 21; serve as a custodian for aounts not listed in Part ; or provide credit counseling, debt anageent, credit repair, or debt negotiation services? If "Yes," coplete Schedule D, Part IV 9 Did the organization, directly or through a related organization, hold assets in teporarily restricted endowents, peranent endowents, or quasi-endowents? If "Yes," coplete Schedule D, Part V 1 11 If the organization s answer to any of the following questions is "Yes," then coplete Schedule D, Parts VI, VII, VIII, I, or as applicable. a Did the organization report an aount for land, buildings, and equipent in Part, line 1? If "Yes," coplete Schedule D, Part VI 11a b Did the organization report an aount for investents other securities in Part, line 12 that is 5% or ore of its total assets reported in Part, line 16? If "Yes," coplete Schedule D, Part VII 11b c Did the organization report an aount for investents-progra related in Part, line 13 that is 5% or ore of its total assets reported in Part, line 16? If "Yes," coplete Schedule D, Part VIII 11c d Did the organization report an aount for other assets in Part, line 15 that is 5% or ore of its total assets reported in Part, line 16? If "Yes," coplete Schedule D, Part I 11d e Did the organization report an aount for other liabilities in Part, line 25? If "Yes," coplete Schedule D, Part 11e f Did the organization s separate or consolidated financial stateents for the tax year include a footnote that addresses the organization's liability for uncertain tax positions under FIN 48 (ASC 74)? If "Yes," coplete Schedule D, Part 11f 12 a Did the organization obtain separate, independent audited financial stateents for the tax year? If "Yes," coplete Schedule D, Parts I, II, and III 12a b Was the organization included in consolidated, independent audited financial stateents for the tax year? If "Yes," and if the organization answered "No" to line 12a, then copleting Schedule D, Parts I, II, and III is optional 12b 13 Is the organization a school described in section 17(b)(1)(A)(ii)? If "Yes," coplete Schedule E a Did the organization aintain an office, eployees, or agents outside of the United States? 14a b a b 1E Did the organization have aggregate revenues or expenses of ore than $1, fro grantaking, fundraising, business, investent, and progra service activities outside the United States, or aggregate foreign investents valued at $1, or ore? If "Yes," coplete Schedule F, Parts I and IV 14b Did the organization report on Part I, colun (A), line 3, ore than $5, of grants or assistance to any organization or entity located outside the United States? If "Yes," coplete Schedule F, Parts II and IV 15 Did the organization report on Part I, colun (A), line 3, ore than $5, of aggregate grants or assistance to individuals located outside the United States? If "Yes," coplete Schedule F, Parts III and IV 16 Did the organization report a total of ore than $15, of expenses for professional fundraising services on Part I, colun (A), lines 6 and 11e? If "Yes," coplete Schedule G, Part I (see instructions) 17 Did the organization report ore than $15, total of fundraising event gross incoe and contributions on Part VIII, lines 1c and 8a? If "Yes," coplete Schedule G, Part II 18 Did the organization report ore than $15, of gross incoe fro gaing activities on Part VIII, line 9a? If "Yes," coplete Schedule G, Part III 19 Did the organization operate one or ore hospital facilities? If "Yes," coplete Schedule H 2a If "Yes" to line 2a, did the organization attach a copy of its audited financial stateents to this return? 2b Yes No For 99 (211) D6RIB K925 11/13/212 9:14:36 AM V PAGE 5

27 WILLIAM J. CLINTON FOUNDATION For 99 (211) Page 4 Part IV Checklist of Required Schedules (continued) 21 Did the organization report ore than $5, of grants and other assistance to any governent or organization in the United States on Part I, colun (A), line 1? If "Yes," coplete Schedule I, Parts I and II Did the organization report ore than $5, of grants and other assistance to individuals in the United States on Part I, colun (A), line 2? If "Yes," coplete Schedule I, Parts I and III Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about copensation of the organization's current and forer officers, directors, trustees, key eployees, and highest copensated eployees? If "Yes," coplete Schedule J a Did the organization have a tax-exept bond issue with an outstanding principal aount of ore than $1, as of the last day of the year, that was issued after Deceber 31, 22? If "Yes," answer lines 24b through 24d and coplete Schedule K. If No, go to line a b Did the organization invest any proceeds of tax-exept bonds beyond a teporary period exception? 24b c Did the organization aintain an escrow account other than a refunding escrow at any tie during the year to defease any tax-exept bonds? 24c d Did the organization act as an "on behalf of" issuer for bonds outstanding at any tie during the year? 24d 25 a Section 51(c)(3) and 51(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," coplete Schedule L, Part I 25a b Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization's prior Fors 99 or 99-EZ? If "Yes," coplete Schedule L, Part I 25b 26 Was a loan to or by a current or forer officer, director, trustee, key eployee, highly copensated eployee, or disqualified person outstanding as of the end of the organization's tax year? If "Yes," coplete Schedule L, Part II Did the organization provide a grant or other assistance to an officer, director, trustee, key eployee, substantial contributor or eployee thereof, a grant selection coittee eber, or to a 35% controlled entity or faily eber of any of these persons? If "Yes," coplete Schedule L, Part III Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions): a A current or forer officer, director, trustee, or key eployee? If "Yes," coplete Schedule L, Part IV 28a b A faily eber of a current or forer officer, director, trustee, or key eployee? If "Yes," coplete Schedule L, Part IV 28b c An entity of which a current or forer officer, director, trustee, or key eployee (or a faily eber thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," coplete Schedule L, Part IV 28c 29 Did the organization receive ore than $25, in non-cash contributions? If "Yes," coplete Schedule M 29 3 Did the organization receive contributions of art, historical treasures, or other siilar assets, or qualified conservation contributions? If "Yes," coplete Schedule M 3 31 Did the organization liquidate, terinate, or dissolve and cease operations? If "Yes," coplete Schedule N, Part I Did the organization sell, exchange, dispose of, or transfer ore than 25% of its net assets? If "Yes," coplete Schedule N, Part II Did the organization own 1% of an entity disregarded as separate fro the organization under Regulations sections and ? If "Yes," coplete Schedule R, Part I Was the organization related to any tax-exept or taxable entity? If "Yes," coplete Schedule R, Parts II, III, IV, and V, line a Did the organization have a controlled entity within the eaning of section 512(b)(13)? 35a b Did the organization receive any payent fro or engage in any transaction with a controlled entity within the eaning of section 512(b)(13)? If "Yes," coplete Schedule R, Part V, line 2 35b 36 Section 51(c)(3) organizations. Did the organization ake any transfers to an exept non-charitable related organization? If "Yes," coplete Schedule R, Part V, line Did the organization conduct ore than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal incoe tax purposes? If "Yes," coplete Schedule R, Part VI Did the organization coplete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All For 99 filers are required to coplete Schedule O. 38 For 99 (211) Yes No 1E13 1. D6RIB K925 11/13/212 9:14:36 AM V PAGE 6

28 For 99 (211) Page 5 Part V 1 a b c Stateents Regarding Other IRS Filings and Tax Copliance Check if Schedule O contains a response to any question in this Part V Enter the nuber reported in Box 3 of For 196. Enter -- if not applicable 1a Enter the nuber of Fors W-2G included in line 1a. Enter -- if not applicable 1b Did the organization coply with backup withholding rules for reportable payents to vendors and reportable gaing (gabling) winnings to prize winners? 1c 2a Enter the nuber of eployees reported on For W-3, Transittal of Wage and Tax Stateents, filed for the calendar year ending with or within the year covered by this return 2a 282 b If at least one is reported on line 2a, did the organization file all required federal eployent tax returns? 2b Note. If the su of lines 1a and 2a is greater than 25, you ay be required to e-file (see instructions) 3a Did the organization have unrelated business gross incoe of $1, or ore during the year? 3a b If "Yes," has it filed a For 99-T for this year? If "No," provide an explanation in Schedule O 3b 4a At any tie during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? 4a b If Yes, enter the nae of the foreign country: I See instructions for filing requireents for For TD F , Report of Foreign Bank and Financial Accounts. 5a Was the organization a party to a prohibited tax shelter transaction at any tie during the tax year? 5a b Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? 5b c If "Yes" to line 5a or 5b, did the organization file For 8886-T? 5c 6a Does the organization have annual gross receipts that are norally greater than $1,, and did the organization solicit any contributions that were not tax deductible? 6a b If "Yes," did the organization include with every solicitation an express stateent that such contributions or gifts were not tax deductible? 6b 7 Organizations that ay receive deductible contributions under section 17(c). a Did the organization receive a payent in excess of $75 ade partly as a contribution and partly for goods and services provided to the payor? 7a b If "Yes," did the organization notify the donor of the value of the goods or services provided? 7b c Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file For 8282? 7c d If "Yes," indicate the nuber of Fors 8282 filed during the year 7d e Did the organization receive any funds, directly or indirectly, to pay preius on a personal benefit contract? 7e f Did the organization, during the year, pay preius, directly or indirectly, on a personal benefit contract? 7f g If the organization received a contribution of qualified intellectual property, did the organization file For 8899 as required? 7g h If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a For 198-C? 7h 8 Sponsoring organizations aintaining donor advised funds and section 59(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund aintained by a sponsoring organization, have excess business holdings at any tie during the year? 8 9 Sponsoring organizations aintaining donor advised funds. a Did the organization ake any taxable distributions under section 4966? 9a b Did the organization ake a distribution to a donor, donor advisor, or related person? 9b 1 Section 51(c)(7) organizations. Enter: a Initiation fees and capital contributions included on Part VIII, line 12 1a b Gross receipts, included on For 99, Part VIII, line 12, for public use of club facilities 1b 11 Section 51(c)(12) organizations. Enter: a Gross incoe fro ebers or shareholders 11a b Gross incoe fro other sources (Do not net aounts due or paid to other sources against aounts due or received fro the.) 11b 12a Section 4947(a)(1) non-exept charitable trusts. Is the organization filing For 99 in lieu of For 141? 12a b If "Yes," enter the aount of tax-exept interest received or accrued during the year 12b 13 Section 51(c)(29) qualified nonprofit health insurance issuers. a Is the organization licensed to issue qualified health plans in ore than one state? 13a Note. See the instructions for additional inforation the organization ust report on Schedule O. b Enter the aount of reserves the organization is required to aintain by the states in which the organization is licensed to issue qualified health plans 13b c Enter the aount of reserves on hand 13c 14a Did the organization receive any payents for indoor tanning services during the tax year? 14a b If "Yes," has it filed a For 72 to report these payents? If "No," provide an explanation in Schedule O 14b For 99 (211) D6RIB K925 11/13/212 9:14:36 AM V PAGE 7 1E14 1. WILLIAM J. CLINTON FOUNDATION Yes No

29 WILLIAM J. CLINTON FOUNDATION Governance, Manageent, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to line 8a, 8b, or 1b below, describe the circustances, processes, or changes in Schedule O. See instructions. For 99 (211) Page 6 Part VI Check if Schedule O contains a response to any question in this Part VI Section A. Governing Body and Manageent 1a Enter the nuber of voting ebers of the governing body at the end of the tax year. If there are aterial differences in voting rights aong ebers of the governing body, or if the governing body delegated broad authority to an executive coittee or siilar coittee, explain in Schedule O. b Enter the nuber of voting ebers included in line 1a, above, who are independent 1b 2 2 Did any officer, director, trustee, or key eployee have a faily relationship or a business relationship with any other officer, director, trustee, or key eployee? 2 3 Did the organization delegate control over anageent duties custoarily perfored by or under the direct supervision of officers, directors, or trustees, or key eployees to a anageent copany or other person? 3 4 Did the organization ake any significant changes to its governing docuents since the prior For 99 was filed? 4 5 Did the organization becoe aware during the year of a significant diversion of the organization's assets? 5 6 Did the organization have ebers or stockholders? 6 7a Did the organization have ebers, stockholders, or other persons who had the power to elect or appoint one or ore ebers of the governing body? 7a b Are any governance decisions of the organization reserved to (or subject to approval by) ebers, stockholders, or persons other than the governing body? 7b 8 Did the organization conteporaneously docuent the eetings held or written actions undertaken during the year by the following: a The governing body? 8a b Each coittee with authority to act on behalf of the governing body? 8b 9 Is there any officer, director, trustee, or key eployee listed in Part VII, Section A, who cannot be reached at the organization's ailing address? If "Yes," provide the naes and addresses in Schedule O 9 Section B. Policies (This Section B requests inforation about policies not required by the Internal Revenue Code.) Yes 1a Did the organization have local chapters, branches, or affiliates? 1a b If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exept purposes? 1b 11a Has the organization provided a coplete copy of this For 99 to all ebers of its governing body before filing the for? 11a b Describe in Schedule O the process, if any, used by the organization to review this For a Did the organization have a written conflict of interest policy? If "No," go to line 13 12a b Were officers, directors, or trustees, and key eployees required to disclose annually interests that could give rise to conflicts? 12b c Did the organization regularly and consistently onitor and enforce copliance with the policy? If "Yes," describe in Schedule O how this was done 12c 13 Did the organization have a written whistleblower policy? Did the organization have a written docuent retention and destruction policy? Did the process for deterining copensation of the following persons include a review and approval by independent persons, coparability data, and conteporaneous substantiation of the deliberation and decision? a b 16a b The organization's CEO, Executive Director, or top anageent official 15a Other officers or key eployees of the organization 15b If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions.) Did the organization invest in, contribute assets to, or participate in a joint venture or siilar arrangeent with a taxable entity during the year? 16a If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangeents under applicable federal tax law, and take steps to safeguard the organization's exept status with respect to such arrangeents? 16b Section C. Disclosure List the states with which a copy of this For 99 is required to be filed Section 614 requires an organization to ake its Fors 123 (or 124 if applicable), 99, and 99-T (Section 51(c)(3)s only) available for public inspection. Indicate how you ade these available. Check all that apply. Own website Another's website Upon request 19 Describe in Schedule O whether (and if so, how), the organization ade its governing docuents, conflict of interest policy, and financial stateents available to the public during the tax year. 2 State the nae, physical address, and telephone nuber of the person who possesses the books and records of the organization: IANDREW KESSEL 12 PRESIDENT CLINTON AVENUE LITTLE ROCK, AR For 99 (211) 1E I ATTACHMENT 2 D6RIB K925 11/13/212 9:14:36 AM V PAGE 8 1a 3 Yes No No

30 WILLIAM J. CLINTON FOUNDATION Copensation of Officers, Directors, Trustees, Key Eployees, Highest Copensated Eployees, and Independent Contractors Check if Schedule O contains a response to any question in this Part VII Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees For 99 (211) Page 7 Part VII Section A. 1a Coplete this table for all persons required to be listed. Report copensation for the calendar year ending with or within the organization's tax year. % % List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of aount of copensation. Enter -- in coluns (D), (E), and (F) if no copensation was paid. List all of the organization's current key eployees, if any. See instructions for definition of "key eployee." List the organization's five current highest copensated eployees (other than an officer, director, trustee, or key eployee) who received reportable copensation (Box 5 of For W-2 and/or Box 7 of For 199-MISC) of ore than $1, fro the organization and any related organizations. % % List all of the organization's forer officers, key eployees, and highest copensated eployees who received ore than $1, of reportable copensation fro the organization and any related organizations. List all of the organization's forer directors or trustees that received, in the capacity as a forer director or trustee of the organization, ore than $1, of reportable copensation fro the organization and any related organizations. List persons in the following order: individual trustees or directors; institutional trustees; officers; key eployees; highest copensated eployees; and forer such persons. Check this box if neither the organization nor any related organization copensated any current officer, director, or trustee. (A) (B) (C) (D) (E) (F) Nae and Title ATTACHMENT 3 Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) Individual trustee or director Institutional trustee Officer Key eployee Highest copensated eployee Forer Reportable copensation fro the organization (W-2/199-MISC) Reportable copensation fro related organizations (W-2/199-MISC) Estiated aount of other copensation fro the organization and related organizations (1) (2) (3) (4) (5) (6) (7) (8) (9) (1) (11) (12) (13) BRUCE R LINDSEY CEO ,53. 32,12. TERRENCE MCAULIFFE DIRECTOR 2. CHELSEA V. CLINTON DIRECTOR 2. ANDREW KESSEL CFO , ,691. STEPHANIE S STREETT EECUTIVE DIRECTOR , ,11. LAURA A GRAHAM COO ,776. RALPH ISKAROS IT DIRECTOR ,. 19,56. SCOTT TAITEL COO OF CGSGI , ,15. MARK DUNKELMAN SENIOR FELLOW ,5. 23,13. VALERIE ALEANDER MARKETING DIRECTOR ,7. 23,17. THERESE SHERIDAN HR DIRECTOR , ,313. (14) For 99 (211) 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 9

31 WILLIAM J. CLINTON FOUNDATION For 99 (211) Page 8 Part VII Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees (continued) (A) (B) (C) (D) (E) (F) Nae and title Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) Individual trustee or director Institutional trustee Officer Key eployee Highest copensated eployee Forer Reportable copensation fro the organization (W-2/199-MISC) Reportable copensation fro related organizations (W-2/199-MISC) Estiated aount of other copensation fro the organization and related organizations I I I 1b Sub-total c Total fro continuation sheets to Part VII, Section A d Total (add lines 1b and 1c) 2 Total nuber of individuals (including but not liited to those listed above) who received ore than $1, of reportable copensation fro the organization I 16 3 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated eployee on line 1a? If "Yes," coplete Schedule J for such individual 3 4 For any individual listed on line 1a, is the su of reportable copensation and other copensation fro the organization and related organizations greater than $15,? If Yes, coplete Schedule J for such individual 4 5 Did any person listed on line 1a receive or accrue copensation fro any unrelated organization or individual for services rendered to the organization? If Yes, coplete Schedule J for such person 5 Section B. Independent Contractors 1 Coplete this table for your five highest copensated independent contractors that received ore than $1, of copensation fro the organization. Report copensation for the calendar year ending with or within the organization's tax year. (A) Nae and business address 1,358, ,947. 1,358, ,947. (B) Description of services Yes (C) Copensation TERRA GLOBAL CAPITAL LLC SAN FRANCISCO, CA PROGRAM SERVICE 262,676. BKD, LLP LITTLE ROCK, AR 7223 ACCOUNTING 218,425. MCCULLAGH & COMPANY SAN FRANCISCO, CA 9419 FUNDRAISING SUPPORT 18,. INTERNATIONAL SUSTAINABLE SYSTEMS LA HABRA, CA 9631 PROGRAM SERVICE 149,815. PT STARLING RESOURCES SANUR, BALI, PROGRAM SERVICE 133,. 2 Total nuber of independent contractors (including but not liited to those listed above) who received ore than $1, in copensation fro the organization I 9 For 99 (211) 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 1 No

32 WILLIAM J. CLINTON FOUNDATION Stateent of Revenue For 99 (211) Page 9 Part VIII Contributions, Gifts, Grants and Other Siilar Aounts Progra Service Revenue Other Revenue 1a b c d e f g h 2a b c d e f g 6a b c d 7a b and sales expenses c Gain or (loss) d Net gain or (loss) 8a b c 9a b c 1a b c 11a b c Federated capaigns Mebership dues Fundraising events Related organizations Governent grants (contributions) All other contributions, gifts, grants, and siilar aounts not included above 1f 38,13,717. Noncash contributions included in lines 1a-1f: $ 213,671. Total. Add lines 1a-1f Business Code d All other revenue e Total. Add lines 11a-11d 12 Total revenue. See instructions 1E a 1b 1c 1d 1e All other progra service revenue Total. Add lines 2a-2f Investent incoe (including dividends, interest, and other siilar aounts) Incoe fro investent of tax-exept bond proceeds Royalties Gross rents (i) Real (ii) Personal I I I Less: rental expenses Rental incoe or (loss) 7,972. Net rental incoe or (loss) Gross aount fro sales of (i) Securities (ii) Other assets other than inventory Less: cost or other basis Gross incoe fro fundraising events (not including $ of contributions reported on line 1c). I I See Part IV, line 18 a 3,252,6. Less: direct expenses b 4,673,268. Net incoe or (loss) fro fundraising events I Gross incoe fro gaing activities. See Part IV, line 19 a Less: direct expenses b Net incoe or (loss) fro gaing activities I Gross sales of inventory, less returns and allowances a 1,116,58. Less: cost of goods sold b 948,24. Net incoe or (loss) fro sales of inventory I Miscellaneous Revenue Business Code 19, ,589,4. 5,345,971. I (A) Total revenue 56,257,57. (B) Related or exept function revenue CHDI & CDI INCOME , ,617. LIBRARY ADMISSIONS , , ,589,4. 7, ,148. (C) Unrelated business revenue (D) Revenue excluded fro tax under sections 512, 513, or , ,423. 7, ,42, ,556. MISCELLANEOUS REVENUE ,7. 583,7. RENTAL CATERING REVENUE ,289,311. 1,289,311. 1,872, ,147, ,148. 1,289, ,493. For 99 (211) D6RIB K925 11/13/212 9:14:36 AM V PAGE 11

33 For 99 (211) WILLIAM J. CLINTON FOUNDATION Page 1 Part I Stateent of Functional Expenses Section 51(c)(3) and 51(c)(4) organizations ust coplete all coluns. All other organizations ust coplete colun (A) but are not required to coplete coluns (B), (C), and (D). Check if Schedule O contains a response to any question in this Part I Do not include aounts reported on lines 6b, (A) (B) (C) (D) Total expenses Progra service Manageent and Fundraising 7b, 8b, 9b, and 1b of Part VIII. expenses general expenses expenses 1 2 Grants and other assistance to governents and organizations in the United States. See Part IV, line 2 1 Grants and other assistance to individuals in the United States. See Part IV, line Grants and other assistance to governents, organizations, and individuals outside the United States. See Part IV, lines 15 and Benefits paid to or for ebers 5 Copensation of current officers, directors, trustees, and key eployees 6 Copensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) 7 Other salaries and wages 8 Pension plan accruals and contributions (include section 41(k) and 43(b) eployer contributions) 9 Other eployee benefits a b c d e f g a b c d e Payroll taxes Fees for services (non-eployees): Manageent Legal Accounting Lobbying Professional fundraising services. See Part IV, line 1 7 Investent anageent fees Other Advertising and prootion Office expenses Inforation technology Royalties Occupancy Travel Payents of travel or entertainent expenses for any federal, state, or local public officials Conferences, conventions, and eetings Interest Payents to affiliates Depreciation, depletion, and aortization Insurance Other expenses. Iteize expenses not covered above (List iscellaneous expenses in line 24e. If line 24e aount exceeds 1% of line 25, colun (A) aount, list line 24e expenses on Schedule O.) 25 Total functional expenses. Add lines 1 through 24e 26 Joint costs. Coplete this line only if the organization reported in colun (B) joint costs fro a cobined educational capaign and fundraising solicitation. Check here I if following SOP 98-2 (ASC ) 4,729,568. 4,729,568. For 99 (211) 1E ,81,96. 2,81, , , , ,261, ,319, , , , ,55. 37,2. 27,331. 2,284,387. 2,59, , ,491. 1,629,99. 1,468,86. 92, ,99. 11, , , , , ,. 183,. 4,216,186. 4,81, ,55. 52, , ,89. 9,74. 17,791. 1,53, ,42. 61, , , , ,45. 79,658. 1,81,61. 1,665,33. 54,791. 9,237. 5,34,467. 4,633,955. 1,197. 3, ,7. 18, ,255,23. 4,251,435. 1,33. 2,438. 1,54, , ,232. PARTNER EPENSES 1,261,683. 1,261,683. PROVISION FOR UNCOL. PLEDGES 476, ,737. OTHER DIRECT PROGRAM EPENSE 5,158,372. 5,158, OTHER FUNDRAISING EPENSES 314, ,439. All other expenses 5,443,87. 3,251,928. 2,191, ,66, ,554,172. 4,154,864. 1,897,791. D6RIB K925 11/13/212 9:14:36 AM V PAGE 12

34 WILLIAM J. CLINTON FOUNDATION For 99 (211) Page 11 Part Balance Sheet Assets Liabilities Net Assets or Fund Balances Cash - non-interest-bearing Savings and teporary cash investents Pledges and grants receivable, net Accounts receivable, net Receivables fro current and forer officers, directors, trustees, key eployees, and highest copensated eployees. Coplete Part II of (A) Beginning of year (B) End of year 62,13,588. 8,916,88. 1,222, ,674, ,54, ,522. Schedule L 5 6 Receivables fro other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing eployers and sponsoring organizations of section 51(c)(9) voluntary eployees' beneficiary organizations (see instructions) 6 7 Notes and loans receivable, net 7 8 Inventories for sale or use 1,55, ,84. 9 Prepaid expenses and deferred charges 57, ,6. 1 a Land, buildings, and equipent: cost or other basis. Coplete Part VI of Schedule D 1a 138,975,986. b Less: accuulated depreciation 1b 26,961, ,775,851. 1c 112,14, Investents - publicly traded securities 645, ,64, Investents - other securities. See Part IV, line Investents - progra-related. See Part IV, line Intangible assets Other assets. See Part IV, line Total assets. Add lines 1 through 15 (ust equal line 34) 189,254, ,89, Accounts payable and accrued expenses 1,317, ,329, Grants payable Deferred revenue 1,596, , Tax-exept bond liabilities 2 21 Escrow or custodial account liability. Coplete Part IV of Schedule D Payables to current and forer officers, directors, trustees, key eployees, highest copensated eployees, and disqualified persons. Coplete Part II of Schedule L 22 Secured ortgages and notes payable to unrelated third parties 167, ,234. Unsecured notes and loans payable to unrelated third parties Other liabilities (including federal incoe tax, payables to related third parties, and other liabilities not included on lines 17-24). Coplete Part of Schedule D Total liabilities. Add lines 17 through 25 Organizations that follow SFAS 117, check here I and coplete lines 27 through 29, and lines 33 and 34. Unrestricted net assets Teporarily restricted net assets Peranently restricted net assets Organizations that do not follow SFAS 117, check here coplete lines 3 through 34. I Capital stock or trust principal, or current funds Paid-in or capital surplus, or land, building, or equipent fund Retained earnings, endowent, accuulated incoe, or other funds Total net assets or fund balances Total liabilities and net assets/fund balances and 5,161, ,389,18. 8,243, ,261, ,717, ,276,96. 18,43, ,12, , ,. 181,11, ,254, ,628, ,89,114. For 99 (211) 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 13

35 For 99 (211) Page 12 Part I Reconciliation of Net Assets Check if Schedule O contains a response to any question in this Part I 1 Total revenue (ust equal Part VIII, colun (A), line 12) 1 57,147, Total expenses (ust equal Part I, colun (A), line 25) 2 57,66, Revenue less expenses. Subtract line 2 fro line , Net assets or fund balances at beginning of year (ust equal Part, line 33, colun (A)) 4 181,11,11. 5 Other changes in net assets or fund balances (explain in Schedule O) 5 7,76,93. 6 Net assets or fund balances at end of year. Cobine lines 3, 4, and 5 (ust equal Part, line 33, colun (B)) 6 187,628,983. Part II Financial Stateents and Reporting Check if Schedule O contains a response to any question in this Part II Yes No 1 Accounting ethod used to prepare the For 99: Cash Accrual Other If the organization changed its ethod of accounting fro a prior year or checked "Other," explain in Schedule O. 2a Were the organization's financial stateents copiled or reviewed by an independent accountant? b Were the organization's financial stateents audited by an independent accountant? c If "Yes" to line 2a or 2b, does the organization have a coittee that assues responsibility for oversight of the audit, review, or copilation of its financial stateents and selection of an independent accountant? If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O. d If "Yes" to line 2a or 2b, check a box below to indicate whether the financial stateents for the year were issued on a separate basis, consolidated basis, or both: 3a b WILLIAM J. CLINTON FOUNDATION Separate basis Consolidated basis Both consolidated and separate basis As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits 2a 2b 2c 3a 3b For 99 (211) 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 14

36 SCHEDULE A (For 99 or 99-EZ) Departent of the Treasury Internal Revenue Service Public Charity Status and Public Support Coplete if the organization is a section 51(c)(3) organization or a section 4947(a)(1) nonexept charitable trust. I Attach to For 99 or For 99-EZ. I See separate instructions. OMB No À¾µµ Open to Public Inspection Nae of the organization Eployer identification nuber WILLIAM J. CLINTON FOUNDATION Part I Reason for Public Charity Status (All organizations ust coplete this part.) See instructions. The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.) A church, convention of churches, or association of churches described in section 17(b)(1)(A)(i). A school described in section 17(b)(1)(A)(ii). (Attach Schedule E.) A hospital or a cooperative hospital service organization described in section 17(b)(1)(A)(iii). A edical research organization operated in conjunction with a hospital described in section 17(b)(1)(A)(iii). Enter the hospital's nae, city, and state: 5 An organization operated for the benefit of a college or university owned or operated by a governental unit described in section 17(b)(1)(A)(iv). (Coplete Part II.) A federal, state, or local governent or governental unit described in section 17(b)(1)(A)(v). An organization that norally receives a substantial part of its support fro a governental unit or fro the general public described in section 17(b)(1)(A)(vi). (Coplete Part II.) A counity trust described in section 17(b)(1)(A)(vi). (Coplete Part II.) An organization that norally receives: (1) ore than 3 31/3 % of its support fro contributions, ebership fees, and gross receipts fro activities related to its exept functions - subject to certain exceptions, and (2) no ore than 3 31/3% of its support fro gross investent incoe and unrelated business taxable incoe (less section 511 tax) fro businesses acquired by the organization after June 3, See section 59(a)(2). (Coplete Part III.) An organization organized and operated exclusively to test for public safety. See section 59(a)(4). An organization organized and operated exclusively for the benefit of, to perfor the functions of, or to carry out the purposes of one or ore publicly supported organizations described in section 59(a)(1) or section 59(a)(2). See section 59(a)(3). Check the box that describes the type of supporting organization and coplete lines 11e through 11h. a Type I b Type II c Type III - Functionally integrated d Type III - Other e By checking this box, I certify that the organization is not controlled directly or indirectly by one or ore disqualified persons other than foundation anagers and other than one or ore publicly supported organizations described in section 59(a)(1) or section 59(a)(2). f If the organization received a written deterination fro the IRS that it is a Type I, Type II, or Type III supporting organization, check this box g Since August 17, 26, has the organization accepted any gift or contribution fro any of the following persons? (i) A person who directly or indirectly controls, either alone or together with persons described in (ii) Yes No and (iii) below, the governing body of the supported organization? 11g(i) (ii) A faily eber of a person described in (i) above? 11g(ii) (iii) A 35% controlled entity of a person described in (i) or (ii) above? 11g(iii) h Provide the following inforation about the supported organization(s). (A) (i) Nae of supported organization (ii) EIN (iii) Type of organization (described on lines 1-9 above or IRC section (see instructions)) (iv) Is the (v) Did you notify (vi) Is the organization in the organization organization in col. (i) listed in in col. (i) of col. (i) organized your governing docuent? your support? in the U.S.? Yes No Yes No Yes No (vii) Aount of support (B) (C) (D) (E) Total For Paperwork Reduction Act Notice, see the Instructions for For 99 or 99-EZ. Schedule A (For 99 or 99-EZ) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 15

37 Schedule A (For 99 or 99-EZ) 211 Page 2 Part II Support Schedule for Organizations Described in Sections 17(b)(1)(A)(iv) and 17(b)(1)(A)(vi) (Coplete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please coplete Part III.) Section A. Public Support Calendar year (or fiscal year beginning in) I 1 Gifts, grants, contributions, and ebership fees received. (Do not include any "unusual grants.") 2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf 3 The value of services or facilities furnished by a governental unit to the organization without charge 4 Total. Add lines 1 through 3 5 The portion of total contributions by each person (other than a governental unit or publicly supported organization) included on line 1 that exceeds 2% of the aount shown on line 11, colun (f) 6 Public support. Subtract line 5 fro line 4. Section B. Total Support I 7 Aounts fro line 4 8 Gross incoe fro interest, dividends, payents received on securities loans, rents, royalties and incoe fro siilar sources Calendar year (or fiscal year beginning in) WILLIAM J. CLINTON FOUNDATION (a) 27 (b) 28 (c) 29 (d) 21 (e) 211 (f) Total 89,393, ,673, ,979, ,3, ,257, ,37,29. 89,393, ,673, ,979, ,3, ,257, ,37,29. 45,756,2. 469,551,9. (a) 27 (b) 28 (c) 29 (d) 21 (e) 211 (f) Total 89,393, ,673, ,979, ,3, ,257, ,37,29. 3,436,93. 2,779, , , ,395. 7,41, Net incoe fro unrelated business activities, whether or not the business is regularly carried on 1 Other incoe. Do not include gain or loss fro the sale of capital assets (Explain in Part IV.) ATCH 1 2,9,624. 1,799,55. 4,372,99. 3,77,981. 1,893, ,864, Total support. Add lines 7 through 1 536,212, Gross receipts fro related activities, etc. (see instructions) 12 4,259, First five years. If the For 99 is for the organization's first, second, third, fourth, or fifth tax year as a section 51(c)(3) organization, check this box and stop here I Section C. Coputation of Public Support Percentage 14 Public support percentage for 211 (line 6, colun (f) divided by line 11, colun (f)) % 15 Public support percentage fro 21 Schedule A, Part II, line % 16a 331/3 % support test If the organization did not check the box on line 13, and line 14 is 3 31/3 % or ore, check this box and stop here. The organization qualifies as a publicly supported organization I b 331/3 % support test If the organization did not check a box on line 13 or 16a, and line 15 is 3 31/3 % or ore, check this box and stop here. The organization qualifies as a publicly supported organization I 17a 1%-facts-and-circustances test If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 1% or ore, and if the organization eets the "facts-and-circustances" test, check this box and stop here. Explain in Part IV how the organization eets the "facts-and-circustances test. The organization qualifies as a publicly supported organization I b 1%-facts-and-circustances test If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 1% or ore, and if the organization eets the "facts-and-circustances" test, check this box and stop here. Explain in Part IV how the organzation eets the "facts-and-circustances" test. The organization qualifies as a publicly supported organization I 18 Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see instructions I Schedule A (For 99 or 99-EZ) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 16

38 Schedule A (For 99 or 99-EZ) 211 Page 3 Part III Support Schedule for Organizations Described in Section 59(a)(2) (Coplete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please coplete Part II.) Section A. Public Support I Calendar year (or fiscal year beginning in) (a) 1 Gifts, grants, contributions, and ebership fees received. (Do not include any "unusual grants.") 2 Gross receipts fro adissions, erchandise sold or services perfored, or facilities furnished in any activity that is related to the organization's tax-exept purpose 3 Gross receipts fro activities that are not an unrelated trade or business under section Tax revenues levied for the organization's benefit and either paid to or expended on its behalf 5 The value of services or facilities furnished by a governental unit to the organization without charge 6 Total. Add lines 1 through 5 7a Aounts included on lines 1, 2, and 3 received fro disqualified persons b Aounts included on lines 2 and 3 received fro other than disqualified persons that exceed the greater of $5, or 1% of the aount on line 13 for the year 27 (b) 28 (c) 29 (d) 21 (e) 211 (f) Total c Add lines 7a and 7b 8 Public support (Subtract line 7c fro line 6.) Section B. Total Support I Calendar year (or fiscal year beginning in) (a) 27 (b) 28 (c) 29 (d) 21 (e) 211 (f) Total 9 Aounts fro line 6 1a Gross incoe fro interest, dividends, payents received on securities loans, rents, royalties and incoe fro siilar sources b Unrelated business taxable incoe (less section 511 taxes) fro businesses acquired after June 3, 1975 c Add lines 1a and 1b 11 Net incoe fro unrelated business activities not included in line 1b, whether or not the business is regularly carried on 12 Other incoe. Do not include gain or loss fro the sale of capital assets (Explain in Part IV.) 13 Total support. (Add lines 9, 1c, 11, and 12.) 14 First five years. If the For 99 is for the organization's first, second, third, fourth, or fifth tax year as a section 51(c)(3) organization, check this box and stop here Section C. Coputation of Public Support Percentage 15 Public support percentage for 211 (line 8, colun (f) divided by line 13, colun (f)) 16 Public support percentage fro 21 Schedule A, Part III, line 15 Section D. Coputation of Investent Incoe Percentage b WILLIAM J. CLINTON FOUNDATION Investent incoe percentage for 211 (line 1c, colun (f) divided by line 13, colun (f)) Investent incoe percentage fro 21 Schedule A, Part III, line 17 19a 331/3 % support tests If the organization did not check the box on line 14, and line 15 is ore than 3 31/3 %, and line 17 is not ore than 3 31/3 %, check this box and stop here. The organization qualifies as a publicly supported organization 331/3 % support tests If the organization did not check a box on line 14 or line 19a, and line 16 is ore than 3 31/3 %, and line 18 is not ore than 3 31/3 %, check this box and stop here. The organization qualifies as a publicly supported organization 2 Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions Schedule A (For 99 or 99-EZ) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE I I I % % % %

39 WILLIAM J. CLINTON FOUNDATION Schedule A (For 99 or 99-EZ) 211 Page 4 Part IV Suppleental Inforation. Coplete this part to provide the explanations required by Part II, line 1; Part II, line 17a or 17b; and Part III, line 12. Also coplete this part for any additional inforation. (See instructions). ATTACHMENT 1 SCHEDULE A, PART II - OTHER INCOME DESCRIPTION TOTAL LIST RENTAL 8,998. 8,998. MISCELLANEOUS 547, , , , ,7. 2,27,862. GROSS RECEIPTS INVENTORY SALES 1,27,765. 1,25,628. 1,847,883. 1,864,53. 1,116,58. 7,62,359. LIBRARY ADMISSIONS 171, , , , , ,813. CHDI PROGRAM INCOME 154, ,594. 1,956,583. 1,341,87. 36,617. 3,788,335. TOTALS 2,9,624. 1,799,55. 4,372,99. 3,77,981. 1,893, ,864,367. Schedule A (For 99 or 99-EZ) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 18

40 Schedule B (For 99, 99-EZ, or 99-PF) Departent of the Treasury Internal Revenue Service Nae of the organization WILLIAM J. CLINTON FOUNDATION Organization type (check one): I Schedule of Contributors Attach to For 99, For 99-EZ, or For 99-PF. OMB No À¾µµ Eployer identification nuber Filers of: For 99 or 99-EZ Section: 51(c)( 3 ) (enter nuber) organization 4947(a)(1) nonexept charitable trust not treated as a private foundation 527 political organization For 99-PF 51(c)(3) exept private foundation 4947(a)(1) nonexept charitable trust treated as a private foundation 51(c)(3) taxable private foundation Check if your organization is covered by the General Rule or a Special Rule. Note. Only a section 51(c)(7), (8), or (1) organization can check boxes for both the General Rule and a Special Rule. See instructions. General Rule For an organization filing For 99, 99-EZ, or 99-PF that received, during the year, $5, or ore (in oney or property) fro any one contributor. Coplete Parts I and II. Special Rules For a section 51(c)(3) organization filing For 99 or 99-EZ that et the 33 1/3 % support test of the regulations under sections 59(a)(1) and 17(b)(1)(A)(vi) and received fro any one contributor, during the year, a contribution of the greater of (1) $5, or (2) 2% of the aount on (i) For 99, Part VIII, line 1h, or (ii) For 99-EZ, line 1. Coplete Parts I and II. For a section 51(c)(7), (8), or (1) organization filing For 99 or 99-EZ that received fro any one contributor, during the year, total contributions of ore than $1, for use exclusively for religious, charitable, scientific, literary, or educational purposes, or the prevention of cruelty to children or anials. Coplete Parts I, II, and III. For a section 51(c)(7), (8), or (1) organization filing For 99 or 99-EZ that received fro any one contributor, during the year, contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did not total to ore than $1,. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Do not coplete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions of $5, or ore during the year I $ Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (For 99, 99-EZ, or 99-PF), but it ust answer "No" on Part IV, line 2, of its For 99; or check the box on line H of its For 99-EZ or on Part I, line 2, of its For 99-PF, to certify that it does not eet the filing requireents of Schedule B (For 99, 99-EZ, or 99-PF). For Paperwork Reduction Act Notice, see the Instructions for For 99, 99-EZ, or 99-PF. Schedule B (For 99, 99-EZ, or 99-PF) (211) 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 19

41 Schedule B (For 99, 99-EZ, or 99-PF) (211) Page 2 Nae of organization WILLIAM J. CLINTON FOUNDATION Part I Contributors (see instructions). Use duplicate copies of Part I if additional space is needed. Eployer identification nuber (a) No. (b) Nae, address, and ZIP + 4 (c) Total contributions (d) Type of contribution 1 Person Payroll $ 2,168,487. Noncash (Coplete Part II if there is a noncash contribution.) (a) No. (b) Nae, address, and ZIP + 4 (c) Total contributions (d) Type of contribution 2 Person Payroll $ 8,19,633. Noncash (Coplete Part II if there is a noncash contribution.) (a) No. (b) Nae, address, and ZIP + 4 (c) Total contributions (d) Type of contribution 3 Person Payroll $ 3,5,. Noncash (Coplete Part II if there is a noncash contribution.) (a) No. (b) Nae, address, and ZIP + 4 (c) Total contributions (d) Type of contribution 4 Person Payroll $ 12,589,4. Noncash (Coplete Part II if there is a noncash contribution.) (a) No. (b) Nae, address, and ZIP + 4 (c) Total contributions (d) Type of contribution 5 Person Payroll $ 1,5,. Noncash (Coplete Part II if there is a noncash contribution.) (a) No. (b) Nae, address, and ZIP + 4 (c) Total contributions (d) Type of contribution 6 Person Payroll $ 5,345,971. Noncash (Coplete Part II if there is a noncash contribution.) Schedule B (For 99, 99-EZ, or 99-PF) (211) 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 2

42 Schedule B (For 99, 99-EZ, or 99-PF) (211) Page 2 Nae of organization WILLIAM J. CLINTON FOUNDATION Part I Contributors (see instructions). Use duplicate copies of Part I if additional space is needed. Eployer identification nuber (a) No. (b) Nae, address, and ZIP + 4 (c) Total contributions (d) Type of contribution 7 Person Payroll $ 1,83,55. Noncash (Coplete Part II if there is a noncash contribution.) (a) No. (b) Nae, address, and ZIP + 4 (c) Total contributions (d) Type of contribution 8 Person Payroll $ 1,75,. Noncash (Coplete Part II if there is a noncash contribution.) (a) No. (b) Nae, address, and ZIP + 4 (c) Total contributions (d) Type of contribution 9 Person Payroll $ 1,339,39. Noncash (Coplete Part II if there is a noncash contribution.) (a) No. (b) Nae, address, and ZIP + 4 (c) Total contributions (d) Type of contribution $ Person Payroll Noncash (Coplete Part II if there is a noncash contribution.) (a) No. (b) Nae, address, and ZIP + 4 (c) Total contributions (d) Type of contribution $ Person Payroll Noncash (Coplete Part II if there is a noncash contribution.) (a) No. (b) Nae, address, and ZIP + 4 (c) Total contributions (d) Type of contribution $ Person Payroll Noncash (Coplete Part II if there is a noncash contribution.) Schedule B (For 99, 99-EZ, or 99-PF) (211) 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 21

43 Schedule B (For 99, 99-EZ, or 99-PF) (211) Page 3 Nae of organization Eployer identification nuber WILLIAM J. CLINTON FOUNDATION Part II Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed (a) No. fro Part I (b) Description of noncash property given (c) FMV (or estiate) (see instructions) (d) Date received $ (a) No. fro Part I (b) Description of noncash property given (c) FMV (or estiate) (see instructions) (d) Date received $ (a) No. fro Part I (b) Description of noncash property given (c) FMV (or estiate) (see instructions) (d) Date received $ (a) No. fro Part I (b) Description of noncash property given (c) FMV (or estiate) (see instructions) (d) Date received $ (a) No. fro Part I (b) Description of noncash property given (c) FMV (or estiate) (see instructions) (d) Date received $ (a) No. fro Part I (b) Description of noncash property given (c) FMV (or estiate) (see instructions) (d) Date received $ Schedule B (For 99, 99-EZ, or 99-PF) (211) 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 22

44 Schedule B (For 99, 99-EZ, or 99-PF) (211) Page 4 Nae of organization Eployer identification nuber Part III (a) No. fro Part I WILLIAM J. CLINTON FOUNDATION Exclusively religious, charitable, etc., individual contributions to section 51(c)(7), (8), or (1) organizations that total ore than $1, for the year. Coplete coluns (a) through (e) and the following line entry. For organizations copleting Part III, enter the total of exclusively religious, charitable, etc., contributions of $1, or less for the year. (Enter this inforation once. See instructions.) I$ Use duplicate copies of Part III if additional space is needed. (b) Purpose of gift (c) Use of gift (d) Description of how gift is held (e) Transfer of gift Transferee's nae, address, and ZIP + 4 Relationship of transferor to transferee (a) No. fro Part I (b) Purpose of gift (c) Use of gift (d) Description of how gift is held (e) Transfer of gift Transferee's nae, address, and ZIP + 4 Relationship of transferor to transferee (a) No. fro Part I (b) Purpose of gift (c) Use of gift (d) Description of how gift is held (e) Transfer of gift Transferee's nae, address, and ZIP + 4 Relationship of transferor to transferee (a) No. fro Part I (b) Purpose of gift (c) Use of gift (d) Description of how gift is held (e) Transfer of gift Transferee's nae, address, and ZIP + 4 Relationship of transferor to transferee Schedule B (For 99, 99-EZ, or 99-PF) (211) 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 23

45 SCHEDULE D OMB No Suppleental Financial Stateents (For 99) ICoplete if the organization answered "Yes," to For 99, À¾µµ Part IV, line 6, 7, 8, 9, 1, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b. Open to Public Departent of the Treasury Internal Revenue Service IAttach to For 99. ISee separate instructions. Inspection Nae of the organization Eployer identification nuber WILLIAM J. CLINTON FOUNDATION Part I Organizations Maintaining Donor Advised Funds or Other Siilar Funds or Accounts. Coplete if the organization answered "Yes" to For 99, Part IV, line (a) Donor advised funds (b) Funds and other accounts Total nuber at end of year Aggregate contributions to (during year) Aggregate grants fro (during year) Aggregate value at end of year Did the organization infor all donors and donor advisors in writing that the assets held in donor advised funds are the organization s property, subject to the organization's exclusive legal control? Yes Did the organization infor all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring iperissible private benefit? Yes Conservation Easeents. Coplete if the organization answered "Yes" to For 99, Part IV, line 7. Part II 1 Purpose(s) of conservation easeents held by the organization (check all that apply) a b c d Preservation of land for public use (e.g., recreation or education) Protection of natural habitat Preservation of open space Preservation of an historically iportant land area Preservation of a certified historic structure Coplete lines 2a through 2d if the organization held a qualified conservation contribution in the for of a conservation easeent on the last day of the tax year. Held at the End of the Tax Year Total nuber of conservation easeents 2a Total acreage restricted by conservation easeents 2b Nuber of conservation easeents on a certified historic structure included in (a) 2c Nuber of conservation easeents included in (c) acquired after 8/17/6, and not on a historic structure listed in the National Register 2d Nuber of conservation easeents odified, transferred, released, extinguished, or terinated by the organization during the tax year I Nuber of states where property subject to conservation easeent is located I Does the organization have a written policy regarding the periodic onitoring, inspection, handling of violations, and enforceent of the conservation easeents it holds? Yes Staff and volunteer hours devoted to onitoring, inspecting, and enforcing conservation easeents during the year I 7 Aount of expenses incurred in onitoring, inspecting, and enforcing conservation easeents during the year I $ 8 Does each conservation easeent reported on line 2(d) above satisfy the requireents of section 17(h)(4)(B) (i) and section 17(h)(4)(B)(ii)? Yes 9 In Part IV, describe how the organization reports conservation easeents in its revenue and expense stateent, and balance sheet, and include, if applicable, the text of the footnote to the organization s financial stateents that describes the organization s accounting for conservation easeents. Part III Organizations Maintaining Collections of Art, Historical Treasures, or Other Siilar Assets. Coplete if the organization answered "Yes" to For 99, Part IV, line 8. 1a If the organization elected, as peritted under SFAS 116 (ASC 958), not to report in its revenue stateent and balance sheet works of art, historical treasures, or other siilar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part IV, the text of the footnote to its financial stateents that describes these ites. b If the organization elected, as peritted under SFAS 116 (ASC 958), to report in its revenue stateent and balance sheet works of art, historical treasures, or other siilar assets held for public exhibition, education, or research in furtherance of public service, provide the following aounts relating to these ites: (i) Revenues included in For 99, Part VIII, line 1 I$ (ii) Assets included in For 99, Part I $ 2 If the organization received or held works of art, historical treasures, or other siilar assets for financial gain, provide the following aounts required to be reported under SFAS 116 (ASC 958) relating to these ites: a Revenues included in For 99, Part VIII, line 1 I$ Assets included in For 99, Part b I $ For Paperwork Reduction Act Notice, see the Instructions for For 99. Schedule D (For 99) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 24 No No No No

46 WILLIAM J. CLINTON FOUNDATION Schedule D (For 99) 211 Page 2 Part III Organizations Maintaining Collections of Art, Historical Treasures, or Other Siilar Assets (continued) 3 a b c 4 5 Using the organization's acquisition, accession, and other records, check any of the following that are a significant use of its collection ites (check all that apply): Public exhibition Scholarly research d e Loan or exchange progras Other Preservation for future generations Provide a description of the organization's collections and explain how they further the organization's exept purpose in Part IV. During the year, did the organization solicit or receive donations of art, historical treasures, or other siilar assets to be sold to raise funds rather than to be aintained as part of the organization's collection? Yes No Escrow and Custodial Arrangeents. Coplete if the organization answered "Yes" to For 99, Part IV, line 9, or reported an aount on For 99, Part, line 21. Part IV 1a b c d e f 2a b Part V 1a b c d e f g 2 a b c 3a b Is the organization an agent, trustee, custodian or other interediary for contributions or other assets not included on For 99, Part? Yes If "Yes," explain the arrangeent in Part IV and coplete the following table: Aount Beginning balance 1c Additions during the year 1d Distributions during the year 1e Ending balance 1f Did the organization include an aount on For 99, Part, line 21? If "Yes," explain the arrangeent in Part IV. Endowent Funds. Coplete if the organization answered "Yes" to For 99, Part IV, line 1. 4 Part VI 1a b c d e Beginning of year balance Contributions Net investent earnings, gains, and losses Grants or scholarships Other expenditures for facilities and progras Adinistrative expenses End of year balance (a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back -36, , , , , ,26. 26, ,31. I I I Yes No Provide the estiated percentage of the current year end balance (line 1g, colun (a)) held as: Board designated or quasi-endowent % Peranent endowent % Teporarily restricted endowent % The percentages in lines 2a, 2b, and 2c should equal 1%. Are there endowent funds not in the possession of the organization that are held and adinistered for the organization by: (i) unrelated organizations (ii) related organizations If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? Describe in Part IV the intended uses of the organization's endowent funds. Land, Buildings, and Equipent. See For 99, Part, line 1. Description of property Land Buildings Leasehold iproveents Equipent Other 34,26. 26, , ,51. 5,. (a) Cost or other basis (investent) (b) Cost or other basis (other) Total. Add lines 1a through 1e. (Colun (d) ust equal For 99, Part, colun (B), line 1(c).) (c) Accuulated depreciation I Yes 3a(i) 3a(ii) 3b (d) Book value 943, , ,76, ,4, ,666,163. 3,325,51. 1,92,395. 1,45,16. No No 112,14,959. Schedule D (For 99) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 25

47 WILLIAM J. CLINTON FOUNDATION Schedule D (For 99) 211 Page 3 Part VII Investents - Other Securities. See For 99, Part, line 12. (a) Description of security or category (including nae of security) (1) Financial derivatives (2) Closely-held equity interests (3) Other (A) (B) (C) (D) (E) (F) (G) (H) (I) Total. (Colun (b) ust equal For 99, Part, col. (B) line 12.) Part VIII (1) (2) (3) (4) (5) (6) (7) (8) (9) (1) I (b) Book value Investents - Progra Related. See For 99, Part, line 13. (c) Method of valuation: Cost or end-of-year arket value (a) Description of investent type (b) Book value (c) Method of valuation: Cost or end-of-year arket value Total. (Colun (b) ust equal For 99, Part, col. (B) line 13.) Part I (1) (2) (3) (4) (5) (6) (7) (8) (9) (1) I Other Assets. See For 99, Part, line 15. (a) Description Total. (Colun (b) ust equal For 99, Part, col. (B) line 15.) I Part Other Liabilities. See For 99, Part, line (a) Description of liability (b) Book value (1) Federal incoe taxes (2) FUNDS DUE TO RELATED ORGS., NET 7,389,18. (3) (4) (5) (6) (7) (8) (9) (1) (11) Total. (Colun (b) ust equal For 99, Part, col. (B) line 25.) 7,389,18. I (b) Book value 2. FIN 48 (ASC 74) Footnote. In Part IV, provide the text of the footnote to the organization's financial stateents that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 74). 1E Schedule D (For 99) 211 D6RIB K925 11/13/212 9:14:36 AM V PAGE 26

48 WILLIAM J. CLINTON FOUNDATION Schedule D (For 99) 211 Page 4 Part I Reconciliation of Change in Net Assets fro For 99 to Audited Financial Stateents 1 Total revenue (For 99, Part VIII, colun (A), line 12) 1 57,147, Total expenses (For 99, Part I, colun (A), line 25) 2 57,66, Excess or (deficit) for the year. Subtract line 2 fro line , Net unrealized gains (losses) on investents 4 5 Donated services and use of facilities 5-3, Investent expenses 6 7 Prior period adjustents 7 8 Other (Describe in Part IV.) 8 7,8, Total adjustents (net). Add lines 4 through 8 9 7,76,93. 1 Excess or (deficit) for the year per audited financial stateents. Cobine lines 3 and 9 1 6,617,972. Part II Reconciliation of Revenue per Audited Financial Stateents With Revenue per Return 1 Total revenue, gains, and other support per audited financial stateents 1 69,89,6. 2 Aounts included on line 1 but not on For 99, Part VIII, line 12: a Net unrealized gains on investents 2a b Donated services and use of facilities 2b 478,119. c Recoveries of prior year grants 2c d Other (Describe in Part IV.) 2d 12,183,18. e Add lines 2a through 2d 2e 12,661, Subtract line 2e fro line ,147, Aounts included on For 99, Part VIII, line 12, but not on line 1: a Investent expenses not included on For 99, Part VIII, line 7b 4a b Other (Describe in Part IV.) 4b c Add lines 4a and 4b 4c 5 Total revenue. Add lines 3 and 4c. (This ust equal For 99, Part I, line 12.) 5 57,147,869. Part III Reconciliation of Expenses per Audited Financial Stateents With Expenses per Return 1 Total expenses and losses per audited financial stateents 1 63,191,34. 2 Aounts included on line 1 but not on For 99, Part I, line 25: a Donated services and use of facilities 2a 481,841. b Prior year adjustents 2b c Other losses 2c d Other (Describe in Part IV.) 2d 5,12,366. e Add lines 2a through 2d 2e 5,584,27. 3 Subtract line 2e fro line ,66, Aounts included on For 99, Part I, line 25, but not on line 1: a Investent expenses not included on For 99, Part VIII, line 7b 4a b Other (Describe in Part IV.) 4b c Add lines 4a and 4b 4c 5 Total expenses. Add lines 3 and 4c. (This ust equal For 99, Part I, line 18.) 5 57,66,827. Part IV Suppleental Inforation Coplete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part IV, lines 1b and 2b; Part V, line 4; Part, line 2; Part I, line 8; Part II, lines 2d and 4b; and Part III, lines 2d and 4b. Also coplete this part to provide any additional inforation. SEE PAGE 5 Schedule D (For 99) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 27

49 WILLIAM J. CLINTON FOUNDATION Part IV Suppleental Inforation (continued) Schedule D (For 99) 211 Page 5 REVENUE RECONCILIATION FORM 99, SCHEDULE D, PART II, LINE 2D COST OF GOODS SOLD $429,98 DIRECT FUNDRAISING EPENSE $4,673,268 REVENUES FROM/EPENSES TO ENTITIES INCLUDED IN THE CONSOLIDATED AND AUDITED FINANCIAL STATEMENTS BUT FILING SEPARATE 99S $7,8, TOTAL $12,183,18 EPENSE RECONCILIATION FORM 99, SCHEDULE D, PART III, LINE 2D COST OF GOODS SOLD $429,98 DIRECT FUNDRAISING EPENSE $4,673, TOTAL $5,12,366 INTENDED USES OF ENDOWMENT FUNDS FORM 99, SCHEDULE D, PART V, LINE 4 THE INTENDED USE OF THE ENDOWMENT FUND IS TO SUPPORT BRINGING SPEAKERS TO THE CLINTON PRESIDENTIAL CENTER. Schedule D (For 99) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 28

50 WILLIAM J. CLINTON FOUNDATION Part IV Suppleental Inforation (continued) Schedule D (For 99) 211 Page 5 RECONCILIATION OF CHANGE IN NET ASSETS FORM 99, SCH D, PART I, LINE 8 REVENUES FROM/EPENSES TO ENTITIES INCLUDED IN THE CONSOLIDATED AND AUDITED FINANCIAL STATEMENTS BUT FILING SEPARATE 99S $7,8,652 Schedule D (For 99) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 29

51 SCHEDULE F (For 99) Stateent of Activities Outside the United States ICoplete if the organization answered "Yes" to For 99, Part IV, line 14b, 15, or 16. OMB No À¾µµ IAttach to For 99. Open to Public I See separate instructions. Departent of the Treasury Internal Revenue Service Inspection Nae of the organization Eployer identification nuber WILLIAM J. CLINTON FOUNDATION Part I General Inforation on Activities Outside the United States. Coplete if the organization answered "Yes" to For 99, Part IV, line 14b. 1 2 For grantakers. Does the organization aintain records to substantiate the aount of its grants and other assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance? Yes No For grantakers. Describe in Part V the organization's procedures for onitoring the use of its grants and other assistance outside the United States. 3 Activities per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.) (a) Region (b) Nuber of offices in the region (c) Nuber of eployees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, progra services, investents, grants to recipients located in the region) (e) If activity listed in (d) is a progra service, describe specific type of service(s) in region (f) Total expenditures for and investents in region (1) (2) (3) (4) (5) (6) (7) (8) CENTRAL AMERICA/CARIBBEAN PROGRAM SERVICES CLIMATE, ECON DVLPMNT 2,226,. EAST ASIA AND THE PACIFIC PROGRAM SERVICES CLIMATE 3,53,. EUROPE PROGRAM SERVICES CLIMATE 292,. MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES CLIMATE 33,. NORTH AMERICA PROGRAM SERVICES CLIMATE 76,921. SOUTH AMERICA PROGRAM SERVICES CLIMATE, ECON DVLPMNT 5,85,. SOUTH ASIA 2. PROGRAM SERVICES CLIMATE 128,. SUB-SAHARAN AFRICA PROGRAM SERVICES CLIMATE, ECON DVLPMNT 2,735,. (9) (1) (11) (12) (13) (14) (15) (16) (17) 3a b Sub-total Total fro continuation sheets to Part I Totals (add lines 3a and 3b) ,348,921. c ,348,921. For Paperwork Reduction Act Notice, see the Instructions for For 99. Schedule F (For 99) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 3

52 WILLIAM J. CLINTON FOUNDATION Schedule F (For 99) 211 Page 2 Part II 1 Grants and Other Assistance to Organizations or Entities Outside the United States. Coplete if the organization answered "Yes" to For 99, Part IV, line 15, for any recipient who received ore than $5,. Check this box if no one recipient received ore than $5, Part II can be duplicated if additional space is needed. (a) Nae of organization (b) IRS code section and EIN (if applicable) (c) Region (d) Purpose of grant (e) Aount of cash grant (f) Manner of cash disburseent (g) Aount of non-cash assistance (h) Description of non-cash assistance I (i) Method of valuation (book, FMV, appraisal, other) (1) (2) (3) (4) (5) (6) (7) (8) SOUTH AMERICA PROGRAM SERV 76,868. BANK WIRE NA NA SOUTH AMERICA PROGRAM SERV 22,959. BANK WIRE NA NA SOUTH AMERICA PROGRAM SERV 621,128. BANK WIRE NA NA SOUTH AMERICA PROGRAM SERV 194,44. BANK WIRE NA NA CENT. AMERICA/CARIBBEAN PROGRAM SERV 5,. BANK WIRE NA NA SOUTH AMERICA PROGRAM SERV 99,447. BANK WIRE NA NA SOUTH AMERICA PROGRAM SERV 516,88. BANK WIRE NA NA SOUTH AMERICA PROGRAM SERV 5,562. BANK WIRE NA NA (9) (1) (11) (12) (13) (14) (15) (16) 2 Enter total nuber of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exept by the IRS, or for which the grantee or counsel has provided a section 51(c)(3) equivalency letter 3 Enter total nuber of other organizations or entities I 8. Schedule F (For 99) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 31

53 WILLIAM J. CLINTON FOUNDATION Schedule F (For 99) 211 Page 3 Part III Grants and Other Assistance to Individuals Outside the United States. Coplete if the organization answered "Yes" to For 99, Part IV, line 16. Part III can be duplicated if additional space is needed. (a) Type of grant or assistance (b) Region (c) Nuber of recipients (d) Aount of cash grant (e) Manner of cash disburseent (f) Aount of non-cash assistance (g) Description of non-cash assistance (h) Method of valuation (book, FMV, appraisal, other) (1) (2) (3) (4) (5) (6) (7) (8) (9) (1) (11) (12) (13) (14) (15) (16) (17) (18) Schedule F (For 99) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 32

54 WILLIAM J. CLINTON FOUNDATION Schedule F (For 99) 211 Page 4 Part IV Foreign Fors 1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization ay be required to file For 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for For 926) Yes No 2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization ay be required to file For 352, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or For 352-A, Annual Inforation Return of Foreign Trust With a U.S. Owner (see Instructions for Fors 352 and 352-A) Yes No 3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization ay be required to file For 5471, Inforation Return of U.S. Persons With Respect To Certain Foreign Corporations. (see Instructions for For 5471) Yes No 4 Was the organization a direct or indirect shareholder of a passive foreign investent copany or a qualified electing fund during the tax year? If "Yes," the organization ay be required to file For 8621, Inforation Return by a Shareholder of a Passive Foreign Investent Copany or Qualified Electing Fund. (see Instructions for For 8621) Yes No 5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization ay be required to file For 8865, Return of U.S. Persons With Respect To Certain Foreign Partnerships. (see Instructions for For 8865) Yes No 6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization ay be required to file For 5713, International Boycott Report (see Instructions for For 5713) Yes No Schedule F (For 99) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 33

55 Schedule F (For 99) 211 Page 5 Part V Suppleental Inforation Coplete this part to provide the inforation required by Part I, line 2 (onitoring of funds); Part I, line 3, colun (f) (accounting ethod; aounts of investents vs. expenditures per region); Part II, line 1 (accounting ethod); Part III (accounting ethod); and Part III, colun (c) (estiated nuber of recipients), as applicable. Also coplete this part to provide any additional inforation (see instructions). MONITORING PROCEDURES FOR USE OF GRANT FUNDS FORM 99, SCHEDULE F, PART I, LINE 2 WILLIAM J. CLINTON FOUNDATION THE ORGANIZATION REQUIRES A FINAL REPORT FROM ALL GRANT RECIPIENTS DETAILING THE USE OF GRANT FUNDS. THE RELEVANT GROUP INITIATIVE WITHIN THE FOUNDATION REVIEWS THESE REPORTS FOR PROPER USE OF GRANT FUNDS AND CONTINUED FUNDING. 1E Schedule F (For 99) 211 D6RIB K925 11/13/212 9:14:36 AM V PAGE 34

56 SCHEDULE G Suppleental Inforation Regarding Fundraising or Gaing Activities OMB No À¾µµ (For 99 or 99-EZ) Coplete if the organization answered "Yes" to For 99, Part IV, lines 17, 18, or 19, or if the Open to Public Departent of the Treasury organization entered ore than $15, on For 99-EZ, line 6a. Internal Revenue Service Attach to For 99 or For 99-EZ. See separate instructions. Inspection Nae of the organization I I Eployer identification nuber WILLIAM J. CLINTON FOUNDATION Part I Fundraising Activities. Coplete if the organization answered "Yes" to For 99, Part IV, line 17. For 99-EZ filers are not required to coplete this part. 1 Indicate whether the organization raised funds through any of the following activities. Check all that apply. a b c d Mail solicitations Internet and eail solicitations Phone solicitations In-person solicitations e f g Solicitation of non-governent grants Solicitation of governent grants Special fundraising events 2 a Did the organization have a written or oral agreeent with any individual (including officers, directors, trustees or key eployees listed in For 99, Part VII) or entity in connection with professional fundraising services? Yes No b If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreeents under which the fundraiser is to be copensated at least $5, by the organization. (i) Nae and address of individual or entity (fundraiser) (ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts fro activity (v) Aount paid to (or retained by) fundraiser listed in col. (i) (vi) Aount paid to (or retained by) organization Yes No 1 AMERICAN MARKETING & COMMUNICATIONS CORP DIRECT MARKETING 525,. 75,. 45,. 2 M&R STRATEGIES MARKETING 1,25,. 18,. 1,142, Total I 1,775,. 183,. 1,592,. 3 List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exept fro registration or licensing. AL,AK,AZ,AR,CA,CO,CT,FL,GA,HI,IL,IN, KS,KY,LA,ME,MD,MA,MI,MN,MS,MO,NV,NH,NJ,NM,NY,NC,ND,OH, OK,OR,PA,RI,SC,TN,VT,WA,WV,WI, Paperwork Reduction Act Notice, see the Instructions for For 99 or 99-EZ. Schedule G (For 99 or 99-EZ) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 35

57 Schedule G (For 99 or 99-EZ) 211 Page 2 Part II Fundraising Events. Coplete if the organization answered "Yes" to For 99, Part IV, line 18, or reported ore than $15, of fundraising event contributions and gross incoe on For 99-EZ, lines 1 and 6b. List events with gross receipts greater than $5,. Revenue Direct Expenses Part III Revenue Direct Expenses 9 a b Gross receipts Less: Charitable contributions Gross incoe (line 1 inus line 2) Cash prizes Noncash prizes Rent/facility costs Food and beverages Entertainent (a) Event #1 (b) Event #2 (c) Other Events (event type) (event type) (total nuber) (d) Total events (add col. (a) through col. (c)) Other direct expenses 62,291. 2,372,86. 2,435,97. Direct expense suary. Add lines 4 through 9 in colun (d) ( 4,673,268. ) Net incoe suary. Cobine line 3, colun (d), and line 1 Gaing. Coplete if the organization answered "Yes" to For 99, Part IV, line 19, or reported I -1,42,668. ore than $15, on For 99-EZ, line 6a. Gross revenue Cash prizes Noncash prizes Rent/facility costs Other direct expenses Volunteer labor WILLIAM J. CLINTON FOUNDATION (a) Bingo Yes Direct expense suary. Add lines 2 through 5 in colun (d) Net gaing incoe suary. Cobine line 1, colun d, and line 7 MILENNIUM DECADE OF DIFF 1. No (b) Pull tabs/instant bingo/progressive bingo Enter the state(s) in which the organization operates gaing activities: Is the organization licensed to operate gaing activities in each of these states? If "No," explain: 496,. 13,335,. 2,11,. 15,842,. 427,4. 1,151,. 2,11,. 12,589,4. 68,6. 3,184,. 3,252,6. 159, ,. 866, ,713. 1,346,. 1,371,713. (c) Other gaing % Yes % Yes % No No (d) Total gaing (add col. (a) through col. (c)) I ( ) I Yes No 1 a b Were any of the organization's gaing licenses revoked, suspended or terinated during the tax year? If "Yes," explain: Yes No Schedule G (For 99 or 99-EZ) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 36

58 Yes No Yes No Schedule G (For 99 or 99-EZ) 211 Page 3 11 Does the organization operate gaing activities with nonebers? 12 Is the organization a grantor, beneficiary or trustee of a trust or a eber of a partnership or other entity fored to adinister charitable gaing? 13 a b 14 Indicate the percentage of gaing activity operated in: The organization's facility An outside facility 13a 13b Enter the nae and address of the person who prepares the organization's gaing/special events books and records: Nae I Address I WILLIAM J. CLINTON FOUNDATION % % 15 a b c Does the organization have a contract with a third party fro who the organization receives gaing revenue? Yes No If "Yes," enter the aount of gaing revenue received by the organization I$ and the aount of gaing revenue retained by the third party I$. If "Yes," enter nae and address of the third party: Nae I Address I 16 Gaing anager inforation: Nae I Gaing anager copensation I$ Description of services provided I Director/officer Eployee Independent contractor 17 Mandatory distributions: a Is the organization required under state law to ake charitable distributions fro the gaing proceeds to retain the state gaing license? Yes No b Enter the aount of distributions required under state law to be distributed to other exept organizations or spent in the organization's own exept activities during the tax year I$ Part IV Suppleental Inforation. Coplete this part to provide the explanation required by Part I, line 2b, coluns (iii) and (v), and Part III, lines 9, 9b, 1b, 15b, 15c, 16, and 17b, as applicable. Also coplete this part to provide any additional inforation (see instructions). Schedule G (For 99 or 99-EZ) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 37

59 SCHEDULE I (For 99) Grants and Other Assistance to Organizations, Governents, and Individuals in the United States OMB No À¾µµ Coplete if the organization answered "Yes" to For 99, Part IV, line 21 or 22. Open to Public Departent of the Treasury Internal Revenue Service I Attach to For 99. Inspection Nae of the organization Eployer identification nuber WILLIAM J. CLINTON FOUNDATION Part I General Inforation on Grants and Assistance 1 Does the organization aintain records to substantiate the aount of the grants or assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance? Yes 2 Describe in Part IV the organization's procedures for onitoring the use of grant funds in the United States. Part II 1 Grants and Other Assistance to Governents and Organizations in the United States. Coplete if the organization answered "Yes" to For 99, Part IV, line 21, for any recipient that received ore than $5,. Check this box if no one recipient received ore than $5,. Part II can be duplicated if additional space is needed (a) Nae and address of organization or governent (1) ALLIANCE FOR A HEALTHIER GENERATION (b) EIN (c) IRC section if applicable (d) Aount of cash grant (e) Aount of noncash assistance (f) Method of valuation (book, FMV, appraisal, other) (g) Description of non-cash assistance I (h) Purpose of grant or assistance 12 NW NAITO PARKWAY, SUITE (C)(3) 2,374,669. NA NA CHILDHOOD OBESITY (2) CITY OF LITTLE ROCK 5 WEST MARKHAM LITTLE ROCK, AR GOVERNMENT 2,14,899. NA NA PRESIDENTIAL CENTER (3) HENDRI COLLEGE 16 WASHINGTON AVE CONWAY, AR (C)(3) 25,. NA NA EDUCATION (4) No (5) (6) (7) (8) (9) (1) (11) (12) 2 3 Enter total nuber of section 51(c)(3) and governent organizations listed in the line 1 table Enter total nuber of other organizations listed in the line 1 table 3. For Paperwork Reduction Act Notice, see the Instructions for For 99. Schedule I (For 99) (211) 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 38 I

60 WILLIAM J. CLINTON FOUNDATION Schedule I (For 99) (211) Page 2 Part III Grants and Other Assistance to Individuals in the United States. Coplete if the organization answered "Yes" on For 99, Part IV, line 22. Part III can be duplicated if additional space is needed. (a) Type of grant or assistance (b) Nuber of recipients (c) Aount of cash grant (d) Aount of non-cash assistance (e) Method of valuation (book, FMV, appraisal, other) (f) Description of non-cash assistance Part IV Suppleental Inforation. Coplete this part to provide the inforation required in Part I, line 2, and any other additional inforation. PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN THE U.S. FORM 99, SCHEDULE I, PART I THE ORGANIZATION REQUIRES A FINAL REPORT FROM ALL GRANT RECIPIENTS DETAILYNG THE USE OF GRANT FUNDS. THE RELEVANT GROUP INITIATIVE WITHIN THE FOUNDATION REVIEWS THESE REPORTS FOR PROPER USE OF GRANT FUNDS AND CONTINUED FUNDING. Schedule I (For 99) (211) 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 39

61 SCHEDULE J (For 99) Departent of the Treasury Internal Revenue Service Nae of the organization Copensation Inforation OMB No For certain Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees Coplete if the organization answered "Yes" to For 99, I Part IV, line 23. Attach to For 99. See separate instructions. I I À¾µµ Open to Public Inspection Eployer identification nuber WILLIAM J. CLINTON FOUNDATION Part I Questions Regarding Copensation 1a Check the appropriate box(es) if the organization provided any of the following to or for a person listed in For 99, Part VII, Section A, line 1a. Coplete Part III to provide any relevant inforation regarding these ites. First-class or charter travel Travel for copanions Tax indenification and gross-up payents Discretionary spending account Housing allowance or residence for personal use Payents for business use of personal residence Health or social club dues or initiation fees Personal services (e.g., aid, chauffeur, chef) Yes No b If any of the boxes on line 1a are checked, did the organization follow a written policy regarding payent or reiburseent or provision of all of the expenses described above? If "No," coplete Part III to explain 1b 2 Did the organization require substantiation prior to reibursing or allowing expenses incurred by all officers, directors, trustees, and the CEO/Executive Director, regarding the ites checked in line 1a? 2 3 Indicate which, if any, of the following the filing organization used to establish the copensation of the organization's CEO/Executive Director. Check all that apply. Do not check any boxes for ethods used by a related organization to establish copensation of the CEO/Executive Director. Explain in Part III. Copensation coittee Independent copensation consultant For 99 of other organizations Written eployent contract Copensation survey or study Approval by the board or copensation coittee 4 During the year, did any person listed in For 99, Part VII, Section A, line 1a, with respect to the filing organization or a related organization: a Receive a severance payent or change-of-control payent? b Participate in, or receive payent fro, a suppleental nonqualified retireent plan? c Participate in, or receive payent fro, an equity-based copensation arrangeent? If "Yes" to any of lines 4a-c, list the persons and provide the applicable aounts for each ite in Part III. 4a 4b 4c a b a b Only section 51(c)(3) and 51(c)(4) organizations ust coplete lines 5-9. For persons listed in For 99, Part VII, Section A, line 1a, did the organization pay or accrue any copensation contingent on the revenues of: The organization? 5a Any related organization? 5b If "Yes" to line 5a or 5b, describe in Part III. For persons listed in For 99, Part VII, Section A, line 1a, did the organization pay or accrue any copensation contingent on the net earnings of: The organization? 6a Any related organization? 6b If "Yes" to line 6a or 6b, describe in Part III. For persons listed in For 99, Part VII, Section A, line 1a, did the organization provide any non-fixed payents not described in lines 5 and 6? If "Yes," describe in Part III 7 8 Were any aounts reported in For 99, Part VII, paid or accrued pursuant to a contract that was subject to the initial contract exception described in Regulations section (a)(3)? If "Yes," describe in Part III 8 9 If "Yes" to line 8, did the organization also follow the rebuttable presuption procedure described in Regulations section (c)? 9 For Paperwork Reduction Act Notice, see the Instructions for For 99. Schedule J (For 99) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 4

62 WILLIAM J. CLINTON FOUNDATION Schedule J (For 99) 211 Page 2 Part II Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees. Use duplicate copies if additional space is needed. For each individual whose copensation ust be reported in Schedule J, report copensation fro the organization on row (i) and fro related organizations, described in the instructions, on row (ii). Do not list any individuals that are not listed on For 99, Part VII. Note. The su of coluns (B)(i)-(iii) for each listed individual ust equal the total aount of For 99, Part VII, Section A, line 1a, applicable colun (D) and (E) aounts for that individual E (A) Nae (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (B) Breakdown of W-2 and/or 199-MISC copensation (i) Base copensation (ii) Bonus & incentive copensation (iii) Other reportable copensation (C) Retireent and other deferred copensation (D) Nontaxable benefits (E) Total of coluns (B)(i)-(D) (F) Copensation reported as deferred in prior For 99 BRUCE R LINDSEY ANDREW KESSEL MARK DUNKELMAN VALERIE ALEANDER (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) 287, , ,5. 131,7. 125,743. 3,. 2,. 3,. 3,. 17,472. 9,637. 7,77. 7,43. 7,8. 14,63. 17,54. 15, , , , , , , ,56. THERESE SHERIDAN Schedule J (For 99) 211 D6RIB K925 11/13/212 9:14:36 AM V PAGE 41

63 WILLIAM J. CLINTON FOUNDATION Schedule J (For 99) 211 Part III Suppleental Inforation Coplete this part to provide the inforation, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also coplete this part for any additional inforation. REIMBURSEMENT POLICIES FORM 99, SCHEDULE J, LINES 1A, 1B, & 2 WHILE THE ORGANIZATION DOES NOT HAVE A WRITTEN POLICY AT THIS TIME, IT DOES HAVE STANDARDS AND A PROCESS FOR DETERMINING THE BONA FIDES OF SPOUSAL TRAVEL FOR BUSINESS PURPOSES. NO TAABLE SPOUSAL TRAVEL OCCURRED DURING 211. IN THE EVENT TRAVEL OCCURRED, THE AMOUNT DETERMINED TO BE TAABLE WOULD BE INCLUDED IN THE RECIPIENT'S FORM W-2. IN ADDITION, AS NOTED ON SCHEDULE J LINE 2, THE ORGANIZATION DOES REQUIRE SUBSTANTIATION OF SUCH EPENSES PRIOR TO REIMBURSING OR ALLOWING EPENSES. Page 3 Schedule J (For 99) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 42

64 OMB No SCHEDULE M (For 99) I Noncash Contributions Coplete if the organizations answered "Yes" on For À¾µµ 99, IPart IV, lines 29 or 3. Open To Public Departent of the Treasury Internal Revenue Service Attach to For 99. Inspection Nae of the organization Eployer identification nuber WILLIAM J. CLINTON FOUNDATION Part I Types of Property (a) (b) (c) (d) Check if Nuber of contributions or Noncash contribution Method of deterining aounts reported on applicable ites contributed noncash contribution aounts For 99, Part VIII, line 1g Art - Works of art Art - Historical treasures Art - Fractional interests Books and publications Clothing and household goods Cars and other vehicles Boats and planes Intellectual property Securities - Publicly traded Securities - Closely held stock Securities - Partnership, LLC, or trust interests Securities - Miscellaneous Qualified conservation contribution - Historic structures Qualified conservation contribution - Other Real estate - Residential Real estate - Coercial Real estate - Other Collectibles Food inventory Drugs and edical supplies Taxidery Historical artifacts Scientific speciens Archeological artifacts Other ( Other ( OtherI( Other ( I ) ) ) ) 29 Nuber of Fors 8283 received by the organization during the tax year for contributions for which the organization copleted For 8283, Part IV, Donee Acknowledgeent 29 3 a b ,671. STOCK MARKET QUOTE During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it ust hold for at least three years fro the date of the initial contribution, and which is not required to be used for exept purposes for the entire holding period? If "Yes," describe the arrangeent in Part II. Does the organization have a gift acceptance policy that requires the review of any non-standard contributions? a Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash contributions? b If "Yes," describe in Part II. 33 If the organization did not report an aount in colun (c) for a type of property for which colun (a) is checked, describe in Part II. For Paperwork Reduction Act Notice, see the Instructions for For 99. Schedule M (For 99) (211) 3a 32a Yes No 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 43

65 Schedule M (For 99) (211) Page 2 Part II WILLIAM J. CLINTON FOUNDATION Suppleental Inforation. Coplete this part to provide the inforation required by Part I, lines 3b, 32b, and 33. Also coplete this part for any additional inforation. Schedule M (For 99) (211) 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 44

66 SCHEDULE O (For 99 or 99-EZ) Departent of the Treasury Internal Revenue Service Nae of the organization Suppleental Inforation to For 99 or 99-EZ Coplete to provide inforation for responses to specific questions on For 99 or 99-EZ or to provide any additional inforation. Attach to For 99 or 99-EZ. I OMB No À¾µµ Open to Public Inspection Eployer identification nuber WILLIAM J. CLINTON FOUNDATION PROGRAM SERVICE ACCOMPLISHMENTS FORM 99, PART III, LINES 4A - 4D ABOUT THE CLINTON FOUNDATION BUILDING ON A LIFETIME OF PUBLIC SERVICE, PRESIDENT BILL CLINTON ESTABLISHED THE WILLIAM J. CLINTON FOUNDATION WITH THE MISSION TO IMPROVE GLOBAL HEALTH, STRENGTHEN ECONOMIES, PROMOTE HEALTHIER CHILDHOODS, AND PROTECT THE ENVIRONMENT BY FOSTERING PARTNERSHIPS AMONG GOVERNMENTS, BUSINESSES, NONGOVERNMENTAL ORGANIZATIONS (NGOS), AND PRIVATE CITIZENS. PRESIDENT CLINTON'S VISION AND LEADERSHIP HAVE RESULTED IN 4.5 MILLION PEOPLE BENEFITING FROM LIFESAVING HIV/AIDS TREATMENT; MORE THAN 14, U.S. SCHOOLS BUILDING HEALTHIER LEARNING ENVIRONMENTS; MORE THAN 26, MICRO-ENTREPRENEURS, SMALL BUSINESS OWNERS, AND SMALLHOLDER FARMERS IMPROVING THEIR LIVELIHOODS AND COMMUNITIES; AND MORE THAN 2 MILLION TONS OF GREENHOUSE GASES CUT OR ABATED IN SOME OF THE WORLD'S LARGEST CITIES. AND PRESIDENT CLINTON HAS REDEFINED THE WAY WE THINK ABOUT GIVING AND PHILANTHROPY THROUGH HIS CLINTON GLOBAL INITIATIVE, WHOSE MEMBERS HAVE MADE MORE THAN 2,1 COMMITMENTS THAT HAVE ALREADY IMPROVED THE LIVES OF NEARLY 4 MILLION PEOPLE IN MORE THAN 18 COUNTRIES. SEPARATE INITIATIVES ADDRESS TARGETED CHALLENGES WITHIN THE FOUNDATION'S FOUR AREAS OF FOCUS. WHILE EACH HAS A UNIQUE MISSION, THEY ALL REFLECT PRESIDENT CLINTON'S FOUNDING VISION: TO IMPLEMENT SUSTAINABLE SOLUTIONS THAT IMPROVE ACCESS WORLDWIDE TO INVESTMENT, OPPORTUNITY, AND LIFESAVING For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for For 99 or 99-EZ. Schedule O (For 99 or 99-EZ) (211) 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 45

67 Schedule O (For 99 or 99-EZ) 211 Page 2 Nae of the organization Eployer identification nuber WILLIAM J. CLINTON FOUNDATION SERVICES, AND TO ENSURE PEOPLE AND COMMUNITIES CAN ULTIMATELY TAKE CONTROL OF THEIR OWN FUTURES. 211 INITIATIVE ACTIVITY THE CLINTON CLIMATE INITIATIVE (CCI) IS IMPLEMENTING PROGRAMS THAT CREATE AND ADVANCE SOLUTIONS TO THE CORE PROBLEMS DRIVING CLIMATE CHANGE. IN ADDITION TO ADDRESSING CLIMATE CHANGE, CCI'S PROGRAMS ARE ALSO HELPING TO REDUCE OUR RELIANCE ON OIL, THUS SAVING MONEY FOR INDIVIDUALS AND GOVERNMENTS, CREATING JOBS, AND GROWING ECONOMIES. IN PARTNERSHIP WITH THE C4 CLIMATE LEADERSHIP GROUP (C4), CCI FOCUSES ON HELPING LARGE CITIES REDUCE THEIR CARBON EMISSIONS. IN 211, CCI AND THE C4 FORMED A CLOSER ALLIANCE, POSITIONING THE COMBINED EFFORTS AS ONE OF THE PREEMINENT CLIMATE ACTION ORGANIZATIONS IN THE WORLD, AND EPANDED THEIR NETWORK OF CITIES THAT ARE IMPLEMENTING SUSTAINABLE CLIMATE-RELATED POLICIES AND PROGRAMS TO 58 CITIES WORLDWIDE. IN JUNE 211, C4-CCI LAUNCHED THE HYBRID & ELECTRIC BUS TEST PROGRAM IN FOUR LATIN AMERICAN CITIES - BOGOTA, CURITIBA, RIO DE JANERIO, AND SAO PAULO - TO REDUCE THE CARBON FOOTPRINT OF PUBLIC TRANSPORTATION IN LATIN AMERICA AND DEVELOP A MARKET FOR FUEL-EFFICIENT, LOW-CARBON BUSES. OTHER CCI PROGRAMS AIM TO INCREASE ENERGY EFFICIENCY THROUGH BUILDING RETROFITS; TO INCREASE ACCESS TO CLEAN ENERGY TECHNOLOGY AND DEPLOY IT AT THE GOVERNMENT, CORPORATE, AND HOMEOWNER LEVELS; AND TO REVERSE DEFORESTATION BY PRESERVING AND GROWING FORESTS. THROUGH CCI'S BUILDING RETROFIT PROGRAM, THE HOME ENERGY AFFORDABILITY LOAN (HEAL) IN ARKANSAS HAS COMPLETED 65 RESIDENTIAL AUDITS AND 175 RETROFITS. IN 211, CCI WAS INVITED BY THE WHITE HOUSE TO Schedule O (For 99 or 99-EZ) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 46

68 Schedule O (For 99 or 99-EZ) 211 Page 2 Nae of the organization Eployer identification nuber WILLIAM J. CLINTON FOUNDATION ASSIST IN THE DEVELOPMENT OF THE BETTER BUILDINGS CHALLENGE, LAUNCHED BY PRESIDENT OBAMA IN FEBRUARY 211 WITH A GOAL OF MAKING AMERICAN BUILDINGS 3 PERCENT MORE ENERGY EFFICIENT BY 22. AS PART OF THE CHALLENGE, CCI HAS ALSO HELPED TO ADVANCE THE AFL-CIO'S COMMITMENT TO MOBILIZE PENSION FUNDS TO INVEST IN MAKING U.S. INFRASTRUCTURE, INCLUDING BUILDINGS, MORE ENERGY EFFICIENT. IN AN EFFORT TO REVERSE DEFORESTATION, CCI IS WORKING ON 1 SUSTAINABLE FOREST MANAGEMENT PROJECTS, ENCOMPASSING 644, HECTARES OF LAND, WHICH WILL BENEFIT MORE THAN 353, PEOPLE. ALSO DURING 211, CCI'S SECOND CAMBODIAN PROJECT IN SIEM REAP PROVINCE WORKED TO LEGALIZE 35 SMALL COMMUNITY FOREST SITES UNDER THE NATIONAL LAW IN PREPARATION FOR SALE OF CARBON, AND THE REVENUES FROM THESE SALES ARE THEN USED FOR LOCAL COMMUNITY LIVELIHOOD PROJECTS - ALSO BEING PILOTED BY CCI. ADDITIONALLY, CCI'S CLEAN ENERGY PROGRAM WORKED TO ADVISE GOVERNMENTS AND TO COORDINATE WITH BOTH THE SOLAR AND FINANCE INDUSTRIES IN INDIA, SOUTH AFRICA, AUSTRALIA, MOROCCO, CHINA, THE NETHERLANDS, AND MALAYSIA IN 211. THE ALLIANCE FOR A HEALTHIER GENERATION, A PARTNERSHIP BETWEEN THE CLINTON FOUNDATION AND THE AMERICAN HEART ASSOCIATION, IS LEADING THE CHARGE AGAINST THE CHILDHOOD OBESITY EPIDEMIC BY ENGAGING DIRECTLY WITH INDUSTRY LEADERS, EDUCATORS, PARENTS, DOCTORS, AND KIDS THEMSELVES. THE GOAL OF THE ALLIANCE IS TO REDUCE THE NATIONWIDE PREVALENCE OF CHILDHOOD OBESITY BY 215. IN 211, THE ALLIANCE'S HEALTHY SCHOOLS PROGRAM REACHED ENROLLMENT WITH 14, SCHOOLS ACROSS ALL 5 STATES AND LAUNCHED A NEW PROGRAM INCREASING PHYSICALLY ACTIVE AFTERSCHOOL PROGRAMS IN SCHOOLS AND Schedule O (For 99 or 99-EZ) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 47

69 Schedule O (For 99 or 99-EZ) 211 Page 2 Nae of the organization Eployer identification nuber WILLIAM J. CLINTON FOUNDATION COMMUNITIES, FOLLOWING THE ALLIANCE'S HEALTHY OUT-OF-SCHOOL TIME FRAMEWORK. IN 211, THE ALLIANCE ALSO LAUNCHED A NEW MULTI-INDUSTRY VOLUNTARY AGREEMENT, WHICH BROUGHT TOGETHER 7 COMPANIES INCLUDING LEADING FOOD MANUFACTURERS, GROUP PURCHASING ORGANIZATIONS, AND TECHNOLOGY COMPANIES TO HELP SCHOOLS ACROSS AMERICA SERVE HEALTHIER MEALS AT MORE AFFORDABLE PRICES. AS A RESULT, THESE AGREEMENTS ARE PROVIDING MORE THAN 3 MILLION STUDENTS WITH ACCESS TO HEALTHIER MEALS. ADDITIONALLY, IN 211 THE ALLIANCE CREATED THE HEALTHIER GENERATION BENEFIT, WHICH IS PROVIDING 2.4 MILLION CHILDREN WITH ACCESS TO HEALTH CARE BENEFITS FOR OBESITY. PROGRAM SERVICE ACCOMPLISHMENTS CONTINUED FORM 99, PART III, LINES 4A - 4D THE CLINTON ECONOMIC OPPORTUNITY INITIATIVE (CEO) WORKS TO ACCELERATE ECONOMIC PROGRESS IN UNDERSERVED COMMUNITIES IN THE UNITED STATES BY PROMOTING ENTREPRENEURSHIP AND ADVANCING BUSINESS-TO-BUSINESS PUBLIC SERVICE. THROUGH PROGRAMS THAT PROVIDE ENTREPRENEURS WITH SUPPORT, IDEAS, AND TOOLS THAT CAN HELP THEM SUCCESS IN THE MARKETPLACE, CEO AIMS TO EMPOWER GROWING BUSINESSES, CREATE JOBS, GENERATE WEALTH, AND PROMOTE LASTING ECONOMIC DEVELOPMENT. DURING 211, CEO SCALED-UP THE ENTREPRENEUR MENTORING PROGRAM (EMP) AND BEGAN INTEGRATING VETERAN SMALL BUSINESS OWNERS AS MENTEES. IN 211, 92 PERCENT OF BUSINESSES INVOLVED IN THE EMP CREDITED THE PROGRAM FOR HELPING THEIR BUSINESS OVERCOME THE RECESSION, AND 83 PERCENT OF EMP MENTEES ACHIEVED THE GOALS THEY SET WITH THEIR MENTORS. BY 211, THROUGH CEO'S CONSULTING PROGRAM, BUSINESS OWNERS HAVE PROVIDED MORE THAN 75, HOURS OF PRO BONO CONSULTING SERVICES, WORTH Schedule O (For 99 or 99-EZ) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 48

70 Schedule O (For 99 or 99-EZ) 211 Page 2 Nae of the organization Eployer identification nuber WILLIAM J. CLINTON FOUNDATION MORE THAN $15 MILLION. THE CLINTON DEVELOPMENT INITIATIVE (CDI) WORKS TO GIVE SMALLHOLDER FARMERS IN RWANDA AND MALAWI THE TOOLS THEY NEED TO INCREASE THEIR HARVESTS AND INCOMES AND SUPPORT THEIR FAMILIES AND COMMUNITIES. IN CLOSE COLLABORATION WITH FARMERS AND NONGOVERNMENTAL ORGANIZATIONS AND AT THE INVITATION OF THE GOVERNMENTS OF MALAWI AND RWANDA, THESE PROGRAMS PROVIDE ACCESS TO BETTER FARMING INPUTS AND MORE STABLE MARKETS - AND ENSURE THAT COMMUNITIES CAN ULTIMATELY SUSTAIN THEMSELVES. CDI IN MALAWI IS SUPPORTED FINANCIALLY BY THE SALIDA CAPITAL FOUNDATION, AND THE CLINTON HUNTER DEVELOPMENT INITIATIVE (CHDI) IN RWANDA IS A PARTNERSHIP BETWEEN THE CLINTON FOUNDATION AND THE HUNTER FOUNDATION. IN 211, CDI EPANDED THE ANCHOR FARM'S OUTREACH TO 1,5 SMALLHOLDER FARMERS. THROUGH THE ANCHOR FARM PROJECT, SMALLHOLDER FARMERS HAVE EPERIENCED A 15 PERCENT INCREASE IN YIELDS, A 167 PERCENT INCREASE IN SOY SALES, AND A 567 PERCENT INCREASE IN PROFITABILITY SINCE THE PROGRAM BEGAN IN 28. AS PART OF THE TREES OF HOPE PROJECT IN MALAWI, IN 211 CDI HELPED ESTABLISH 2 COMMUNITY NURSERIES. SINCE 27, 2, SMALLHOLDER FARMERS HAVE PLANTED MORE THAN 2 MILLION TREES, SEQUESTERING 2, OF CO2, HELPING REVERSE DEFORESTATION IN MALAWI. IN RWANDA, CHDI EPANDED ITS CASSAVA-GROWING PROGRAM IN THE EASTERN PROVINCE BY 5, FAMILIES IN 211. CHDI ALSO ADVANCED TWO MAJOR AGRIBUSINESSES, SOYCO LTD AND RWANDAN FARMERS COFFEE COMPANY (RFCC). CHDI AND RFCC CONTINUED PROGRESS ON A COFFEE ROASTING AND PACKAGING FACILITY IN 211, WHICH WILL IMPROVE INCOMES FOR UP TO 5, LOCAL COFFEE FAMERS. AND SOYCO WILL BE A LARGE Schedule O (For 99 or 99-EZ) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 49

71 Schedule O (For 99 or 99-EZ) 211 Page 2 Nae of the organization Eployer identification nuber WILLIAM J. CLINTON FOUNDATION SOY-PROCESSING FACTORY THAT WILL PRODUCE COOKING OIL TO SUPPLY THE RWANDAN MARKETS AND PROVIDE AN EPORT OPPORTUNITY. SOYCO IS CONTRACTING WITH AN ESTIMATED 3, LOCAL FARMERS TO GROW SOYBEANS AND THE FACTORY WILL CREATE 12 JOBS. THE CLINTON GIUSTRA SUSTAINABLE GROWTH INITIATIVE (CGSGI) WAS LAUNCHED IN 27 BY PRESIDENT CLINTON AND PHILANTHROPIST FRANK GIUSTRA AND SEEKS TO NARROW THE WEALTH GAP IN THE DEVELOPING WORLD BY EMPOWERING INDIVIDUALS WITH THE SKILLS, ACCESS, AND OPPORTUNITIES NEEDED TO SUSTAIN A LIVELIHOOD. AN INNOVATIVE PARTNERSHIP AMONG THE CLINTON FOUNDATION, THE PRIVATE SECTOR, GOVERNMENTS, LOCAL COMMUNITIES, AND OTHER NGOS, CGSGI FOCUSES ON ALLEVIATING POVERTY THROUGH MARKET-DRIVEN DEVELOPMENT THAT CREATES JOBS AND INCREASES INCOMES AND ON STRENGTHENING FACTORS THAT ENABLE ECONOMIC GROWTH SUCH AS HEALTH, AGRICULTURE, AND EDUCATION. CGSGI IS PROVIDING VOCATIONAL TRAINING PROGRAMS TO UNDERSERVED COMMUNITIES IN COLOMBIA AS A RESOURCE FOR BREAKING THE POVERTY CYCLE. IN 211 CGSGI, IN PARTNERSHIP WITH SHAKRIA'S PIES DESCALZOS FOUNDATION, PROVIDED OPPORTUNITIES FOR YOUNG PEOPLE IN UNDERSERVED NEIGHBORHOODS TO RECEIVE VOCATIONAL TRAINING, AND AWARDED 261 DIPLOMAS TO PROGRAM GRADUATES. IN PARTNERSHIP WITH THE NATIONAL LEARNING SERVICE OF COLOMBIA AND THE COLOMBIAN CHAMBER OF CONSTRUCTION, CGSGI HAS CREATED THE COUNTRY'S FIRST TRANSPORTABLE CONSTRUCTION TRAINING AND CERTIFICATION FACILITY, AND HAS CERTIFIED 3,191 PEOPLE AND TRAINED 2,93 PEOPLE. ADDITIONALLY, AS PART OF CGSGI'S INCOME-GENERATION PROGRAMS IN COLOMBIA IN 211, MORE THAN 561 MICROENTERPRISES CREATED 4, JOBS. CGSGI HAS ALSO ESTABLISHED TWO $2 Schedule O (For 99 or 99-EZ) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 5

72 Schedule O (For 99 or 99-EZ) 211 Page 2 Nae of the organization Eployer identification nuber WILLIAM J. CLINTON FOUNDATION MILLION INVESTMENT FUNDS - ONE IN COLOMBIA AND ONE IN HAITI - TO HELP CLOSE THE FINANCING GAP FOR SMALL- AND MEDIUM-SIZED ENTERPRISES. TO STRENGTHEN ECONOMIC OPPORTUNITIES THROUGH HEALTH IN 211, CGSGI'S CHILD NUTRITION PROGRAM IN COLOMBIA REACHED 3.2 MILLION MEALS, WHICH WERE PROVIDED TO PRIMARY SCHOOL STUDENTS IN PIES DESCALZOS SCHOOLS, AND CGSGI'S CATARACTS PROGRAM PROVIDED 33, CATARACT SURGERIES TO UNDERSERVED POPULATIONS IN PERU. SINCE 29, THE CLINTON FOUNDATION IN HAITI HAS BEEN FOCUSING ON PRIVATE SECTOR INVESTMENT AND JOB CREATION IN ORDER TO CREATE LONG-TERM, SUSTAINABLE ECONOMIC DEVELOPMENT. AFTER THE DEVASTATING EARTHQUAKE IN 21, PRESIDENT CLINTON FORMED THE CLINTON FOUNDATION HAITI FUND AND RAISED $16.4 MILLION FROM INDIVIDUAL DONORS FOR IMMEDIATE EARTHQUAKE RELIEF EFFORTS. SINCE 21, THE CLINTON FOUNDATION HAS SPENT A TOTAL OF $28 MILLION IN HAITI, INCLUDING RELIEF FUNDS, AS WELL AS PROJECTS FOCUSED ON RESTORING HAITI'S COMMUNITIES, SUSTAINABLE DEVELOPMENT, AND CAPACITY BUILDING. IN 211, THE CLINTON FOUNDATION, WORKING CLOSELY WITH THE HAITIAN GOVERNMENT, REFOCUSED ITS EFFORTS ON HAITI'S LONG-TERM RECOVERY AND DEVELOPMENT OBJECTIVES. DURING 211, THE CLINTON FOUNDATION FACILITATED NUMEROUS PROJECTS AND INVESTMENTS IN THE PRIORITY AREAS OF AGRICULTURE, APPAREL AND MANUFACTURING, TOURISM, ARTISANS, ENERGY, AND SMALL AND MEDIUM BUSINESS DEVELOPMENT. THE FOUNDATION FACILITATED THE SIGNING OF A $4 MILLION DEVELOPMENT AGREEMENT BETWEEN MARRIOTT AND THE DIGICEL GROUP TO BUILD A 174-ROOM MARRIOTT HOTEL IN PORT-AU-PRINCE, WHICH WILL CREATE 175 NEW JOBS. ADDITIONALLY, THE FOUNDATION HAS COORDINATED 3 Schedule O (For 99 or 99-EZ) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 51

73 Schedule O (For 99 or 99-EZ) 211 Page 2 Nae of the organization Eployer identification nuber WILLIAM J. CLINTON FOUNDATION INVESTOR MISSIONS TO HAITI AND CO-HOSTED THE SECOND HAITI INVESTORS CONFERENCE TO FOSTER ECONOMIC DEVELOPMENT IN THE COUNTRY, AND HAS DONATED $5, TO THE GOVERNMENT OF HAITI FOR CAPACITY BUILDING PROGRAMS. THE CLINTON FOUNDATION HAS ALSO FACILITATED INVESTMENTS ACROSS AGRICULTURAL AND RETAIL SECTORS, AND HAS NEW INVESTMENTS IN ARTISANS FROM LARGE INTERNATIONAL RETAILERS SUCH AS ANTHROPOLOGIE, ABC HOME, WEST ELM, MACY'S, BREUNINGERS, URBAN ZEN AND DONNA KARAN. FINALLY, IN 211, THE CLINTON FOUNDATION DONATED $1.25 FOR AN EDUCATION GRANT FOR HAITI'S "BACK TO SCHOOL INITIATIVE." THIS GRANT WILL PROVIDE SUBSIDIZED SCHOOL FEES FOR 4, STUDENTS ACROSS THE COUNTRY. THE CLINTON PRESIDENTIAL CENTER, LOCATED IN LITTLE ROCK, ARKANSAS, IS COMMITTED TO SUPPORTING THE WORK OF THE CLINTON FOUNDATION AND SERVING THE COMMUNITY BY PROVIDING A FIRST-CLASS VENUE FOR EHIBITS, EVENTS, AND EDUCATIONAL PROGRAMS. THE CENTER HAS WELCOMED 2.4 MILLION VISITORS FROM AROUND THE WORLD AND VOLUNTEERS HAVE DEDICATED MORE THAN 35, HOURS AT THE CENTER. IN ADDITION TO SERVING AS A MAJOR TOURIST ATTRACTION, THE CENTER HAS DRIVEN ECONOMIC DEVELOPMENT THROUGHOUT THE CITY AND THE STATE BY INITIATING MORE THAN $2.5 BILLION IN REVITALIZATION AND REINVESTMENT IN THE COMMUNITY. IN 211, THE CLINTON PRESIDENTIAL CENTER DEDICATED NEW ATTRACTIONS IN DOWNTOWN LITTLE ROCK, INCLUDING THE CLINTON PRESIDENTIAL PARK BRIDGE AND BILL CLARK WETLANDS. IN OCTOBER 211, THE CENTER COMMEMORATED THE 2TH ANNIVERSARY OF GOVERNOR CLINTON'S ANNOUNCEMENT TO RUN FOR PRESIDENT, AND CELEBRATED WITH PEOPLE WHO HELPED SHAPE THE CAMPAIGN, THE PRESIDENCY, AND THE ONGOING WORK OF THE FOUNDATION. Schedule O (For 99 or 99-EZ) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 52

74 Schedule O (For 99 or 99-EZ) 211 Page 2 Nae of the organization Eployer identification nuber WILLIAM J. CLINTON FOUNDATION DOCUMENTATION OF COMMITTEE MEETINGS FORM 99, PART VI, SECTION A, LINE 8B THERE ARE NO COMMITTEES WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY, THEREFORE, THE MEETINGS ARE NOT CONTEMPORANEOUSLY DOCUMENTED. FORM 99 REVIEW PROCESS FORM 99, PART VI, SECTION B, LINE 11B A COPY OF FORM 99 IS CIRCULATED TO THE BOARD, AMONG THE VARIOUS OFFICERS, AND AMONG THE VARIOUS INITIATIVE HEADS FOR REVIEW PRIOR TO FILING. CONFLICT OF INTEREST POLICY MONITORING PROCEDURES FORM 99, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY BY REQUIRING DIRECTORS, OFFICERS, AND KEY EMPLOYEES TO DISCLOSE ANY POTENTIAL CONFLICTS ANNUALLY. THE ANNUAL DISCLOSURES ARE REVIEWED BY COUNSEL AND IF ANY POTENTIAL CONFLICT EISTS, IT WOULD BE EAMINED AND APPROPRIATE ACTION WOULD BE TAKEN. COMPENSATION DETERMINATION PROCEDURES FORM 99, PART VI, SECTION B, LINE 15A & 15B BEGINNING IN 211, THE ORGANIZATION BEGAN AN ANNUAL COMPENSATION STUDY THAT REVIEWS THREE SURVEYS TO DETERMINE THE REASONABLENESS OF ALL STAFF COMPENSATION INCLUDING TOP MANAGEMENT. AVAILABILITY OF GOVERNING DOCUMENTS Schedule O (For 99 or 99-EZ) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 53

75 Schedule O (For 99 or 99-EZ) 211 Page 2 Nae of the organization Eployer identification nuber WILLIAM J. CLINTON FOUNDATION FORM 99, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS AUDITED FINANCIAL STATEMENTS AND ANNUAL REPORT AVAILABLE ON THEIR WEBSITE. ALL OTHER GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT FORM 99, PART II, LINE 2C THE ORGANIZATION'S BOARD, AS A WHOLE (INSTEAD OF A COMMITTEE), ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. FUNDRAISING EPENSES FORM 99, SCHEDULE G, PART I ALL FUNDRAISING AGREEMENTS ENTERED INTO BY THE ORGANIZATION STATE THAT FUNDRAISING EPENSES WILL BE INVOICED SEPARATELY FROM FUNDRAISING FEES. BELOW ARE THE AMOUNTS PAID TO EACH PROFESSIONAL FUNDRAISER FOR FUNDRAISING EPENSES. AMERICAN MARKETING & COMMUNICATIONS CORP $75, M&R STRATEGIES $18, FOREIGN FINANCIAL ACCOUNTS FORM 99, PART V, LINE 4B AUSTRALIA, CAMBODIA, CHINA, COLUMBIA, DOMINICAN REPUBLIC, DR CONGO, INDIA, INDONESIA, KENYA, MALAWI, PERU, RWANDA, TANZANIA, UNITED KINGDOM, UKRAINE, VIETNAM. Schedule O (For 99 or 99-EZ) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 54

76 Schedule O (For 99 or 99-EZ) 211 Page 2 Nae of the organization Eployer identification nuber WILLIAM J. CLINTON FOUNDATION RECONCILIATION OF NET ASSETS FORM 99, PART I, LINE 5 REVENUE FROM/EPENSES TO ENTITIES INCLUDED IN THE CONSOLIDATED AND AUDITED FINANCIAL STATEMENTS BUT FILING SEPARATE 99S $7,8,652 DONATED SERVICES/USE OF FACILITIES, NET $ <3,722> $7,76,93 SIGNIFICANT CHANGES IN PROGRAM SERVICES FORM 99, PART III, LINE 3 REVENUE FOR THE CLINTON GLOBAL INITIATIVE (CGI) FOR THE 21 PROGRAM YEAR WAS RECEIVED BY THE CLINTON FOUNDATION DBA CGI, AS THE RESULT OF THE LATENESS WITH WHICH CGI RECEIVED APPROVAL OF ITS 51(C)(3) DESIGNATION. IN 211 ALL REVENUE FOR CGI IS REFLECTED IN THEIR 99. ADDITIONALLY, AN UNUSUALLY HIGH AND NONRECURRING NUMBER OF DONATIONS WERE RECEIVED DURING 21 FOR HAITI EARTHQUAKE RELIEF. THE SUM OF THESE TWO CHANGES IS REFLECTED IN THE DROP IN CONTRIBUTION REVENUE BY THE CLINTON FOUNDATION IN 211. FORM 99, PART III, LINE 1 - ORGANIZATION'S MISSION ATTACHMENT 1 PRESIDENT CLINTON ESTABLISHED THE WILLIAM J. CLINTON FOUNDATION WITH THE DUAL MISSIONS OF CONSTRUCTING & ENDOWING THE CLINTON PRESIDENTIAL CENTER & PARK IN LITTLE ROCK, ARKANSAS & CONTINUING THE WORK OF HIS PRESIDENCY TO STRENGTHEN THE CAPACITY OF PEOPLE IN THE UNITED STATES & THROUGHOUT THE WORLD TO MEET THE CHALLENGES OF GLOBAL INTERDEPENDENCE. TO ADVANCE THE MISSION, THE FOUNDATION HAS DEVELOPED Schedule O (For 99 or 99-EZ) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 55

77 Schedule O (For 99 or 99-EZ) 211 Page 2 Nae of the organization Eployer identification nuber WILLIAM J. CLINTON FOUNDATION ATTACHMENT 1 (CONT'D) FORM 99, PART III, LINE 1 - ORGANIZATION'S MISSION PROGRAMS & PARTNERSHIPS IN THE FOLLOWING AREAS: -ECONOMIC EMPOWERMENT -HEALTH SECURITY WITH AN EMPHASIS ON HIV/AIDS -RACIAL, ETHNIC, & RELIGIOUS RECONCILIATION -LEADERSHIP DEVELOPMENT & CITIZEN SERVICE FORM 99, PART VI, LINE 17 - STATES ATTACHMENT 2 AL,AK,AZ,AR,CA,CO,CT,DE, FL,GA,HI,ID,IL,IN,KS,KY,LA,ME,MD,MA,MI, MN,MS,MO,MT,NE,NV,NH,NJ,NM,NY,NC,ND,OH,OK,OR,PA, RI,SC,SD,TN,T,VT,VA,WA,WV,WI,WY ATTACHMENT 3 FORM 99, PART VII, COLUMN B - ESTIMATED AVERAGE PER WEEK NAME AND TITLE HOURS DEVOTED FOR RELATED ORGANIZATION BRUCE R LINDSEY CEO 5. ANDREW KESSEL CFO 5. LAURA A GRAHAM COO 5. THERESE SHERIDAN HR DIRECTOR 5. Schedule O (For 99 or 99-EZ) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 56

78 SCHEDULE R (For 99) Departent of the Treasury Internal Revenue Service Nae of the organization Part I WILLIAM J. CLINTON FOUNDATION Related Organizations and Unrelated Partnerships ICoplete if the organization answered "Yes" to For 99, Part IV, line 33, 34, 35, 36, or 37. Attach to For 99. See separate instructions. I Identification of Disregarded Entities (Coplete if the organization answered "Yes" to For 99, Part IV, line 33.) I OMB No À¾µµ Open to Public Inspection Eployer identification nuber WILLIAM J. CLINTON FOUNDATION (1) (a) Nae, address, and EIN of disregarded entity (b) Priary activity (c) Legal doicile (state or foreign country) (d) Total incoe (e) End-of-year assets (f) Direct controlling entity (2) (3) (4) (5) (6) Part II Identification of Related Tax-Exept Organizations (Coplete if the organization answered "Yes" to For 99, Part IV, line 34 because it had one or ore related tax-exept organizations during the tax year.) (a) Nae, address, and EIN of related organization (b) Priary activity (c) Legal doicile (state or foreign country) (d) Exept Code section (e) Public charity status (if section 51(c)(3)) (f) Direct controlling entity Yes (1) WILLIAM J CLINTON FOUNDATION UK 61 PRESIDENT CLINTON AVE 2ND LITTLE ROCK, AR 7221 FUNDRAISING UK NA FOUNDATION (2) CLINTON GLOBAL INITIATIVE PRESIDENT CLINTON AVE LITTLE ROCK, AR 7221 INTIATIVE AR 51(C)(3) 11B FOUNDATION (3) CLINTON HEALTH ACCESS INITIATIVE DORCHESTER AVE BOSTON, MA 2127 HEALTH AR 51(C)(3) 9 FOUNDATION (4) CLINTON FOUNDATION INSALINGSSTIFTELSE TORNGREN MAGNELL VAST TRADGARD STOCKHOLM, SW FUNDRAISING SW NA FOUNDATION (5) (g) Section 512(b)(13) controlled entity? No (6) (7) For Paperwork Reduction Act Notice, see the Instructions for For 99. Schedule R (For 99) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 57

79 WILLIAM J. CLINTON FOUNDATION Schedule R (For 99) 211 Page 2 Part III (1) Identification of Related Organizations Taxable as a Partnership (Coplete if the organization answered "Yes" to For 99, Part IV, line 34 because it had one or ore related organizations treated as a partnership during the tax year.) (a) Nae, address, and EIN of related organization (b) Priary activity (c) Legal doicile (state or foreign country) (d) Direct controlling entity (e) Predoinant incoe (related, unrelated, excluded fro tax under sections ) (f) Share of total incoe (g) Share of end-of-year assets (h) Disproportionate allocations? (i) Code V-UBI aount in box 2 of Schedule K-1 (For 165) (j) General or anaging partner? Yes No Yes No (k) Percentage ownership (2) (3) (4) (5) (6) (7) Part IV Identification of Related Organizations Taxable as a Corporation or Trust (Coplete if the organization answered "Yes" to For 99, Part IV, line 34 because it had one or ore related organizations treated as a corporation or trust during the tax year.) (a) Nae, address, and EIN of related organization (b) Priary activity (c) Legal doicile (state or foreign country) (d) Direct controlling entity (e) Type of entity (C corp, S corp, or trust) (f) Share of total incoe (g) Share of end-of-year assets (h) Percentage ownership (1) (2) (3) (4) (5) (6) (7) 1E Schedule R (For 99) 211 D6RIB K925 11/13/212 9:14:36 AM V PAGE 58

80 WILLIAM J. CLINTON FOUNDATION Schedule R (For 99) 211 Page 3 Part V Transactions With Related Organizations (Coplete if the organization answered "Yes" to For 99, Part IV, line 34, 35, 35a, or 36.) Note. Coplete line 1 if any entity is listed in Parts II, III, or IV of this schedule. 1 During the tax year, did the organization engage in any of the following transactions with one or ore related organizations listed in Parts II IV? a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent fro a controlled entity b Gift, grant, or capital contribution to related organization(s) c Gift, grant, or capital contribution fro related organization(s) d Loans or loan guarantees to or for related organization(s) e Loans or loan guarantees by related organization(s) f g h i j k l n o p Sale of assets to related organization(s) Purchase of assets fro related organization(s) Exchange of assets with related organization(s) Lease of facilities, equipent, or other assets to related organization(s) Lease of facilities, equipent, or other assets fro related organization(s) Perforance of services or ebership or fundraising solicitations for related organization(s) Perforance of services or ebership or fundraising solicitations by related organization(s) Sharing of facilities, equipent, ailing lists, or other assets with related organization(s) Sharing of paid eployees with related organization(s) Reiburseent paid to related organization(s) for expenses Reiburseent paid by related organization(s) for expenses q r Other transfer of cash or property to related organization(s) Other transfer of cash or property fro related organization(s) 1q 1r 2 If the answer to any of the above is "Yes," see the instructions for inforation on who ust coplete this line, including covered relationships and transaction thresholds. (a) Nae of other organization (b) Transaction type (a r) (c) Aount involved 1a 1b 1c 1d 1e 1f 1g 1h 1i 1j 1k 1l 1 1n 1o 1 p Yes (d) Method of deterining aount involved No (1) (2) (3) (4) (5) (6) CLINTON HEALTH ACCESS INITIATIVE B 3,15,. AMT.PAID CLINTON GLOBAL INITIATIVE C 1,23,652. AMT.RECEIVED CLINTON FOUNDATION INSALINGSSTIFTELSE C 5,345,971. AMT. ACCRUED CLINTON HEALTH ACCESS INITIATIVE D 3,815,555. YEAR END BAL. CLINTON HEALTH ACCESS INITIATIVE O 11,961. AMT.PAID CLINTON GLOBAL INITIATIVE P 45,. AMT.RECEIVED Schedule R (For 99) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 59

81 Schedule R (For 99) 211 Page 4 Part VI Unrelated Organizations Taxable as a Partnership (Coplete if the organization answered "Yes" on For 99, Part IV, line 37.) Provide the following inforation for each entity taxed as a partnership through which the organization conducted ore than five percent of its activities (easured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investent partnerships. (1) (a) Nae, address, and EIN of entity WILLIAM J. CLINTON FOUNDATION (b) Priary activity (c) Legal doicile (state or foreign country) (d) (e) (f) (g) (h) (i) (j) Predoinant Are all partners Share of Share of Disproportionate Code V-UBI General or incoe (related, section total incoe end-of-year allocations? aount in box 2 anaging 51(c)(3) unrelated, excluded assets of Schedule K-1 partner? organizations? fro tax under (For 165) section ) Yes No Yes No Yes No (k) Percentage ownership (2) (3) (4) (5) (6) (7) (8) (9) (1) (11) (12) (13) (14) (15) (16) Schedule R (For 99) 211 1E D6RIB K925 11/13/212 9:14:36 AM V PAGE 6

82 WILLIAM J. CLINTON FOUNDATION Schedule R (For 99) 211 Page 5 Part VII Suppleental Inforation Coplete this part to provide additional inforation for responses to questions on Schedule R (see instructions). 1E Schedule R (For 99) 211 D6RIB K925 11/13/212 9:14:36 AM V PAGE 61

83 CLINTON GLOBAL INITIATIVE, INC. FORM 99 TA YEAR 211

84 For 99 Return of Organization Exept Fro Incoe Tax Under 5ection 51(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation) Departent at the Treasury Internal Revenue service The organization ay have to usea copy of this return to satisfy state reporting requireents A For the 211 calendar year. or tax year beninnino B Chkifsppi5ia: C Nae of organization CLINTON GLOBAL INITIATIVE, INC. Doing Business As and endina N r h ga Nuber and Street (or R box if ail is not delivered to street address) Roo/suite iaitisi,et 12DD PRESIDENT CLINTON AVENUE T,ited City or town, state or country and ZIP + 4 APPUaI1On LITTLE ROCK, AR 7221 F Nae and address of principal officer: ROBERT HARRI SON 131 AVENUE OF THE ANERICAS NEW YORK, NY I Tax-exeptstatus: 51(o)(3) 51(G) ( ) I (inserino.) 447(e)(1) or 52: J Website: LI ciriijioyei luelitilledliorl Iluirloer Telephone nuber ( 51) Grassreoeipts $ 26,95,117. H(a) is this a group return for art lates? Yes No H(b) Are an affihates included? Yes No it attach a hat. isee instructional H(cI Groua exeotion nuber a) U C Cs C a) a) U 1 Brieflydescribethe organizations ission orostsignificantactivities TO INSPIRE, CONNECT AND EMPOWER PARTICIPANTS TO MAKE COMMITMENTS TO ACT TO SOLVE THE WORLD'S MOST PRESSING CHALLENGES 2 Check this box if the organization discontinued its operations or disposed of ore than 25% of its net assets 3 Nuber of voting ebers of the governing body (Part VI, line Ia) Nuber of independent voting ebers of the governing body (Part VI line I b) Total nuber of individuals eployed in calendar year 211 (Part V line 2a) Total nuber of volunteers (estiate if necessary) a Total gross unrelated business revenue fro Part VIII colun (C), line 12.7 b Net unrelated business taxable incoe fro For 99-T line b Priorvear Currentvear a) S Contributions and grants (Part VIII, line I h) COPY FOR 9 Progra service revenue (Part VIII line 2g) PUBLIC INSPECTION 1 Investent incoe (Part VIII, colun (A) lines 3 4 and 7d) 11 Other revenue (Part VIII, colun (A) lines 5 6d, Sc, 9c, bc, and lie) - 12 Total revenue. add lines 8 through ii (ust equal Part VIII, colun (A) line 12) a) 13 Grants and siilar aounts paid (Part I, colun (A) lines 1.3) 14 Benefits paid to or for ebers (Part I colun (A), line 4) 15 Salaries, other copensation eployee benefits (Part I colun (A), lines 5-1) 16 a Professional fundraising fees (Part I colun (A), line lie) b Total fundraising expenses (Part I, colun (D) line 25) 1, 121, 56 LU 17 Other expenses (Part I, colun (A) lines ii a-il d, I if-24f) 18 Total expenses Add lines (ust equal Part I, colun (A) line 25) 19 Revenue less exoenses Subtract line IS fro line 12 2 Total assets (Part, line 16) 21 Total liabilities (Part line 26) 22 Net assets or fund balances Subtract line2i fro line ,D11,76D. 26,D95, ,257. 4,D69,547. 4,975,925. 1D,482,19. 11,698,17D. 14,745, ,674,D95. 11,734,153. 9,421,D22. iing of Current Year End ofvear 3,316,899. 4,765, ,381,582. Sign Here SigFlatU re at arlicer Type or print Flae and title Paid selleployed Preparer Use Only Firs nae BKD, LLP EIN P Firsaddress. P.O. BO 3667 LITTLE ROCK, AR Phoneno D4 May the IRS discuss this return with the preparer shown above? (see instructions) Yes No For Paperwork Reduction Act Notice, see the separate instructions. For 99 (21) 1 E BA K925 11/13/2D12 8:4:5D AN V PAGE 3

85 CLINTON GLOBAL INITIATIVE. INC For 99 (211) Page 2 IFTlullI Stateent of Progra Service Accoplishents Check if Schedule contains a response to any question in this Part Ill... rki I Briefly describe the organizations ission: 2 Did the organization undertake any significant progra services during the year which were not listed on the prior For 99 or 99-EZ' Yes No Yes If describe these new services on Schedule. 3 Did the organization cease conducting, or ake significant changes in how it conducts, any progra services? Yes No Yes If describe these changes on Schedule. 4 Describe the organizations progra service accoplishents for each of its three largest progra services, as easured by expenses Section 51 (c)(3) and 51 (c)(4) organizations and section 4947(a)(1) trusts are required to report the aount of grants and allocations to others, the total expenses, and revenue, if any, for each progra service reported. 4a (Code: ) ( Expenses $ 8, 63, 621. including grants of $ ) (evenue $ THE CGI ANNUAL MEETING SEE SCHEDULE FOR FURTHER DETAILS 4b (Code: ) ( Expenses $ 2, ro including grants of ( evenue $ SEE SCHEDULE FOR FURTHER DETAILS 4c (Code: ) ( Expenses $ 2,13,. including grants of $ ( evenue $ CGI ANERICA SEE SCHEDULE FOR FURTHER DETAILS 4d Other progra services (Describe in Schedule.) (Expenses $ 1L,- including grants of $ ) ( evenue $ 4e Total progra service expenses. 14,724, For 99 (211) 8587BA K925 11/13/212 8:4:5 AN V PAGE 4

86 CLINTON GLOBAL INITIATIVE. INC I Is the organization described in section 51 (cr3) or 4947(ai ) (other than a private foundation)? If 'Yes," coplete Schedule A... 2 Is the organization required to coplete Schedule B. Schedule of Gontrbutors (see instructions)'... 3 Did the organization engage in direct or indirect political capaign activities on behalf of or in opposition to candidates for public office? If Yes, "coplete Schedule C. Part I... 4 Section 51(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 51(h) election in effect during the tax year? If "Yes,"coplete Schedule C. Part II... 5 Is the organization a section 51 (c)(4), 51 (c)(5), or 51 (c)(6) organization that receives ebership dues, assessents, or siilar aounts as defined in Revenue Procedure II "Yes," coplete Schedule C, Pad III... 6 Did the organization aintain any donor advised funds or any siilar funds or accounts for which donors have the right to provide advice on the distribution or investent of aounts in such funds or accounts? If Yes, "coplete Schedule, Part I... 7 Did the organization receive or hold a conservation easeent, including easeents to preserve open space, the environent, historic land areas, or historic structures? If Yes, "coplete Schedule, Part II... S Did the organization aintain collections of works of art, historical treasures, or other siilar assets? If 'Yes," coplete Schedule, Part III... 9 Did the organization report an aount in Part, line 21; serve as a custodian for aounts not listed in Part : or provide credit counseling, debt anageent, credit repair, or debt negotiation services? If 'Yes," coplete Schedule, Part W... 1 Did the organization, directly or through a related organization, hold assets in teporarily restricted endowents, peranent endowents, or quasi-endowents? If Yes, "coplete Schedule, Part V... Yes, 11 If the organizations answer to any of the following questions is then coplete Schedule D, Parts VI, VII, VIII, I, or as applicable. a Did the organization report an aount for land, buildings, and equipent in Part, line 1? If "Yes." coplete Schedule D. Part VI b Did the organization report an aount for investents other securities in Part, line 12 that is 5% or ore of its total assets reported in Part, line 16? If "Yes." coplete ScheduleD. Part VII... o Did the organization report an aount for investents-progra related in Part, line 13 that is 5% or ore of its total assets reported in Part, line 16? If "Yes." coplete ScheduleD. Part VIII... d Did the organization report an aount for other assets in Part, line 15 that is 5% or ore of its total assets reported in Part, line 16? If Yes, "coplete Schedule, Part I... e Did the organization report an aount for other liabilities in Part, line 25? If "Yes." coplete ScheduleD. Part Did the organization's separate or consolidated financial stateents for the tax year include a footnote that addresses the organization's liability for uncertain tax positions under FIN 48 (ASC 74)? If Yes/' coplete ScheduleD, Part... I 2a Did the organization obtain separate, independent audited financial stateents for the tax year? If Yes," coplete Schedule, Parts L II, and III... b Was the organization included in consolidated. independent audited financial stateents for the tax year? If 'Yes, and/f the organization answered Wo to line 12a, then copleting ScheduleD, Parts I, II, andiii is optional Is the organization a school described in section 17(b)(1 )(A)Ui)? If "Yes."coplete Schedule E... I 4a Did the organization aintain an office, eployees, or agents outside of the United States'... b Did the organization have aggregate revenues or expenses of ore than $1, fro grantaking, fundraising, business, investent, and progra service activities outside the United States, or aggregate foreign investents valued at $1, or ore? If "Yes." coplete Schedule F, Parts land W Did the organization report on Part I, colun (A), line 3, ore than $5, of grants or assistance to any organization or entity located outside the United States? If Yes, "coplete Schedule F. Parts II and W Did the organization report on Part I, colun (A), line 3, ore than $5, of aggregate grants or assistance to individuals located outside the United States? If "Yes." coplete Schedule F, Parts III and W Did the organization report a total of ore than $1 5, of expenses for professional fundraising services on Part I, colun (A), lines 6 and lie? If "Yes." coplete Schedule G, Part I (see,nstruct,ons)... IS Did the organization report ore than $1 5, total of fundraising event gross incoe and contributions on Part VIII, lines 1 c and Ba? If Yes, "coplete Schedule G. Part II Did the organization report ore than $1 5, of gross incoe fro gaing activities on Part VIII, line 9a? If "Yes." coplete Schedule G, Part III... 2a Did the organization operate one or ore hospital facilities? If "Yes," coplete Schedule H... No For 99 (211) 1E BA K925 11/13/212 8:4:5 AN V PAGE 5

87 CLINTON GLOBAL INITIATIVE. INC Did the organization report ore than $5, of grants and other assistance to any governent or organization in the United States on Part I, colun (A), line 1? If "Yes." coplete Schedule L Parts land/i Did the organization report ore than $5, of grants and other assistance to individuals in the United States on Part I, colun (A), line 2? If "Yes."coplete Schedule I. Parts land III Did the organization answer!!yes!! to Part VII, Section A, line 3, 4, or S about copensation of the organizations current and forer officers, directors, trustees, key eployees, and highest copensated eployees? If Yes, coplete Schedule J a Did the organization have a tax-exept bond issue with an outstanding principal aount of ore than $1, as of the last day of the year, that was issued after Deceber 31, 22? If "Yes." answer lines 24b through 24d and coplete Schedule K If No.go to l,ne b Did the organization invest any proceeds of tax-exept bonds beyond a teporary period exception o Did the organization aintain an escrow account other than a refunding escrow at any tie during the year to defease any tax-exept bonds'... d Did the organization act as an on behalf of" issuer for bonds outstanding at any tie during the year' a Section 51(c)(3) and 51 (cr4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If Yes, coplete Schedule L. Part I... b Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organizations prior Fors 99 or 99-EL? If "Yes. "coplete Schedule I. Part I Was a loan to or by a current or forer officer, director, trustee, key eployee, highly copensated eployee, or disqualified person outstanding as of the end of the organizations tax year? If "Yes." coplete Schedule I. Part II 27 Did the organization provide a grant or other assistance to an officer, director, trustee, key eployee, substantial contributor or eployee thereof, a grant selection coittee eber, or to a 35% controlled entity or faily eber of any of these persons? If Yes, coplete Schedule L. Part III Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions): a A current or forer officer, director, trustee, or key eployee? If "Yes, "coplete Schedule L, Part IV... b A faily eber of a current or forer officer, director, trustee, or key eployee? If "Yes." coplete Schedule I. Part IV... o An entity of which a current or forer officer, director, trustee, or key eployee (or a faily eber thereof) was an officer, director, trustee, or director indirect owner? If "Yes." coplete Schedule I. Part IV Did the organization receive ore than $25, in non-cash contributions? If "Yes." coplete Schedule M 3 Did the organization receive contributions of art, historical treasures, or other siilar assets, or qualified conservation contributions? If Yes, coplete Schedule M Did the organization liquidate, terinate, or dissolve and cease operations? If "Yes." coplete Schedule N, PartI Did the organization sell, exchange, dispose of, or transfer ore than 25% of its net assets? If "Yes, coplete Schedule N, Part II Did the organization own 1% of an entity disregarded as separate fro the organization under Regulations sections3ol.771-2and3ol.771-3?if"yes."copleteschedulerparti Was the organization related to any tax-exept or taxable entity? If "Yes." coplete Schedule R, Parts II, III, IV,andvl,nel a Did the organization have a controlled entity within the eaning of section 51 2(bRl 3)' b Did the organization receive any payent fro or engage in any transaction with a controlled entity within the eaning of section 512(b)(13)? If Yes"coplete Schedule P. Part V l,ne 2 36 Section 5O1(c)(3) organizations. Did the organization ake any transfers to an exept non-charitable related organization? If Yes, coplete Schedule P. Part V l,ne Did the organization conduct ore than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal incoe tax purposes? If "Yes." coplete Schedule R PartVI Did the organization coplete Schedule and provide explanations in Schedule for Part VI, lines 11 and No For 99 (211) 1E BA K925 11/13/212 8:4:5 AN V PAGE 6

88 For 99 (211) CLINTON GLOBAL INITIATIVE. INC ±5 1FTht'l Stateents Regarding Other IRS Filings and Tax Copliance Cheek if Schedule contains a resoonse to any cuestion in this Part V I a Enter the nuber reported in Box 3 of For Enter --if not applicable a b Enter the nuber of Fors W-2G included in line 1 a- Enter -- if not applicable lb Did the organization coply with backup withholding rules for reportable payents to vendors and reportable gaing (gabling) winnings to prize winners' lc 2a Enter the nuber of eployees reported on For W-3, Transittal of Wage and Tax Stateents, filed for the calendar year ending with or within the year covered by this return - 2a 99 b If at least one is reported on line 2a, did the organization file all required federal eployent tax returns? 2b Note. If the su of lines 1 a and 2a is greater than 25, you ay be required to c-f//e (see instructions).... 3a Did the organization have unrelated business gross incoe of $1, or ore during the year' a b If Yes, has it filed a For 99-T for this year? If "No. "provide an explanation/n Schedule b 4a At any tie during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)' a b If Yes,! enter the nae of the foreign country: See instructions for filing requireents for For TD F , Report of Foreign Bank and Financial Accounts. 5a Was the organization a party to a prohibited tax shelter transaction at any tie during the tax year' a b Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? Sb If!!Yes!! to line 5a or Sb, did the organization file For 8886-T' c Ga Does the organization have annual gross receipts that are norally greater than $1,, and did the organization solicit any contributions that were not tax deductible' a b If Yes, did the organization include with every solicitation an express stateent that such contributions or gifts were not tax deductible' b 7 Organizations that ay receive deductible contributions under section 17(c) a Did the organization receive a payent in excess of $75 ade partly as a contribution and partly for goods and services provided to the payor' a b If Yes, did the organization notify the donor of the value of the goods or services provided' b Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file For 8282' c d If Yes, indicate the nuber of Fors 8282 filed during the year d Did the organization receive any funds, directly or indirectly, to pay preius on a personal benefit contract? - - 7e Did the organization, during the year, pay preius, directly or indirectly, on a personal benefit contract? 7f g If the organization received a contribution of qualified intellectual property, did the organization file For 8899 as required? If the organization received a contribution of cars, boats! airplanes! or other vehicles, did the organization file a For 198-C? 7h S Sponsoring organizations aintaining donor advised funds and section 59(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund aintained by a sponsoring organization, have excess business holdings at any tie during the year' Sponsoring organizations aintaining donor advised funds. a Did the organization ake any taxable distributions under section a b Did the organization ake a distribution to a donor, donor advisor, or related person -9b 1 Section 51(c)(7) organizations. Enter: a Initiation fees and capital contributions included on Part VIII, line Ga b Gross receipts, included on For 99, Part VIII, line 12, for public use of club facilities Gb 11 Section S1(cMl2) organizations. Enter: a Gross incoe fro ebers or shareholders a b Gross incoe fro other sources (Do not net aounts due or paid to other sources against aounts due or received fro the.) b I 2a Section 4947(a)(1) non-exept charitable trusts. Is the organization filing For 99 in lieu of For 141? 12E b If!Yes!! enter the aount of tax-exept interest received or accrued during the year -1 2b 13 Section 51 (c)(29) qualified nonprofit health insurance issuersa Is the organization licensed to issue qualified health plans in ore than one state -13E Note. See the instructions for additional inforation the organization ust report on Schedule. b Enter the aount of reserves the organization is required to aintain by the states in which the organization is licensed to issue qualified health plans 1 3b Enter the aount of reserves on hand I 3c I 4a Did the organization receive any payents for indoor tanning services during the tax year -14E For 99 (211) 8587BA K925 11/13/2D12 8:4:5D AN V 11-6-i 5633 PAGE 7 PageS fl

89 For 99 (211) CLINTON GLOBAL INITIATIVE, INC Page 6 1FTh1'AI Governance, Manageent, and Disclosure For each Yes"response to lines 2 through 7b below, and fora "No" response to line 8a, 8b, or lob below, describe the circustances, processes, or changes in Schedule. See instructions. Check if Schedule contains a response to any question in this Part VI... Ia Enter the nuber of voting ebers of the governing body at the end of the tax year. If there are....-i a aterial differences in voting rights aong ebers of the governing body, or if the governing body delegated broad authority to an executive coittee or siilar coittee, explain in ScheduleD. b Enter the nuber of voting ebers included in line 1 a, above, who are independent...lb 2 Did any officer, director, trustee, or key eployee have a faily relationship or a business relationship with any other officer, director, trustee, or key eployee'... 3 Did the organization delegate control over anageent duties custoarily perfored by or under the direct supervision of officers, directors, or trustees, or key eployees to a anageent copany or other person? 4 Did the organization ake any significant changes to its governing docuents since the prior For 99 was filed... Did the organization becoe aware during the year of a significant diversion of the organizations assets'... 6 Did the organization have ebers or stockholders'... 7a Did the organization have ebers, stockholders, or other persons who had the power to elect or appoint one or ore ebers of the governing body'... b Are any governance decisions of the organization reserved to (or subject to approval by) ebers, stockholders, or persons other than the governing body'... S Did the organization conteporaneously docuent the eetings held or written actions undertaken during the year by the following: a The governing body'... b Each coittee with authority to act on behalf of the governing body'... 9 Is there any officer, director, trustee, or key eployee listed in Part VII, Section A, who cannot be reached at No I Oa Did the organization have local chapters, branches, or affiliates'... b If Yes, did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organizations exept purposes... II a Has the organization provided a coplete copy of this For 99 to all ebers of its governing body before filing the for? b Describe in Schedule the process, if any, used by the organization to review this For 99. I 2a Did the organization have a written conflict of interest policy? If "No, go to fine b Were officers, directors, or trustees, and key eployees required to disclose annually interests that could give rise to conflicts C Did the organization regularly and consistently onitor and enforce copliance with the policy' If 'Yes," describe in Schedule how this was done Did the organization have a written whistleblower policy 14 Did the organization have a written docuent retention and destruction policy 15 Did the process for deterining copensation of the following persons include a review and approval by independent persons, coparability data, and conteporaneous substantiation of the deliberation and decision' a The organization's CEO, Executive Director, or top anageent official... b Other officers or key eployees of the organization... If!!Yes!! to line 1 5a or 1 Sb, describe the process in Schedule (see instructions.) I 6a Did the organization invest in, contribute assets to, or participate in a joint venture or siilar arrangeent with a taxable entity during the year'... b If!Yes!! did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangeents under applicable federal tax law, and take steps to safeguard the organizations exept status with respect to such arrangeents No 17 List the states with which a copy of this For 99 is required to be filed TACJdL&NT2 18 Section 614 requires an organization to ake its Fors 123 (or 124 if applicable), 99, and 99-T (Section 51 (c)(3)s only) available for public ins ection. Indicate how you ade these available. Check all that apply. Own website Anothers website Upon request 19 Describe in Schedule whether (and if so, how), the organization ade its governing docuents, conflict of interest policy, and financial stateents available to the public during the tax year. 2 State the nae, physical address, and telephone nuber of the person who possesses the books and records of the organization: A\_)I 12 _'2L_r\ :1NTc\v\HL _TTLL IC Al _7L::_L71 For 99 (211) 1 E BA K925 11/1-3/2D1-2 8:4: SD AN V PAGE

90 1or9O(2O11) CLINTON GLOBAL INITIATIVE, INC Page7 IFTIt'AII Copensation of Officers, Directors, Trustees, Key Eployees, Highest Copensated Eployees, and Independent Contractors Check if Schedule contains a response to any question in this Part VII Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees I a Coplete this table for all persons required to be listed. Report copensation for the calendar year ending with or within the organ i za ti ons tax year List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of aount of copensatiorn Enter -- in coluns (D), (E), and (F) if no copensation was paid List all of the organizations current key eployees, if any See instructions for definition of!!k ey e pl oyee List the organizations five current highest copensated eployees (other than an officer, director, trustee, or key eployee) who received reportable copensation (Box 5 of For W-2 and/or Box 7 of For 199-MISC) of ore than $1, fro the organization and any related organizations List all of the organization's forer officers, key eployees, and highest copensated eployees who received ore than $1, of reportable copensation fro the organization and any related organizations. List all of the organizations forer directors or trustees that received, in the capacity as a forer director or trustee of the organization, ore than $1, of reportable copensation fro the organization and any related organizations. List persons in the following order: individual trustees or directors; institutional trustees; officers; key eployees; highest copensated eployees: and forer such persons. Check this box if neither the organization nor any related organization copensated any current officer, director, or trustee (A) (B) (C) (D) (E) (F) Nae and Title Average Position Reportabie Reportabie Estiated hours per (do not Gheck ore than one copensation copensation fro aount of week box uniess person is both an fro related other idescribe officer and a di rector/trustee) the organizations copensation hours ior - - organization ( W-2/1 99-MISC) fro the reiated 7 I T1 orgaflzatiofls a ( W-2/1 99-MISC) organization and related ) 9 organizations I ATTACHMENT 3 L1 ouglasuband DIRECTOR - ±21 ROBERT S. HARR ON DIRECTOR & CEO - BRUCE R. LINDSEY DIRECTOR 5.DO 5. x , , DIRECTOR 5. x DIRECTOR (6) EDWARD F. HUGHES SECRETARY 5. x 5.D 1-48,529. 8,67. - TREASURER 5.D 11, ERIC PL DIRECTOR OF SPONSORSHIP 5D 242, _1i_oj th f12j J1J ij For 99 (211) 1E BA K925 11/1-3/2D1-2 8:4:5D AN V PAGE 9

91 (A) Nae and title CLINTON GLOBAL INITIATIVE, INC ±5 Pa?ctors, Trustees, Key Eployees, and Highest Copensated Eployees (cont,nued) (B) (C) (D) (E) (F) Average Position Reportable Reportable Estiated hours per (do not GhecK ore than One copensation copensation fro aount ot week box, unless person is both an fro related other (describe _ e pd i the organizations copensation x b r - Ti - hours for -, -.p s a organization ( w-2/1 99-MISC) tra the reiated a w (W-2/199-M1SC) organization orgai ations - and related in Seheduie -, orga nizaions Dl C TO -3 TO o C CD C CD a H. lb Sub-total..664, , , 56. o Total fro continuation sheets to Part VII, Section A d Total (add lines lb and Ic) , , , Total nuber of individuals (including but not liited to those listed above) who received ore than $1, of reportable copensation fro the organization 4 - Yes No C 3 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated... eployee online la? If "Yes,"coplete Schedule J for such ind,vidual JJTr 4 For any individual listed on line 1 a is the su of reportable copensation and other copensation fro the organization and related organizations greater than $1 5,? if Yes' coplete Schedule J for such,ndiv,dual Ċ.::...,, - Did any person listed on line Ia receive or accrue copensation fro any unrelated organization or individual. for services rendered to the organization? If Yes,"coplete Schedule J for such person 5 Section B. Independent Contractors I Coplete this table for your five highest copensated independent contractors that received ore than $1, of organizations copensation fro the organization Report copensation for the calendar year ending with or within the tax year. (A) (B) (C) Nae and business address Description of services Copensation 2 Total nuber of independent contractors (including but not liited to those listed above) who received ore than $1, in copensation fro the organization 6 1 E1552. For 99 (211) 8587BA K925 11/13/2D12 8:4:5D AN V PAGE IM

92 CLINTON GLOBAL INITIATIVE, INC ,55 PageS (A) Tote' revenue (B) () () Reiated or Unreieted Revenue exept business exciuded troni tax fu nation revenue under sections revenue , or 514 I a Federated capaigns b Mebership dues g < Fundraising events (S d Related organizations je - Governent grants (contributions). - - I Ai i other contributions, gifts, grafits, t and si i icr aounts Flat inciuded above - II 9 Nonaash contributions inciuded in hnes I a-it: $ OF C ' 2a b d e I All other progra service revenue Business Code 3 Investent incoe (including dividends, interest, and other siilar aounts)... 4 Incoe fro investent of tax-exept bond proceeds S Royaltie a, C a, a, I- a, -c 6a Gross rents... Less: rental expenses Rental incoe or (loss) - - Net rental incoe or (loss)... (i) Securities 7 a Gross aount fro sales of assets other than inventory Less: cost or other basis and sales expenses o Gain or (loss)... Net gain or (loss)... Sa Gross incoe fro fundraising events (not including $ of contributions reported online 1 c). See Part IV! line a Less: direct expenses o Net incoe or (loss) fro fundraising events - 9a Gross incoe fro gaing activities. See Part IV line 19 a Less: direct expenses o Net incoe or (loss) fro gaing activities - - Oa Gross sales of inventory, less returns and allowances a Less: cost of goods sold I a ctel2 'U 1,1 L C U C j j b All other revenue... Total-Add lines ha-lid O51 1. For 99 (211) 8587BA K925 11/13/212 8:4:5 AN V 11-6-i 5633 PAGE 1-1-

93 For9(211) CLINTON GLOBAL INITIATIVE, INC Page1 IFThIKI Stateent of Functional Expenses Section 51(c) (3) and 51(c) (4) organizations ust coplete all coluns All other organizations ust coplete colun (A) but are not required to coplete coluns (B), (C), and (D). Check if Schedule C contains a response to any question in this Part I Do not include aounts reported on lines Gb, I (A) (B) Total expenses Progra serioe 7l, Gb, Sb, and lob of Part VIII. expenses I Grants and other assistanoe to governents and organizations in the United States See Part IV, line 21 2 Grants and other assistance to individuals In the United States- See Part IV line Grants and other assistance to governents. organizations, and individuals outside the United States. See Part IV! lines 15 and 16-4 Benefits paid to or for ebers... 5 Copensation of current officers directors, trustees, and key eployees... 6 Copensation not included above! to d isqualitied persons (as detined under section 4958(t)( I)) and persons described in section 4958 (c)(3b)... 7 Other salaries and wages... Pension plan acoruals and oontriblltions (i nolude seotion 41 (K) and 43(b) eployer oontriblitions)... 9 Other eployee benefits... I Payroll taxes... II Fees for services (non-eployees): a Manageent... Legal... Accounting... Lobbying... Professional fund raising serjices. See Part IV, line 1 7 Investent anageent fees... Other Advertising and prootion Office expenses Inforation technology... I 5 Royalties Occupancy Travel... I S Payents of travel or entertainent expenses for any federal state or local public officials 1 9 Conferences conventions and eetings - 2 Interest Payents to affiliates 22 Depreciation, depletion and aortization - 23 Insurance 24 Other expenses. Iteize expanses not covered above (List iscellaneous expenses in line 24a. If line 2 4e aount exceeds 1% of line 25 : colun (A) a ount : list line 24e expenses on Schedule.) b , , ,38. 2,79, , ,86 519, , ,535, , , , , ,785. (D) Fu Fl d rai 5l ng 146, , , ,717. 9,7. 29,98. 31, , ,71. 26,257. 1,79. 32, , ,396. C d e All otherexpenses organization reported in colun (B) joint costs fro a cobined educational capaign and fundraising solicitation- Check here if following SOP 98-2 (ASC ) , ,38 For 99 (211) 8587BA K925 11/13/212 8:4:5 AN V PAGE 12

94 I Cash - non-interest-bearing CLINTON GLOBAL INITIATIVE. INC. 2 Savings and teporary cash investents 3 Pledges and grants receivable, net 4 Accounts receivable, net 5 Receivables fro current and forer officers, directors, trustees, key eployees, and highest copensated eployees Coplete Part II of Schedule 6 Receivables fro other disqualified persons (as defined under section 4958(fl )), persons described in section 4958(c)(3)(B), and contributing eployers and sponsoring organizations of section 51 (c)(9) voluntary eployees' beneficiary organizations (see instructions) 7 Notes and loans receivable, net 3 Inventories for sale or use 9 Prepaid expenses and deferred charges... I Oa Land, buildings, and equipent: cost or other basis. Coplete Part VI of Schedule D I Oa 776, 662 b Less: accuulated depreciation...i Ob 41-, Investents - publicly traded securities 12 Investents - other securities. See Part IV, line Investents - progra-related. See Part IV, line Intangible assets 15 Other assets. See Part IV, line Total assets. Add lines 1 through 15 (ust equal line 34) 17 Accounts payable and accrued expenses 18 Grants payable 19 Deferred revenue 2 Tax-exept bond liabilities 21 Escrow or custodial account liability Coplete Part IV of Schedule B E 22 Payables to current and forer officers, directors, trustees, key eployees, highest copensated eployees, and disqualified persons Coplete Part II of Schedule L 23 Secured ortgages and notes payable to unrelated third parties 24 Unsecured notes and loans payable to unrelated third parties 25 Other liabilities (including federal incoe tax, payables to related third parties, and other liabilities not included on lines I 7-24) Coplete Part of Schedule B U Organizations that follow SFAS 117, check here LJ and coplete lines 27 through 29, and lines 33 and Unrestricted net assets 28 Teporarily restricted net assets 29 Peranently restricted net assets... Organizations that do not follow SFAS 117, check here and coplete lines 3 through Capital stock or trust principal, or current funds 31 Paid-in or capital surplus, or land, building, or equipent fund 32 Retained earnings, endowent, accuulated incoe, or other funds 33 Total net assets or fund balances (A) Beginning of year (B) End of year Page II ill 2,44, ,2, , ,5. i4 _ i 5 i6 ij i ii i 9 246, lot ,899...i.! , i 13 i i 2 i 21 i 22 i 23 i 24 i , , , ,898. _?i 251, , i , ,765,25. For99O (211) J SA 1 E153 todd 8587BA K925 11/13/212 8:4:5 AN V PAGE 13

95 CLINTON GLOBAL INITIATIVE. INC For goo (211) Page 12 IFThEII Reconciliation of Net Assets Check if Schedule contains a response to any question in this Pad l... I 26,95, 117 Total revenue (ust equal Part VIII, colun (A), line 12) ,674,95. Total expenses (ust equal Part I, colun (A), line 25) , 421, 22 Revenue less expenses. Subtract line 2 fro line , 1-93,298. Net assets or fund balances at beginning of year (ust equal Part, line 33, colun (A)) Other changes in net assets or fund balances (explain in Schedule )... _L 1,23, Net assets or fund balances at end of year. Cobine lines 3, 4, and 5 (ust equal Part, line 33, colun(b))...6 2,383,668..p, pa I r I, - '4 Check if Schedule contains a response to any question in this Part II... Accounting ethod used to prepare the For 99: Cash Accrual Other Other, If the organization changed its ethod of accounting fro a prior year or checked explain in Schedule 2 2a Were the organization's financial stateents copiled or reviewed by an independent accountant b Were the organization's financial stateents audited by an independent accountant 7 C If!!Yes!! to line 2a or 2b, does the organization have a coittee that assues responsibility for oversight of the audit, review, or copilation of its financial stateents and selection of an independent accountant 7... IE If the organization changed either its oversight process or selection process during the tax year, explain in Schedule d If "Yes" to line 2a or 2b, check a box below to indicate whether the financial stateents for the year were issued on a separate basis, consolidated basis, or both: Both consolidated and separate basis fl Separate basis Consolidated basis fl - 2b 3a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and MB Circular A-I 33' 3a x b If!Yes did the organization undergo the required audit or audits' If the organization did not undergo the recuired auditor audits exolain why in Schedule and describe any steos taken to underao such audits 3b For 99 (211) 1 E BA K925 11/13/212 8:4:5 AN V PAGE 14

96 SCHEDULE A (For 99 or 99-EZ) I Public Charity Status and Public Support Coplete if the organization is a section 51{c)(3) organization or a section 4947{a){1) nonexept charitable trust. Departent of the Treasury internal Revenue Serjice Attach to For 99 or For 99-EZ. See separate instructions. Nae of the organization Ep CLINTON GLOBAL INITIATIVE. INC D MB Na The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.) A church, convention of churches, or association of churches described in section 17(b)(1)(AMi). 2 A school described in section 17(b)(1)(AMii). (Attach Schedule E.) 3 A hospital or a cooperative hospital service organization described in section 17(b)(1)(AMiii). 4 A edical research organization operated in conjunction with a hospital described in section 17(b)(1)(A)(iii). Enter the hospitals nae, city, and state: 5 An organization operated for the benefit of a college or university owned or operated by a governental unit described in section 1 7(b)(1)(A)(iv). (Coplete Part II.) 6 A federal, state, or local governent or governental unit described in section 17(b)(1)(AMv). 7 An organization that norally receives a substantial part of its support fro a governental unit or fro the general public described in section 17(b)(1)(AMvi). (Coplete Part II.) 8 A counity trust described in section 17(b)(1)(AMvi). (Coplete Part II.) 9 An organization that norally receives: (1) ore than 331/3% of its support fro contributions, ebership fees, and gross receipts fro activities related to its exept functions - subject to certain exceptions, and (2) no ore than 331/3% of its support fro gross investent incoe and unrelated business taxable incoe (less section 511 tax) fro businesses acquired by the organization after June 3, See section 59(a)(2). (Coplete Part Ill.) 1 An organization organized and operated exclusively to test for public safety. See section 59(a)(4). 11 An organization organized and operated exclusively for the benefit of, to perfor the functions of, or to carry out the purposes of one or ore publicly supported organizations described in section 59(a)(1) or section 59(a)(2). See section 59(a)(3). Check the box that describes the type of supporting organization and coplete lines lie through 11 h. a Type I b Type II c Type Ill - Functionally integrated d Type Ill - Other e By checking this box, I certify that the organization is not controlled directly or indirectly by one or ore disqualified persons other than foundation anagers and other than one or ore publicly supported organizations described in section 59(a)(l) or section 59(a)(2). If the organization received a written deterination fro the IRS that it is a Type I, Type II, or Type Ill supporting organization, check this box g Since August 17, 26, has the organization accepted any gift or contribution fro any of the following persons? (i) A person who directly or indirectly controls, either alone or together with persons described in (u) Yes No and (iii) below, the governing body of the supported organization?. 11g(i) (ii) A faily eber of a person described in (i) above?. 11g(ii) (iii) A 35% controlled entity of a person described in (i) or (ii) above?. 11g(iii) {i) Nae of supported organization (ii) EIN (iii) Type of organization (described on lines 1-9 above or IRC section (see instructions)) Did you notify (vi) is the (vii) Aount of organization organization In support GaL (I) at cai (I) organized ur suonort? in the U.S.? (A) (B) (C) () (E) Schedule A (For 99 or 99.EZ) 211 1E BA K925 11/13/2D12 8:4:5D AN V PAGE ]5

97 CLINTON GLOBAL INITIATIVE. INC ±5 (Coplete only it you checked the box on line 5,7,18 of Part br if the oiganization tailed to qualify under Part Ill. It the oiganization tails to qualify undei the tests listed below! please coplete Part Ill.) Calendar year (or fiscal year beginning in) (a) 27 (b) 28 I (c) 29 I (d) 21 I (e) 211 (fl Total I Gifts, grants, contributions, and ebership fees received (Do not include any!! unusua l gran t s.!!) 2 Tax revenues levied for the organizations benefit and either paid to or expended on its behalf... 3 The value of services or facilities furnished by a governental unit to the organization without charge... 4 Total. Add lines I through The portion of total contributions by each person (other than a governental unit or publicly supported organization) included on line 1 that exceeds 2% of the aount shown online Ii. colun (... 6 Public sunnort. Subtract line 5 fro line 4 Calendar year (or fiscal year beginning in) Total 7 Aounts fro line 4... Gross incoe fro interest dividends payents received on securities loans! rents! royalties and incoe fro siilar sources 9 Net incoe fro unrelated business activities! whether or not the business is regularly carried on... 1 Other incoe Do not include gain or loss fro the sale of capital assets Explainin Pat l''.).::.: :... :... :... :... :..!: :..!:: ;:..: ;... Ii!:: ii...!!.:!!.:!!.:!!.: 11 Total support. Add lines 7 through 1...IL...!. 12 Gross receipts fro related activities! etc. (see instructions) First five years. If the For 99 is for the organization's first, second! third! fourth, or fifth tax year as a section 51 (c)(3) orqanization. check this box and stop here 14 Public support percentage for 211 (line 6, colun (f) divided by line 11, colun (U) Public support percentage fro 21 Schedule A, Part II, line a 331/3% support test If the organization did not check the box on line 13, and line 14 is 331/3% or ore, check this box and stop here. The organization qualifies as a publicly supported organization... b 331/3% 5uppOrt test -21. If the organization did not check a box on line 13 or I Ga, and line 15 is 331/3% or ore, check this box and Mop here. The organization qualifies as a publicly supported organization a 1%-fact5-and-circustances test If the organization did not check a box on line 13, 16a, or I 6b, and line 14 is 1% or ore, and if the organization eets the!!factsandcircustances!! test, check this box and 5top here. Explain in Part IV how the organization eets the!!factsandcircustances! test. The organization qualifies as a publicly supported organization... b 1%-fact5-and-circustances test -21. If the organization did not check a box on line 13, 16a, 1Gb, or I 7a, and line 15 is 1% or ore, and if the organization eets the!!factsandcircustances!! test, check this box and stop here. Explain in Part IV how the organzation eets the!!factsandcircustances!! test. The organization qualifies as a publicly supported organization Private foundation. If the organization did not check a box on line 13, 16a, 1Gb, 1 7a, or I 7b, check this box and see instructions... Schedule A (For 99 or 99-El) E BA K925 11/13/2D12 8:4:5D AN V PAGE ]6

98 CLINTON GLOBAL INITIATIVE, INC ±5 SohedLile A (For 99 or 99-EZ) 211 Page 3 IFTIUIII Support Schedule for Organizations Described in Section 59(a)(2) (Coplete only it you checked the box on line 9 of Fart br if the oiganization tailed to quality under Part II. If the organization fails to qualify undei the tests listed below, please coplete Fart II.) Calendar year (or fiscal year beginning in) 1 Gifts : grants : contributions, and ebership fee received. (Do not include any!unusual grants.) 2 Gross regeipts fro adission& rnerghandise sold or services pertorrned or tagil 'ties tu rnished in any activity that is related to the organizations tax-exept purpose 3 Gross receipts fro activities that are not an nrelaed trade or business under section Tax revenues levied for the organizations benefit and either paid to or expended on its behalf 5 The value of services or facilities furnished by a governental unit to the organization without charge 6 Total. Add lines I through 5 7a Aounts included on lines I! 2. and 3 received fro disqualified persons b Aounts included on lines 2 and 3 regeived fro other than d isqualitied persons that exceed the greater of $5 - or 1% ot the aount on I inc 13 for the year Add lines 7a and 7b... Public support (Subtract line 7c fro Total Calendar year (or fiscal year beginning in) 9 Aounts fro line 6... I Ga Gross incoe fro interest, dividends, payents received on securities loans, rents! royalties and incoe fro siilar sources... Unrelated business taxable incoe (less section 511 taxes) fro businesses acquired after June 3, Add lines ba and lob. 11 Net incoe fro unrelated business activities not included in line lob, whether or not the business is regularly carriedon. 12 Other incoe. Do not include gain or loss fro the sale of capital assets (Explain in Part IV.) Total support. (Add lines 9 bc II, and12j. 14 First five years. If the For 99 is for the organization's first second, third fourth or fifth tax year as a section 51 (c)(3) 15 Public support percentage for 211 (line 8. colun (fl divided by line 13. colun (fl) Investent incoe percentage for 211 (line I Oc colun (f) divided by line 13, colun (f)) Investent incoe percentage fro 21 Schedule A, Part Ill, line ISa 33113% support tests If the organization did not check the box on line 14 and line 15 is ore than 331/3%, and line 17 is not ore than 331/3% check this box and stop here- The organization qualifies as a publicly supported organization 331/3% support tests -21. If the organization did not check a box on line 14 or line I 9a and line 16 is ore than 331/3%, and line IS is not ore than 331/3%, check this box and stop here- The organization qualifies as a publicly supported organization 2 Private foundation. If the organization did not check a box on line 14! 1 9a, or I 9b, check this box and see instructions 1E1221 I schedule A (For 99 or 99-El) BA K925 11/13/2D12 8:4:5D AN V PAGE Ia

99 CLINTON GLOBAL INITIATIVE, INC ±5 SohedLile A (For 99 or 99-EZ) 211 Page 4 IFTI1L'l Suppleental Inforation. Coplete this part to provide the explanations required by Part II, line 1; Fart II, line I 7a or 1 7b; and Part Ill, line 12. Also coplete this part for any additional inforation. (See instructions). SCHEDULE A, PART I - INFORMATION ABOUT SUPPORTED ORGANIZATIONS \;:L or rsurr:o_<r CR?_N1LAT_ON (-1) L_\ cl;?j1l;rr_on ATTACHMENT 1 (1_I I..) {v_) 1-)?-OI.INT Or j. :c1-15:24 3 1,43,?52. TCTA_ ±*lc.ntcsi.i_?t:or_ Ir! Schedule A (For 99 or 99-El) E BA K925 11/13/2D12 8:4:5D AN V PAGE 18

100 Schedule B (For 99, 99-EZ, or 99-PF) Deoartent of the rica Schedule of Contributors Attach to For 99, For 99-EZ, or For 99-PF. MB Na CLINTON GLOBAL INITIATIVE, INC. Organization type (check one): D Filers of: For 99 or 99-EL Section: 51 (c)( 3 ) (enter nuber) organization 4947(a)1 ) nonexept charitable trust not treated as a private foundation 527 political organization For 99-PF 51 (c)(3) exept private foundation 4947(a)1 ) nonexept charitable trust treated as a private foundation 51 (c)(3) taxable private foundation Check if your organization is covered by the General Rule or a Special Rule. Note. Only a section 51 (cr7), (8), or (1) organization can check boxes for both the General Rule and a Special ule. See instructions. General Rule Special Rules For an organization filing For 99, 99-EL, or 99-RE that received, during the year, $5, or ore (in oney or property) fro any one contributor. Coplete Parts I and II. For a section 51 (c)(3) organization filing For 99 or 99-EL that et the % support test of the regulations under sections 59(al ) and 1 7(b)(1 RARvi) and received fro any one contributor, during the year, a contribution of the greater of (1) $5, or (2)2% of the aount on (i) For 99, Part VIII, line 1 h, or (ii) For 99-EZ, line 1. Coplete Parts I and II. For a section 51 (c)(7), (8), or (1) organization filing For 99 or 99-EL that received fro any one contributor, during the year, total contributions of ore than $1, for use exclusively for religious, charitable, scientific, literary, or educational purposes, or the prevention of cruelty to children or anials. Coplete Parts I, II, and Ill. For a section 51 (c)(7), (8), or (1) organization filing For 99 or 99-EL that received fro any one contributor, during the year, contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did not total to ore than $1,. If this box is checked, enter here the total contributions that were received during the year for an exclus,vely religious, charitable, etc., purpose. Do not coplete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions of $5, or ore during the year $ Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (For 99, 99-EZ, or 99-PF), but it u5t answer!!no!! on Part IV, line 2, of its For 99; or check the box on line H of its For 99-EZ or on Part I, line 2, of its For 99-PF, to certify that it does not eet the filing requireents of Schedule B (For 99, 99-EZ, or 99-PF) For Paperwork Reduction Act Notice, see the Instructions for For 99, 99-EZ, or 99-PF. Schedule B (For 99, 99-El, or 99.PF) (211) 1E BA K925 11/13/2D12 8:4:5D AN V PAGE ]9

101 SGheduIe (For. -EZ or 99-PU) (211) Page 2 Nae oforganizalion CLINTON GLOBAL INITIATIVE, INC. Eployer identification nuber Contributors (see instructions). Use duplicate copies of Fart I if additional space is needed. (a) (b) (c) (d) No. Nae, addres5, and ZIP + 4 Total contribution5 Type of contribution Person Payroll -$ ,5 D, DOO. Noncash ( Coplete Part lilt there is a noncash contributionj (a) (b) (c) (d) No. Nae, addres5, and ZIP + 4 Total contribution5 Type of contribution Person Payroll -$ , D, DOO. Noncash ( Coplete Part II it there is a noncash contributionj (a) (b) (c) (d) No. Nae, addres5, and ZIP + 4 Total contribution5 Type of contribution Person Payroll -$ Noncash ( Coplete Part II it there is a noncash contributionj (a) (b) (c) (d) No. Nae, addres5, and ZIP + 4 Total contribution5 Type of contribution Person Payroll -$ , D, DOO. Noncash ( Coplete Part II it there is a noncash contributionj (a) (b) (c) (d) No. Nae, addres5, and ZIP + 4 Total contribution5 Type of contribution Person Payroll -$ Noncash ( Coplete Part II it there is a noncash contributionj (a) (b) (c) (d) No. Nae, addres5, and ZIP + 4 Total contribution5 Type of contribution Person Payroll -$ , D, DOO. Noncash ( Coplete Part II it there is a noncash contributionj Schedule B (For 99, 99-E2, or 99.PF) (211) 1 E BA K925 11/1-3/2D1-2 8:4:5D AN V PAGE 2D

102 SGheduIe (For. -EZ or 99-PU) (211) Page 2 Nae oforganizalion CLINTON GLOBAL INITIATIVE, INC. Eployer identification nuber Contributors (see instructions). Use duplicate copies of Fart I if additional space is needed. (a) (b) (c) (d) No. Nae, addres5, and ZIP + 4 Total contribution5 Type of contribution Person Payroll -$ , D, DOO. Noncash ( Coplete Part lilt there is a noncash contributionj (a) (b) (c) (d) No. Nae, addres5, and ZIP + 4 Total contribution5 Type of contribution Person Payroll $ Noncash ( Coplete Part II it there is a noncash contributionj (a) (b) (c) (d) No. Nae, addres5, and ZIP + 4 Total contribution5 Type of contribution Person Payroll $ Noncash ±1 ( Coplete Part II it there is a noncash contributionj (a) (b) (c) (d) No. Nae, addres5, and ZIP + 4 Total contribution5 Type of contribution Person Payroll $ Noncash ( Coplete Part II it there is a noncash contributionj (a) (b) (c) (d) No. Nae, addres5, and ZIP + 4 Total contribution5 Type of contribution Person Payroll $ Noncash ( Coplete Part II it there is a noncash contributionj (a) (b) (c) (d) No. Nae, addres5, and ZIP + 4 Total contribution5 Type of contribution Person Payroll $ Noncash ( Coplete Part II it there is n nnnr.nsh r.nnlribt'tinn Schedule B (For 99, 99-E2, or 99.PF) (211) 1 E BA K925 11/1-3/2D1-2 8:4:5D AN V PAGE 21-

103 I I I Noncash Property (see instructions). Use duplicate copies of Part lit additional space is needed. ntification nub (a) No. fro Part I (b) Description of noncash property given (c) FMV (or estiate) (see instructions) Date received 9 COMPUTERS & FOOD INVENTORY $ 241-, 5. VARIOUS (a) No. fro Part I (b) Description of noncash property given (c) FMV (or estiate) (see instructions) Date received $ (a) No. fro Part I (b) Description of noncash property given (c) FMV (or estiate) (see instructions) (d) Date received $ (a) No. fro Part I (b) Description of noncash property given (c) FMV (or estiate) (see instructions) (d) Date received $ (a) No. fro Part I (b) Description of noncash property given (c) FMV (or estiate) (see instructions) (d) Date received $ (a) No. fro Part I (b) Description of noncash property given (c) FMV (or estiate) (see instructions) (d) Date received $ Schedule B (For 99, 99-El, or 99.PF) (211) 1E BA K925 11/1-3/2D1-2 8:4:5D AN V PAGE 22

104 rganization CLINTON GLOBAL INITIATIVE, INC. Eployer identification nuber Exclusively religious, charitable, etc., individual contributions to section 51(c)(7), (8), or (1) organization that total ore than $1, for the year. Coplete coluns (a) thiough (e) and the following line entiy. For oiganizations copleting Part Ill, entei the total of exclusively ieligious, charitable, etc.! contributions of $1, or less for the year. (Enter this inforation once. See instructions.) $ Use duplicate copies of Fart Ill if additional space is needed. Ib) Purpose of gift Ic) Use of gift {d) Description of how gift is held (e) Transfer of gift Transferees nae, address, and ZIP + 4 Relationship of transferor to transferee ib) Purpose of gift ic) Use of gift {d) Description of how gift is held (e) Transfer of gift Transferees nae, address, and ZIP + 4 Relationship of transferor to transferee ib) Purpose of gift ic) Use of gift {d) Description of how gift is held (e) Transfer of gift Transferees nae, address, and ZIP + 4. Relationship of transferor to transferee ib) Purpose of gift ic) Use of gift {d) Description of how gift is held (e) Transfer of gift Transferees nae, address, and ZIP + 4 Relationship of transferor to transferee Schedule B (For 99, 99-El, or 99.PF) (211) 1E BA K925 11/13/2D12 8:4:5D AN V PAGE 23

105 SCHEDULED (For 99) Departent ot the TreasUry Suppleental Financial Stateents Coplete if the organization answered Yes, to For 99, Part IV, line 6,7,8,9,1, ha, lib, lic, lid, lie, hf, 12a, or 12b. JTi11jT1 CLINTON GLOBAL INITIATIVE, INC ±5 l FThhI Organizations Maintaining Donor Advised Funds or Other Siilar Funds or Accounts. CoplE oiaanization answeied "Yes" to Fowl 99. Part IV. line 6. (a) Donor advised funds I (b) Funds and other accounts I Total nuber at end ofyear... 2 Aggregate contributions to (during year) 3 Aggregate grants fro (during year)... 4 Aggregate value at end of year... Did the organization infor all donors and donor advisors in writing that the assets held in donor advised funds are the organizations property, subject to the organization's exclusive legal control'.... Yes No 6 Did the organization infor all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose Preservation of land for public use (e.g., recreation or education) Preservation of an historically iportant land area Protection of natural habitat Preservation of a certified historic structure Preservation of open space 2 Coplete lines 2a through 2d if the organization held a qualified conservation contribution in the for of a conservation easeent on the last day of the tax year Held at the End of the Tax Year a Total nuber of conservation easeents...2a b Total acreage restricted by conservation easeents.... c Nuber of conservation easeents on a certified historic structure included in (a)...2c d Nuber of conservation easeents included in (c) acquired after 8/17/6, and not on a historic structure listed in the National Register Nuber of conservation easeents odified, transferred, released, extinguished, or terinated by the organization during the tax year 4 Nuber of states where property subject to conservation easeent is located Does the organization have a written policy regarding the periodic onitoring, inspection, handling of violations, and enforceent of the conservation easeents it holds'.... Yes No 6 Staff and volunteer hours devoted to onitoring, inspecting, and enforcing conservation easeents during the year 7 Aount of expenses incurred in onitoring, inspecting, and enforcing conservation easeents during the year Does each conservation easeent reported on line 2(d) above satisfy the requireents ofsection I 7(h)(4)(B) (i) and section 1 7(h)(4)(B)(ii)'.Yes No 9 In Part IV, describe how the organization reports conservation easeents in its revenue and expense stateent, and balance sheet, and include, if applicable, the text of the footnote to the organization's financial stateents that describes the oraanizations accountino for conservation easeents. reasures, or C CoQlete if the anization answeied "Yes" to Fowl 99 Part IV, line 8. I a If the organization elected, as peritted under SFAS 116 (ASC 958), not to report in its revenue stateent and balance sheet works of art, historical treasures, or other siilar assets held for public exhibition, education, or research in furtherance of public service, provide, in Pad IV, the text of the footnote to its financial stateents that describes these ites. b If the organization elected, as peritted under SFAS 116 (ASC 958), to report in its revenue stateent and balance sheet works of art, historical treasures, or other siilar assets held for public exhibition, education, or research in furtherance of public service, provide the following aounts relating to these ites: (i) evenues included in For 99, Part VIII, line 1... $ (ii) Assets included in For 99, Part... $ 2 If the organization received or held works of art, historical treasures, or other siilar assets for financial gain, provide the following aounts required to be reported under SEAS 116 (ASO 958) relating to these ites: a Revenuesincluded in For 99, PartVlll,linel... b Assets included in For 99, Part... $ For Paperwork Reduction Act Notice, see the Instructions for For 99. schedule o (For 99) E BA K925 11/13/2D12 8:4:5D AN V PAGE 24

106 CLINTON GLOBAL INITIATIVE. INC ScheduleD (For 99) 211 Page 2 ruui Organizations Maintaining Collections of Art, Historical Treasures, or Other Siilar Assets (continued) 3 Using the organization's acquisition, accession, and other records, check any of the following that are a significant use of its collection ites (check all that apply): a Public exhibition d Loan or exchange progras b Scholarly research e Other c Preservation for future generations 4 Provide a description of the organizations collections and explain how they further the organizations exept purpose in Part IV. 5 During the year, did the organization solicitor receive donations of art, historical treasures, or other siilar assets to be sold to raise funds rather than to be aintained as part of the organization's collection?... fl Yes fl No IFTI1L'l Escrow and Custodial Arrangeents. Coplete if the organization answered "Yes" to For 99, Part IV, li ne 9,or reported an aount on For 99! Fart, line 21. I a Is the organization an agent, trustee, custodian or other interediary for contributions or other assets not included on For 99, Pad '....Yes b If Yes, explain the arrangeent in Part IV and coplete the following table: Aount c Beginning balance...1 c d Additions during the year...1 d e Distributions during the year...1 e Ending balance...if 2a Did the organization include an aount on For 99, Pad, line 21'... H Yes H No No I a Beginning of year balance b Contributions... c Net investent earnings, gains, and losses... d Grants or scholarships... e Other expenditures for facilities and progras... Adinistrative expenses... g End of year balance... 2 Provide the estiated percentage ofthe current year end balance (line I g, colun (a)) held as: a Board designated or quasi-endowent b Peranent endowent c Teporarily restricted endowent The percentages in lines 2a, 2b, and 2c should equal I O% 3a Are there endowent funds not in the possession of the organization that are held and adinistered for the organization by: (I) unrelated organizations...3a(i) (ii) related organizations...3a(ii) b If "Yes" to 3a(H), are the related organizations listed as required on Schedule R.3b 4 Describe in Pad IV the intended uses of the oruanizations endowent funds Description or property (a) Cost or other basis (b) Cost or oilier basis (C) Accu uieted Id) Rook vaiue nvestrnefl I) (other) depreciation a Land... b Buildings... c Leasehold iproveents... d Equipent... e Other , 662 Yes No 41, , ,848. schedule (For 99) E BA K925 11/13/212 8:4:5 AN V PAGE 25

107 CLINTON GLOBAL INITIATIVE. INC (a) Description of security or category (including nae of security) (1) Financial derivatives (2) Closely-held equity interests... (3) Other (A) (B) (C) (D) (E) (F) (G) (H) (b) Book value (C) Method of valuation Cost or end-of-year arket value (a) Description of investent type (b) Book value (C) Method of valuation Cost or end-of-year arket value (1) Total. For 99. Part cot (B) line of Book value FUNDS DUE TO RELATED ORGS. NET Total. (Co/un (b) ust equal For 99, Part, col (B) line 25.) 643, FIN 48 (ASC 74) Footnote. In Part IV, provide the text of the footnote to the organizations financial stateents that reports the oruan i za ti ons liability for uncertain tax positions under FIN 48 (ASC 74). schedule (For 99) BA K925 11/1.3/2D1.2 8:4:5D AN V PAGE 26

108 CLINTON GLOBAL INITIATIVE. INC. 1 I otal revenue (Eor 99, Fart VIII, colun (A), line 12) 2 Total expenses (For 99, Part I, colun (A), line 25) 3 Excess or (deficit) for the year. Subtract line 2 fro line 1 4 Net unrealized gains (losses) on investents 5 Donated services and use of facilities 6 Investent expenses 7 Prior period adjustents S Other (Describe in Part IV.) 9 Total adjustents (net). Add lines 4 through I Total revenue, gains, and other support per audited financial stateents 2 Aounts included on line 1 but not on For 99, Part VIII, line 12: a Net unrealized gains on investents. b Donated services and use of facilities.2b 2,43,669 ecoveries of prior year grants. d Other (Describe in Part IV.).2d -1-,23,652 Add lines 2a through 2d 3 Subtract line 2e fro line I 4 Aounts included on For 99, Part VIII, line 12, but not on line I: a Investent expenses not included on For 99, Part VIII, line lb. b Other (Describe in Part IV.). Add lines 4a and 4b 5 Total revenue. Add lines 3 and 4c. (This ust equal For 99. Pa,?!. fine 12.)... I Total expenses and losses per audited financial stateents 2 Aounts included on line 1 but not on For 99, Part I, line 25: a Donated services and use of facilities.2a 2,43,669 b Prior year adjustents 2b C Otherlosses 2c d Other (Describe in Part IV.) 2d Add lines 2a through 2d 3 Subtract line 2e fro line I 4 Aounts included on For 99, Part I, line 25, but not on line I: a Investent expenses not included on For 99, Part VIII, line lb b Other (Describe in Part IV.) 4b Add lines 4a and 4b page 4 nts - 26,95, ,674,95. 9,421,22. -1,23, ,23, , ,268, ,826, , 95, , 95, ,77,764. 2,4D3, ,674, Coplete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part Ill, lines 1 a and 4: Part IV, lines lb and 2b: Part V, line 4; Part, line 2: Part l, lines; Part II, lines 2d and 4b; and Part III, lines 2d and 4b. Also coplete this part to provide any additional inforation. SEE PAGE 5 Schedule (For 99) E BA K925 11/1-3/2D1-2 8:4:5D AN V PAGE 27

109 SGhedLJIe D (Far 99) 211 CLINTON GLOBAL INITIATIVE, INC Page 5 FTIPIIL'i Suppleental Inforation (continued) RECONCILIATION OF CHANGE IN NET ASSETS FORM 99, SCHEDULE D, PART I, LINE 8 EPENSE TO AN ENTITY INCLUDED IN THE CONSOLIDATED AND AUDITED FINANCIAL STATEMENTS BUT FILING A SEPARATE 99 - $(1D, 23,652) REVENUE RECONCILIATION FORM 99, SCHEDULE D, PART II, LINE 2B EPENSES TO AN ENTITY INCLUDED IN THE CONSOLIDATED AND AUDITED FINANCIAL STATEMENTS BUT FILING A SEPARATE 99 - $(1D, 23,652) schedule (For 99) 211 1E BA K925 11/13/2D12 8:4:5D AN V PAGE 28

110 SCHEDULE F I Stateent of Activities Outside the United States (For 99) I I MB Na ' Coplete if the organization answered Yes' to For 99. Part IV, line 14b, 15, or 16. Departent of the Treasury Attach to For 99. See separate instructions. Internal Revenue serj,ce I Nae of the organ'za'on I Eployer identification nuber CLINTON GLOBAL INITIATIVE, INC. U 27 i5555o General Inforation on Activities Outside the United States. Coplete if the organization answered!!yes!! to For 99, Part IV, line 14b. For grantnlaker5. Does the organization aintain records to substantiate the aount of its grants and other assistance, the grantees eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance.yes No 2 For grantnlaker5. Describe in Part V the organization's procedures for onitoring the use of its grants and other assistance outside the United States 11 For Paperwork Reduction Act Notice, see the Instructions for For 99. Schedule F (For 99) 211 J SA 1 E1274 todd 8587BA K925 11/13/2D12 8:4:5D AN V PAGE 29

111 CLINTON GLOBAL INITIATIVE, INC i55D SGhedLJIe F (For 99) 211 Page 2 IFTI1II Grants and Other Assistance to Organizations or Entities Outside the United States. Coplete it the organization answeied "Yes" to Foi 99, Pait IV, line 15, for any iecipient who received ole than $5. Check this box it no one recipient ieceived ole than $5 (a) Nae ot (b) IRS code (C) Region (d) Purpose ot (e) Aount ot (t) N'lanner ot (g) AoLiFit or (h) DesGription organization seglion and [IN grant Gash grant Gash non-gash of non-gash (if appligable) disburseent assistange assistange 2 Enter total nuber of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exept by the IRS, or for which the grantee or counsel has provided a section 51 (c)(3) equivalency letter 3 Enter total nuber of other organizations or entities.... Schedule F (For 99) E BA K925 11/13/2D12 8:4:5D AN V PAGE 3D