IThe organization may have to use a copy of this return to satisfy state reporting requirements. Inspection

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2 For ½½ Return of Organization Exept Fro ncoe Tax Under section 501(c), 527, or 4947(a)(1) of the nternal Revenue Code (except black lung benefit trust or private foundation) OMB No À¾µµ Open to Public Departent of the Treasury nternal Revenue Service The organization ay have to use a copy of this return to satisfy state reporting requireents. nspection A For the 2011 calendar year, or tax year beginning 07/01, 2011, and ending 06/30, C Nae of organization ALZHEMER'S DSEASE & RELATED DSORDERS D Eployer identification nuber B Check if applicable: ASSOCATON, NC Address change Doing Business As ALZHEMER'S ASSOCATON Nuber and street (or P.O. box if ail is not delivered to street address) Roo/suite E Telephone nuber Activities & Governance Revenue Expenses Net Assets or Fund Balances Nae change nitial return Terinated City or town, state or country, and ZP + 4 Aended return CHCAGO, L G Gross receipts $ 159,787,494. Application F Nae and address of principal officer: H(a) s this a group return for Yes No pending RCHARD HOVLAND affiliates? 225 N. MCHGAN AVE CHCAGO L H(b) Are all affiliates included? Yes No Tax-exept status: 501(c)(3) 501(c) ( ) (insert no.) 4947(a)(1) or 527 f "No," attach a list. (see instructions) J Website: H(c) Group exeption nuber a b a b Part 225 N. MCHGAN AVE. 17TH FLR (312) J K For of organization: Corporation Trust Association Other L Year of foration: 1980 M State of legal doicile: L Part Suary 1 Briefly describe the organization's ission or ost significant activities: TO ELMNATE ALZHEMER'S DSEASE THROUGH THE ADVANCEMENT OF RESEARCH; TO PROVDE AND ENHANCE CARE AND SUPPORT FOR ALL AFFECTED; & TO REDUCE THE RSK OF DEMENTA THROUGH THE PROMOTON OF BRAN HEALTH. Check this box if the organization discontinued its operations or disposed of ore than 25% of its net assets. Nuber of voting ebers of the governing body (Part V, line 1a) 3 Nuber of independent voting ebers of the governing body (Part V, line 1b) 4 Total nuber of individuals eployed in calendar year 2011 (Part V, line 2a) 5 Total nuber of volunteers (estiate if necessary) 6 Total unrelated business revenue fro Part V, colun (C), line 12 7a Net unrelated business taxable incoe fro For 990-T, line 34 7b Prior Year Contributions and grants (Part V, line 1h) Progra service revenue (Part V, line 2g) nvestent incoe (Part V, colun (A), lines 3, 4, and 7d) Other revenue (Part V, colun (A), lines 5, 6d, 8c, 9c, 10c, and 11e) Total revenue - add lines 8 through 11 (ust equal Part V, colun (A), line 12) Grants and siilar aounts paid (Part, colun (A), lines 1-3) Benefits paid to or for ebers (Part, colun (A), line 4) Salaries, other copensation, eployee benefits (Part, colun (A), lines 5-10) Professional fundraising fees (Part, colun (A), line 11e) Total fundraising expenses (Part, colun (D), line 25) Other expenses (Part, colun (A), lines 11a-11d, 11f-24e) Total expenses. Add lines (ust equal Part, colun (A), line 25) Revenue less expenses. Subtract line 18 fro line 12 Total assets (Part, line 16) Total liabilities (Part, line 26) Net assets or fund balances. Subtract line 21 fro line 20 Signature Block 18,392,627. Beginning of Current Year Current Year End of Year , ,072, ,496,080. 3,178,335. 5,109,038. 1,542,653. 2,227,187. 3,659,971. 4,743, ,453, ,575, ,532, ,494, ,820, ,688, , , ,489, ,211, ,298, ,828,372. 1,154,449. 4,747, ,296, ,758, ,675, ,119, ,620, ,639,575. Under penalties of perjury, declare that have exained this return, including accopanying schedules and stateents, and to the best of y knowledge and belief, it is true, correct, and coplete. Declaration of preparer (other than officer) is based on all inforation of which preparer has any knowledge. M Signature of officer Date RCHARD H. HOVLAND COO/CFO M Type or print nae and title Print/Type preparer's nae Preparer's signature Date Check if PTN Paid DANEL ROMANO 12/14/2012 self-eployed P Preparer Fir's nae Use Only GRANT THORNTON LLP Fir's EN Fir's address 175 W. JACKSON BLVD. STE CHCAGO, L Phone no May the RS discuss this return with the preparer shown above? (see instructions) Yes No Sign Here For Paperwork Reduction Act Notice, see the separate instructions. For 990 (2011) 1E P 649R PAGE 3

3 For 8868 Application for Extension of Tie To File an Exept Organization Return (Rev. January 2012) OMB No Departent of the Treasury nternal Revenue Service File a separate application for each return. f you are filing for an Autoatic 3-Month Extension, coplete only Part and check this box % f you are filing for an Additional (Not Autoatic) 3-Month Extension, coplete only Part (on page 2 of this for). Do not coplete Part unless you have already been granted an autoatic 3-onth extension on a previously filed For Electronic filing (e-file). You can electronically file For 8868 if you need a 3-onth autoatic extension of tie to file (6 onths for a corporation required to file For 990-T), or an additional (not autoatic) 3-onth extension of tie. You can electronically file For 8868 to request an extension of tie to file any of the fors listed in Part or Part with the exception of For 8870, nforation Return for Transfers Associated With Certain Personal Benefit Contracts, which ust be sent to the RS in paper forat (see instructions). For ore details on the electronic filing of this for, visit and click on e-file for Charities & Nonprofits. Autoatic 3-Month Extension of Tie. Only subit original (no copies needed). Part A corporation required to file For 990-T and requesting an autoatic 6-onth extension - check this box and coplete Part only All other corporations (including 1120-C filers), partnerships, REMCs, and trusts ust use For 7004 to request an extension of tie to file incoe tax returns. Enter filer's identifying nuber, see instructions Nae of exept organization or other filer, see instructions. Eployer identification nuber (EN) or Type or ALZHEMER'S DSEASE & RELATED DSORDERS print ASSOCATON File by the Nuber, street, and roo or suite no. f a P.O. box, see instructions. Social security nuber (SSN) due date for filing your 225 N. MCHGAN AVENUE, 17TH FLOOR return. See City, town or post office, state, and ZP code. For a foreign address, see instructions. instructions. CHCAGO, L Enter the Return code for the return that this application is for (file a separate application for each return) 0 1 Application s For For 990 For 990-BL For 990-EZ For 990-PF For 990-T (sec. 401(a) or 408(a) trust) For 990-T (trust other than above) % The books are in the care of Telephone No. % Return Code RCHARD HOVLAND, COO Application s For For 990-T (corporation) For 1041-A For 4720 For 5227 For 6069 For 8870 Return Code FA No. f the organization does not have an office or place of business in the United States, check this box f this is for a Group Return, enter the organization's four digit Group Exeption Nuber (GEN). f this is for the whole group, check this box. f it is for part of the group, check this box and attach a list with the naes and ENs of all ebers the extension is for. 1 request an autoatic 3-onth (6 onths for a corporation required to file For 990-T) extension of tie until 02/15, 20 13, to file the exept organization return for the organization naed above. The extension is for the organization's return for: calendar year 20 or tax year beginning 07/01, 2011, and ending 06/30, f the tax year entered in line 1 is for less than 12 onths, check reason: nitial return Final return Change in accounting period 3a f this application is for For 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits. See instructions. 3a $ 0 b f this application is for For 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estiated tax payents ade. nclude any prior year overpayent allowed as a credit. 3b $ 0 c Balance due. Subtract line 3b fro line 3a. nclude your payent with this for, if required, by using EFTPS (Electronic Federal Tax Payent Syste). See instructions. 3c $ 0 Caution. f you are going to ake an electronic fund withdrawal with this For 8868, see For 8453-EO and For 8879-EO for payent instructions. For Privacy Act and Paperwork Reduction Act Notice, see nstructions. For 8868 (Rev ) 1F P 649R PAGE

4 For 990 (2011) Page 2 Part Stateent of Progra Service Accoplishents Check if Schedule O contains a response to any question in this Part 1 Briefly describe the organization's ission: ATTACHMENT 1 2 Did the organization undertake any significant progra services during the year which were not listed on the prior For 990 or 990-EZ? Yes No f "Yes," describe these new services on Schedule O. 3 Did the organization cease conducting, or ake significant changes in how it conducts, any progra services? Yes No f "Yes," describe these changes on Schedule O. 4 Describe the organization's progra service accoplishents for each of its three largest progra services, as easured by expenses. Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the aount of grants and allocations to others, the total expenses, and revenue, if any, for each progra service reported. 4a (Code: ) (Expenses $ 24,129,299. including grants of $ 12,000. ) (Revenue $ 0 ) ATTACHMENT 2 4b (Code: ) (Expenses $ 23,770,407. including grants of $ 12,055,538. ) (Revenue $ 4,885,187. ) ATTACHMENT 3 4c (Code: ) (Expenses $ 10,832,839. including grants of $ 386,841. ) (Revenue $ 0 ) CHAPTER SERVCES - FROM COAST TO COAST, MORE THAN 80 AFFLATED CHAPTERS ARE N COMMUNTES NATONWDE, PROVDNG SERVCES TO FAMLES AND PROFESSONALS, NCLUDNG NFORMATON AND REFERRAL, SUPPORT GROUPS, CARE CONSULTATON, EDUCATON AND SAFETY SERVCES. THE NATONAL ORGANZATON PROVDES STRATEGC AND TACTCAL SUPPORT N THESE ACTVTES. 4d Other progra services (Describe in Schedule O.) (Expenses $ 16,367,015. including grants of $ 1,040,024. ) (Revenue $ 377,779. ) 4e Total progra service expenses 75,099,560. 1E For 990 (2011) 60194P 649R PAGE 4

5 For 990 (2011) Page 3 Part V Checklist of Required Schedules s the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? f "Yes," coplete Schedule A 1 s the organization required to coplete Schedule B, Schedule of Contributors (see instructions)? 2 Did the organization engage in direct or indirect political capaign activities on behalf of or in opposition to candidates for public office? f "Yes," coplete Schedule C, Part 3 Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? f "Yes," coplete Schedule C, Part 4 s the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives ebership dues, assessents, or siilar aounts as defined in Revenue Procedure 98-19? f "Yes," coplete Schedule C, Part 5 Did the organization aintain any donor advised funds or any siilar funds or accounts for which donors have the right to provide advice on the distribution or investent of aounts in such funds or accounts? f "Yes," coplete Schedule D, Part 6 Did the organization receive or hold a conservation easeent, including easeents to preserve open space, the environent, historic land areas, or historic structures? f "Yes," coplete Schedule D, Part 7 Did the organization aintain collections of works of art, historical treasures, or other siilar assets? f "Yes," coplete Schedule D, Part 8 Did the organization report an aount in Part, line 21; serve as a custodian for aounts not listed in Part ; or provide credit counseling, debt anageent, credit repair, or debt negotiation services? f "Yes," coplete Schedule D, Part V 9 Did the organization, directly or through a related organization, hold assets in teporarily restricted endowents, peranent endowents, or quasi-endowents? f "Yes," coplete Schedule D, Part V f the organization s answer to any of the following questions is "Yes," then coplete Schedule D, Parts V, V, V,, or as applicable. a Did the organization report an aount for land, buildings, and equipent in Part, line 10? f "Yes," coplete Schedule D, Part V 11a b Did the organization report an aount for investents other securities in Part, line 12 that is 5% or ore of its total assets reported in Part, line 16? f "Yes," coplete Schedule D, Part V 11b c Did the organization report an aount for investents-progra related in Part, line 13 that is 5% or ore of its total assets reported in Part, line 16? f "Yes," coplete Schedule D, Part V 11c d Did the organization report an aount for other assets in Part, line 15 that is 5% or ore of its total assets reported in Part, line 16? f "Yes," coplete Schedule D, Part 11d e Did the organization report an aount for other liabilities in Part, line 25? f "Yes," coplete Schedule D, Part 11e f Did the organization s separate or consolidated financial stateents for the tax year include a footnote that addresses the organization's liability for uncertain tax positions under FN 48 (ASC 740)? f "Yes," coplete Schedule D, Part 11f 12 a Did the organization obtain separate, independent audited financial stateents for the tax year? f "Yes," coplete Schedule D, Parts,, and 12a b Was the organization included in consolidated, independent audited financial stateents for the tax year? f "Yes," and if the organization answered "No" to line 12a, then copleting Schedule D, Parts,, and is optional 12b 13 s the organization a school described in section 170(b)(1)(A)(ii)? f "Yes," coplete Schedule E a Did the organization aintain an office, eployees, or agents outside of the United States? 14a b a b 1E Did the organization have aggregate revenues or expenses of ore than $10,000 fro grantaking, fundraising, business, investent, and progra service activities outside the United States, or aggregate foreign investents valued at $100,000 or ore? f "Yes," coplete Schedule F, Parts and V 14b Did the organization report on Part, colun (A), line 3, ore than $5,000 of grants or assistance to any organization or entity located outside the United States? f "Yes," coplete Schedule F, Parts and V 15 Did the organization report on Part, colun (A), line 3, ore than $5,000 of aggregate grants or assistance to individuals located outside the United States? f "Yes," coplete Schedule F, Parts and V 16 Did the organization report a total of ore than $15,000 of expenses for professional fundraising services on Part, colun (A), lines 6 and 11e? f "Yes," coplete Schedule G, Part (see instructions) 17 Did the organization report ore than $15,000 total of fundraising event gross incoe and contributions on Part V, lines 1c and 8a? f "Yes," coplete Schedule G, Part 18 Did the organization report ore than $15,000 of gross incoe fro gaing activities on Part V, line 9a? f "Yes," coplete Schedule G, Part 19 Did the organization operate one or ore hospital facilities? f "Yes," coplete Schedule H 20a f "Yes" to line 20a, did the organization attach a copy of its audited financial stateents to this return? 20b Yes No For 990 (2011) 60194P 649R PAGE 5

6 For 990 (2011) Page 4 Part V Checklist of Required Schedules (continued) 21 Did the organization report ore than $5,000 of grants and other assistance to any governent or organization in the United States on Part, colun (A), line 1? f "Yes," coplete Schedule, Parts and Did the organization report ore than $5,000 of grants and other assistance to individuals in the United States on Part, colun (A), line 2? f "Yes," coplete Schedule, Parts and Did the organization answer "Yes" to Part V, Section A, line 3, 4, or 5 about copensation of the organization's current and forer officers, directors, trustees, key eployees, and highest copensated eployees? f "Yes," coplete Schedule J a Did the organization have a tax-exept bond issue with an outstanding principal aount of ore than $100,000 as of the last day of the year, that was issued after Deceber 31, 2002? f "Yes," answer lines 24b through 24d and coplete Schedule K. f No, go to line a b Did the organization invest any proceeds of tax-exept bonds beyond a teporary period exception? 24b c Did the organization aintain an escrow account other than a refunding escrow at any tie during the year to defease any tax-exept bonds? 24c d Did the organization act as an "on behalf of" issuer for bonds outstanding at any tie during the year? 24d 25 a Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? f "Yes," coplete Schedule L, Part 25a b s the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization's prior Fors 990 or 990-EZ? f "Yes," coplete Schedule L, Part 25b 26 Was a loan to or by a current or forer officer, director, trustee, key eployee, highly copensated eployee, or disqualified person outstanding as of the end of the organization's tax year? f "Yes," coplete Schedule L, Part Did the organization provide a grant or other assistance to an officer, director, trustee, key eployee, substantial contributor or eployee thereof, a grant selection coittee eber, or to a 35% controlled entity or faily eber of any of these persons? f "Yes," coplete Schedule L, Part Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part V instructions for applicable filing thresholds, conditions, and exceptions): a A current or forer officer, director, trustee, or key eployee? f "Yes," coplete Schedule L, Part V 28a b A faily eber of a current or forer officer, director, trustee, or key eployee? f "Yes," coplete Schedule L, Part V 28b c An entity of which a current or forer officer, director, trustee, or key eployee (or a faily eber thereof) was an officer, director, trustee, or direct or indirect owner? f "Yes," coplete Schedule L, Part V 28c 29 Did the organization receive ore than $25,000 in non-cash contributions? f "Yes," coplete Schedule M Did the organization receive contributions of art, historical treasures, or other siilar assets, or qualified conservation contributions? f "Yes," coplete Schedule M Did the organization liquidate, terinate, or dissolve and cease operations? f "Yes," coplete Schedule N, Part Did the organization sell, exchange, dispose of, or transfer ore than 25% of its net assets? f "Yes," coplete Schedule N, Part Did the organization own 100% of an entity disregarded as separate fro the organization under Regulations sections and ? f "Yes," coplete Schedule R, Part Was the organization related to any tax-exept or taxable entity? f "Yes," coplete Schedule R, Parts,, V, and V, line a Did the organization have a controlled entity within the eaning of section 512(b)(13)? 35a b Did the organization receive any payent fro or engage in any transaction with a controlled entity within the eaning of section 512(b)(13)? f "Yes," coplete Schedule R, Part V, line 2 35b 36 Section 501(c)(3) organizations. Did the organization ake any transfers to an exept non-charitable related organization? f "Yes," coplete Schedule R, Part V, line Did the organization conduct ore than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal incoe tax purposes? f "Yes," coplete Schedule R, Part V Did the organization coplete Schedule O and provide explanations in Schedule O for Part V, lines 11 and 19? Note. All For 990 filers are required to coplete Schedule O. 38 For 990 (2011) Yes No 1E P 649R PAGE 6

7 For 990 (2011) Page 5 Part V 1 a b c Stateents Regarding Other RS Filings and Tax Copliance Check if Schedule O contains a response to any question in this Part V Enter the nuber reported in Box 3 of For Enter -0- if not applicable 1a Enter the nuber of Fors W-2G included in line 1a. Enter -0- if not applicable 1b Did the organization coply with backup withholding rules for reportable payents to vendors and reportable gaing (gabling) winnings to prize winners? 1c 2a Enter the nuber of eployees reported on For W-3, Transittal of Wage and Tax Stateents, filed for the calendar year ending with or within the year covered by this return 2a 388 b f at least one is reported on line 2a, did the organization file all required federal eployent tax returns? 2b Note. f the su of lines 1a and 2a is greater than 250, you ay be required to e-file (see instructions) 3a Did the organization have unrelated business gross incoe of $1,000 or ore during the year? 3a b f "Yes," has it filed a For 990-T for this year? f "No," provide an explanation in Schedule O 3b 4a At any tie during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? 4a b f Yes, enter the nae of the foreign country: See instructions for filing requireents for For TD F , Report of Foreign Bank and Financial Accounts. 5a Was the organization a party to a prohibited tax shelter transaction at any tie during the tax year? 5a b Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? 5b c f "Yes" to line 5a or 5b, did the organization file For 8886-T? 5c 6a Does the organization have annual gross receipts that are norally greater than $100,000, and did the organization solicit any contributions that were not tax deductible? 6a b f "Yes," did the organization include with every solicitation an express stateent that such contributions or gifts were not tax deductible? 6b 7 Organizations that ay receive deductible contributions under section 170(c). a Did the organization receive a payent in excess of $75 ade partly as a contribution and partly for goods and services provided to the payor? 7a b f "Yes," did the organization notify the donor of the value of the goods or services provided? 7b c Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file For 8282? 7c d f "Yes," indicate the nuber of Fors 8282 filed during the year 7d e Did the organization receive any funds, directly or indirectly, to pay preius on a personal benefit contract? 7e f Did the organization, during the year, pay preius, directly or indirectly, on a personal benefit contract? 7f g f the organization received a contribution of qualified intellectual property, did the organization file For 8899 as required? 7g h f the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a For 1098-C? 7h 8 Sponsoring organizations aintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund aintained by a sponsoring organization, have excess business holdings at any tie during the year? 8 9 Sponsoring organizations aintaining donor advised funds. a Did the organization ake any taxable distributions under section 4966? 9a b Did the organization ake a distribution to a donor, donor advisor, or related person? 9b 10 Section 501(c)(7) organizations. Enter: a nitiation fees and capital contributions included on Part V, line 12 10a b Gross receipts, included on For 990, Part V, line 12, for public use of club facilities 10b 11 Section 501(c)(12) organizations. Enter: a Gross incoe fro ebers or shareholders 11a b Gross incoe fro other sources (Do not net aounts due or paid to other sources against aounts due or received fro the.) 11b 12a Section 4947(a)(1) non-exept charitable trusts. s the organization filing For 990 in lieu of For 1041? 12a b f "Yes," enter the aount of tax-exept interest received or accrued during the year 12b 13 Section 501(c)(29) qualified nonprofit health insurance issuers. a s the organization licensed to issue qualified health plans in ore than one state? 13a Note. See the instructions for additional inforation the organization ust report on Schedule O. b Enter the aount of reserves the organization is required to aintain by the states in which the organization is licensed to issue qualified health plans 13b c Enter the aount of reserves on hand 13c 14a Did the organization receive any payents for indoor tanning services during the tax year? 14a b f "Yes," has it filed a For 720 to report these payents? f "No," provide an explanation in Schedule O 14b For 990 (2011) 60194P 649R PAGE 7 1E Yes No

8 For 990 (2011) Page 6 Part V Governance, Manageent, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to line 8a, 8b, or 10b below, describe the circustances, processes, or changes in Schedule O. See instructions. Check if Schedule O contains a response to any question in this Part V Section A. Governing Body and Manageent 1a Enter the nuber of voting ebers of the governing body at the end of the tax year. f there are aterial differences in voting rights aong ebers of the governing body, or if the governing body delegated broad authority to an executive coittee or siilar coittee, explain in Schedule O. b Enter the nuber of voting ebers included in line 1a, above, who are independent 1b 43 2 Did any officer, director, trustee, or key eployee have a faily relationship or a business relationship with any other officer, director, trustee, or key eployee? 2 3 Did the organization delegate control over anageent duties custoarily perfored by or under the direct supervision of officers, directors, or trustees, or key eployees to a anageent copany or other person? 3 4 Did the organization ake any significant changes to its governing docuents since the prior For 990 was filed? 4 5 Did the organization becoe aware during the year of a significant diversion of the organization's assets? 5 6 Did the organization have ebers or stockholders? 6 7a Did the organization have ebers, stockholders, or other persons who had the power to elect or appoint one or ore ebers of the governing body? 7a b Are any governance decisions of the organization reserved to (or subject to approval by) ebers, stockholders, or persons other than the governing body? 7b 8 Did the organization conteporaneously docuent the eetings held or written actions undertaken during the year by the following: a The governing body? 8a b Each coittee with authority to act on behalf of the governing body? 8b 9 s there any officer, director, trustee, or key eployee listed in Part V, Section A, who cannot be reached at the organization's ailing address? f "Yes," provide the naes and addresses in Schedule O 9 Section B. Policies (This Section B requests inforation about policies not required by the nternal Revenue Code.) Yes 10a Did the organization have local chapters, branches, or affiliates? 10a b f "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exept purposes? 10b 11a Has the organization provided a coplete copy of this For 990 to all ebers of its governing body before filing the for? 11a b Describe in Schedule O the process, if any, used by the organization to review this For a Did the organization have a written conflict of interest policy? f "No," go to line 13 12a b Were officers, directors, or trustees, and key eployees required to disclose annually interests that could give rise to conflicts? 12b c Did the organization regularly and consistently onitor and enforce copliance with the policy? f "Yes," describe in Schedule O how this was done 12c a b 16a b Did the organization have a written whistleblower policy? Did the organization have a written docuent retention and destruction policy? Did the process for deterining copensation of the following persons include a review and approval by independent persons, coparability data, and conteporaneous substantiation of the deliberation and decision? The organization's CEO, Executive Director, or top anageent official 15a Other officers or key eployees of the organization 15b f "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions.) Did the organization invest in, contribute assets to, or participate in a joint venture or siilar arrangeent with a taxable entity during the year? 16a f "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangeents under applicable federal tax law, and take steps to safeguard the organization's exept status with respect to such arrangeents? Section C. Disclosure List the states with which a copy of this For 990 is required to be filed Section 6104 requires an organization to ake its Fors 1023 (or 1024 if applicable), 990, and 990-T (Section 501(c)(3)s only) available for public inspection. ndicate how you ade these available. Check all that apply. Own website Another's website Upon request 19 Describe in Schedule O whether (and if so, how), the organization ade its governing docuents, conflict of interest policy, and financial stateents available to the public during the tax year. 20 State the nae, physical address, and telephone nuber of the person who possesses the books and records of the organization: RCHARD HOVLAND, COO/CFO 225 N. MCHGAN AVENUE CHCAGO, L For 990 (2011) 1E ATTACHMENT P 649R PAGE 8 1a 43 16b Yes No No

9 For 990 (2011) Page 7 Part V Section A. Copensation of Officers, Directors, Trustees, Key Eployees, Highest Copensated Eployees, and ndependent Contractors Check if Schedule O contains a response to any question in this Part V Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees 1a Coplete this table for all persons required to be listed. Report copensation for the calendar year ending with or within the organization's tax year. % % List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of aount of copensation. Enter -0- in coluns (D), (E), and (F) if no copensation was paid. List all of the organization's current key eployees, if any. See instructions for definition of "key eployee." List the organization's five current highest copensated eployees (other than an officer, director, trustee, or key eployee) who received reportable copensation (Box 5 of For W-2 and/or Box 7 of For 1099-MSC) of ore than $100,000 fro the organization and any related organizations. % % List all of the organization's forer officers, key eployees, and highest copensated eployees who received ore than $100,000 of reportable copensation fro the organization and any related organizations. List all of the organization's forer directors or trustees that received, in the capacity as a forer director or trustee of the organization, ore than $10,000 of reportable copensation fro the organization and any related organizations. List persons in the following order: individual trustees or directors; institutional trustees; officers; key eployees; highest copensated eployees; and forer such persons. Check this box if neither the organization nor any related organization copensated any current officer, director, or trustee. (A) (B) (C) (D) (E) (F) Nae and Title ATTACHMENT 5 Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) ndividual trustee or director nstitutional trustee Officer Key eployee Highest copensated eployee Forer Reportable copensation fro the organization (W-2/1099-MSC) Reportable copensation fro related organizations (W-2/1099-MSC) Estiated aount of other copensation fro the organization and related organizations (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) (14) 1E EDWARD BERUBE CHAR, EEC. COMM., DRECTOR GERALD SAMPSON VCE CHAR, EEC. COMM., DR THOMAS J. WNKEL TREASURER, EEC. COMM., DR MARY GUERRERO AUSTROM, PH.D. SECRETARY, EEC. COMM., DR R. THOMAS BODKN DRECTOR AND EEC COMMTTEE BLL BUECHELE DRECTOR AND EEC COMMTTEE CATHY EDGE DRECTOR AND EEC COMMTTEE DEBORAH JONES DRECTOR AND EEC COMMTTEE RALPH A. NON, M.D., PH.D DRECTOR AND EEC COMMTTEE JOHN OSHER DRECTOR AND EEC COMMTTEE RONALD PETERSEN, M.D, PH.D. DRECTOR AND EEC COMMTTEE STEWART PUTNAM DRECTOR AND EEC COMMTTEE JOHN SABL DRECTOR AND EEC COMMTTEE ELECTA ANDERSON DRECTOR For 990 (2011) 60194P 649R PAGE 9

10 For 990 (2011) Page 8 Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees (continued) Part V (A) (B) (C) (D) (E) (F) Nae and title Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) ndividual trustee or director nstitutional trustee Officer Key eployee Highest copensated eployee Forer Reportable copensation fro the organization (W-2/1099-MSC) Reportable copensation fro related organizations (W-2/1099-MSC) 1b Sub-total c Total fro continuation sheets to Part V, Section A d Total (add lines 1b and 1c) 2 Total nuber of individuals (including but not liited to those listed above) who received ore than $100,000 of reportable copensation fro the organization 62 3 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated eployee on line 1a? f "Yes," coplete Schedule J for such individual 3 4 For any individual listed on line 1a, is the su of reportable copensation and other copensation fro the organization and related organizations greater than $150,000? f Yes, coplete Schedule J for such individual 4 5 Did any person listed on line 1a receive or accrue copensation fro any unrelated organization or individual for services rendered to the organization? f Yes, coplete Schedule J for such person 5 Section B. ndependent Contractors 1 Coplete this table for your five highest copensated independent contractors that received ore than $100,000 of copensation fro the organization. Report copensation for the calendar year ending with or within the organization's tax year. Estiated aount of other copensation fro the organization and related organizations ( 15) CHRSTOPHER BNKLEY DRECTOR ( 16) ROBERT K. BURKE DRECTOR ( 17) RCHARD DELLA PENNA, M.D. DRECTOR ( 18) JACK FAER DRECTOR ( 19) MARLANA GEHA, PH.D. DRECTOR ( 20) ELZABETH GELFAND STEARNS DRECTOR ( 21) COLLEEN GOLDHAMMER BENZN DRECTOR ( 22) DAVD GOLTERMANN DRECTOR ( 23) LOUS HOLLAND, JR. DRECTOR ( 24) STEPHEN HUME, PSY.D DRECTOR ( 25) KAREN KAUFFMAN, PH.D.,C.R.N.P, B.C. DRECTOR ,556, , ,004. 2,556, , ,004. Yes No ATTACHMENT 6 (A) Nae and business address (B) Description of services (C) Copensation 2 Total nuber of independent contractors (including but not liited to those listed above) who received ore than $100,000 in copensation fro the organization 78 1E For 990 (2011) 60194P 649R PAGE 10

11 For 990 (2011) Page 8 Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees (continued) Part V (A) (B) (C) (D) (E) (F) Nae and title Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) ndividual trustee or director nstitutional trustee Officer Key eployee Highest copensated eployee Forer Reportable copensation fro the organization (W-2/1099-MSC) Reportable copensation fro related organizations (W-2/1099-MSC) 1b Sub-total c Total fro continuation sheets to Part V, Section A d Total (add lines 1b and 1c) 2 Total nuber of individuals (including but not liited to those listed above) who received ore than $100,000 of reportable copensation fro the organization 62 3 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated eployee on line 1a? f "Yes," coplete Schedule J for such individual 3 4 For any individual listed on line 1a, is the su of reportable copensation and other copensation fro the organization and related organizations greater than $150,000? f Yes, coplete Schedule J for such individual 4 5 Did any person listed on line 1a receive or accrue copensation fro any unrelated organization or individual for services rendered to the organization? f Yes, coplete Schedule J for such person 5 Section B. ndependent Contractors 1 Coplete this table for your five highest copensated independent contractors that received ore than $100,000 of copensation fro the organization. Report copensation for the calendar year ending with or within the organization's tax year. Estiated aount of other copensation fro the organization and related organizations ( 26) JACQUELNE KOUR DRECTOR ( 27) JOHN E. MAGGO, PH.D. DRECTOR ( 28) JEFFREY MALONEY DRECTOR ( 29) BONNE H. MARCUS DRECTOR ( 30) LNDA MENDELSON DRECTOR ( 31) DAVD MOSCOW DRECTOR ( 32) MANNY NAJERA DRECTOR ( 33) MARGARET NOEL, M.D. DRECTOR ( 34) RON PROFL DRECTOR ( 35) DEBORAH A. RANDALL, ESQ. DRECTOR ( 36) KMBERLY REED DRECTOR Yes No (A) Nae and business address (B) Description of services (C) Copensation 2 Total nuber of independent contractors (including but not liited to those listed above) who received ore than $100,000 in copensation fro the organization 1E For 990 (2011) 60194P 649R PAGE 11

12 For 990 (2011) Page 8 Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees (continued) Part V (A) (B) (C) (D) (E) (F) Nae and title Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) ndividual trustee or director nstitutional trustee Officer Key eployee Highest copensated eployee Forer Reportable copensation fro the organization (W-2/1099-MSC) Reportable copensation fro related organizations (W-2/1099-MSC) 1b Sub-total c Total fro continuation sheets to Part V, Section A d Total (add lines 1b and 1c) 2 Total nuber of individuals (including but not liited to those listed above) who received ore than $100,000 of reportable copensation fro the organization 62 3 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated eployee on line 1a? f "Yes," coplete Schedule J for such individual 3 4 For any individual listed on line 1a, is the su of reportable copensation and other copensation fro the organization and related organizations greater than $150,000? f Yes, coplete Schedule J for such individual 4 5 Did any person listed on line 1a receive or accrue copensation fro any unrelated organization or individual for services rendered to the organization? f Yes, coplete Schedule J for such person 5 Section B. ndependent Contractors 1 Coplete this table for your five highest copensated independent contractors that received ore than $100,000 of copensation fro the organization. Report copensation for the calendar year ending with or within the organization's tax year. Estiated aount of other copensation fro the organization and related organizations ( 37) SCOTT RUSSELL, ED.D DRECTOR ( 38) ALAN SLVERGLAT DRECTOR ( 39) SUZANNE B. SWFT DRECTOR ( 40) CARL E. TUERK, JR. DRECTOR ( 41) PAUL WELER DRECTOR ( 42) SHELLE N. WLLAMS, M.D. DRECTOR ( 43) JEROME H STONE FOUNDNG PRES, HONORARY CHAR ( 44) HARRY JOHNS PRESDENT & CEO ,108. 6, ,966. ( 45) RCHARD HOVLAND COO/CFO , ,233. ( 46) ANGELA GEGER CHEF STRATEGY OFFCER , ,066. ( 47) WLLAM THES CHEF MEDCAL SCENCE OFFCER , ,614. Yes No (A) Nae and business address (B) Description of services (C) Copensation 2 Total nuber of independent contractors (including but not liited to those listed above) who received ore than $100,000 in copensation fro the organization 1E For 990 (2011) 60194P 649R PAGE 12

13 For 990 (2011) Page 8 Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees (continued) Part V (A) (B) (C) (D) (E) (F) Nae and title Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) ndividual trustee or director nstitutional trustee Officer Key eployee Highest copensated eployee Forer Reportable copensation fro the organization (W-2/1099-MSC) Reportable copensation fro related organizations (W-2/1099-MSC) Estiated aount of other copensation fro the organization and related organizations ( 48) ROBERT EGGE VP - PUBLC POLCY ,467. 5, ,806. ( 49) SCOTT GARDNER VP - CHAPTER RELATONS , ,639. ( 50) PAULA PELSSERO SR. DRECTOR, HUMAN RESOURCES , ,340. ( 51) MATTHEW BAUMGART SR. DRECTOR, PUBLC POLCY , ,340. 1b Sub-total c Total fro continuation sheets to Part V, Section A d Total (add lines 1b and 1c) 2 Total nuber of individuals (including but not liited to those listed above) who received ore than $100,000 of reportable copensation fro the organization 62 3 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated eployee on line 1a? f "Yes," coplete Schedule J for such individual 3 4 For any individual listed on line 1a, is the su of reportable copensation and other copensation fro the organization and related organizations greater than $150,000? f Yes, coplete Schedule J for such individual 4 5 Did any person listed on line 1a receive or accrue copensation fro any unrelated organization or individual for services rendered to the organization? f Yes, coplete Schedule J for such person 5 Section B. ndependent Contractors 1 Coplete this table for your five highest copensated independent contractors that received ore than $100,000 of copensation fro the organization. Report copensation for the calendar year ending with or within the organization's tax year. Yes No (A) Nae and business address (B) Description of services (C) Copensation 2 Total nuber of independent contractors (including but not liited to those listed above) who received ore than $100,000 in copensation fro the organization 1E For 990 (2011) 60194P 649R PAGE 13

14 For 990 (2011) Page 9 Part V Contributions, Gifts, Grants and Other Siilar Aounts Progra Service Revenue Other Revenue 1a b c d e f g h 2a b c d e f g 6a b c d 7a b Stateent of Revenue and sales expenses 53,235,662. 1,096. c Gain or (loss) 187, ,096. d Net gain or (loss) 8a b c 9a b c 10a b c 11a b c Federated capaigns Mebership dues Fundraising events Related organizations Governent grants (contributions) All other contributions, gifts, grants, and siilar aounts not included above 1f 89,769,785. Noncash contributions included in lines 1a-1f: $ 2,761,638. Total. Add lines 1a-1f Business Code d All other revenue e Total. Add lines 11a-11d 12 Total revenue. See instructions 1E a 1b 1c 1d 1e (A) Total revenue (B) Related or exept function revenue CAREGVER TRANNG , ,752. All other progra service revenue Total. Add lines 2a-2f 5,109,038. nvestent incoe (including dividends, interest, and other siilar aounts) ncoe fro investent of tax-exept bond proceeds Royalties Gross rents (i) Real (ii) Personal Less: rental expenses Rental incoe or (loss) Net rental incoe or (loss) Gross aount fro sales of (i) Securities (ii) Other assets other than inventory 53,422,792. Less: cost or other basis Gross incoe fro fundraising events (not including $ of contributions reported on line 1c). See Part V, line 18 a 2,988,825. Less: direct expenses b 1,431,694. Net incoe or (loss) fro fundraising events Gross incoe fro gaing activities. See Part V, line 19 a 20,350. Less: direct expenses b 7,500. Net incoe or (loss) fro gaing activities Gross sales of inventory, less returns and allowances a 925,744. Less: cost of goods sold b 536,053. Net incoe or (loss) fro sales of inventory Miscellaneous Revenue Business Code 261, ,425. 1,907, ,496,080. PROGRAM CONFERENCES ,821,434. 4,821,434. JOURNAL , ,753. SAFE RETURN REGSTRATON FEE , , ,425. (C) Unrelated business revenue (D) Revenue excluded fro tax under sections 512, 513, or 514 2,041,153. 2,041, , , , ,034. 1,557,129. 1,557, , ,850. ATCH 7 389, , ,763. AFFLATE REVENUE , ,791. CHAPTER LCENSNG AND MANTENANCE , ,245. OTHER REVENUE , ,576. 2,748, ,575,489. 5,262,966. 6,816,443. For 990 (2011) 60194P 649R PAGE 14

15 For 990 (2011) Page 10 Part Stateent of Functional Expenses Section 501(c)(3) and 501(c)(4) organizations ust coplete all coluns. All other organizations ust coplete colun (A) but are not required to coplete coluns (B), (C), and (D). Check if Schedule O contains a response to any question in this Part Do not include aounts reported on lines 6b, 7b, 8b, 9b, and 10b of Part V. 1 2 Grants and other assistance to governents and organizations in the United States. See Part V, line 2 1 Grants and other assistance to individuals in the United States. See Part V, line Grants and other assistance to governents, organizations, and individuals outside the United States. See Part V, lines 15 and Benefits paid to or for ebers 5 Copensation of current officers, directors, trustees, and key eployees 6 Copensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) 7 Other salaries and wages 8 Pension plan accruals and contributions (include section 401(k) and 403(b) eployer contributions) 9 Other eployee benefits a b c d e f g a b c d e Payroll taxes Fees for services (non-eployees): Manageent Legal Accounting Lobbying Professional fundraising services. See Part V, line 1 7 nvestent anageent fees Other Advertising and prootion Office expenses nforation technology Royalties Occupancy Travel Payents of travel or entertainent expenses for any federal, state, or local public officials Conferences, conventions, and eetings nterest Payents to affiliates Depreciation, depletion, and aortization nsurance Other expenses. teize expenses not covered above (List iscellaneous expenses in line 24e. f line 24e aount exceeds 10% of line 25, colun (A) aount, list line 24e expenses on Schedule O.) 25 Total functional expenses. Add lines 1 through 24e 26 Joint costs. Coplete this line only if the organization reported in colun (B) joint costs fro a cobined educational capaign and fundraising solicitation. Check here if following SOP 98-2 (ASC ) (A) (B) (C) (D) Total expenses Progra service Manageent and expenses general expenses 11,702, ,702,297. Fundraising expenses For 990 (2011) 1E ,792,106. 1,792, ,964,409. 1,186, , , ,318, ,687, ,520. 4,750,310. 2,451,203. 1,837, , ,897. 2,177,403. 1,610, , ,984. 1,777,202. 1,316, , , , , , , , , , , , , , , , ,775. 8,707,539. 4,324, ,183. 3,918, ,037, ,827, , ,505, ,619,111. 3,760,951. 5,125, , , , , ,153,627. 4,696, , ,888. 5,473,630. 4,359, ,068. 1,081, ,420,709. 1,289,829. 6, , , , , , , ,120. 1, ,857. RECOGNTON/RECRUTMENT 127, ,551. 1, ,269. NVENTORY BUY-BACK EPENSE 24,983. 2, , All other expenses 330, ,716. 2, , ,828, ,099,560. 6,336, ,392, ,413,689. 8,180,841. 2,705,397. 4,527, P 649R PAGE 15

16 For 990 (2011) Page 11 Balance Sheet Part Assets Liabilities Net Assets or Fund Balances Cash - non-interest-bearing Savings and teporary cash investents Pledges and grants receivable, net Accounts receivable, net Receivables fro current and forer officers, directors, trustees, key eployees, and highest copensated eployees. Coplete Part of (A) Beginning of year (B) End of year 0 10,708, ,099, ,708, ,693, ,180, ,708,937. Schedule L Receivables fro other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing eployers and sponsoring organizations of section 501(c)(9) voluntary eployees' beneficiary organizations (see instructions) Notes and loans receivable, net , nventories for sale or use 135, , Prepaid expenses and deferred charges 4,137, ,120, a Land, buildings, and equipent: cost or other basis. Coplete Part V of Schedule D 10a 15,569,281. b Less: accuulated depreciation 10b 12,088,543. 3,242, c 3,480, nvestents - publicly traded securities 55,910, ,744, nvestents - other securities. See Part V, line 11 12,353, ,008, nvestents - progra-related. See Part V, line ntangible assets Other assets. See Part V, line Total assets. Add lines 1 through 15 (ust equal line 34) 126,296, ,758, Accounts payable and accrued expenses 6,741, ,929, Grants payable 27,149, ,525, Deferred revenue 3,996, ,479, Tax-exept bond liabilities Escrow or custodial account liability. Coplete Part V of Schedule D Payables to current and forer officers, directors, trustees, key eployees, highest copensated eployees, and disqualified persons. Coplete Part of Schedule L Secured ortgages and notes payable to unrelated third parties Unsecured notes and loans payable to unrelated third parties Other liabilities (including federal incoe tax, payables to related third parties, and other liabilities not included on lines 17-24). Coplete Part of Schedule D Total liabilities. Add lines 17 through 25 Organizations that follow SFAS 117, check here and coplete lines 27 through 29, and lines 33 and 34. Unrestricted net assets Teporarily restricted net assets Peranently restricted net assets Organizations that do not follow SFAS 117, check here coplete lines 30 through 34. Capital stock or trust principal, or current funds Paid-in or capital surplus, or land, building, or equipent fund Retained earnings, endowent, accuulated incoe, or other funds Total net assets or fund balances Total liabilities and net assets/fund balances and 19,787, ,183, ,675, ,119, ,643, ,593, ,922, ,875, ,054, ,170, ,620, ,296, ,639, ,758,605. For 990 (2011) 1E P 649R PAGE 16