30395O F227 V PAGE 3

Transcription

1

2

3

4 For 99 (211) Page 2 Part III Stateent of Progra Service Accoplishents Check if Schedule O contains a response to any question in this Part III 1 Briefly describe the organization's ission: ATTACHMENT 1 DANA-FARBER CANCER INSTITUTE, INC Did the organization undertake any significant progra services during the year which were not listed on the prior For 99 or 99-EZ? Yes No If "Yes," describe these new services on Schedule O. 3 Did the organization cease conducting, or ake significant changes in how it conducts, any progra services? Yes No If "Yes," describe these changes on Schedule O. Describe the organization's progra service accoplishents for each of its three largest progra services, as easured by expenses. Section 1(c)(3) and 1(c)() organizations and section 9(a)(1) trusts are required to report the aount of grants and allocations to others, the total expenses, and revenue, if any, for each progra service reported. a (Code: ) (Expenses $ 9,89,2. including grants of $ 2,83,291. ) (Revenue $ 2,92,2. ) PROVIDED SPECIALIZED, COMPASSIONATE CARE TO CHILDREN AND ADULTS WITH CANCER WHILE ADVANCING THE UNDERSTANDING, DIAGNOSIS, TREATMENT, CURE, AND PREVENTION OF CANCER AND RELATED DISEASES. b (Code: ) (Expenses $ 332,91,9. including grants of $ 28,91,81. ) (Revenue $ ) RESEARCH AT DFCI IS STAKING OUT NEW TERRITORY IN THE FIGHT AGAINST CANCER, FROM ADVANCING THE UNDERSTANDING OF THE GENETIC MAKEUP OF CANCER CELLS TO DEVELOPING NOVEL THERAPIES TO DIAGNOSE, TREAT, AND PREVENT THE DISEASE. c (Code: ) (Expenses $ 18,98,. including grants of $ ) (Revenue $ ) THROUGH DFCI'S COMMUNITY BENEFITS PROGRAMS, DFCI WORKS IN COLLABORATION WITH COMMUNITY ORGANIZATIONS TO PROMOTE GREATER PUBLIC HEALTH. SEE THE COMMUNITY BENEFITS REPORT GENERAL EPLANATION INCLUDED IN SCHEDULE H. d Other progra services (Describe in Schedule O.) (Expenses $ including grants of $ ) (Revenue $ ) e Total progra service expenses 831,8,21. 1E12 1. I For 99 (211) 339O F22 V 11-. PAGE 3

5 DANA-FARBER CANCER INSTITUTE, INC For 99 (211) Page 3 Part IV Checklist of Required Schedules Is the organization described in section 1(c)(3) or 9(a)(1) (other than a private foundation)? If "Yes," coplete Schedule A 1 Is the organization required to coplete Schedule B, Schedule of Contributors (see instructions)? 2 Did the organization engage in direct or indirect political capaign activities on behalf of or in opposition to candidates for public office? If "Yes," coplete Schedule C, Part I 3 Section 1(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 1(h) election in effect during the tax year? If "Yes," coplete Schedule C, Part II Is the organization a section 1(c)(), 1(c)(), or 1(c)() organization that receives ebership dues, assessents, or siilar aounts as defined in Revenue Procedure 98-19? If "Yes," coplete Schedule C, Part III Did the organization aintain any donor advised funds or any siilar funds or accounts for which donors have the right to provide advice on the distribution or investent of aounts in such funds or accounts? If "Yes," coplete Schedule D, Part I Did the organization receive or hold a conservation easeent, including easeents to preserve open space, the environent, historic land areas, or historic structures? If "Yes," coplete Schedule D, Part II Did the organization aintain collections of works of art, historical treasures, or other siilar assets? If "Yes," coplete Schedule D, Part III 8 Did the organization report an aount in Part, line 21; serve as a custodian for aounts not listed in Part ; or provide credit counseling, debt anageent, credit repair, or debt negotiation services? If "Yes," coplete Schedule D, Part IV 9 Did the organization, directly or through a related organization, hold assets in teporarily restricted endowents, peranent endowents, or quasi-endowents? If "Yes," coplete Schedule D, Part V 1 11 If the organization s answer to any of the following questions is "Yes," then coplete Schedule D, Parts VI, VII, VIII, I, or as applicable. a Did the organization report an aount for land, buildings, and equipent in Part, line 1? If "Yes," coplete Schedule D, Part VI 11a b Did the organization report an aount for investents other securities in Part, line 12 that is or ore of its total assets reported in Part, line 1? If "Yes," coplete Schedule D, Part VII 11b c Did the organization report an aount for investents-progra related in Part, line 13 that is or ore of its total assets reported in Part, line 1? If "Yes," coplete Schedule D, Part VIII 11c d Did the organization report an aount for other assets in Part, line 1 that is or ore of its total assets reported in Part, line 1? If "Yes," coplete Schedule D, Part I 11d e Did the organization report an aount for other liabilities in Part, line 2? If "Yes," coplete Schedule D, Part 11e f Did the organization s separate or consolidated financial stateents for the tax year include a footnote that addresses the organization's liability for uncertain tax positions under FIN 8 (ASC )? If "Yes," coplete Schedule D, Part 11f 12 a Did the organization obtain separate, independent audited financial stateents for the tax year? If "Yes," coplete Schedule D, Parts I, II, and III 12a b Was the organization included in consolidated, independent audited financial stateents for the tax year? If "Yes," and if the organization answered "No" to line 12a, then copleting Schedule D, Parts I, II, and III is optional 12b 13 Is the organization a school described in section 1(b)(1)(A)(ii)? If "Yes," coplete Schedule E 13 1 a Did the organization aintain an office, eployees, or agents outside of the United States? 1a b a b 1E Did the organization have aggregate revenues or expenses of ore than $1, fro grantaking, fundraising, business, investent, and progra service activities outside the United States, or aggregate foreign investents valued at $1, or ore? If "Yes," coplete Schedule F, Parts I and IV 1b Did the organization report on Part I, colun (A), line 3, ore than $, of grants or assistance to any organization or entity located outside the United States? If "Yes," coplete Schedule F, Parts II and IV 1 Did the organization report on Part I, colun (A), line 3, ore than $, of aggregate grants or assistance to individuals located outside the United States? If "Yes," coplete Schedule F, Parts III and IV 1 Did the organization report a total of ore than $1, of expenses for professional fundraising services on Part I, colun (A), lines and 11e? If "Yes," coplete Schedule G, Part I (see instructions) 1 Did the organization report ore than $1, total of fundraising event gross incoe and contributions on Part VIII, lines 1c and 8a? If "Yes," coplete Schedule G, Part II 18 Did the organization report ore than $1, of gross incoe fro gaing activities on Part VIII, line 9a? If "Yes," coplete Schedule G, Part III 19 Did the organization operate one or ore hospital facilities? If "Yes," coplete Schedule H 2a If "Yes" to line 2a, did the organization attach a copy of its audited financial stateents to this return? 2b Yes No For 99 (211) 339O F22 V 11-. PAGE

6 DANA-FARBER CANCER INSTITUTE, INC For 99 (211) Page Part IV Checklist of Required Schedules (continued) 21 Did the organization report ore than $, of grants and other assistance to any governent or organization in the United States on Part I, colun (A), line 1? If "Yes," coplete Schedule I, Parts I and II Did the organization report ore than $, of grants and other assistance to individuals in the United States on Part I, colun (A), line 2? If "Yes," coplete Schedule I, Parts I and III Did the organization answer "Yes" to Part VII, Section A, line 3,, or about copensation of the organization's current and forer officers, directors, trustees, key eployees, and highest copensated eployees? If "Yes," coplete Schedule J 23 2 a Did the organization have a tax-exept bond issue with an outstanding principal aount of ore than $1, as of the last day of the year, that was issued after Deceber 31, 22? If "Yes," answer lines 2b through 2d and coplete Schedule K. If No, go to line 2 2a b Did the organization invest any proceeds of tax-exept bonds beyond a teporary period exception? 2b c Did the organization aintain an escrow account other than a refunding escrow at any tie during the year to defease any tax-exept bonds? 2c d Did the organization act as an "on behalf of" issuer for bonds outstanding at any tie during the year? 2d 2 a Section 1(c)(3) and 1(c)() organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," coplete Schedule L, Part I 2a b Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization's prior Fors 99 or 99-EZ? If "Yes," coplete Schedule L, Part I 2b 2 Was a loan to or by a current or forer officer, director, trustee, key eployee, highly copensated eployee, or disqualified person outstanding as of the end of the organization's tax year? If "Yes," coplete Schedule L, Part II 2 2 Did the organization provide a grant or other assistance to an officer, director, trustee, key eployee, substantial contributor or eployee thereof, a grant selection coittee eber, or to a 3 controlled entity or faily eber of any of these persons? If "Yes," coplete Schedule L, Part III 2 28 Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions): a A current or forer officer, director, trustee, or key eployee? If "Yes," coplete Schedule L, Part IV 28a b A faily eber of a current or forer officer, director, trustee, or key eployee? If "Yes," coplete Schedule L, Part IV 28b c An entity of which a current or forer officer, director, trustee, or key eployee (or a faily eber thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," coplete Schedule L, Part IV 28c 29 Did the organization receive ore than $2, in non-cash contributions? If "Yes," coplete Schedule M 29 3 Did the organization receive contributions of art, historical treasures, or other siilar assets, or qualified conservation contributions? If "Yes," coplete Schedule M 3 31 Did the organization liquidate, terinate, or dissolve and cease operations? If "Yes," coplete Schedule N, Part I Did the organization sell, exchange, dispose of, or transfer ore than 2 of its net assets? If "Yes," coplete Schedule N, Part II Did the organization own 1 of an entity disregarded as separate fro the organization under Regulations sections and ? If "Yes," coplete Schedule R, Part I 33 3 Was the organization related to any tax-exept or taxable entity? If "Yes," coplete Schedule R, Parts II, III, IV, and V, line a Did the organization have a controlled entity within the eaning of section 12(b)(13)? 3a b Did the organization receive any payent fro or engage in any transaction with a controlled entity within the eaning of section 12(b)(13)? If "Yes," coplete Schedule R, Part V, line 2 3b 3 Section 1(c)(3) organizations. Did the organization ake any transfers to an exept non-charitable related organization? If "Yes," coplete Schedule R, Part V, line Did the organization conduct ore than of its activities through an entity that is not a related organization and that is treated as a partnership for federal incoe tax purposes? If "Yes," coplete Schedule R, Part VI 3 38 Did the organization coplete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All For 99 filers are required to coplete Schedule O. 38 For 99 (211) Yes No 1E O F22 V 11-. PAGE

7 For 99 (211) Page Part V 1 a b c Stateents Regarding Other IRS Filings and Tax Copliance Check if Schedule O contains a response to any question in this Part V Enter the nuber reported in Box 3 of For 19. Enter -- if not applicable 1a Enter the nuber of Fors W-2G included in line 1a. Enter -- if not applicable 1b Did the organization coply with backup withholding rules for reportable payents to vendors and reportable gaing (gabling) winnings to prize winners? 1c 2a Enter the nuber of eployees reported on For W-3, Transittal of Wage and Tax Stateents, filed for the calendar year ending with or within the year covered by this return 2a,82 b If at least one is reported on line 2a, did the organization file all required federal eployent tax returns? 2b Note. If the su of lines 1a and 2a is greater than 2, you ay be required to e-file (see instructions) 3a Did the organization have unrelated business gross incoe of $1, or ore during the year? 3a b If "Yes," has it filed a For 99-T for this year? If "No," provide an explanation in Schedule O 3b a At any tie during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? a b If Yes, enter the nae of the foreign country: ICAYMAN ISLANDS See instructions for filing requireents for For TD F , Report of Foreign Bank and Financial Accounts. a Was the organization a party to a prohibited tax shelter transaction at any tie during the tax year? a b Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? b c If "Yes" to line a or b, did the organization file For 888-T? c a Does the organization have annual gross receipts that are norally greater than $1,, and did the organization solicit any contributions that were not tax deductible? a b If "Yes," did the organization include with every solicitation an express stateent that such contributions or gifts were not tax deductible? b Organizations that ay receive deductible contributions under section 1(c). a Did the organization receive a payent in excess of $ ade partly as a contribution and partly for goods and services provided to the payor? a b If "Yes," did the organization notify the donor of the value of the goods or services provided? b c Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file For 8282? c d If "Yes," indicate the nuber of Fors 8282 filed during the year d e Did the organization receive any funds, directly or indirectly, to pay preius on a personal benefit contract? e f Did the organization, during the year, pay preius, directly or indirectly, on a personal benefit contract? f g If the organization received a contribution of qualified intellectual property, did the organization file For 8899 as required? g h If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a For 198-C? h 8 Sponsoring organizations aintaining donor advised funds and section 9(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund aintained by a sponsoring organization, have excess business holdings at any tie during the year? 8 9 Sponsoring organizations aintaining donor advised funds. a Did the organization ake any taxable distributions under section 9? 9a b Did the organization ake a distribution to a donor, donor advisor, or related person? 9b 1 Section 1(c)() organizations. Enter: a Initiation fees and capital contributions included on Part VIII, line 12 1a b Gross receipts, included on For 99, Part VIII, line 12, for public use of club facilities 1b 11 Section 1(c)(12) organizations. Enter: a Gross incoe fro ebers or shareholders 11a b Gross incoe fro other sources (Do not net aounts due or paid to other sources against aounts due or received fro the.) 11b 12a Section 9(a)(1) non-exept charitable trusts. Is the organization filing For 99 in lieu of For 11? 12a b If "Yes," enter the aount of tax-exept interest received or accrued during the year 12b 13 Section 1(c)(29) qualified nonprofit health insurance issuers. a Is the organization licensed to issue qualified health plans in ore than one state? 13a Note. See the instructions for additional inforation the organization ust report on Schedule O. b Enter the aount of reserves the organization is required to aintain by the states in which the organization is licensed to issue qualified health plans 13b c Enter the aount of reserves on hand 13c 1a Did the organization receive any payents for indoor tanning services during the tax year? 1a b If "Yes," has it filed a For 2 to report these payents? If "No," provide an explanation in Schedule O 1b For 99 (211) 339O F22 V 11-. PAGE 1E1 1. DANA-FARBER CANCER INSTITUTE, INC Yes No

8 DANA-FARBER CANCER INSTITUTE, INC Governance, Manageent, and Disclosure For each "Yes" response to lines 2 through b below, and for a "No" response to line 8a, 8b, or 1b below, describe the circustances, processes, or changes in Schedule O. See instructions. For 99 (211) Page Part VI Check if Schedule O contains a response to any question in this Part VI Section A. Governing Body and Manageent 1a Enter the nuber of voting ebers of the governing body at the end of the tax year. If there are aterial differences in voting rights aong ebers of the governing body, or if the governing body delegated broad authority to an executive coittee or siilar coittee, explain in Schedule O. b Enter the nuber of voting ebers included in line 1a, above, who are independent 1b 8 2 Did any officer, director, trustee, or key eployee have a faily relationship or a business relationship with any other officer, director, trustee, or key eployee? 2 3 Did the organization delegate control over anageent duties custoarily perfored by or under the direct supervision of officers, directors, or trustees, or key eployees to a anageent copany or other person? 3 Did the organization ake any significant changes to its governing docuents since the prior For 99 was filed? Did the organization becoe aware during the year of a significant diversion of the organization's assets? Did the organization have ebers or stockholders? a Did the organization have ebers, stockholders, or other persons who had the power to elect or appoint one or ore ebers of the governing body? a b Are any governance decisions of the organization reserved to (or subject to approval by) ebers, stockholders, or persons other than the governing body? b 8 Did the organization conteporaneously docuent the eetings held or written actions undertaken during the year by the following: a The governing body? 8a b Each coittee with authority to act on behalf of the governing body? 8b 9 Is there any officer, director, trustee, or key eployee listed in Part VII, Section A, who cannot be reached at the organization's ailing address? If "Yes," provide the naes and addresses in Schedule O 9 Section B. Policies (This Section B requests inforation about policies not required by the Internal Revenue Code.) Yes 1a Did the organization have local chapters, branches, or affiliates? 1a b If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exept purposes? 1b 11a Has the organization provided a coplete copy of this For 99 to all ebers of its governing body before filing the for? 11a b Describe in Schedule O the process, if any, used by the organization to review this For a Did the organization have a written conflict of interest policy? If "No," go to line 13 12a b Were officers, directors, or trustees, and key eployees required to disclose annually interests that could give rise to conflicts? 12b c Did the organization regularly and consistently onitor and enforce copliance with the policy? If "Yes," describe in Schedule O how this was done 12c a b 1a b Did the organization have a written whistleblower policy? Did the organization have a written docuent retention and destruction policy? Did the process for deterining copensation of the following persons include a review and approval by independent persons, coparability data, and conteporaneous substantiation of the deliberation and decision? The organization's CEO, Executive Director, or top anageent official 1a Other officers or key eployees of the organization 1b If "Yes" to line 1a or 1b, describe the process in Schedule O (see instructions.) Did the organization invest in, contribute assets to, or participate in a joint venture or siilar arrangeent with a taxable entity during the year? 1a If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangeents under applicable federal tax law, and take steps to safeguard the organization's exept status with respect to such arrangeents? Section C. Disclosure 1 18 List the states with which a copy of this For 99 is required to be filed Section 1 requires an organization to ake its Fors 123 (or 12 if applicable), 99, and 99-T (Section 1(c)(3)s only) available for public inspection. Indicate how you ade these available. Check all that apply. Own website Another's website Upon request 19 Describe in Schedule O whether (and if so, how), the organization ade its governing docuents, conflict of interest policy, and financial stateents available to the public during the tax year. 2 State the nae, physical address, and telephone nuber of the person who possesses the books and records of the organization: ISTEVEN CONNOLLY C/O DFCI, BROOKLINE AVE., BP18 BOSTON, MA For 99 (211) 1E12 1. I ATTACHMENT 2 339O F22 V 11-. PAGE 1a 3 1b Yes No No

9 DANA-FARBER CANCER INSTITUTE, INC Copensation of Officers, Directors, Trustees, Key Eployees, Highest Copensated Eployees, and Independent Contractors Check if Schedule O contains a response to any question in this Part VII Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees For 99 (211) Page Part VII Section A. 1a Coplete this table for all persons required to be listed. Report copensation for the calendar year ending with or within the organization's tax year. List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of aount of copensation. Enter -- in coluns (D), (E), and (F) if no copensation was paid. List all of the organization's current key eployees, if any. See instructions for definition of "key eployee." List the organization's five current highest copensated eployees (other than an officer, director, trustee, or key eployee) who received reportable copensation (Box of For W-2 and/or Box of For 199-MISC) of ore than $1, fro the organization and any related organizations. List all of the organization's forer officers, key eployees, and highest copensated eployees who received ore than $1, of reportable copensation fro the organization and any related organizations. List all of the organization's forer directors or trustees that received, in the capacity as a forer director or trustee of the organization, ore than $1, of reportable copensation fro the organization and any related organizations. List persons in the following order: individual trustees or directors; institutional trustees; officers; key eployees; highest copensated eployees; and forer such persons. Check this box if neither the organization nor any related organization copensated any current officer, director, or trustee. (A) (B) (C) (D) (E) (F) Nae and Title ATTACHMENT 3 Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) Individual trustee or director Institutional trustee Officer Key eployee Highest copensated eployee Forer Reportable copensation fro the organization (W-2/199-MISC) Reportable copensation fro related organizations (W-2/199-MISC) Estiated aount of other copensation fro the organization and related organizations (1) (2) (3) () () () () (8) (9) (1) (11) (12) (13) (1) 1E11 1. BEKENSTEIN, JOSHUA TRUSTEE & CHAIRMAN 2. BENZ, EDWARD J. JR., MD TRUSTEE, PRES & CEO 2. 1,9, , ,8. BERKOWITZ, ROGER TRUSTEE 1. BERYLSON, AMY S. TRUSTEE 1. BROWN, HON. FREDERICK TRUSTEE 1. CHAMPA, MICHAEL A. TRUSTEE 1. COHEN, MARC A. TRUSTEE 1. COUNTRYMAN, GARY L. TRUSTEE, VICE CHAIRMAN 2. CO, HOWARD TRUSTEE 1. CURTIN, NEAL J. ESQ TRUSTEE & SECRETARY 2. DANA, CHARLES A. III TRUSTEE 1. DAREHSHORI, NADER F. TRUSTEE 1. FARRINGTON, THOMAS A. TRUSTEE 1. FINE, JAMES L. TRUSTEE 1. For 99 (211) 339O F22 V 11-. PAGE 8

10 DANA-FARBER CANCER INSTITUTE, INC For 99 (211) Page 8 Part VII Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees (continued) (A) (B) (C) (D) (E) (F) Nae and title Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) Individual trustee or director Institutional trustee Officer Key eployee Highest copensated eployee Forer I I I Reportable copensation fro the organization (W-2/199-MISC) Reportable copensation fro related organizations (W-2/199-MISC) Estiated aount of other copensation fro the organization and related organizations ( 1) FIRST, ROBERT C. TRUSTEE 1. ( 1) GELB, ARTHUR SC.D TRUSTEE 1. ( 1) GIBSON, NANCY Q. TRUSTEE 1. ( 18) GOSMAN, ABRAHAM D. TRUSTEE 1. ( 19) HARKINS, DAVID V. TRUSTEE 1. ( 2) GRUBMAN, RICHARD TRUSTEE 1. ( 21) JAMIESON, JANE P. TRUSTEE 1. ( 22) KAFKER, HON. SCOTT TRUSTEE 1. ( 23) HELLER, FRANCES TRUSTEE 1. ( 2) KNEZ, BRIAN J. TRUSTEE & TREASURER 2. ( 2) KOPPEL, STEVEN P. TRUSTEE 1. 1b Sub-total 1,9, , ,8. c Total fro continuation sheets to Part VII, Section A 9,33, ,2. d Total (add lines 1b and 1c) 1,92,2. 12,33. 1,118,88. 2 Total nuber of individuals (including but not liited to those listed above) who received ore than $1, of reportable copensation fro the organization I 2 Yes No 3 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated eployee on line 1a? If "Yes," coplete Schedule J for such individual 3 For any individual listed on line 1a, is the su of reportable copensation and other copensation fro the organization and related organizations greater than $1,? If Yes, coplete Schedule J for such individual Did any person listed on line 1a receive or accrue copensation fro any unrelated organization or individual for services rendered to the organization? If Yes, coplete Schedule J for such person Section B. Independent Contractors 1 Coplete this table for your five highest copensated independent contractors that received ore than $1, of copensation fro the organization. Report copensation for the calendar year ending with or within the organization's tax year. ATTACHMENT (A) Nae and business address (B) Description of services (C) Copensation 2 Total nuber of independent contractors (including but not liited to those listed above) who received ore than $1, in copensation fro the organization I 1E1 2. For 99 (211) 339O F22 V 11-. PAGE 9

11 DANA-FARBER CANCER INSTITUTE, INC For 99 (211) Page 8 Part VII Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees (continued) (A) (B) (C) (D) (E) (F) Nae and title Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) Individual trustee or director Institutional trustee Officer Key eployee Highest copensated eployee Forer I I I Reportable copensation fro the organization (W-2/199-MISC) Reportable copensation fro related organizations (W-2/199-MISC) 1b Sub-total c Total fro continuation sheets to Part VII, Section A d Total (add lines 1b and 1c) 2 Total nuber of individuals (including but not liited to those listed above) who received ore than $1, of reportable copensation fro the organization I 2 3 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated eployee on line 1a? If "Yes," coplete Schedule J for such individual 3 For any individual listed on line 1a, is the su of reportable copensation and other copensation fro the organization and related organizations greater than $1,? If Yes, coplete Schedule J for such individual Did any person listed on line 1a receive or accrue copensation fro any unrelated organization or individual for services rendered to the organization? If Yes, coplete Schedule J for such person Section B. Independent Contractors 1 Coplete this table for your five highest copensated independent contractors that received ore than $1, of copensation fro the organization. Report copensation for the calendar year ending with or within the organization's tax year. Estiated aount of other copensation fro the organization and related organizations ( 2) KOPPERL, PAUL B. TRUSTEE 1. ( 2) KOSTER, STEPHEN P. ESQ TRUSTEE 1. ( 28) KRAFT, ROBERT K. TRUSTEE 1. ( 29) KRAKOFF, SANDRA G. TRUSTEE 1. ( 3) LOCKWOOD, ROGER A. TRUSTEE 1. ( 31) LUBIN, RICHARD K. TRUSTEE 1. ( 32) LUCAS, BRADLEY A. TRUSTEE 1. ( 33) MARSHALL, JOHN L. III TRUSTEE 1. ( 3) MCNAY, JOSEPH C. TRUSTEE 1. ( 3) MEAGHER, WILLIAM F. TRUSTEE 1. ( 3) MORSE, RICHARD P. TRUSTEE & VICE CHAIRMAN 2. Yes No (A) Nae and business address (B) Description of services (C) Copensation 2 Total nuber of independent contractors (including but not liited to those listed above) who received ore than $1, in copensation fro the organization I 1E1 2. For 99 (211) 339O F22 V 11-. PAGE 1

12 DANA-FARBER CANCER INSTITUTE, INC For 99 (211) Page 8 Part VII Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees (continued) (A) (B) (C) (D) (E) (F) Nae and title Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) Individual trustee or director Institutional trustee Officer Key eployee Highest copensated eployee Forer I I I Reportable copensation fro the organization (W-2/199-MISC) Reportable copensation fro related organizations (W-2/199-MISC) 1b Sub-total c Total fro continuation sheets to Part VII, Section A d Total (add lines 1b and 1c) 2 Total nuber of individuals (including but not liited to those listed above) who received ore than $1, of reportable copensation fro the organization I 2 3 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated eployee on line 1a? If "Yes," coplete Schedule J for such individual 3 For any individual listed on line 1a, is the su of reportable copensation and other copensation fro the organization and related organizations greater than $1,? If Yes, coplete Schedule J for such individual Did any person listed on line 1a receive or accrue copensation fro any unrelated organization or individual for services rendered to the organization? If Yes, coplete Schedule J for such person Section B. Independent Contractors 1 Coplete this table for your five highest copensated independent contractors that received ore than $1, of copensation fro the organization. Report copensation for the calendar year ending with or within the organization's tax year. Estiated aount of other copensation fro the organization and related organizations ( 3) NATHAN, DAVID G., MD TRUSTEE & PHYSICIAN. 23,1. 3,3. ( 38) NORBERG, JOSEPH E. TRUSTEE 1. ( 39) O'CONNOR, JOHN J. TRUSTEE 1. ( ) O'REILLY, VINCENT M. TRUSTEE & VICE CHAIRMAN 2. ( 1) OWENS, EDWARD O. TRUSTEE 1. ( 2) PALANDJIAN, PETER TRUSTEE 1. ( 3) PASQUARELLO, THEODORE TRUSTEE 1. ( ) PEARLSTEIN, JEAN F. TRUSTEE 1. ( ) PERINI, DAVID B. TRUSTEE 1. ( ) PERINI, EILEEN TRUSTEE 1. ( ) PERLMUTTER, STEVEN P. ESQ TRUSTEE 1. Yes No (A) Nae and business address (B) Description of services (C) Copensation 2 Total nuber of independent contractors (including but not liited to those listed above) who received ore than $1, in copensation fro the organization I 1E1 2. For 99 (211) 339O F22 V 11-. PAGE 11

13 DANA-FARBER CANCER INSTITUTE, INC For 99 (211) Page 8 Part VII Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees (continued) (A) (B) (C) (D) (E) (F) Nae and title Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) Individual trustee or director Institutional trustee Officer Key eployee Highest copensated eployee Forer I I I Reportable copensation fro the organization (W-2/199-MISC) Reportable copensation fro related organizations (W-2/199-MISC) 1b Sub-total c Total fro continuation sheets to Part VII, Section A d Total (add lines 1b and 1c) 2 Total nuber of individuals (including but not liited to those listed above) who received ore than $1, of reportable copensation fro the organization I 2 3 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated eployee on line 1a? If "Yes," coplete Schedule J for such individual 3 For any individual listed on line 1a, is the su of reportable copensation and other copensation fro the organization and related organizations greater than $1,? If Yes, coplete Schedule J for such individual Did any person listed on line 1a receive or accrue copensation fro any unrelated organization or individual for services rendered to the organization? If Yes, coplete Schedule J for such person Section B. Independent Contractors 1 Coplete this table for your five highest copensated independent contractors that received ore than $1, of copensation fro the organization. Report copensation for the calendar year ending with or within the organization's tax year. Estiated aount of other copensation fro the organization and related organizations ( 8) PODUSKA, SUSAN M. TRUSTEE 1. ( 9) REINER, AMY Z. TRUSTEE 1. ( ) REYNOLDS, ROBERT TRUSTEE 1. ( 1) ROSENBERG, ANN M. TRUSTEE 1. ( 2) ROSENTHAL, HARVEY TRUSTEE 1. ( 3) ROVER, EDWARD F. TRUSTEE 1. ( ) SACHS, ROBERT J. ESQ TRUSTEE 1. ( ) SALMON, MARJORIE B. TRUSTEE 1. ( ) SALTER, MALCOLM S. TRUSTEE 1. ( ) SANDERS, REBECCA TRUSTEE 1. ( 8) SEN, LAURA TRUSTEE 1. Yes No (A) Nae and business address (B) Description of services (C) Copensation 2 Total nuber of independent contractors (including but not liited to those listed above) who received ore than $1, in copensation fro the organization I 1E1 2. For 99 (211) 339O F22 V 11-. PAGE 12

14 DANA-FARBER CANCER INSTITUTE, INC For 99 (211) Page 8 Part VII Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees (continued) (A) (B) (C) (D) (E) (F) Nae and title Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) Individual trustee or director Institutional trustee Officer Key eployee Highest copensated eployee Forer I I I Reportable copensation fro the organization (W-2/199-MISC) Reportable copensation fro related organizations (W-2/199-MISC) 1b Sub-total c Total fro continuation sheets to Part VII, Section A d Total (add lines 1b and 1c) 2 Total nuber of individuals (including but not liited to those listed above) who received ore than $1, of reportable copensation fro the organization I 2 3 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated eployee on line 1a? If "Yes," coplete Schedule J for such individual 3 For any individual listed on line 1a, is the su of reportable copensation and other copensation fro the organization and related organizations greater than $1,? If Yes, coplete Schedule J for such individual Did any person listed on line 1a receive or accrue copensation fro any unrelated organization or individual for services rendered to the organization? If Yes, coplete Schedule J for such person Section B. Independent Contractors 1 Coplete this table for your five highest copensated independent contractors that received ore than $1, of copensation fro the organization. Report copensation for the calendar year ending with or within the organization's tax year. Estiated aount of other copensation fro the organization and related organizations ( 9) SMITH, RICHARD A. TRUSTEE & VICE CHAIRMAN 2. ( ) SMITH, SUSAN F. TRUSTEE 1. ( 1) SOCOL, JERRY M. TRUSTEE 1. ( 2) SPIVAK, GLORIA H. TRUSTEE 1. ( 3) TEMPEL, JEAN C. TRUSTEE 1. ( ) TERRANA, BETH F. TRUSTEE 1. ( ) WILLIAMS, FREDERICA M. TRUSTEE 1. ( ) YOST, GEORGE J. III TRUSTEE 1. ( ) FINE, STEPHEN TRUSTEE 1. ( 8) LEGERE, JOHN TRUSTEE 1. ( 9) PERINI, JENNIFER TRUSTEE 1. Yes No (A) Nae and business address (B) Description of services (C) Copensation 2 Total nuber of independent contractors (including but not liited to those listed above) who received ore than $1, in copensation fro the organization I 1E1 2. For 99 (211) 339O F22 V 11-. PAGE 13

15 DANA-FARBER CANCER INSTITUTE, INC For 99 (211) Page 8 Part VII Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees (continued) (A) (B) (C) (D) (E) (F) Nae and title Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) Individual trustee or director Institutional trustee Officer Key eployee Highest copensated eployee Forer I I I Reportable copensation fro the organization (W-2/199-MISC) Reportable copensation fro related organizations (W-2/199-MISC) 1b Sub-total c Total fro continuation sheets to Part VII, Section A d Total (add lines 1b and 1c) 2 Total nuber of individuals (including but not liited to those listed above) who received ore than $1, of reportable copensation fro the organization I 2 3 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated eployee on line 1a? If "Yes," coplete Schedule J for such individual 3 For any individual listed on line 1a, is the su of reportable copensation and other copensation fro the organization and related organizations greater than $1,? If Yes, coplete Schedule J for such individual Did any person listed on line 1a receive or accrue copensation fro any unrelated organization or individual for services rendered to the organization? If Yes, coplete Schedule J for such person Section B. Independent Contractors 1 Coplete this table for your five highest copensated independent contractors that received ore than $1, of copensation fro the organization. Report copensation for the calendar year ending with or within the organization's tax year. Estiated aount of other copensation fro the organization and related organizations ( ) POHL, ELIZABETH TRUSTEE 1. ( 1) STANSKY, ROBERT TRUSTEE 1. ( 2) SULLIVAN, RONALD TRUSTEE 1. ( 3) TING, DAVID TRUSTEE 1. ( ) BOSKEY, RICHARD S., ESQ ASST SEC & GENERAL COUNSEL. 9,92. 3,1. ( ) PORTER, JANET COO THROUGH 3/212.,19. 1,39. ( ) PUHY, DOROTHY EVP & COO.,2. 3,1. ( ) BIRD, KAREN CFO & AST TREASURER. 31,813.,328. ( 8) BARTEL, SYLVIA VP OF PHARMACY SERVICES. 21,. 39,31. ( 9) GRIFFIN, JAMES D., MD CHAIR OF MED ONCOLOGY. 22,22. 12,3. ( 8) PAPOLA, MARIA VP OF FAC. MGMT. & REAL ESTATE. 29,81. 32,1. Yes No (A) Nae and business address (B) Description of services (C) Copensation 2 Total nuber of independent contractors (including but not liited to those listed above) who received ore than $1, in copensation fro the organization I 1E1 2. For 99 (211) 339O F22 V 11-. PAGE 1

16 DANA-FARBER CANCER INSTITUTE, INC For 99 (211) Page 8 Part VII Section A. Officers, Directors, Trustees, Key Eployees, and Highest Copensated Eployees (continued) (A) (B) (C) (D) (E) (F) Nae and title Average hours per week (describe hours for related organizations in Schedule O) Position (do not check ore than one box, unless person is both an officer and a director/trustee) Individual trustee or director Institutional trustee Officer Key eployee Highest copensated eployee Forer I I I Reportable copensation fro the organization (W-2/199-MISC) Reportable copensation fro related organizations (W-2/199-MISC) 1b Sub-total c Total fro continuation sheets to Part VII, Section A d Total (add lines 1b and 1c) 2 Total nuber of individuals (including but not liited to those listed above) who received ore than $1, of reportable copensation fro the organization I 2 3 Did the organization list any forer officer, director, or trustee, key eployee, or highest copensated eployee on line 1a? If "Yes," coplete Schedule J for such individual 3 For any individual listed on line 1a, is the su of reportable copensation and other copensation fro the organization and related organizations greater than $1,? If Yes, coplete Schedule J for such individual Did any person listed on line 1a receive or accrue copensation fro any unrelated organization or individual for services rendered to the organization? If Yes, coplete Schedule J for such person Section B. Independent Contractors 1 Coplete this table for your five highest copensated independent contractors that received ore than $1, of copensation fro the organization. Report copensation for the calendar year ending with or within the organization's tax year. Estiated aount of other copensation fro the organization and related organizations ( 81) PARESKY, SUSAN SENIOR VP OF DEVELOPMENT. 12,.,1. ( 82) REID PONTE, PATRICIA, RN CHIEF OF NURSING OFFICER. 3,. 9,3. ( 83) ROLLINS, BARRETT J., MD, PHD CHIEF SCIENTIFIC OFFICER. 89,13. 2,13. ( 8) SALLAN, STEPHEN E., MD CHIEF OF STAFF. 82,213.,9. ( 8) SHULMAN, LAWRENCE N., MD CHIEF MED OFFICER.,91.,3. ( 8) CONSTANTINE, MICHAEL, MD MILFORD MED DIR-HEMATOL ONC. 93,81.,. ( 8) IGLEHART, JAMES, MD DIR OF WOMEN'S CANCER PROGRAM. 3,9. 3,. ( 88) KADDIS, MONA, MD MEDICAL ONCOLOGIST, MILFORD. 3,. 31,1. ( 89) NADLER, LEE, MD SR. VP FOR EPERIMENTAL MED.. 23,11.,9. ( 9) KANTOFF, PHILIP, MD CHIEF CLINICAL RESEARCH OFFICE.,89. 9,3. ( 91) HERRING, THOMAS FORMER KEY EMPLOYEE ,8. 21,21. Yes No (A) Nae and business address (B) Description of services (C) Copensation 2 Total nuber of independent contractors (including but not liited to those listed above) who received ore than $1, in copensation fro the organization I 1E1 2. For 99 (211) 339O F22 V 11-. PAGE 1

17 DANA-FARBER CANCER INSTITUTE, INC Stateent of Revenue For 99 (211) Page 9 Part VIII Contributions, Gifts, Grants and Other Siilar Aounts Progra Service Revenue Other Revenue 1a b c d e f g h 2a 3 b c d e f g a b c d a b and sales expenses c Gain or (loss) d Net gain or (loss) 8a b c 9a b c 1a b c 11a b c Federated capaigns Mebership dues Fundraising events Related organizations Governent grants (contributions) All other contributions, gifts, grants, and siilar aounts not included above 1f 23,92,21. Noncash contributions included in lines 1a-1f: $,92,9. Total. Add lines 1a-1f Business Code 1a 1b 1c 1d 1e All other progra service revenue Total. Add lines 2a-2f Investent incoe (including dividends, interest, and other siilar aounts) Incoe fro investent of tax-exept bond proceeds Royalties Gross rents (i) Real (ii) Personal I I I Less: rental expenses Rental incoe or (loss),231,1. Net rental incoe or (loss) Gross aount fro sales of (i) Securities (ii) Other assets other than inventory Less: cost or other basis Gross incoe fro fundraising events (not including $ of contributions reported on line 1c). I I See Part IV, line 18 a,28. Less: direct expenses b 2,32,21. Net incoe or (loss) fro fundraising events I Gross incoe fro gaing activities. See Part IV, line 19 a Less: direct expenses b Net incoe or (loss) fro gaing activities I Gross sales of inventory, less returns and allowances a Less: cost of goods sold b Net incoe or (loss) fro sales of inventory I Miscellaneous Revenue Business Code I (A) Total revenue (B) Related or exept function revenue (C) Unrelated business revenue (D) Revenue excluded fro tax under sections 12, 13, or 1 d All other revenue 11 2,,1. 2,,1. e Total. Add lines 11a-11d 11,221,2. 12 Total revenue. See instructions 1,21,21,91. 2,92,2. 1,1. 19,9,91. For 99 (211) 1E ,9. 18,1, ,, ,32,881. NET PATIENT SERVICE REVENUE ,92,2. 2,92,2. 18,1,118.,231,1. 2,92,2. 293,33. 1,1. 292,28.,1,.,1,.,231,1.,231,1. -1,9,91. -1,9,91. PARKING LOT REVENUE 81293,18,82.,18,82. FOOD SERVICE REVENUE ,,9. 2,,9. WCP BOUTIQUE INCOME , , O F22 V 11-. PAGE 1

18 For 99 (211) DANA-FARBER CANCER INSTITUTE, INC Page 1 Part I Stateent of Functional Expenses Section 1(c)(3) and 1(c)() organizations ust coplete all coluns. All other organizations ust coplete colun (A) but are not required to coplete coluns (B), (C), and (D). Check if Schedule O contains a response to any question in this Part I Do not include aounts reported on lines b, (A) (B) (C) (D) Total expenses Progra service Manageent and Fundraising b, 8b, 9b, and 1b of Part VIII. expenses general expenses expenses 1 2 Grants and other assistance to governents and organizations in the United States. See Part IV, line 2 1 Grants and other assistance to individuals in the United States. See Part IV, line Grants and other assistance to governents, organizations, and individuals outside the United States. See Part IV, lines 1 and 1 Benefits paid to or for ebers Copensation of current officers, directors, trustees, and key eployees Copensation not included above, to disqualified persons (as defined under section 98(f)(1)) and persons described in section 98(c)(3)(B) Other salaries and wages 8 Pension plan accruals and contributions (include section 1(k) and 3(b) eployer contributions) 9 Other eployee benefits a b c d e f g a b c d e Payroll taxes Fees for services (non-eployees): Manageent Legal Accounting Lobbying Professional fundraising services. See Part IV, line 1 Investent anageent fees Other Advertising and prootion Office expenses Inforation technology Royalties Occupancy Travel Payents of travel or entertainent expenses for any federal, state, or local public officials Conferences, conventions, and eetings Interest Payents to affiliates Depreciation, depletion, and aortization Insurance Other expenses. Iteize expenses not covered above (List iscellaneous expenses in line 2e. If line 2e aount exceeds 1 of line 2, colun (A) aount, list line 2e expenses on Schedule O.) All other expenses 3,3,2. 3,3,2. 3,2. 3,2. 1,123,. 1,123,.,99,9. 3,92,38. 3,8,281. 2,383. 1,8. 1,8. 28,92,8. 218,98,. 8,9,99. 11,33,38. 18,1,199. 1,122,2. 3,29,19. 3,128. 2,889,213. 2,12,881.,88,9. 1,3,3. 2,9,989. 1,22,8. 3,8,22. 8,1.,3,9. 1,1,38.,99,9.,19,99.,,3. 8,9. 1,98. 88,3. 88,3. 1,898. 1,898. 2,99,19. 2,99, ,91, ,1,8. 12,221,3. 223,1. 3,18,89. 1,1,18. 81, ,1. 2,2,3. 1,238,92. 1,81,982. 1,11. 3,9,118. 3,888,3., ,.,9,2.,8,3. 1,283,11.,98. 8,,33. 3,1,.,9,. 1,99. 3,3,819. 1,182,1. 1,9,3. 32,29. 13,112,3. 13,112,3.,1,39. 9,39,8. 11,1,81. 3,8,99. 2,18,133. 1,12,9. OTHER PATIENT CARE EPENSES 21,281, ,281,911. MEDICAL SUPPLIES EPENSE 213,33, ,33,22. BAD DEBT EPENSE,313,3.,313,3. MISCELLANEOUS 8,281,.,,81. 2,9,83. 2,1. 982,,9. 831,8,21. 13,3,28. 19,918,22. 2 Total functional expenses. Add lines 1 through 2e 2 Joint costs. Coplete this line only if the organization reported in colun (B) joint costs fro a cobined educational capaign and fundraising solicitation. Check here I if following SOP 98-2 (ASC 98-2) 1E12 1. For 99 (211) 339O F22 V 11-. PAGE 1

19 DANA-FARBER CANCER INSTITUTE, INC For 99 (211) Page 11 Part Balance Sheet Assets Liabilities Net Assets or Fund Balances Cash - non-interest-bearing Savings and teporary cash investents Pledges and grants receivable, net Accounts receivable, net Receivables fro current and forer officers, directors, trustees, key eployees, and highest copensated eployees. Coplete Part II of (A) Beginning of year (B) End of year 13,,8. 93,, ,1, ,88,91. 88,38,8. 13,18,11. Schedule L 89,33. 8,8. Receivables fro other disqualified persons (as defined under section 98(f)(1)), persons described in section 98(c)(3)(B), and contributing eployers and sponsoring organizations of section 1(c)(9) voluntary eployees' beneficiary organizations (see instructions) Notes and loans receivable, net 8 Inventories for sale or use 9,8, ,298, Prepaid expenses and deferred charges 1,911,2. 9 1,,83. 1 a Land, buildings, and equipent: cost or other basis. Coplete Part VI of Schedule D 1a b Less: accuulated depreciation 1b 82,8,3.,88,83. 1c,,9. 11 Investents - publicly traded securities Investents - other securities. See Part IV, line Investents - progra-related. See Part IV, line Intangible assets 1,8,8. 1 Other assets. See Part IV, line 11 1,91, ,8,8. 1 Total assets. Add lines 1 through 1 (ust equal line 3) 1,8,21,8. 1 1,,8, Accounts payable and accrued expenses 82,82, ,88,9. 18 Grants payable Deferred revenue 19 2 Tax-exept bond liabilities 28,, ,8,. 21 Escrow or custodial account liability. Coplete Part IV of Schedule D Payables to current and forer officers, directors, trustees, key eployees, highest copensated eployees, and disqualified persons. Coplete Part II of Schedule L Secured ortgages and notes payable to unrelated third parties 3,, ,2, Unsecured notes and loans payable to unrelated third parties 2 2 Other liabilities (including federal incoe tax, payables to related third parties, and other liabilities not included on lines 1-2). Coplete Part of Schedule D 1,,2. 2 1,9,2. 2 Total liabilities. Add lines 1 through 2,38,8. 2 8,88,92. and coplete Organizations that follow SFAS 11, check here lines 2 through 29, and lines 33 and 3. Unrestricted net assets Teporarily restricted net assets Peranently restricted net assets I Organizations that do not follow SFAS 11, check here coplete lines 3 through 3. I Capital stock or trust principal, or current funds Paid-in or capital surplus, or land, building, or equipent fund Retained earnings, endowent, accuulated incoe, or other funds Total net assets or fund balances Total liabilities and net assets/fund balances and,2,2. 2,22,8. 31,3, ,939,2. 13,919, ,999,. 91,82,93. 1,8,21, ,3,13,33. 1,,8,122. For 99 (211) 1E O F22 V 11-. PAGE 18