2012 ACFE Canadian Fraud Conference. Fraud is a global problem. Be a part of the solution. KEYNOTE SPEAKERS. October 28-31, 2012 Ottawa

Transcription

1 Fraud is a global problem. Be a part of the solution ACFE Canadian Fraud Conference October 28-31, 2012 Ottawa KEYNOTE SPEAKERS Pamela Meyer, CFE Best-selling author of Liespotting: Proven Techniques to Detect Deception Hon. Robert Nicholson Minister of Justice and Attorney General of Canada James D. Ratley, CFE President and CEO, Association of Certified Fraud Examiners Register by September 28 and SAVE CAD 100!* ACFE.com/Canadian

2 2012 ACFE Canadian Fraud Conference October 28-31, 2012 Ottawa Discover the latest tools, techniques and trends in the fight against fraud at the 2012 ACFE Canadian Fraud Conference. With dynamic educational opportunities, experienced instructors and invaluable networking opportunities, this event offers the most comprehensive anti-fraud training available in the region. Benefits of Attending Gain insight from experienced practitioners into the challenges that affect anti-fraud professionals today. Learn best practices you can incorporate into your own anti-fraud strategy. Build investigative and interviewing skills to help make your investigations more effective. Find solutions to anti-fraud issues your company is facing. Connect with other professionals in your industry who share similar challenges. Gain a deeper understanding of what motivates fraud directly from a convicted fraudster. Get up to date on Canadian laws and regulations you need to know for successful case resolution. Evaluate the latest products and services from vendors in the Exhibit Hall. Learn how reading body language can help identify deception from author and communication expert Pamela Meyer. Earn up to 23 Continuing Professional Education (CPE) credits. Leave the conference inspired, with a renewed sense of commitment to the fight against fraud. Who Should Attend Certified Fraud Examiners and other anti-fraud specialists Forensic accountants Information technology and IT security professionals Internal and independent auditors Law enforcement and private investigators Security and loss prevention professionals Governance, risk and compliance professionals Experienced professionals seeking to complement existing experience with the knowledge of leading anti-fraud professionals

3 KEYNOTE SPEAKERS Pamela Meyer, CFE Best-selling author of Liespotting: Proven Techniques to Detect Deception Pamela Meyer can tell you the 10 questions that will get people to tell you anything, and in just five minutes can train you to detect the single most dangerous facial expression to watch out for. Hon. Robert Nicholson Minister of Justice and Attorney General of Canada Rob Nicholson serves as the Member of Parliament for Niagara Falls, an electoral district in southern Ontario. First elected to the Canadian House of Commons in 1984, Nicholson has served in a variety of capacities and in January 2007, Nicholson was appointed Minister of Justice and Attorney General of Canada. Justin Paperny Convicted Fraudster Justin Paperny is a former investment executive who went from managing $150 million in investor assets to serving a prison sentence for violating securities laws. He now uses his experiences to educate others on the perils of white-collar crime. He is also the author of Lessons From Prison and Ethics in Motion. James D. Ratley, CFE President and CEO, Association of Certified Fraud Examiners As a police officer, James D. Ratley handled numerous investigations regarding internal frauds, conflicts of interest, and litigation support. As President of the ACFE, he now works to promote the ACFE and continues to assist in the development of anti-fraud products and services to meet the needs of the ACFE s members. John Sliter Director Field Services, Canadian Police Information Centre Superintendent Sliter has 34 years of experience with the RCMP. During his tenure in British Columbia, he has worked within the Federal, Provincial and Municipal mandates of the RCMP and led numerous international market manipulation investigations. Hotel Information Ottawa Marriott 100 Kent Street Ottawa, ON, K1P 5R7 Hotel Phone: (800) or (613) Group Code: ACFACFA (for phone reservations) Room Rate**: CAD 179 single/double Hotel Cut Off: October 7, 2012 CPE Credit 4-23 Prerequisite None Course Levels Intermediate Advanced Satisfaction Guarantee The 2012 ACFE Canadian Fraud Conference is unmatched in scope and effectiveness and is backed by our 100% satisfaction guarantee. If you attend an event and are not completely satisfied, please contact an ACFE Member Services Representative at (800) or +1 (512)

4 conference at a glance Sunday, October 28 1:00 5:00 p.m. Pre-Conference Conducting Internal Investigations: Planning and Logistics Monday, October 29 PRE-CONFERENCE MAIN CONFERENCE 8:30 9:50 a.m. Opening Welcome and General Session Fraud Indicators for Risk Management Professionals 9:50 10:05 a.m. Networking Break Track A 10:05 11:25 a.m. 2A Canada s New Tort of Privacy and Its Impact on Your Fraud Examination 11:25 11:40 a.m. Networking Break Track B 2B Accounting Records: How They Are Used to Conceal Fraud 11:40 a.m. 1:00 p.m. Working Lunch Sharing Information: The Police and the Private Sector 1:00 1:15 p.m. Networking Break 1:15 2:35 p.m. 4A Effective Investigation Reports 4B Advanced Statistical Methods for Finding Fraud 2:35 2:50 p.m. Networking Break 2:50 4:10 p.m. 5A Staying Ahead: The Convergence of Fraud Examiner, Security Management and IT Security Disciplines 5B Third-Party Risk Management: An Added Dimension in a Corporation s Ethics and Compliance Program 4:15 6:00 p.m. Networking Reception at the Victoria South Ballroom Tuesday, October 30 8:30 9:50 a.m. General Session Liespotting MAIN CONFERENCE 9:50 10:05 a.m. Networking Break Track C 10:05 11:25 a.m. 7C Anti-Money Laundering: Where Are We Now? 11:25 11:40 a.m. Networking Break Track D 7D Admissibility of Evidence from Civil Investigations in Canada 11:40 a.m. 1:00 p.m. Working Lunch Hon. Robert Nicholson, Minister of Justice and Attorney General of Canada 1:00 1:15 p.m. Networking Break 1:15 2:35 p.m. 9C Taking Your Fraud Risk Management Program to the Next Level 2:35 2:50 p.m. Networking Break 2:50 4:10 p.m. 10C Improve Your Interviewing Skills Through Linguistic Lie Detection Wednesday, October 31 8:30 9:50 a.m. General Session Inside the Mind of a Fraudster 9:50 10:05 a.m. Networking Break 9D Expert Witness Rules, Rules and More Rules 10D Internal Investigations: An Outsider s View 10:05 11:25 a.m. Closing General Session Inside the Mind of a Fraudster Panel Discussion MAIN CONFERENCE Schedule subject to change. Location subject to change. Attendees can confirm all meeting room locations with the provided schedule in the registration packet. SPONSORS

5 conference SCHEDULE Pre-Conference: Sunday, October 28 1:00 5:00 p.m. Conducting Internal Investigations: Planning and Logistics Leah Lane, CFE, CFS Global Investigations Manager, Texas Instruments What do you do in those first critical hours after discovering an allegation of fraud? Are you prepared with formally developed investigative protocols? Can you stop the fraud in progress without alerting the perpetrator? Do you have a response team in place and if so, how do you prioritize the work so ongoing investigations run in parallel and not sequence? Do you know who your internal experts are and where external expertise can be obtained when, and if, needed? Lastly, how do you manage this project for effectiveness and efficiency? These are some of the issues, decisions and problems fraud examiners face in the first few hours of every allegation of fraud. In this session hear an experienced investigator discuss how to avoid the traps and pitfalls that can derail an investigation by proactively planning ahead. Monday, October 29 8:30 9:50 a.m. Opening Session Fraud Indicators for Risk Management Professionals James D. Ratley, CFE President & CEO, Association of Certified Fraud Examiners Your organization could be losing 5% or more of your annual revenues to fraud and abuse. But can you recognize the indicators of fraud within your company? This session will discuss how to improve your ability to spot fraud before it damages your organization. 10:05 11:25 a.m. 2A: Canada s New Tort of Privacy and Its Impact on Your Fraud Investigation David B. Debenham, CFE, CMA Partner, McMillan LLP In a landmark decision earlier this year, the Ontario Court of Appeal recognized a new tort for breach of a right to privacy, and in the process has opened up a Pandora s box of potential liability for fraud examiners. Learn how to navigate the waters of this new Canadian tort and still achieve your investigative goals. 2B: Accounting Records: How They Are Used to Conceal Fraud Rosanne Terhart, CFE, CA Senior Manager, BDO Canada LLP Once an employee commits fraud, he has limited time to conceal the financial transaction in the accounting records. Learn how employees hide these fraudulent transactions and what to look for when reviewing accounting records for evidence of fraud. This session will cover three separate case studies of significant employee frauds concealed in accounting records, how the fraud was discovered and what evidence was used in court for a successful prosecution. 11:40 a.m. 1:00 p.m. Working Lunch Sharing Information: The Police and the Private Sector John Sliter Director Field Services, Canadian Police Information Centre, Royal Canadian Mounted Police The issue of using police information for private sector and/or regulatory purposes has been contentious for decades. Supt. John Sliter will provide insights on how that sharing has evolved over the years with particular attention to the registration of criminals and the need to warn prospective employers and business partners about their backgrounds. 1:15 2:35 p.m. 4A: Effective Investigation Reports Derek Knights, CFE, CPP, CISSP, PCI Senior Manager, Strategic Initiatives Like tides, writing styles constantly ebb and flow within society in general. This is more pronounced today with the influence of texting, s and non-text-based communications. Business writing, however, must moderate the peaks and troughs of these waves, because business documents must stand the test of time. Learn to prepare a well-written, professional report, understandable now, yet also to an unknown audience in the future. 4B: Advanced Statistical Methods for Finding Fraud Sunder Gee Ecommerce Audit Advisor, Canada Revenue Agency Level: Advanced Using more sophisticated methods to unveil suspicious transactions and detect potential fraud, this session will use real examples to show how fraud examiners can go beyond the usual tests and introduce more sophisticated, proactive ways to monitor control systems and identify fraud.

6 2:50 4:10 p.m. 5A: Staying Ahead: The Convergence of Fraud Examiner, Security Management and IT Security Disciplines Jean-François Savard, CFE, CPP, CISSP, ABCP Director of Security, Agriculture and Agrifood Canada, Government of Canada In the marketplace of the future, protecting clients competitive edge will be more important than ever. Maintaining that edge, however, has a great deal to do with how those clients protect their intellectual property. To do so effectively, clients will need practitioners who recognize the growing convergence of the fraud examination, security management and IT security disciplines toward a holistic, all-hazards prevention approach. 5B: Third-Party Risk Management: An Added Dimension in a Corporation s Ethics and Compliance Program Michael Vermillion Senior Director, Third Party Risk Management Solutions NAVEX Global: The Ethics and Compliance Experts Corporations leverage external suppliers and service providers to reduce operating costs. However, a heightened level of government scrutiny coupled with legislation and regulations has made risk management associated with these third-party relationships increasingly important. Smart organizations are looking for ways to effectively implement ongoing measures to assess, monitor and mitigate third-party risks. This interactive session will examine the degrees of risk based on various third-party relationships and discuss best practices for managing third parties within a corporation s overall ethics and compliance program. Tuesday, October 30 8:30 9:50 a.m. General Session Liespotting Pamela Meyer, CFE Best-selling author of Liespotting: Proven Techniques to Detect Deception Learn to go from lie-spotting to truth-seeking to trustbuilding during a working lunch session with author Pamela Meyer. Meyer will share her techniques of deciphering verbal cues, body language indicators and other nonverbal clues to reveal the truth. This top-rated keynote session from the 23 rd Annual ACFE Fraud Conference will help you build your interviewing skills as a fraud investigator. 10:05 11:25 a.m. 7C: Anti-Money Laundering: Where Are We Now? Howard M. Wasserman, CFE, CA President, Wasserman Forensic Investigative Services Inc. Have money laundering provisions become more complicated? What regulated areas of financial transactions should we be most aware of for the future? This session will cover the new FATF recommendations regarding corruption, the identification of beneficial ownership behind the financial transaction and the translation of FATF recommendations to Canadian legislative provisions. 7D: Admissibility of Evidence from Civil Investigations in Canada Dean Davison, J.D., CFE Lawyer, Davison Law Group The presentation will be an outline of the current common law evidentiary rules in Canada for admissibility of evidence obtained in a civil investigation of a criminal act. Learn the current law on evidence obtained by interview, audio and video recordings and generally what the courts are saying about the admissibility of investigative evidence in civil trials. 11:40 a.m. 1:00 p.m. Working Lunch Hon. Robert Nicholson Minister of Justice and Attorney General of Canada Gain insights to help you in the fight against fraud from the Attorney General of Canada. 1:15 2:35 p.m. 9C: Taking Your Fraud Risk Management Program to the Next Level Daniel Williams, CFE, CGA, CIA, CAMS Leader Risk & Financial Crime Management, Deloitte Level: Advanced The best time to deal with fraud, corruption and misconduct is before they occur. The consequences of fraudulent activity can go well beyond direct financial loss to include damage to reputation, media embarrassment and loss of customers. Learn how to conduct a fraud risk assessment to identify the vulnerabilities your organization faces and what you can do to address them. Through this interactive session, you will walk through the steps required to conduct an effective fraud risk assessment.

7 9D: Expert Witness Rules, Rules and More Rules Philip Levi, CFE, FCA, CPA/CFF, CA-IFA Partner, Levi & Sinclair, LLP Level: Advanced The role of the expert witness is to assist the court through the provision of an independent and objective opinion about matters coming within the expertise of the witness. This duty is paramount. The new Rules streamline the qualification of experts and provide a code of conduct clarifying the duties and responsibilities of the expert witness in relation to the Courts. Learn about the new Rules in Canada and the Provinces governing expert witnesses, and how they may impact your investigation and testimony. 2:50 4:10 p.m. 10C: Improve Your Interviewing Skills Through Linguistic Lie Detection Nejolla Korris CEO, InterVeritas Intl. Ltd. If honesty is always the best policy, why don t we always get it? This session presents an overview of how linguistic lie detection is used in business and investigative areas. Learn the basics of information gathering and how to interpret the information you receive. In an interactive setting, you will also be able to apply Linguistic Lie Detection basics to a variety of high-profile media cases and see what the subject really meant. 10D: Internal Investigations: An Outsider s View Andrew Kautz, CFE National Claims Manager, Central Risk and Insurance Management Limited For an experienced fraud examiner, conducting an investigation is usually a straightforward process. Dealing with reluctant witnesses, collecting and analyzing documents and confronting suspects are all part of the routine. However, when the investigation is political or involves senior or executive management, other factors can complicate the investigative plan. Learn the issues that can arise during an internal investigation and how to prevent them. Wednesday, October 31 8:30 9:50 a.m. General Session Inside the Mind of a Fraudster Justin Paperny Convicted Fraudster Hear the story behind the fraud from convicted fraudster Justin Paperny. Paperny will provide insight into the motivations, actions, and consequences of white-collar crime, drawing upon personal experiences to narrate how an inattention to values-based decision making can lead an individual into debacles that may include imprisonment. 10:05 11:25 a.m. Closing General Session Inside the Mind of a Fraudster Panel Discussion REGISTER NOW ACFE.com/Canadian (800) / +1 (512) Fees Full Conference Main Conference only Pre-Conference only Team Registration Early Registration (by Sept. 28, 2012)* M: CAD 995 NM: CAD 1,095 M: CAD 945 NM: CAD 995 N/A Standard Registration (after Sept. 28, 2012) M: CAD 1,095 NM: CAD 1,195 M: CAD 1,045 NM: CAD 1,095 M: CAD 295 NM: CAD 395 Government Registration M: CAD 945 NM: CAD 1,050 M: CAD 895 NM: CAD 945 N/A CAD 25 off! Call +1 (512) for more details. About the ACFE The ACFE is the world s largest anti-fraud organization and premier provider of antifraud training and education. Together with nearly 65,000 members, the ACFE is reducing business fraud worldwide and inspiring public confidence in the integrity and objectivity within the profession. Association of Certified Fraud Examiners is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: NOTE: Prices listed exclude HST. HST will be added during the checkout process. Credit cards will be charged the U.S. dollar equivalent of the total fee. Differences may occur due to bank currency translation. Cancellation Policy Our cancellation policy is intended to keep costs low for attendees. Due to financial obligations incurred by ACFE, Inc. you must cancel your registration prior to the start of the event. Cancellations received less than 14 calendar days prior to an event start date are subject to a $100 administrative fee. No refunds or credits will be given for cancellations received on or after the start date of the event. Those who do not cancel and do not attend are responsible for the full registration fee. Terms and conditions are subject to change without notice. Visit ACFE.com for the latest updates. *Payment must be received by September 28, 2012 to obtain early registration discounts. Early Registration Savings not available for Pre-Conference only option. **Reservations subject to availability. I understand if I reserve a room at the course hotel, the hotel may disclose to ACFE non-financial reservation information, (name, dates of stay), for the purpose of updating and confirming the event room block. By registering for this event, I grant the ACFE or anyone authorized by the ACFE, the right to use or publish in print or electronic format, any photographs or video containing my image or likeness for any promotional purpose, without compensation. The ACFE does not compensate convicted fraudsters. Association of Certified Fraud Examiners, ACFE, Certified Fraud Examiner, CFE and the ACFE Logo are trademarks owned by the Association of Certified Fraud Examiners, Inc.

8 2012 ACFE Canadian Fraud Conference October 28-31, 2012 Ottawa Register by September 28 and SAVE CAD 100!* ACFE.com/Canadian World Headquarters the gregor building 716 West Ave Austin, TX USA