Jointly present. Mumbai 9th July New Delhi 16th July Bengaluru 23rd July. INDIA Fraud

Transcription

1 Jointly present Mumbai 9th July New Delhi 16th July Bengaluru 23rd July INDIA Fraud Conclave 2015 Certificate of CPE Hours from India Chapter of Association of Certified Fraud Examiners For sponsorship or to become our partner, contact: 5 CPE hours

2 About the Seminar Today India has clearly become the epicenter of the global business geography and one of the attractive business destinations for both and foreign and domestic companies. Such investor attraction and influx of money in the Indian business have also led to compounded fraudulent activities in and around the business system. Also the development in technology has further resulted in newer methods and mechanisms of perpetrating fraud. Today the gamut of corporate frauds has spread manifold with fraudulent activities such as cybercrime, Intellectual property theft; counterfeiting & piracy, accounting fraud, bribery and identity theft. These have substantially raised the threat level for the organisations. In the recent past, India has witnessed some large corporate frauds including the Satyam scandal, NSEL scam and the Saradha Chit Fund scam. These frauds have shocked the business world and shook the investor confidence harming the business sentiments. Of late, regulatory authorities have started taking very stringent actions against such fraudulent activities. Virtually every entity suffers from fraud, though management may or may not be aware of it. While fraud cannot be eliminated in any entity or a system, there are always opportunities to reduce the quantum. With frauds impacting on the annual revenues, organizations that lack proactive fraud prevention measures are the most at risk. India Chapter, ACFE and Achromic Point present India Fraud Conclave 2015 to help participants with relevant insights on why frauds happen and how one can be effectively create a culture of ethics and accountability within the organization. The participants will also learn about the mechanism for preventing and combating frauds more effectively and economically. Benefits of Attending Gain insights on changing financial and cyber crimetrends in the spectrum of corporate frauds Learn about regulatory and legislative landscape of corporate frauds Understand how to build an effective internal control system to detect and prevent fraud Learn how to create an anti-corruption corporate culture Learn how to conduct an effective fraud risk investigation Interact with industry best consultants on various contemporary fraud detection methods like digital forensics and data analytics CPE hours for the CFE members Who should attend Fraud Risk / Management Assurance professionals Head of Internal Audit and Internal Audit Managers General Counsels and Legal counsels CFOs and Finance Directors Independent Directors MDs and CEOs Chief Compliance Officers Chief Audit Executives Audit Directors and Managers Chief Risk Officers and Chief Ethics Officers Internal and External Auditors Chartered Accountants / Cost Accountants / Company Secretaries

3 Program Outline/Agenda Session 1: Defining fraud and its scope in the new regulatory environment Session 2: Emerging Trends in Fraud Detections & Prevention in light of Companies Act 2013 Session 3: Classifying the frauds Case Studies Session 4: Preventing and Detecting Industry Fraud* Session 5: Best Practice Anti Fraud Control * Mumbai session will focus on Financial Sector * New Delhi session will focus on Real Estate and ecommerce Sector * Bengaluru session will focus on IT / ITES and ecommerce Sector Speakers Experts from ACFE and Industry Chetan Dalal MUMBAI Chetan is a Fellow member of the Institute of Chartered Accountants of India, a Certified Fraud Examiner from the Association of Certified Fraud Examiners, USA, Certified Internal Auditor from the Institute of Internal Auditor, USA and Certified Information and Systems Auditor from Information Systems Audit and Control Association, USA. Chetan provides services in Internal Audit, Fraud Detection, Risk Assessments and Investigations. He also provides training for fraud detection and investigation. Chetan is currently the Managing Director of CDIMS. Navin Goyal A Cost Accountant and a Certified Fraud Examiner, Navin is presently working with Standard Chartered Bank as Head Compliance Investigations, South Asia. An ex-law enforcement officer, Navin has over 18 years of professional experience in the Fraud Investigation and Risk Assessment, Prevention, Detection and Management, Vigilance and Controls spectrum having worked with multi-disciplinary cross-border teams. Navin specialises in large, multinational, complex litigation and investigation engagements including fraud detection and controls, internal investigations, Anti-Bribery risk assessments. Prior to Standard Chartered, Navin has worked with Central Bureau of Investigation, India s premier investigating agency for 10 years, responsible for investigating economic crime and anti-corruption cases under the Prevention of Corruption Act. He has also worked with PwC for about five years, in the Forensic Services advisory practice. K V Karthik Karthik is a Senior Director and lead financial services for Forensic & Dispute Services practice of Deloitte Touche Tohmatsu India Private Limited. He has over 15 years of experience in the banking and financial services sector and has led a range of projects particularly in the areas of risk and compliance. His experience in AML includes assisting financial institutions in developing their KYC policies and procedures, reviewing their compliance framework, software selection and remediation of their existing clients.

4 S. V. Sunder Krishnan Sunder Krishnan is the Executive Vice President and Chief Risk Officer at Reliance Life Insurance Company Limited since May He manages the oversight of Risk Management, Internal Audit, BCP, Claims, Legal, Secretarial and Compliance functions. Sunder Krishnan has implemented risk based strategy in all the above functions with the use of technology. Mr. Krishnan has an experience of more than 2 and Half decades in various organizations. He has a background as a senior and middle level manager with exposure to Bank businesses and operations in more than 12 countries. Deepak Balachandaran Deepak Balachandran is Head of Enterprise Risk at Reliance Capital. He manages Enterprise-Wide risks for Reliance Capital Corporate, Commercial Finance, Asset & Wealth Management, Broking & Distribution, Life Insurance & General Insurance businesses. He manages Operational Risk, Credit Risk, Market Risk, Liquidity Risk, Business Risk, Strategic Risk, Reputational Risk, Regulatory Risk, Risk Technology, Enterprise Risk Architecture and risk aggregation at group level. He leads Enterprise Governance Risk & Control initiatives, group risk technology and automation initiatives as well. He was previously Strategist and Head of Cash Equities at Deutsche Bank covering US, EMEA, Asia & Japan. Deepak has also executed roles of Trader, Portfolio Manager, Product Manager and Head - Business Development in the past. He has also worked for Standard Chartered Bank, Middle East and GE Capital in his earlier roles. Deepak is an Information Technology engineer and has a PGDM/MBA from the Indian Institute of Management, Kozhikode (IIM K). He has completed a program on Enterprise Risk Management from the Indian Institute of Management, Bangalore (IIM B). He has also been certified by Indian School of Business (ISB), Hyderabad on Risk Management for Financial Institutions. He is also a regular speaker and panelist at various Corporate Risk / GRC / Finance Summits. Sumit Makhija NEW DELHI Sumit Makhija is a Senior Director in the Forensic Services of Deloitte Touche Tohmatsu India Private Limited and leads the anti-corruption services for the firm and focuses on fraud investigation. Sumit is a Fellow member of the Institute of Chartered Accountants of India and a Certified Fraud Examiner from the Association of Certified Fraud Examiners, USA. Sumit also serves as Vice President on the India Chapter of Association of Certified Fraud Examiners. Sumit is also a Commerce graduate from Delhi University. Sumit has over 20 years of professional experience out of which over 15 years are in the areas of anti - bribery reviews and investigations, anti-money laundering reviews, fraud detection and investigation, dispute assistance and investigations for a wide spectrum of organizations which include Corporates, Financial Institutions and Multilateral/ Bilateral Agencies. He also possesses significant experience in performing financial, management and internal audits of Corporates, Financial Institutions and Aid Agencies. Mukesh Arya Mr. Mukesh Arya is the founder member of the Red Flag Oversight Consultancy Services P Ltd (Red Flag). Prior to the launching of this company, he was positioned as the Director to lead the Department of Internal Oversight Services, United Nations Agency in the Middle East. Mr. Arya, an Indian Audit & Accounts Service (IA&AS) officer took early retirement after 23 years to join the United Nations. Nationally, he held several important charges such as the Accountant General of Assam, Meghalaya, Arunachal Pradesh, and Mizoram. He held the posts of Principal Director of Audit for Direct taxes, Principal Director of training, research and IT Audit in the office of the Comptroller & Auditor General of India (C&AG). He interfaced with the Parliamentary standing committees on reports prepared by him such as the report on Voluntary Disclosure of Income Scheme -VDIS (tax amnesty scheme). Sanjeev Singhal Sanjeev Singhal is a Director with Transfolign Consulting and Fellow Chartered Accountant and Company Secretary with more than 25 years of experience in a variety of roles across various industries Financial Services, Consulting, Media & Entertainment and Telecom. His expertise spans across diverse activities that include Risk Management and Consulting, Streamlining of Processes and Systems, Corporate Governance matters, Credit Monitoring & Analysis, Due Diligence Studies, advising clients on Corporate Finance & Loan Syndication - Domestic & International, managing client loan portfolios, providing Corporate Advisory services, handling Banking Operations, Advise on Treasury Management, providing advice on Business Strategy etc.

5 Surath Mukherjee Surath Mukherjee is a Qualified CA and a Cost Accountant with 20 years of post-qualification experience in the field of Accounting, Auditing and Financial management. Over the past years he has successfully held leadership positions in various MNC and Indian organizations and has been able to contribute sustainable results for them in the field he has managed. Currently he heads the Risk Assurance function in Dalmia group prior to which he has spent a decade with Sony India Ltd. Sanjeev Sood Sanjeev is presently working with Max Life Insurance as Corporate Vice President and Head of Internal Audit since April 10. He is a finance Professional with more than 18 years of experience in both Internal Audit as well core finance functions out of which more than 12 years of experience in Internal Audit and Risk Management. Sanjeev has worked in different roles across Internal Audit, Risk Management and Finance. His area of specialization includes internal audit, fraud prevention and risk management. Sanjiv Dagar Sanjiv is a Lawyer from India, also a qualified Solicitor - England and Wales; Fellow Member of the Institute of Company Secretaries of India and Institute of Chartered Secretaries and Administrators, London and a Management degree holder. Sanjiv garnered exposure in working with manufacturing and service organizations; and worked extensively on Contracts Management, Compliance, Real Estate, M&A, Taxation, Arbitration Laws. Sanjiv has worked as in-house with various blue chips in senior positions before taking a plunge in Practice as a Corporate Lawyer. Currently, he has been heading Law firm namely Legajoist in New Delhi. Sumit Makhija Sumit Makhija is a Senior Director in the Forensic Services of Deloitte Touche Tohmatsu India Private Limited and leads the anti-corruption services for the firm and focuses on fraud investigation. Sumit is a Fellow member of the Institute of Chartered Accountants of India and a Certified Fraud Examiner from the Association of Certified Fraud Examiners, USA. Sumit also serves as Vice President on the India Chapter of Association of Certified Fraud Examiners. Sumit is also a Commerce graduate from Delhi University. Sumit has over 20 years of professional experience out of which over 15 years are in the areas of anti - bribery reviews and investigations, anti-money laundering reviews, fraud detection and investigation, dispute assistance and investigations for a wide spectrum of organizations which include Corporates, Financial Institutions and Multilateral/ Bilateral Agencies. He also possesses significant experience in performing financial, management and internal audits of Corporates, Financial Institutions and Aid Agencies. Parichay Mittal BENGALURU Parichay Mittal is Senior Director, Compliance with Quintiles and head Ethics and Compliance office in Quintiles India. He work closely with the business leaders to strengthen ethics and compliance standards in the country. Parichay worked at Sanofi, where he was the Director Compliance, managing the Compliance & Business Integrity department for India and South Asia. He has more than 13 years of forensic and anti-corruption compliance experience spanning assurance, forensic audit and investigations, dispute advisory, special reviews, business process reengineering and internal control reviews across organizations such as Sanofi, Deloitte and PricewaterhouseCoopers. Parichay is a Chartered Accountant and holds a management degree in Business Administration from the Edinburgh Business School, Heriot-Watt University. *More speakers to join in IN-HOUSE SEMINARS/TRAININGS This seminar can also be arranged for In-house Training. For more information about bringing this or other seminars to your organization, please write to us at enterprisesolutions@achromicpoint.com

6 Registration Form India Fraud Conclave 2015 Registration Fees:- INR 11,500 + Applicable Service Tax Fees for India Chapter, ACFE Members:- INR 10,500 + Applicable Service Tax Please register me for Mumbai 9th July 2015 New Delhi 16th July 2015 Bengaluru 23rd July 2015 Conference fees include documentation, luncheon and refreshments. Delegates who attend all sessions will receive a Certificate of Attendance. Delegate Details: Delegate 1...Job Title... Mobile Delegate 2...Job Title... Mobile Delegate 3...Job Title... Mobile Company... Tel...Fax... Address: Cancellation and Refund Policy You must notify us by at least 48 hours in advance if you wish to send a substitute participant. Delegates may not share a pass between multiple attendees without prior authorization. If you are unable to find a substitute, please notify Achromic Point Consulting (APC) in writing up to 10 days prior to the conference date and a credit voucher valid for 1 year will be issued to you for the full amount paid, redeemable against any other APC conference. No credits or refunds will be given for cancellations received after 10 days prior to the conference date. APC reserves the right to cancel any conference it deems necessary and will not be responsible for airfare hotel or other costs incurred by registrants. No liability is assumed by APC for changes in program date content speakers or venue. Terms & Conditions:- Achromic Point holds all the rights to circulate and distribute the information discussed, shared and presented at the seminar.