Trishul, 3 rd Opp. Samartheshwar Temple, Ellisbridge, Ahmedabad, Address: vi) vii) and Transfer Agent

Size: px

Start display at page:

Download "Trishul, 3 rd Opp. Samartheshwar Temple, Ellisbridge, Ahmedabad, Address: vi) vii) and Transfer Agent"

Lora Page
5 years ago
Views:

1 CORPORATE OVERVIEW STATUTORY REPORTS FINANCIAL STATEMENTS BASEL III DISCLOSURES FORM NO. MGT-9 Extract of Annual Return as on the Financial Year ended 31 st March 2016 I. Registration and Other Details: i) ii) Registration Date 3 rd December 1993 iii) Axis Bank Limited iv) v) Address of the Registered office and contact details Trishul, 3 rd Opp. Samartheshwar Temple, Ellisbridge, Ahmedabad, Address: shareholders@axisbank.com vi) vii) and Transfer Agent Karvy Computershare Private Limited Unit: Axis Bank Limited Emai Address: einward.ris@karvy.com II. Principal Business Activities of : Name and description of main products / services NIC Code of the product/ service % to total turnover of the Company 1 III. Particulars of Holding, Subsidiary and Associate Companies: Name of the Company CIN/GLN Holding/ Subsidiary/ Associate % of shares held Applicable Section 1 Subsidiary 99.99% 2(87)(ii) 2 Subsidiary 99.99% 2(87)(ii) 3 Axis Trustee Services Limited Subsidiary 99.99% 2(87)(ii) 4 Subsidiary 74.99% 2(87)(ii) 5 Subsidiary 74.86% 2(87)(ii) 6 Subsidiary 99.99% 2(87)(ii) 7 Axis Securities Limited Subsidiary 99.99% 2(87)(ii) 8 Axis Bank UK Limited Subsidiary % 2(87)(ii) 9 Axis Securities Europe Limited Subsidiary % 2(87)(ii) Annual Report

2 FORM NO. MGT-9 (CONT.) IV. Shareholding Pattern (Equity Share Capital Breakup as a Percentage of Total Equity) i. Category-wise Shareholding Category of Shareholder of shares held at the beginning of the year of shares held at the % change A. Promoter (1) Indian Demat Physical Total % of total shares Demat Physical Total % of total shares during the year 66,20,93,177 66,20,93, ,84,04,734 70,84,04, f) Any Other Sub-Total (A)(1) : 66,20,93,177-66,20,93, ,84,04,734-70,84,04, (2) Foreign e) Any Others Sub-Total (A)(2) : Total shareholding of Promoter (A)=(A)(1)+(A)(2) 66,20,93,177-66,20,93, ,84,04,734-70,84,04, B. Public Shareholding (1) Institutions 15,55,10,061 15,55,10, ,37,44,478 24,37,44, ,77,755 13,77, ,41,869 29,41, ,50,74,071 14,50,74, ,79,82,352 12,79,82, (0.75) 1,10,56,36,277 1,10,56,36, ,35,24,319 97,35,24, (5.78) Sub-Total (B)(1) : 1,40,75,98,164-1,40,75,98, ,34,81,93,018-1,34,81,93, (2.80) (2) Non-Institutions 3,37,57,118 68,050 3,38,25, ,26,60,214 68,050 3,27,28, (0.06) ii. Overseas 94 Axis Bank Limited

3 CORPORATE OVERVIEW STATUTORY REPORTS FINANCIAL STATEMENTS BASEL III DISCLOSURES Category of Shareholder of shares held at the beginning of the year of shares held at the % change holding nominal share capital upto `1 lakh holding nominal share capital in excess of ` 1 lakh c) Others Demat Physical Total % of total shares Demat Physical Total % of total shares during the year 8,83,20,215 93,23,248 9,76,43, ,23,07,075 83,82,645 12,06,89, ,28,09,489 67,500 6,28,76, ,45,57,276 1,67,000 6,47,24, ,83,163 19,83, ,69,959 20,69, ii. Trusts 56,13,509 56,13, ,08,70,705 1,08,70, ,58,119 53,58, ,10,753 64,10, ,88,533 49,88, ,36,687 73,36, ,12,194 3,12, ,20,095 13,20, ,46,195 1,46, ,25,195 1,25, Sub-Total (B)(2) : 20,32,89,035 94,58,798 21,27,47, ,76,58,659 86,17,695 24,62,76, Total Public Shareholding B=B(1)+B(2) : C. Shares held by Custodian for GDRs 1,61,08,87,199 94,58,798 1,62,03,45, ,58,58,51,677 86,17,695 1,59,44,69, (1.44) 8,80,83,025-8,80,83, ,99,57,720-7,99,57, (0.36) Grand Total (A+B+C) 2,36,10,63,401 94,58,798 2,37,05,22, ,37,42,14,131 86,17,695 2,38,28,31, ii. Shareholding of Promoters Shareholder s Name 1 Administrator of the Specified Undertaking of the Unit Trust of Shareholding at the beginning of the Year of Shares % of total Shares of % of Shares Pledged / encumbered to total Shares Shareholding at the end of % change of Shares % of total Shares of % of Shares Pledged / encumbered to total Shares in Share holding during the year 27,48,40, ,48,40, (0.06) 2 29,60,75, ,88,60, Limited 6 Limited 7 Limited 3,93,21, ,05,95, ,66,07, ,61,03, (0.02) 1,36,75, ,47, (0.38) 62,30, ,30, ,42, ,27, Annual Report

4 FORM NO. MGT-9 (CONT.) iii. Change in Promoters Shareholding Name of the Shareholder Shareholding Date Increase/ Share holding 1 Administrator of the Specified Undertaking of the Unit Trust 2 of Shares at % of total Shares of the Bank of Shares % of total Shares of 27,48,40, /03/ ,48,40, ,48,40, /03/ ,48,40, ,60,75, /03/ ,60,75, /04/ ,41,983 Transfer 29,71,17, /04/ ,58,844 Transfer 30,13,75, /04/ ,79,586 Transfer 30,67,55, /05/ ,74,925 Transfer 30,91,30, /05/ ,32,549 Transfer 31,16,62, /05/ ,44,735 Transfer 31,35,07, /05/ ,70,012 Transfer 31,49,77, /05/ ,34,559 Transfer 31,78,12, /06/ ,43,939 Transfer 32,02,56, /06/ ,94,485 Transfer 32,23,50, /06/ ,88,061 Transfer 32,74,38, /07/2015 Transfer 32,68,16, /07/2015 Transfer 32,62,46, /07/2015 1,47,981 Transfer 32,63,94, /08/2015 1,44,236 Transfer 32,65,39, /08/2015 Transfer 32,65,03, /08/ ,49,273 Transfer 32,76,53, /08/2015 Transfer 32,76,20, /08/ ,36,508 Transfer 32,97,56, /08/ ,22,002 Transfer 33,62,78, /09/ ,000 Transfer 33,63,03, /09/ ,000 Transfer 33,63,13, /09/ ,000 Transfer 33,63,38, /10/ ,67,897 Transfer 33,77,06, /10/ ,860 Transfer 33,77,74, /10/2015 6,00,000 Transfer 33,83,74, /11/ ,31,512 Transfer 34,21,06, /11/ ,51,726 Transfer 34,38,57, /11/2015 2,450 Transfer 34,38,60, /01/ ,00,000 Transfer 34,48,60, /01/ ,38,284 Transfer 34,75,98, /01/ ,64,016 Transfer 34,88,62, /01/2016 Transfer 34,88,60, /03/2016 4,000 Transfer 34,88,64, /03/2016 Transfer 34,88,60, ,88,60, /03/ ,88,60, Axis Bank Limited

5 CORPORATE OVERVIEW STATUTORY REPORTS FINANCIAL STATEMENTS BASEL III DISCLOSURES Name of the Shareholder Shareholding Date Increase/ Share holding Limited of Shares at % of total Shares of the Bank of Shares % of total Shares of 3,93,21, /03/2015 3,93,21, /05/ ,000 Transfer 3,93,96, /05/2015 1,00,000 Transfer 3,94,96, /05/2015 1,70,000 Transfer 3,96,66, /08/ ,000 Transfer 3,96,96, /09/ ,000 Transfer 3,97,76, /09/2015 1,11,338 Transfer 3,98,87, /12/ ,000 Transfer 3,99,67, /12/ ,000 Transfer 4,00,42, /12/2015 1,25,000 Transfer 4,01,67, /01/2016 1,32,164 Transfer 4,03,00, /01/2016 1,00,000 Transfer 4,04,00, /01/ ,000 Transfer 4,04,20, /02/ ,000 Transfer 4,05,10, /02/ ,000 Transfer 4,05,30, /02/ ,000 Transfer 4,05,95, ,05,95, /03/2016 4,05,95, ,66,07, /03/2015 2,66,07, /05/2015 Transfer 2,64,63, /06/2015 Transfer 2,64,01, /06/2015 Transfer 2,63,26, /06/2015 Transfer 2,62,41, /06/2015 Transfer 2,61,04, /06/2015 Transfer 2,60,61, /07/2015 Transfer 2,60,26, /08/2015 Transfer 2,60,16, /02/ ,000 Transfer 2,60,38, /02/ ,000 Transfer 2,60,68, /03/ ,000 Transfer 2,61,03, ,61,03, /03/2016 2,61,03, ,36,75, /03/2015 1,36,75, /04/2015 2,00,000 Transfer 1,38,75, /05/2015 Transfer 1,37,75, /07/2015 Transfer 1,36,75, /07/2015 Transfer 1,34,75, /12/ ,000 Transfer 1,35,67, /12/ ,000 Transfer 1,36,17, /01/ ,000 Transfer 1,36,47, /02/2016 Transfer 1,34,42, /03/2016 Transfer 1,21,47, /03/2016 Transfer 1,03,61, /03/2016 Transfer 78,47, /03/2016 Transfer 63,47, /03/2016 Transfer 47,47, ,47, /03/ ,47, Annual Report

6 FORM NO. MGT-9 (CONT.) Name of the Shareholder Shareholding Date Increase/ Share holding 6 7 of Shares at % of total Shares of the Bank of Shares % of total Shares of 62,30, /03/ ,30, /09/ ,000 Transfer 62,40, /09/ ,215 Transfer 62,57, /11/ ,000 Transfer 62,82, /11/ ,000 Transfer 62,97, /11/ ,200 Transfer 63,10, /12/ ,585 Transfer 63,30, ,30, /03/ ,30, ,42, /03/ ,42, /04/ ,000 Transfer 53,62, /08/ ,000 Transfer 53,92, /09/2015 1,10,000 Transfer 55,02, /09/ ,594 Transfer 55,90, /09/ ,000 Transfer 56,85, /09/ ,000 Transfer 57,10, /09/ ,500 Transfer 57,47, /10/ ,300 Transfer 58,23, /10/2015 1,37,500 Transfer 59,60, /10/ ,250 Transfer 60,38, /10/ ,000 Transfer 60,88, /11/2015 1,35,000 Transfer 62,23, /11/ ,000 Transfer 62,98, /11/2015 1,05,000 Transfer 64,03, /11/ ,000 Transfer 64,63, /12/ ,000 Transfer 64,88, /12/ ,755 Transfer 65,22, /12/ ,000 Transfer 65,72, /12/ ,000 Transfer 66,02, /12/2015 1,20,000 Transfer 67,22, /01/ ,000 Transfer 67,77, /01/ ,000 Transfer 68,27, /01/ ,000 Transfer 68,67, /02/ ,000 Transfer 68,97, /02/ ,000 Transfer 69,27, ,27, /03/ ,27, Note: Date of change is the date of the shareholding statement i.e. the date on which the statements of beneficial ownerships is received from the depositories. 98 Axis Bank Limited

7 CORPORATE OVERVIEW STATUTORY REPORTS FINANCIAL STATEMENTS BASEL III DISCLOSURES iv. Shareholding pattern of Top Ten Shareholders (other than Directors, Promoters and Holders of GDRs and ADRs): No Name of the Shareholder 1 2 Limited No of Shares at Shareholding Date Increase/ share holding % of total shares of No of Shares Annual Report % of total shares of 10,41,67, ,41,67, /04/2015 Sale 9,98,85, /04/2015 Sale 9,91,51, /05/2015 Sale 9,10,84, /05/2015 Sale 9,03,24, /05/2015 Sale 6,65,43, /05/2015 Sale 4,72,37, /06/2015 Sale 4,62,41, /07/2015 Sale 4,40,49, /07/2015 Sale 4,21,56, /07/2015 Sale 3,99,51, /11/2015 Sale 2,53,01, /12/2015 Sale 2,13,93, ,13,93, /03/2016 2,13,93, ,37,72, ,37,72, /04/2015 Sale 5,29,49, /04/2015 Sale 5,24,11, /04/2015 1,00,882 5,25,11, /05/2015 1,33,326 5,26,45, /05/2015 1,80,043 5,28,25, /05/2015 2,07,939 5,30,33, /05/2015 5,652 5,30,38, /05/2015 Sale 5,26,78, /06/2015 Sale 5,24,64, /06/ ,032 5,25,56, /06/ ,475 5,26,51, /06/2015 Sale 5,26,12, /06/ ,297 5,26,24, /07/ ,963 5,26,89, /07/2015 1,85,862 5,28,75, /07/2015 Sale 5,25,77, /07/ ,196 5,26,60, /07/2015 Sale 5,26,29, /08/ ,093 5,26,88, /08/2015 1,114 5,26,90, /08/ ,095 5,27,26, /08/2015 3,52,603 5,30,78, /09/2015 Sale 5,25,85, /09/2015 3,42,765 5,29,27, /09/2015 1,85,128 5,31,13,

8 FORM NO. MGT-9 (CONT.) No Name of the Shareholder Limited 3 No of Shares at Shareholding Date Increase/ share holding % of total shares of No of Shares % of total shares of 25/09/2015 1,99,172 5,33,12, /09/2015 Sale 5,31,89, /10/2015 1,65,433 5,33,54, /10/2015 1,75,570 5,35,30, /10/2015 Sale 5,33,96, /10/2015 Sale 5,33,77, /10/2015 Sale 5,28,34, /11/2015 3,38,352 5,31,72, /11/2015 2,39,235 5,34,12, /11/2015 2,64,241 5,36,76, /11/ ,33,993 5,54,10, /12/ ,66,637 5,64,76, /12/2015 9,94,325 5,74,71, /12/ ,27,589 5,92,98, /12/2015 4,70,191 5,97,68, /12/2015 1,93,064 5,99,62, /01/2016 2,25,520 6,01,87, /01/2016 Sale 6,00,95, /01/ ,37,311 6,16,33, /01/ ,70,221 6,47,03, /01/2016 2,35,837 6,49,39, /02/ ,0376 6,55,59, /02/ ,458 6,56,48, /02/2016 9,88,637 6,66,37, /02/2016 2,78,868 6,69,16, /03/ ,474 6,69,62, /03/2016 1,16,942 6,70,79, /03/ ,560 6,71,01, /03/2016 4,34,195 6,75,35, /03/ ,180 6,75,59, ,75,59, /03/2016 6,75,59, ,90,51, ,90,51, /04/2015 2,19,316 3,92,70, /04/2015 4,864 3,92,75, /04/2015 Sale 3,90,65, /05/2015 Sale 3,90,62, /05/2015 Sale 3,84,72, /05/2015 Sale 3,82,00, /05/2015 Sale 3,81,06, /05/2015 Sale 3,75,81, /06/2015 Sale 3,75,49, /06/2015 Sale 3,73,45, Axis Bank Limited

9 CORPORATE OVERVIEW STATUTORY REPORTS FINANCIAL STATEMENTS BASEL III DISCLOSURES No Name of the Shareholder No of Shares at Shareholding Date Increase/ share holding % of total shares of No of Shares Annual Report % of total shares of 19/06/2015 Sale 3,69,07, /06/2015 Sale 3,66,13, /06/2015 Sale 3,65,63, /07/2015 Sale 3,39,60, /07/2015 Sale 3,39,23, /07/2015 Sale 3,37,90, /07/ ,000 3,38,40, /07/ ,23,400 3,49,63, /08/2015 Sale 3,49,02, /08/ ,732 3,49,12, /08/2015 Sale 3,17,39, /09/2015 Sale 3,13,14, /09/2015 2,81,003 3,15,95, /09/2015 Sale 3,04,20, /09/2015 Sale 3,02,87, /10/2015 7,400 3,02,94, /10/2015 6,05,170 3,09,00, /10/ ,18,809 3,19,18, /10/2015 Sale 3,18,58, /10/2015 Sale 3,08,98, /11/ ,58,028 3,20,56, /11/2015 Sale 3,12,45, /11/2015 Sale 3,07,55, /11/2015 Sale 3,02,75, /12/2015 Sale 3,00,32, /12/2015 2,31,893 3,02,64, /12/2015 4,79,113 3,07,43, /12/2015 2,31,615 3,09,75, /12/2015 4,60,524 3,14,35, /01/2016 4,051 3,14,40, /01/2016 Sale 3,14,30, /01/2016 Sale 2,95,55, /01/2016 1,63,316 2,97,18, /01/2016 Sale 2,92,45, /02/2016 Sale 2,74,55, /02/2016 Sale 2,67,07, /02/2016 Sale 2,55,57, /02/ ,198 2,55,80, /03/2016 Sale 1,49,65, /03/ ,618 1,50,16, /03/2016 1,43,081 1,51,59, /03/2016 3,91,673 1,55,51, /03/2016 Sale 1,47,72, ,47,72, /03/2016 1,47,72,

10 FORM NO. MGT-9 (CONT.) No Name of the Shareholder 4 5 Morgan Stanley Asia No of Shares at Shareholding Date Increase/ share holding % of total shares of No of Shares % of total shares of 3,32,37, ,32,37, /08/2015 Sale 3,27,24, /09/2015 Sale 3,13,50, /09/2015 Sale 3,02,67, /11/2015 Sale 2,94,77, /12/2015 Sale 2,86,27, /12/2015 Sale 2,78,40, /12/2015 Sale 2,69,63, ,69,63, /03/2016 2,69,63, ,11,03, ,11,03, /04/2015 1,48,928 3,12,52, /04/2015 Sale 3,06,82, /04/2015 Sale 3,00,79, /05/2015 2,03,425 3,02,82, /05/2015 Sale 2,94,80, /05/2015 2,03,386 2,96,83, /05/2015 Sale 2,96,42, /05/2015 Sale 2,91,51, /06/2015 Sale 2,85,11, /06/2015 Sale 2,78,72, /06/2015 3,40,117 2,82,13, /06/ ,298 2,82,68, /06/2015 Sale 2,79,68, /07/2015 4,66,816 2,84,35, /07/2015 Sale 2,84,12, /07/2015 3,23,024 2,87,35, /07/2015 Sale 2,74,83, /07/ ,584 2,75,03, /08/2015 Sale 2,66,16, /08/2015 Sale 2,60,36, /08/2015 Sale 2,58,99, /08/2015 Sale 2,50,73, /09/2015 Sale 2,45,59, /09/2015 Sale 2,31,42, /09/2015 Sale 2,22,07, /09/2015 3,21,719 2,25,29, /09/2015 2,43,501 2,27,72, /10/2015 Sale 2,26,41, /10/2015 Sale 2,25,57, /10/2015 Sale 2,11,11, /10/ ,153 2,11,49, Axis Bank Limited

11 CORPORATE OVERVIEW STATUTORY REPORTS FINANCIAL STATEMENTS BASEL III DISCLOSURES No Name of the Shareholder Morgan Stanley Asia 6 No of Shares at Shareholding Date Increase/ share holding % of total shares of No of Shares % of total shares of 30/10/2015 Sale 1,92,99, /11/2015 Sale 1,78,95, /11/2015 Sale 1,76,24, /11/2015 Sale 1,74,23, /11/2015 Sale 1,72,68, /12/ ,676 17,293, /12/ ,17,101 2,04,10, /12/2015 7,76,632 2,11,87, /12/2015 2,56,934 2,14,44, /12/ ,47,807 2,42,92, /01/ ,55,645 2,61,47, /01/2016 Sale 2,58,43, /01/2016 Sale 2,36,33, /01/2016 Sale 2,30,49, /02/2016 Sale 2,14,61, /02/2016 Sale 1,89,95, /02/2016 Sale 1,83,41, /02/2016 Sale 1,46,49, /03/2016 Sale 1,04,91, /03/2016 Sale 1,04,11, /03/2016 Sale 97,80, /03/2016 1,41,344 99,21, /03/2016 3,69,999 1,02,91, ,02,91, /03/2016 1,02,91, ,78,65, ,78,65, /04/2015 Sale 2,77,14, /04/ ,01,569 3,23,16, /04/2015 Sale 2,99,74, /05/2015 Sale 2,91,84, /05/2015 Sale 2,86,24, /05/2015 5,95,358 2,92,19, /05/2015 Sale 2,91,81, /05/ ,39,313 3,79,20, /06/2015 Sale 3,65,75, /06/2015 Sale 3,49,55, /06/2015 Sale 2,79,02, /06/2015 Sale 2,39,18, /06/2015 Sale 2,27,64, /07/2015 Sale 2,17,83, /07/2015 4,329 2,17,87, /07/2015 Sale 2,13,20, /07/2015 3,63,443 2,16,83, Annual Report

12 FORM NO. MGT-9 (CONT.) No Name of the Shareholder 7 No of Shares at Shareholding Date Increase/ share holding % of total shares of No of Shares % of total shares of 31/07/2015 Sale 2,13,28, /08/2015 7,43,765 2,20,72, /08/2015 6,77,543 2,27,50, /08/2015 Sale 2,21,87, /08/2015 Sale 1,86,62, /09/2015 Sale 1,83,44, /09/2015 Sale 1,67,11, /09/2015 Sale 1,64,09, /09/2015 Sale 1,41,33, /09/2015 Sale 1,38,31, /10/2015 Sale 1,30,80, /10/2015 Sale 1,30,34, /10/ ,94,912 1,65,28, /10/2015 1,76,082 1,67,05, /10/2015 Sale 1,50,82, /11/2015 Sale 1,45,79, /11/ ,000 1,46,51, /11/ ,56,508 1,58,08, /11/2015 3,24,726 1,61,33, /12/2015 5,76,571 1,67,09, /12/ ,96,252 1,90,05, /12/ ,76,542 2,25,82, /12/2015 7,63,000 2,33,45, /12/2015 Sale 2,28,10, /01/2016 2,79,000 2,30,89, /01/ ,239 2,31,14, /01/ ,36,569 2,49,51, /01/2016 3,50,834 2,53,02, /01/2016 Sale 2,22,07, /02/2016 1,832 2,22,09, /02/ ,56,493 2,33,66, /02/2016 6,51,172 2,40,17, /02/ ,36,441 2,55,53, /03/2016 Sale 2,04,07, /03/2016 7,75,877 2,11,83, /03/ ,51,398 2,38,34, /03/2016 Sale 2,38,15, /03/2016 4,98,960 2,43,14, ,43,14, /03/2016 2,43,14, ,68,56, ,68,56, /09/2015 Sale 2,55,47, ,55,47, /03/2016 2,55,47, Axis Bank Limited

13 CORPORATE OVERVIEW STATUTORY REPORTS FINANCIAL STATEMENTS BASEL III DISCLOSURES No Name of the Shareholder No of Shares at Shareholding Date Increase/ share holding % of total shares of No of Shares % of total shares of 2,52,23, ,52,23, /12/2015 Sale 2,31,62, /03/2016 Sale 7,36, /03/2016 Sale 31/03/2016 2,45,22, ,45,22, /04/2015 Sale 2,44,88, /05/ ,25,000 2,58,13, /05/ ,02,997 2,88,16, /05/ ,606 2,89,15, /05/ ,71,809 3,29,86, /06/2015 7,64,387 3,37,51, /07/2015 Sale 3,32,49, /09/2015 Sale 3,25,27, /09/ ,000 3,25,76, /09/2015 5,39,549 3,31,16, /10/2015 Sale 3,26,54, /10/2015 Sale 3,24,04, /11/2015 2,00,000 3,26,04, /12/2015 Sale 3,17,73, /12/2015 Sale 3,13,20, /12/2015 Sale 2,97,96, /12/2015 4,59,960 3,02,55, /01/2016 2,72,900 3,05,28, /01/ ,18,000 3,20,46, /02/ ,31,429 3,38,78, /02/2016 Sale 3,25,88, /03/ ,00,000 3,55,88, /03/2016 Sale 3,51,01, ,51,01, /03/2016 3,51,01, ,88,32, ,88,32, /04/2015 Sale 1,47,14, /04/2015 Sale 1,40,69, /05/2015 Sale 1,28,89, /05/2015 Sale 1,16,96, /05/2015 Sale 1,16,43, /05/2015 Sale 76,40, /05/2015 Sale 42,43, /06/2015 Sale 41,04, /07/2015 Sale 37,96, /07/2015 Sale 35,31, /07/2015 Sale 32,22, ,22, /03/ ,22, Annual Report

14 FORM NO. MGT-9 (CONT.) Note : 1 Top ten shareholders of at the beginning of the year have been considered, for the above disclosures. 2 Date of change is the date of the shareholding statement i.e. the date on which the statements of beneficial ownerships is received from the depositories. 3 Date of separation of the following shareholders from the top ten shareholders are as under: th April 2015 th October 2015 th March 2016 th March 2016 v. Shareholding Pattern of Directors and Key Managerial Personnel: Name of the Shareholder Shareholding Date Increase/ shareholding of shares at % of total shares of the Bank Cumulative Shareholding during the year of shares % of total shares of 1 Shikha Sharma 3,50, /03/2015 3,50, /01/2016 Transfer 3,35, /02/2016 Transfer 2,70, /02/2016 Transfer 2,68, /02/2016 1,00,000 3,68, /02/2016 Transfer 3,18, /03/2016 1,32,000 4,50, /03/2016 Transfer 3,90, /03/2016 Transfer 3,65, /03/2016 5,000 3,70, /03/ ,000 4,35, ,85, /03/ ,000 4,85, ,37, /03/2015 4,37, /09/ ,000 4,62, /09/ ,000 5,37, /01/2016 1,40,000 6,77, /03/2016 1,27,500 8,05, /03/2016 1,27,500 9,32, ,32, /03/2016 9,32, , /03/ , /05/ ,500 Transfer 88, /08/2015 Transfer 68, /08/2015 Transfer 63, /09/2015 Transfer 48, /11/2015 Transfer /11/ ,500 27, /11/2015 Transfer 14, /11/2015 Transfer /12/ ,000 21, /12/ ,000 36, Axis Bank Limited

15 CORPORATE OVERVIEW STATUTORY REPORTS FINANCIAL STATEMENTS BASEL III DISCLOSURES Name of the Shareholder Shareholding Date Increase/ shareholding of shares at % of total shares of the Bank Cumulative Shareholding during the year of shares % of total shares of 08/01/2016 2,000 38, /01/ ,500 50, /02/2016 Transfer 40, /02/2016 Transfer 10, /03/ ,000 Transfer 35, /03/2016 Transfer /03/2016 1,935 2, , /03/2016 2, Jairam Sridharan 24, /03/ , /05/ ,000 Transfer 51, /05/ ,000 Transfer 66, /08/2015 Transfer 37, /09/ ,000 Transfer 47, /02/ ,500 Transfer 1,12, /02/2016 Transfer 51, /03/ ,000 Transfer 61, , /03/ , , /03/2015 5, , /03/2016 5, Sanjeev Kapoor /03/ /05/ Transfer /05/ Transfer /06/ Transfer /06/ Transfer 1, , /03/2016 1, /03/ /03/ Note :, w.e.f. the close of business hours on 27 th upto the close of business hours on 18 th March th October Shri Jairam Sridharan th April st May Date of change is the date of the shareholding statement i.e. the date on which the statements of beneficial ownerships is received from the depositories. Annual Report

16 FORM NO. MGT-9 (CONT.) V. INDEBTEDNESS Indebtedness of the Company including interest outstanding/accrued but not due for payment Particulars Secured Loans excluding deposits Unsecured Loans Deposits (` in crore) Total Indebtedness Indebtedness at the beginning of the financial year 79, , Total (i+ii+iii) - 80, , Change in Indebtedness during the financial year Addition 1,33, ,41, ,74, Reduction (1,33,262.82) (1,21,790.20) (2,55,053.02) Net Change - 19, , Indebtedness at the end of the financial year 99, , , , Total (i+ii+iii) - 1,00, ,00, Notes: 1. Deposits accepted by are in normal course of banking business and an operating activity of and hence not included in the indebtedness disclosure. end of the financial year. 3. Additions also include the effect of exchange rate fluctuation and net change in interest accrued but not due between the beginning and end of the financial year. VI. REMUNERATION OF DIRECTORS AND KEY MANAGERIAL PERSONNEL A. Remuneration of Managing Director, Whole-time Directors and/or Manager: (in `) Particulars of Remuneration Name of MD/WTD/Manager Total Amount Smt. Shikha Sharma Shri V. Srinivasan Shri Sanjeev K. Gupta* 1 (a) Salary as per provisions 5,16,28,500 3,54,10,613 4,25,26,826 12,95,65,939 tax Act, ,79,109 40,692 2,71,358 27,91,159 2 Stock Options 9,00,000 5,00,000 6,00,000 3 Sweat Equity 4 5 Others Total (A) 13,23,57,098 of, w.e.f. the close of business hours on 27 th of upto the close of business hours on 18 th March Axis Bank Limited

17 CORPORATE OVERVIEW STATUTORY REPORTS FINANCIAL STATEMENTS BASEL III DISCLOSURES B. Remuneration of other Directors: Particulars of Remuneration to Independent Directors 1 V. R. Kaundinya Prasad R Menon Samir Barua Som Mittal Ireena Vittal* Rohit Bhagat S. Vishvanathan Rakesh Makhija# Ketaki Bhagwati$ (in `) Total Amount 18,00,000 15,00,000 22,50,000 8,00,000 5,00,000 9,50,000 18,50,000 3,00,000 3,00,000 1,02,50, Others Total (1) 18,00,000 15,00,000 22,50,000 8,00,000 5,00,000 9,50,000 18,50,000 3,00,000 3,00,000 1,02,50,000 rd August th October th January (in `) Particulars of Remuneration of Non- Executive Directors Dr. Sanjiv Misra* Shri K. N. Shri B. Babu Rao # Smt. Usha Sangwan Total Amount 1 7,00,000 16,00,000 1,50,000 4,50,000 29,00,000 meetings 2 3 Others 27,66,133 27,66,133 Total (2) 34,66,133 16,00,000 1,50,000 4,50,000 56,66,133 Total (B)=(1+2) 1,59,16,133 Total Managerial Remuneration (A+B) 14,82,73,231 * th March period of three months, w.e.f. 8 th th April 2016 approved the said appointment w.e.f. 11 th March th January # th January C. Remuneration to Key Managerial Personnel other than MD/Manager/WTD Particulars of Remuneration Jairam Sridharan, Chief Financial Officer* Girish V Koliyote, Company Sanjeev Kapoor, Company Secretary # (in `) Total Amount 1 (a) Salary as per provisions contained u/s 17(1) 36,69,873 45,64,967 2,90,007 85,24,847 7,69,187 26,318 1,12,200 9,07,705 Act, 1961 Act, Stock Option 1,40,000 5,000 3 Sweat Equity 4 5 Others Total 44,39,060 45,91,285 4,02,207 94,32,552 Appointed w.e.f. 28 th October Appointed w.e.f. 1 st May # Upto 30 th April Annual Report

18 FORM NO. MGT-9 (CONT.) VII. PENALTIES / PUNISHMENT/ COMPOUNDING OF OFFENCES Type Section of the Companies Act Brief Description Details of Penalty / Punishment/ Compounding fees imposed Authority (Regional Director/National Company Law Tribunal/Court) Appeal made A. Company B. Directors C. Other Officers in Default 110 Axis Bank Limited

Extract of Annual Return as on the Financial Year ended 31 st March 2017

Business overview STATUTORY REPORTS FINANCIAL STATEMENTS BASEL III Disclosures Form MGT-9 Extract of Annual Return as on the Financial Year ended 31 st March 2017 [Pursuant to section 92(3) of the Companies