Form No. MGT-9 EXTRACT OF ANNUAL RETURN As on the Financial Year Ended on 31 st March 2018 of

Transcription

1 Form No. MGT-9 EXTRACT OF ANNUAL RETURN As on Financial Year Ended on 31 st March 2018 of Hybrid Financial Services Limited [Pursuant to Section 92(3) of Companies Act, 2013 and [Rule 12(1) of Companies (Management and Administration) Rules, 2014] I. REGISTRATION AND OTHER DETAILS: i) CIN Foreign Registration Number/GLN L99999MH1986PLC Registration Date [DDMMYY] ii) Category of [Pl. tick] Public Limited iii) iv) Sub Category of [ Please tick whichever are applicable] Wher listed on recognized Stock Exchange(s) If yes, details of stock exchanges where are listed Limited by Yes Bombay Stock Exchange Ltd. (BSE) * The National Stock Exchane of India Ltd (NSE)* * Under Suspension Vi) NAME AND REGISTERED OFFICE ADDRESS OF COMPANY: Name Address HYBRID FINANCIAL SERVICES LIMITED 35, A-Wing, Raj Industrial Complex Premises Cooperative Society Limited, Military Road, Marol, Andheri (East). Town / City Mumbai State Maharashtra Pin Code Country Name India

2 Address for correspondence, if different from address of registered office Same as above Vii) Name and Address of Registrar & Transfer Agents (RTA):- Full address and contact details to be given. Bigshare Services Private Limited., 1 st Floor, Bharat Tin Works Building, Opp, Vasant Oasis, Makwana Road, Marol, Andheri (East), Mumbai II. PRINCIPAL BUSINESS ACTIVITIES OF THE COMPANY (All business activities contributing 10 % or more of total turnover of shall be stated) Sl.No Name and Description of main NIC Code of % to total turnover products / services Product/service of 1 Financial Consultancy Services % III. PARTICULARS OF HOLDING, SUBSIDIARY AND ASSOCIATE COMPANIES [ Companies for which information is being filled]] Sl. No Name and Address of CIN/GLN Holding/ Subsidiary / Associate 1 Maximus Securities Limited U67120MH1994PLC Subsidiary 2 Garron Shares and U67120MH1995PTC Associate Stock Brokers Pvt.Ltd. 3 Garron Trading U51900MH1999PTC Associate Private Limited 4 Hybrid Services and U65921MH1995PLC Associate Trading Limited 5 Hybrid Systems Limited U51900MH1993PTC Associate 6 Sunanda Capital U74999MH1994PLC Associate Services Limited Applicable Section Section 2 (87) Section 2 (6) Section 2 (6) Section 2 (6) Section 2 (6) Section 2 (6)

3 IV. SHARE HOLDING PATTERN (Equity Share Capital Breakup as percentage of Total Equity) i) Category-wise Share Holding: Category of Shareholders A. Promoter s (1) Indian a) Individual/ HUF b) Central Govt Shares held at beginning of year [As on 1st-April-2017] Demat Physical Total % of Total Shares Dem At Shares held at end of year [As on 31-March-2018] Physical Total % of Total Shares % Chan ge durin g year c) State Govt(s) d) Bodies Corp e) Banks / FI f) Any or Total shareholding of Promoter (A) B. Public Shareholding 1. Institutions a) Mutual Funds b) Banks / FI c) Central Govt d) State Govt(s) e) Venture Capital Funds f) Insurance Companies

4 g) FIIs h) Foreign Venture Capital Funds i) Ors (specify) Sub-total (B)(1): Non-Institutions a) Bodies Corp. i) Indian ii) Overseas b) Individuals i) Individual shareholders holding nominal share capital upto Rs. 1 lakh ii) Individual shareholders holding nominal share capital in excess of Rs 1 lakh c) Ors (specify) Non Resident Indians Overseas Corporate Bodies Foreign Nationals Clearing Members

5 Trusts Foreign Bodies - D R Sub-total (B)(2):- Total Public Shareholding (B)=(B)(1)+ (B)(2) C. Shares held by Custodian for GDRs & ADRs Grand Total (A+B+C) ii) Shareholding of Promoter Directors and Key Managerial Personnel : Sl. No. Shareholder s Name 1 Nandakishore Raghunath Divate Shareholding at beginning of year Shares % of total Shares of %of Shares Pledged / encumbered to total Share holding at end of year % change Shares Shares of %of Shares Pledged / encumbered to total in share holding during year Chandramouli Krishnamurthy Total

6 iii) Change in Promoters Shareholding (please specify, if re is no change) : Sl. No. Particulars Shareholding at beginning of year of Cumulative Shareholding during year of At beginning of year Date wise Increase / Decrease in Promoters Share holding during year specifying reasons for increase / decrease (e.g. allotment / transfer / bonus/ sweat equity etc) At end of year iv) Shareholding Pattern of Top Ten Shareholders : (or than Directors, Promoters and Holders of GDRs and ADRs): For Each of Top 10 Shareholders At beginning of year Mr.Virshi Nensi Toprani Mr.Hemal Vallabhdas Thakkar Mr.Jitendra J.Mehta Ms.Jyoti Jitendra Mehta Mr.Jitendra Jagannath Mehta Hybrid Services and Trading Ltd. Ms.Asha R.Mehta Mr.Nishit Hemant Mehta Mr.Harshad N.Mehta Ms.Amisha Deven Mehta Mrs. Ila V.Bhuta Shareholding at beginning of year of Cumulative Shareholding during Year of Total Date wise Increase / Decrease in above Top Ten Share holders holding during year specifying reasons for increase / decrease (e.g. allotment / transfer / bonus/ sweat equity etc) At end of year Total

7 v) Shareholding of Directors and Key Managerial Personnel or than Promoters: Sl.No. Shareholding of each Director and each Key Managerial Personnel At beginning of year Mr.Jayesh R.Talpade Independent Director Shareholding at beginning of year of 0.10 Cumulative Shareholding during Year of 0.10 Mr.Vinay Kulkarni Chief Financial Officer Date wise Increase / Decrease in above Director and Key Managerial Personnel holding during year specifying reasons for increase / decrease (e.g. allotment / transfer / bonus/ sweat equity etc) At end of year V) INDEBTEDNESS -Indebtedness of including interest outstanding/accrued but not due for payment: Amount in Rs. Secured Loans excluding deposits Unsecured Loans Deposits Total Indebtedness Indebtedness at beginning of financial year i) Principal Amount - - ii) Interest due but not paid - - iii) Interest accrued but not due - - Total (i+ii+iii) - - Change in Indebtedness during financial year * Addition - - * Reduction - - Net Change - -

8 Indebtedness at end of financial year i) Principal Amount - - ii) Interest due but not paid - - iii) Interest accrued but not due - - Total (i+ii+iii) - - VI). REMUNERATION OF DIRECTORS AND KEY MANAGERIAL PERSONNEL- A. Remuneration to Managing Director, Whole-time Directors and/or Manager: (Amount in Rs.) Sl.No. Particulars of Remuneration Name of MD/WTD/ Manager Total Amount 1 Gross salary (a) Salary as per provisions contained in section 17(1) of Income-tax Act, 1961 (b) Value of perquisites u/s 17(2) Income-tax Act, 1961 (c) Profits in lieu of salary under section 17(3) Income- tax Act, 1961 Mr.Nandkishore Raghunath Divate (WTD) Mr. Chandramouli Krishnamurthy (WTD) 15,00,000 15,00,000 30,00,000 3,00,000 5,91,026 8,91,026 2 Stock Option 3 Sweat Equity 4 Commission - as % of profit - ors, specify 5 Ors, please specify (Retirement Benefits) 4,89,382 4,89,382 9,78,764 Total (A) 22,89,382 25,80,408 48,69,790 Ceiling as per Act 42,00,000 Plus Retirement Benefits 42,00,000 Plus Retirement Benefits 84,00,000 Plus Retirement Benefits

9 B. Remuneration to or Directors: (Amount in Rs.) SN. Particulars of Remuneration Name of Directors Total Amount 1 Independent Directors Fee for attending board committee meetings Commission Ors, please specify Total (1) 2 Or Non-Executive Directors Fee for attending board committee meetings Commission Ors, please specify Total (2) Total (B)=(1+2) Total Managerial Remuneration Overall Ceiling as per Act C. Remuneration to Key Managerial Personnel Or Than MD/Manager/WTD: (Amount in Rs.) Sl.No. Particulars of Remuneration Key Managerial Personnel 1 Gross salary CEO CS CFO Mr.Vinay Kulkarni (a) Salary as per provisions contained in 4, ,66720 section 17(1) of Income-tax Act, 1961 (b) Value of perquisites u/s 17(2) Incometax 79,300 79,300 Act, 1961 (c) Profits in lieu of salary under section 17(3) Income-tax Act, Stock Option 3 Sweat Equity 4 Commission Total - as % of profit - ors, specify 5 Ors, please specify 7,200 7,200 Total 5,53,220 5,53,220

10 VII. PENALTIES / PUNISHMENT/ COMPOUNDING OF OFFENCES: Type A. COMPANY Section of Companies Act Brief Description Details of Penalty / Punishment/ Compounding fees imposed Authority [RD / NCLT/ COURT] Appeal made, if any (give Details) Penalty Punishment Compounding B. DIRECTORS Penalty Punishment Compounding C. OTHER OFFICERS IN DEFAULT Penalty Punishment Compounding