Data Accessible via WRDS (if Subscribe column is y ) Access method: Apply for an account on WRDS website ( web.wharton.upenn.

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1 Data Accessible via (if Subscribe column is y ) Access method: Apply for an account on website ( web.wharton.upenn.edu/wrds/) Short Name Data Set file Description Vendor Platform 13F OWNERSHIP CURRENT & HISTORICAL 13f ( ) Inst. Managers Holdings TFN/TR 13F Institutional Holdings (13F) Database provides Institutional Common Stock Holdings and Transactions, as reported on Form 13F filed with the SEC. This database contains ownership information by institutional managers with $100 million or more in Assets Under Management (Section 13(f) Securities) Audit Analytics Audit Analytics AUDIT Provides detailed research on over 150,000 active audits and more than 10,000 accounting firms. Data includes detailed categorizations of issues and is considered by many professionals to be the best primary data source for tracking and analysis of public company disclosures related to the audit, compliance, governance, corporate actions and federal litigation. Bank Regulatory Bank Regulatory bank Database contains five databases for regulated depository financial institutions. These databases provide accounting data for bank holding companies, commercial banks, savings banks, and savings and loans institutions. COBE CBOE (Chicago Board Options Exchange) cobe The CBOE Volatility Index (VIX ) is a key measure of market expectations of near term volatility conveyed by 500 stock index option prices. COMPUSTAT Collection of databases BD, EXC, F, G delivers comprehensive fundamental and quantitative research and analysis solutions to over 4,200 investment management firms, investment banks, private equity funds, advisory firms, corporations, and universities worldwide. Bank DB Exc Bank DB Exc Bank DB Backdata Exc ExecuComp Bank Wrds Compustat Bank, Wrds Compustat Backdata Segment same as Option 1 CCM Contains additional history beyond the current Compustat North America database from 1978 up to current 7 year history. It provides more than 300 annual and 100 quarterly Income Statement, Balance Sheet, Statement of Cash Flows, and supplemental data items. Extensive, transparent executive compensation data, including current, historical, total compensation, executive options, and compensation of industry peers. IVES Group Subscrib e

2 G SF G SF G Global PKG SF Full PKG Compustat Global consists of annual and quarterly report data of listed non American and non Canadaian companies. This database also provides raw financial data from company filings. Compustat offers data modes specific to industrial companies and financial services including banks, insurance companies, real estate, trusts, brokers, and security dealers. SF Full PKG UQ UQ UQ UQ Compustat Unrestated Quarterly CRSP The Center for crsp & The most comprehensive collection of security price, return, and Research in crspa volume data for the NSE, AMEX and NASDAQ stock markets. Security Prices Additional CRSP files provide stock indices, beta and cap based (CRSP) portfolios, treasury bond and risk free rates, mutual funds, and real estate data. CUSIP CUSIP Operated by Standard & Poor s for the American Bankers Association, exists for the primary purpose of uniquely identifying issuers and issues of financial instruments within a standard framework, and disseminating this data to the financial marketplace via various media. Direct Marketing Educational Foundation (DMEF) Dow Jones Average & Total Return Indexes Direct Marketing Educational Foundation (DMEF) Dow Jones Average & Total Return Indexes dmef djones Consists of four individual data sets, each containing customer buying history for about 100,000 customers of nationally known catalog and non profit database marketing businesses are available through DMEF to approved academic researchers for use within academic situations. The Dow Jones Industrial Average, the best known U.S. stock index, and the Dow Jones Transportation Average, the oldest U.S. stock index were created by Charles Henry Dow, co founder of Dow Jones & Company, and maintained and reviewed by the editors of The Wall Street Journal. Dow Jones Indexes is the source of Dow Jones information and the provider of this data. Eventus Eventus evts Performs event studies using data read directly from CRSP stock databases or pre extracted from any source. Fama French Fama French ff Constructed from the intersections of two portfolios formed on size, Portfolios & Portfolios & as measured by market equity (ME), and three portfolios using the Factors Factors ratio of book equity to market equity (BE/ME) as a proxy for value. CRSP CWON

3 Federal Reserve Bank Reports Federal Reserve Bank Reports FRB The Federal Reserve Bank Reports in contain three databases collected from Federal Reserve Banks: two of them come from Reports published from the Federal Reserve Board; the other one comes from the Federal Reserve Bank of Philadelphia. GMI GMI Ratings GMI Ratings offers access to annual corporate governance datasets from 2001 through The datasets provide proxy data captured through June 30th of each year on over 3,000 US companies and contain approximately 225 unique data points. GSIOnline GSIOnline (formerly GSI Online) is an award winning specialty provider of public record business transaction information to law and accounting firms, investment banks, corporations and the business press. IBES Information Resources, Inc. (IRI) ISS (formerly RiskMetrics) KLD Research & Analytics, Inc. (KLD) Penn World Tables IBES (Tomson Ruters) Information Resources, Inc. (IRI) ISS (formerly RiskMetrics) KLD Research & Analytics, Inc. (KLD) Penn World Tables IBES iri pwt IBES contains historical elements of analaysts about financial ratios of companies worldwide. The database also has both consensus and detail forcasts of e.g. earnings per share, revenue, or cash flow. Our estimate data is shown on a sector level screened with the most rigorous quality control methods, across 22,000 companies in 100 countries and is available alongside existing data like EPS and Recommendations. A leading sales and marketing research partner in the expanding global consumer goods industry. They provide their clients with superior consumer insight and market intelligence by leveraging their competitive advantages in robust data, industry leading research and analytic techniques, innovative Web delivery technology, and quality client service. (Through ISS Governance Services) is a leader in corporate governance data. IRRC was initially the data provider for. // Governance Content Sets Directors & Copr. Takeover defence The leading authority on social research for institutional investors. To meet the needs of social investors, KLD provides research, benchmarks, compliance, and consulting services analogous to those provided by financial research service firms. The Penn World Tables provides national income accounts type of variables converted to international prices. The homogenization of national accounts to a common numeraire allows valid comparisons of income among countries. GMCI ISS MSCI ESG Research

4 Philadelphia Stock Exchange (PHLX) Philadelphia Stock Exchange (PHLX) phlx The Philadelphia Stock Exchange founded in 1790 is the oldest organized stock exchange in the nation. As one of North America s primary marketplaces for the trading of stocks, equity options, index options and currency options, the PHLX continues to be a market leader in the development and introduction of innovative new products and services. RavenPack RavenPack Enhance quantitative research with data derived from traditional and social media. RavenPack analyzes the unstructured content from thousands of publications to extract information on named entities and financially relevant events in the public eye. Research Quotient Research Quotient Free to all academic institutions with a current Compustat subscription. Analyze and measure the effectiveness of a firm s R&D. A global provider of data, analysis and information tools offering the most comprehensive range of indispensable, market leading services and customizable solutions. base Base Subscription all data sets accessible via where the vendor is also Event Event Free for a limited time to institutions with current Capital Study Suite Study Suite IQ and IHS Global Insight subscriptions. BoardEx BoardEx Access extensive data on the boards of publicly listed and notable private companies in all regions of the world BoardEx is a statistical database containing biographical information on most board members and senior executives around the world. BoardEx contains in depth profiles on approximately 500,000 business leaders globally that detail their employment, non profit, and educational affiliations. Approximately 25% of the individuals are currently serving on boards of companies and 75% are either board members of part of the C Suite. These individuals are associated with over 800,000 global organizations. Networks of directors are mapped out based on time they've spent at the same organizations. The database is updated daily. Bureau van Dijk (BvD) Bureau van Dijk (BvD) Widely recognized as a specialist provider of both public and hard to reach private company information within the academic community. comscore comscore Web wide visitation and transaction behavior based on a random sample from a cross section of more than 2 million Internet users in the United States who have given comscore explicit permission to confidentially capture their Web wide activity. Corporate Library / GMI Rating (TLC) Corporate Library / GMI Rating (TLC) corplib CSMAR CSMAR The China Stock Market & Accounting Research (CSMAR) Database offer data on the China stock markets and the financial statements of China s listed companies. ETF Global ETF Global Exchange traded funds pursue return, manage risk, utilize investment analysis, and generate investment ideas on over 1750 U.S. listed products FactSet FactSet A leading provider of financial data for investment management and investment banking professionals around the globe. CWON BoardEx N N N GMI Ratings N N N N

5 GOVPX GOVPX Hedge Fund Research, Inc. (HFR) Hedge Fund Research, Inc. (HFR) ICAP Information Services (IIS) is the market data division within interdealer broker ICAP. All the GovPX branded services are still distributed thru ICAP Information Services in real time, End of Day and historical format. The global leader in the alternative investment industry. Established in 1992, HFR specializes in the areas of indexation and analysis of hedge funds. HFR Database, the most comprehensive resource available for hedge fund investors, includes fund level detail on historical performance and assets, as well as firm characteristics on both the broadest and most influential hedge fund managers. IHS Global Insight IHS Global Insight Global Insight offers the most comprehensive economic coverage of countries, regions and industries available from any source. Their collection of U.S. and international financial, economic and industry data is complimented by more than 225 analysts, researchers and economists whose expertise covers over 120 industries and 200 countries. IVES Audit Analytics IVES Audit Analytics Provides detailed audit information on over 1,200 accounting firms and 15,000 publicly registered companies. Know auditing details and fees paid for specific services. Create reports by auditor, fees, location, and industry. Markit Markit Mergent Fixed Income Securities Database (FISD) Mergent Fixed Income Securities Database (FISD) Used by more than 300 firms for mark to market, Markit provides high quality CDS pricing data including CDS composite and contributor level data on approximately 3,000 individual entities. For academia is a comprehensive database of publicly offered U.S. bonds. FISD contains issue details on over 140,000 corporate, corporate MTN (medium term note), supranational, U.S. Agency, and U.S. Treasury debt securities and includes more than 550 data items. N N N IVES Group Inc. N N Morningstar CISDM Morningstar CISDM The Morningstar CISDM Database is highly recognized as a research tool by academics N in their studies and in articles related to the hedge fund and CTA industries. MSFA MSFA MSFA s Equity Buy Side Analytics data, Global data region, available through MARKIT N Mutual Fund Links (MFLINKS) Mutual Fund Links (MFLINKS) N Nasdaq Trade and Quote (NASTRAQ) NSE Trade and Quote (TAQ) OTC Corporate Bond Transaction Data (TRACE) Nasdaq Trade and Quote (NASTRAQ) NSE Trade and Quote (TAQ) OTC Corporate Bond Transaction Data (TRACE) trace Tables provide a reliable means to join CRSP Mutual Fund (MFDB) data that covers mutual fund performance, expenses, and related information to equity holdings data in the TFN/CDA S12 datasets. Database provides intraday trades and quotes for all Nasdaq stocks. The Trade and Quote (TAQ) database contains intraday transactions data (trades and quotes) for all securities listed on the New ork Stock Exchange (NSE) and American Stock Exchange (AMEX), as well as Nasdaq National Market System (NMS) and SmallCap issues. Trade Reporting and Compliance Engine is FINRA s over the counter (OTC) corporate bond market real time price dissemination service. OTC Markets Group OTC Markets Group Free to all academic users. Access comprehensive closing quote, trade and security reference data for securities trading on the OTCQX, OTCQB, and OTC Pink Marketplaces. Pacific Basin Capital Markets Pacific Basin Capital Markets The PACAP Research Center creates, maintains, and distributes comprehensive, computerized databases which track capital markets data for eight Pacific Basin countries on a continuous and systematic basis. RepRisk RepRisk Environmental, social and governance (ESG) issues environmental, child labor, etc. can translate into reputational, compliance and financial risks. With increasing global N N N N N N N

6 The Federal Deposit Insurance Corporation (FDIC) The Institute for the Study of Security Markets (ISSM) The London Share Price Database (LSPD) SEC Analytics Suite The Federal Deposit Insurance Corporation (FDIC) The Institute for the Study of Security Markets (ISSM) The London Share Price Database (LSPD) SEC Analytics Suite Database contains tick by tick data covering the NSE and AMEX between 1983 and 1992, and NASDAQ between 1987 and The London Share Price Database (LSPD) is a unique, comprehensive database of UK stock returns covering over 9,000 UK shares from 1955 to date. It is an invaluable resource for both academic researchers and investment practitioners. Simplifies research by allowing you to quickly and easily develop tailored datasets from all SEC filings, parsing millions of regulatory reports based on your custom criteria. Zacks Zacks Zacks Investment Research, based in Chicago, IL., has been a leading provider of research, market data and quantitative models to institutional investment management firms in the U.S. and Canada for over 30 years. Ivy DB OptionMetrics Ivy DB OptionMetrics A comprehensive source of historical price and implied volatility data for the US equity and index options markets. Ivy DB OptionMetrics contains historical prices of options and their associated underlying instruments, correctly calculated implied volatilities, and option sensitivities. OptionMetrics OptionMetrics Ivy DB OptionMetrics contains historical prices of options and their associated underlying instruments, correctly calculated implied volatilities, and option sensitivities. N N N N N OptionsM etrics OptionsMetr ics awareness, there is an unprecedented need for the integration of ESG risk analysis and metrics into all aspects of business. Conduct due diligence related to Know our Client procedures and lending, compliance risk, etc. Datasets contains historical financial data for all entities filing the Report of Condition and Income (Call Report) and some savings institutions filing the OTS Thrift Financial Report (TFR). Restricted N

7 Other Data Accessible via Dedicated Means Access Method: contact the Associate Dean for Research for details Short Name Data Set file Description Vendor Platform FIRST Algorithmics ISS Incentive Labs FIRST Algorithmic s ISS (Incentives) FIRST Operational risk events database a collection of external, public operational risk loss events in the form of risk case studies. Algo FIRST events are targeted at the financial sector and contain over 20 years worth of events, which have been indexed to 13 keyword hierarchies, including Basel category and business line. Other hierarchies include control factor, event trigger, business unit type, entity type. Algo FIRST cases include detailed descriptions that break down the event to analyze root cause, as well as identifying control breakdowns, lessons learned, management response and aftermath of the event. Events can also include sections with supporting detail that timeline the event, as well as relevant information about the institution that it happened to, or other detail about loss impacts. The bulk of events in FIRST capture quantitative information as well as detailed qualitative analysis. This quantitative information takes the form of loss amounts captured at the time of the event and CPI adjusted to current day values. Institutional Shareholder Services Inc. (ISS) is the world s leading provider of corporate governance and socially responsible investment (SRI) solutions. ISS covers approximately 38,000 companies in 115 countries yearly, delivering proxy research and vote recommendations while working closely with clients to execute more than 8.5 million ballots representing four trillion shares. ISS SRI research covers more than 13,000 companies across the globe.... This is detailed, standardized data needed to value compensation awards and measure plan design effectiveness (metrics, goals, payout structures); accounting, financial and relative TSR metrics; and pay mix (cash/equity, shortterm/long term, time based/performance based). It includes historical CEO and NEO proxy information and relevant 10 K IBM (Algorith mics) web based accounts How to Access Apply for an account on FIRST website Subscribe ISS Download Restricted

8 RDC The Nielsen Company Datastream & Eikon Datastream & EIKON EdgarDirect EdgarDirect EdgareDire ct information related to equity and non equity incentive plans. Datastream Professional combines the world's market leading cross asset time series database with a wide range of relevant content, linked together dynamically by an easy to use search engine. Datastream Economics integrates in depth economic coverage, consistent data history and critical timeliness on one platform with unparalleled financial market data. The database provides comprehensive coverage of national economies, from the market moving indicators to fully detailed economic and financial accounts. Presented on a platform with extensive analytics and charting capabilities, the overall toolset is uniquely powerful. Eikon gives you access to trusted, timely and accurate content from more than 400 exchanges and OTC traded markets and over 70 direct exchange feeds, delivered via Elektron low latency data feeds. Access deep liquidity pools, with over 80 providers and more than 1,300 institutional clients, plus FX market pricing from over 2,000 contributing sources in 175 currencies. Our Fundamentals cover more than 99% of the world s market cap, and we have over 40 years Estimates collection experience, currently from over 930 brokers and covering 22,000+ companies. Can you imagine having a tool that will extract and normalize data from hundreds (or even thousands) of SEC filings in hours not months? Because of directedgar's unique architecture we now offer this capability. Our tool lifts data from the original SEC filings and then normalizes it into one csv file, ready to open in Excel, SAS or similar analysis programs. To get a sense of the possibilities watch this short video that describes how the ExtractionEngine was used to create an Excel file with almost 2,000 observations in twenty minutes!! RDC Download N Nielsen Download N Dedicated TBD 3 concurren t logins Dedicated G:\WHIT Filer\dire ctedgar

9 SDC Platinum Academic Global Summary & Academic Internationa l Detailed History SDC Platinum Academic Global Summary & Academic Internation al Detailed History SDC SDC ACAD. GLBL new issues & SCN ACAD WLD M&A This database/software is the industry standard for information on new issues, M&A, syndicated loans, provaty equity, project finance, and poison pills, among many other global financial transactions. It provides users with a robust database for analyzing investment banking and eal tends, identifying comparable deals, monitoring deal activity, and generating industry leading league tables and market share analysis. Acad. Global Summary & Acad. Intn'l Detailed History Dedicated G:\WHIT Filer\SDC \Bin\Plati num CDS CDS Market data on MARKIT N