BANK OF GREECE SYSTEM FOR MONITORING TRANSACTIONS IN BOOK-ENTRY SECURITIES

Transcription

1 June 2015 BANK OF GREECE SYSTEM FOR MONITORING TRANSACTIONS IN BOOK-ENTRY SECURITIES ANNEX 2 APPLICATION FOR ACCESSION TO THE SYSTEM FOR MONITORING TRANSACTIONS IN BOOK-ENTRY SECURITIES

2 PAYMENT AND SETTLEMENT SYSTEMS DEPARTMENT BOOK ENTRY SECURITIES MANAGEMENT SECTION SWIFT BIC: BNGRGRAASSS 2 of 9

3 APPLICATION FOR ACCESSION TO THE SYSTEM FOR MONITORING TRANSACTIONS IN BOOK-ENTRY SECURITIES OPERATED BY THE BANK OF GREECE The undersigned..., having registered office at..., registration number, legally represented by (name, surname, position):....., apply for participation in the System for Monitoring Transactions in Book-Entry Securities operated by the Bank of Greece (hereinafter the Manager of the System ) and request to open in our name: Securities account(s) in the System 1 1 Table 1 -CATEGORIES OF ACCOUNTS HELD of this Annex must be filled in. Applicant s data (Participant code filled by the Bank of Greece) (Registered Company name) (Address) (Post code, City, Country) (VAT number) (Telephone number) (FAX number) (SWIFT BIC) 3 of 9

4 Contact persons 1. (Name, Surname) ( ) (Telephone number) 2. (Name, Surname) ( ) (Telephone number) System participant s connection with T2S Direct connectivity Indirect connectivity Operated accounts 2 2 ANNEX 8 (Mandate-authorisation for the settlement of a participant s transactions through an operator) must be also signed and submitted along with ANNEX 3 (ACCESSION AGREEMENT IN THE SYSTEM). Cash account(s) (1 st Dedicated Cash Account DCA in T2S) 3 4 of 9

5 (2nd Dedicated Cash Account DCA in T2S) 3 (3rd Dedicated Cash Account DCA in T2S) 3 (4th Dedicated Cash Account DCA in T2S) 3 (5th Dedicated Cash Account DCA in T2S) 3 3 In case another credit institution acts as Settlement Bank on behalf of the participant, ANNEX 7 (MANDATE- AUTHORISATION FOR THE CONNECTION AND OPERATION OF A CASH ACCOUNT OF A CASH SETTLEMENT BANK) must be also signed and submitted along with ANNEX 3 (ACCESSION AGREEMENT IN THE SYSTEM). 5 of 9

6 Transmission of notices to the System SWIFT ISO15022 GUI (Number of users for GUI) Transmission of Statements by the System to the participants SWIFT ISO15022 (SWIFT BIC) FAX (Fax) Operator s data (Participant that act as Operator within the meaning of Chapter 6 of the System Operating Regulation) (Participant s code in the System) (Operator s full name) (SWIFT BIC) _ (Contact person) (Telephone number) ( ) 6 of 9

7 We are fully cognizant of the terms of the Operating Regulation of the System for Monitoring Transactions in Book-Entry Securities including annexes thereto and we unconditionally accept the provisions of the aforementioned Regulation and Annexes. We also acknowledge and accept that the present application is submitted for approval by the Manager of the System, and it is a precondition for signing the ACCESSION AGREEMENT IN THE SYSTEM (ANNEX 3) along with all relevant Annexes, which are an integral part of the System s Operating Regulation , (Place, date) Authorised signature(s) (name, surname, title, company stamp) APPROVED Athens, The Manager of the System 7 of 9

8 TABLE 1 CATEGORIES OF SECURITIES ACCOUNTS CODE ACCOUNT DESCRIPTION NUMBER 01 Own portfolio account 0150 Securities pledged to a participant 0151 Securities pledged 02 EU (other than Greece) own portfolio account 100 Resident customers portfolio account Financial Sector 101 Resident customers portfolio account General Government Sector 102 Resident customers portfolio account Domestic Non-Financial Corporations Sector 103 Resident customers portfolio account Households and Non-Profit Institutions Serving Households Sector 11 EU (other than Greek) Customers portfolio account 12 Non-EU customers portfolio account 130 Customers portfolio account for repos on securities with residents Financial Sector 131 Customers portfolio account for repos on securities with residents General Government Sector 132 Customers portfolio account for repos on securities with residents Domestic Non-Financial Corporations Sector 133 Customers portfolio account for repos on securities with residents Households and Non-Profit Institutions Serving Households Sector 140 Resident customers portfolio Financial Sector Mutual funds Portfolio investment companies Real estate investment companies 141 Resident customers portfolio Financial Sector Mutual funds Portfolio investment companies Real estate investment companies (Law 3522/2006) 14 Customers portfolio account for repos on securities with EU residents (other than Greek) 15 Customers portfolio account for repos on securities with non-eu residents 20 * Greece large customers Segregated accounts 21 * EU (other than Greece) large customers Segregated accounts 22 * Non-EU large customers Segregated accounts Besides the above categories, the Manager of the System opens for all its participants, securities accounts for categories 500, 501, 502. * In these cases, ANNEX 5 (APPLICATION FOR THE OPENING & HOLDING OF A LARGE CUSTOMER SEGREGATED SECURITIES ACCOUNT) must be also signed and submitted along with ANNEX 6. Additionally, TABLE 2 LARGE CUSTOMER(S) DATA must be also filled. 8 of 9

9 TABLE 2 LARGE CUSTOMER(S) DATA Α/Α CATEGORIES OF ACCOUNTS LARGE CUSTOMER NAME COUNTRY of 9