Notice reference number: 6015 Notice date: 22/12/2015

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1 . Notice Notice reference number: 6015 Notice date: 22/12/2015 What s this about? Effective date: 7/03/2016 ASX Trade ASX 24 ASX TECH Trading Clearing Settlement ALC ASX NET Operations Technology Market Data Rules Compliance Risk Other T+2 Settlement implementation impacted ASX Market Information products - second batch of test files available from 23 December Availability from Wednesday, 23 December 2015 of second batch of test files for impacted ASX Market Information products relating to T+2 Settlement implementation. For further details, refer to page 3 of this notice. What do I need to do and by when? Subscribers are requested to participate in testing the test files provided in preparation for the changes in data field values contained in a number of ASX Market Information products impacted by the T+2 Settlement implementation Monday 7 March 2016 target implementation date. Need more information? Issued by Edwina Glinoga Trading Services Market Data 4BContact Details Customer Technical Support CTS@asx.com.au , (from outside Australia) 5Disclaimer 1/5

2 Upcoming Events Date Event Bulletin/Notice No Feb 2016 ASX Cash Market Services BCP Testing: ReferencePoint, Signal B 57/15 and Wall Boards 07 March 2016 Implementation of T+2 Settlement 55/14, 54/15, 55/15, 58/15, 60/15 (Target Date) TBA Change to the ASX BookBuild (BB) ASX coding convention and 24/15, 29/15 security description. TBA Proposed changes to ISIN structure. 43/13, 01/14, 45/14 TBA Increase from 10 to 20 in number of ASX ComNews Report Type 45/14, 47/14, 50/14, 51/14, 55/14 Codes able to be disseminated for a single Market Announcement. TBA Introduction of new intra-day Dividend corporate action product. 55/13, 06/14, 18/14, 43/14 TBA Introduction of six (6) S&P/ASX real time fixed income indices. 29/13 Introduction of additional fifteen (15) S&P/ASX real time fixed income indices. 42/13 Suspended Removal of SP & SQ messages from ReferencePoint Master List E01 and E02 files. 02/12, 06/12, 08/12, 22/12, 35/12, 37/12, 04/13, 46/13, 48/13, 02/14, 05/14, 06/14, 18/14 Suspended Daily availability of ReferencePoint Master List E20 file SP & SQ messages security details full download. 02/14, 05/14, 06/14, 18/14 E20 CSV file format change to be in line with all the ReferencePoint Master List CSV files. 18/14, 23/14, 24/14 2/5

3 T+2 Settlement Implementation Impacted ASX Market Information products - second batch of test files available from Wednesday, 23 December 2015 The second batch of test files relating to the T+2 Settlement implementation will be available to relevant ASX Market Information products subscribers from Wednesday, 23 December To recap, users can access the test files using below URL, generic User ID and Password: User ID Password referencepoint Test8887 Subscribers should again note that the test files contain other records that are not related to the T+2 Settlement implementation. Product users need to concentrate their testing only on those records that are related to the T+2 Settlement implementation. Non-related records contained in the file should be ignored. Please also note that since there will be no change in the availability of the Broker Trades and Execution Venue Reports advised in ASX Market Information Notice 5815 Correction to Broker Trades and Execution Venue Reports Availability Times, no test files will be provided relating to the products availability times. Some details on the test files dated 03 December 2015 are provided below. 1. ReferencePoint Corporate Action E34 (both CSV and Fixed Format) a. File Names/ASXOnline Folder Names CSV Fixed Format E_ CSV / T+2:RefPt CA E34_CSV_ E_ MAG / T+2:RefPt CA E34_FIX_ b. Corporate Action Events i. Convertible Notes Conversion (CN Corporate Action Type Code) o Subject Parent Issuer Code NMG G o Cessation Date 09 December 2015 (New Rule: Record Date 4 Settlement Date) o Record Date 15 December 2015 ii. Capital Return (CR Corporate Action Type Code) o Subject Parent Issuer Code SMD iii. Dividend (DV Corporate Action Type Code) o Subject Parent Issuer Code COH 3/5

4 Other sample ASX Codes (Warrants): COHSZW COHSRT COHSO1 COHSRW COHSRX COHSWG COHSWR COHJOF COHJOE COHIOZ COHIOV COHJOP COHJOQ iv. Non-Renounceable (NR Corporate Action Type Code) o Subject Parent Issuer Code PGY o Object Entitlement Issuer Code PGY o Object Entitlement Security Code NA v. Company Option Conversion (OP Corporate Action Type Code) o Subject Parent Issuer Code KSN O o Cessation Date 08 December 2015 (New Rule: Record Date 4 Settlement Date) o Record Date 14 December 2015 o Subject ASX Issuer Code KSN o Subject ASX Security Code ND 2. ReferencePoint Master List Securities Update E02 file (both CSV and Fixed Format) a. File Names/ASXOnline Folder Names CSV Fixed Format E_02_ CSV / T+2:RefPt ML E02_CSV_ E_ MAG / T+2:RefPt ML E02_FIX_ b. Master List Securities Message i. SK Equities Securities Details Message o ASX Code COH o Ex-Date (Dividend) 08 December 2015 (refer to related Dividend Corporate Action in item # 1 iii) o Basis of Quotation CD (Cum Dividend) ii. SK Equities Securities Details Message o ASX Code PGYNA o First Settlement Date 30 December 2015 (refer to related Non-Renounceable Corporate Action in item # 1 iv; New Rule Issue Date /Despatch Date + 1 Trading Date + 2 Settlement Date) o Issue Date/Despatch Date 23 December 2015 iii. SK Equities Securities Details Message o ASX Code KSNND o First Settlement Date 21 December 2015 (refer to related Option Conversion Corporate Action in item # 1 v; New Rule Issue Date /DespatchDate + 1 Trading Date + 2 Settlement Date) o Issue Date/Despatch Date 16 December /5

5 iv. SO Warrants and Structured Products Securities Details Message o ASX Codes COHSZW COHSRT COHSO1 COHSRW COHSRX COHSWG COHSWR COHJOF COHJOE COHIOZ COHIOV COHJOP COHJOQ o Ex-Date (Dividend) 08 December 2015 (refer to related Dividend Corporate Action in item # 1 iii) o Basis of Quotation CD (Cum Dividend) 5/5