ASX Market Information Bulletin 17/08

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1 ASX Market Information Bulletin 17/08 Date: 24 April 2008 Key Topics 1. Introduction of new Block Special Crossing trading codes, effective 10 June 2008 Upcoming Events Date Event Bulletin No. 9-May-2008 Reclassification of ishares Exchange Traded Fund (ETF) securities from Security Type 1 to Security Type 7 13-May-2008 Discontinuation of ISDN connection to ASX ComNews 12/08, 13/08 05/08 Contained In this Bulletin Authorised by Edwina Glinoga Reading List Market Participants Information Vendors CATEGORY ITEM PAGE INFORMATIONAL ITEM Introduction of new Block Special Crossing trading codes, effective 10 June ASX Contact Market Access MarketAccess@ asx.com.au Impacted Products Market Point ReferencePoint Course of Sales Signal B Broker Trades (T+3) ASX Limited ABN Exchange Centre 20 Bridge Street Sydney NSW 2000 PO Box H224 Australia Square NSW No responsibility is accepted for any inaccuracies contained in the matter published. ASX Market Information Bulletin INFORMATION SOLUTIONS FROM THE SOURCE Page 1 of 5

2 Introduction of New Block Sp ecial Crossing Trading Codes 10 June 2008 Subscribers are advised the following new Block Special Crossing (BSC) condition codes will be introduced to ITS effective 10 June 08: New Block Special Crossing Trade Condition Codes Condition Co de Description S1 Special Crossing T1 Special Crossing T2 < T1 S3 Special Crossing T3 <T2 Put-Through Special Crossing T2 P2 Put-Through Special Crossing T3 <T2 The five new BSC Condition Codes provide ASX with a level of flexibility going forward to introduce additional BSC thresholds for new or existing products at some time in the future. There is currently one BSC threshold for cash equities set at $1m across a ll equities and one BSC threshold for warrant products set at $500,000. Appropriate notice of any future changes to the BSC structure will be given. New Condition Code S1 Old Condition Code Replaces SP for Equity, Interest Rate Securities and Warrants Replaces SP for Equity, Interest Rate Securities and Warrants S3 Replaces S P for Equity, Interest Rate Securities and Warrants Replaces PT for Equity, Interest Rate Securities and Warrants P2 Replaces PT for Equity, Interest Rate Securities and Warrants The Condition Codes will be set at the current BSC Thresholds as follows: New Condition Code Value Special Crossings Applicable Products S1 $1,000,000 All Equity and Interest Rate Securities $1,000,000 For future use. S3 $500,000 Warrants. Put-Throughs $1,000,000 All Equity and Interest Rate Securities P2 $500,000 Warrants ASX Market Information Bulletin INFORMATION SOLUTIONS FROM THE SOURCE Page 2 of 5

3 Modified Condition Codes The following existing SP Trade Condition Code description will be modified as follows: No: 17/08 Condition Code Description SP Special Crossing (Derivative Market Products Only) Removed Condition Codes The following existing PT Trade Condition Code description will be removed: Condition Code PT Description Put-Through Special Crossing The new values to be introduced will be disseminated in the Condition code field as part of the TA, TC, TD, TF, TG, TH, TI and TK messages on the following files/services: Signal B ReferencePoint Course of Sales Broker Trades (T+3) The updated list of Condition Codes is included in Appendix 1 of this bulletin. If you have any queries regarding this Bulletin, please contact the Market Access team via at MarketAccess@asx.com.au or phone on ( from outside Australia) ASX Market Information Bulletin INFORMATION SOLUTIONS FROM THE SOURCE Page 3 of 5

4 APPENDIX 1: Condition Code Table No: 17/08 Condition Code Description TRANSACTION TYPE BB BK BP CM CT DR EC EP EQ GL LN LR ST TM WH LT Bulletin Board Trade (now used instead of CT combination Trade. However, CT is still used in trade report situations LTCT, XTCT & SPCT. Buy Back Booking Purposes Only Tailor Made Combo 1 Side Combination Trade Directed Reporting Exercise of Call Exercise of Put Equity Combination Non-Screen Traded Government Instrument Loan Loan Return Stabilisation Trade Tailor Made Combination Non-Screen Traded Wholesale Instrument TIME OR LOCATION Late Trade Report Derivative Market Products Cash Market Products post 5pm L1 L2 L3 L4 L5 OS FD OR IB ET SA DELIVERY Late Trade Report - Book Squaring Late Trade Report - Hedging Trades Late Trade Report - Order Completion Late Trade Report - Error Rectification Late Trade Report - Put Through Overseas Forward Delivery Overseas Resident CROSSING/SPECIAL Index Replicating Special Crossing Exchange Traded Funds Special Special Crossing Sale to complete client order Put-Through Special Crossing T2 P2 Put-Through Special Crossing T3 <T2 SO Other Special Sale (i.e. Special Sales other than 'SP', 'SX' and 'SA') ASX Market Information Bulletin INFORMATION SOLUTIONS FROM THE SOURCE Page 4 of 5

5 S1 Special Crossing T1 Special Crossing T2 < T1 S3 Special Crossing T3 <T2 SP SX XT SH SHORT SALE Block Special Trade Report Special Sale Portfolio Crossed Trade Short ASX Market Information Bulletin INFORMATION SOLUTIONS FROM THE SOURCE Page 5 of 5

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