Unorganised Service Sector: NSS 57th Round : July 2001-June 2002

Transcription

1 India NSSO, Ministry of Statistics and PI, Government of India Unorganised Service Sector: NSS 57th Round : July 2001-June 2002 September 14, 2012

2 Metadata Production Metadata Producer(s) Computer Centre (CC), MInistry of Statistics and PI (MOSPI), Documentation of the study Production Date September 10, 2012 Version Version 1.0 (September, 2012) Identification DDI-IND-NSS-57Rnd-SCH UnOrganised-Services-2002 This document was generated using the IHSN Microdata Management Toolkit

3 Table of Contents Overview... 1 Scope & Coverage...1 Producers & Sponsors... 2 Sampling... 2 Data Collection... 3 Data Processing & Appraisal... 4 Accessibility... 5 Rights & Disclaimer...5 Files Description...7 W1- Identification,GVA and Employment...7 W2-Compensation,Fixed assets and Loan status... 7 Variables List... 9 W1- Identification,GVA and Employment...9 W2-Compensation,Fixed assets and Loan status Variables Description...15 W1- Identification,GVA and Employment...15 W2-Compensation,Fixed assets and Loan status Documentation...41

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5 Unorganised Service Sector: NSS 57th Round : July 2001-June Overview India ( ) Unorganised Service Sector: NSS 57th Round : July 2001-June 2002 (NSS_UNORGANISED_Sch ) Overview Type Identification Enterprise Survey [en/oth] IND-NSSO-57Rnd-Sch2.345-US-2002 Version Production Date: V 1.0: Re-organised anonymized dataset for public distribution Series The NSSO, since its inception in 1950, has played a major role in providing the socioeconomic data needed- from all spheres of life-to formulate of a vibrant plan for social and economic development. In this endeavour, NSS has collected, inter-alia, a series of data on non-agricultural enterprises, particularly those belonging to the unorganised sector. In this series, information on unorganised service sector enterprises have been collected in the 57th round of NSSo, conducted during Abstract Objective of the Enterprise Survey: The main aim of the survey on unorganised service sector enterprises was to estimate size in terms of the total number enterprises, employment, fixed assets, operating expenses, receipts, value added, loans, gross value added per worker, etc. on other attributes like type of ownership, type of operation, number of months of operation, whether carrying out mixed/multiple activity, whether accounts maintained, etc. was also collected. The results pertaining to size, employment and economic indicators of the enterprises have been brought out in the first report*. This report, second in the series, presents the size and employment in brief, and the characteristics of the enterprises in terms of ownership, social group of owner, type of operation, months of operation, whether accounts maintained, nature of problems faced, etc. Kind of Data Unit of Analysis Sample survey data [ssd] Randomly selected unorganised service sector enterprises excluding trading and financial enterprises based on sampling procedure Scope & Coverage Scope The main aim of the survey on unorganised service sector enterprises was to estimate size in terms of the total number enterprises, employment, fixed assets, operating expenses, receipts, value added, loans, gross value added per worker, etc. on other attributes like type of ownership, type of operation, number of months of operation, whether carrying out mixed/multiple activity, whether accounts maintained, etc. was also collected. The results pertaining to size, employment and economic indicators of the enterprises have been brought out in the first report*. This report, second in the series, presents the size and employment in brief, and the characteristics of the enterprises in terms of ownership, social group of owner, type of operation, months of operation, whether accounts maintained, nature of problems faced, etc Unorganised Services Sector: The 57th round covered broadly all unorganised service sector enterprises engaged in the activities of hotels and restaurants (Tabulation Category H of NIC 98); transport, storage and communication (I); real estate, renting and business activities (K); education (M); health and social work (N) and other community, social and personal service activities (O). The survey did not cover the service sector enterprises pursuing the activities of wholesale and retail trade, repair of motor vehicles, motorcycles and personal and household goods (G); financial intermediation (J); public - 1 -

6 Unorganised Service Sector: NSS 57th Round : July 2001-June Overview administration and defence (L); private households with employed persons (P) and extra-territorial organisations and bodies (Q) The different tabulation categories mentioned above were further subdivided to form relatively uniform groups/sub-groups. The coverage of the different activities in the present round has been discussed in detail in Section Two of this report. Keywords Topics Unorganised Services (Excluding Trade and Finance) Unorganised Services (Excluding Trade and Finance) Unorganised Services (Excluding Trade and Finance) Unorganised Services (Excluding Trade and Finance), Mixed Activity, Broad Activity Group, Segment number, Own account enterprise (OAE), establishment Enterprise, 5-digit code as per NIC-1998, Nature pf operations - seasonal, perennien and casual, Type of ownership, registered under companies act, Rent, gross value added, Employment, Worker, Fixed assets owned and hired, Banks, Financial Institutions Infrastructure, Social Development, Macroeconomics & Growth, Labor & Social Protection Geographic Coverage The survey covered the whole of the Indian Union except (i) Leh and Kargil districts of Jammu & Kashmir, (ii) villages in Nagaland situated beyond 5 km of a bus route, (iii) inaccessible villages of Andaman and Nicobar Islands, and (iv) some of the villages and blocks (numbering less than 0.1% of the total) where EC- 98 could not be conducted. Thus the orresponding State/UT level estimates and the All-India results presented in this report relate to the areas under survey coverage. Universe The survey did not cover the service sector enterprises pursuing the activities of wholesale and retail trade, repair of motor vehicles, motorcycles and personal and household goods (G); financial intermediation (J); public administration and defence (L); private households with employed persons (P) and extra-territorial organisations and bodies (Q). Producers & Sponsors Primary Investigator(s) NSSO, Ministry of Statistics and PI, Government of India Other Producer(s) SDRD (SDRD), Ministry of Statistics and PI, Govt of India, Questonnaire design, sampling methodology and data analysis Field Office Division (FOD (NSSO)), Ministry of Statistics and PI, Govt of India, data collection Data Processing Division (DPD (NSSO)), Ministry of Statistics and PI, Govt of India, data processing Computer Centre (CC), Ministry of Statistics and PI, Govt of India, Dissemination and Website hosting Funding Agency/ies Ministry of Statiistics and PI (MOSPI, Government of India) Other Acknowledgment(s) Governing council, Formulation of Survey design, NSSO, GOI Sampling Sampling Procedure A stratified multi-stage design will be followed for this survey. The first stage units (FSUs) will be villages (Panchayat words for Kerala) / UFS blocks (words for 66 towns of Karnataka where UFS blocks were not used during EC'98 work) [hereinafter referred to as 66 towns of Karnataka] and the ultimate stage units (USUs) will be enterprises under coverage and households. However, in the case of larger FSUs requiring hg / sb formation, one intermediate stage will be the selection of hg's / sb's

7 Unorganised Service Sector: NSS 57th Round : July 2001-June Overview Sampling of strata: List of Economic Census 1998 (EC'98) villages (Panchayat words for Kerala) / UFS blocks (words for 66 towns of Karnataka) will be taken as the sampling frame for FSUs. formation of strata: Stratification is to be made on the basis of number of workers in unorganized sector enterprises engaged in the activities under coverage of NSS 57th round as per EC'98. (Hereafter, "workers" will mean workers in unorganized sector enterprises engaged in the activities under coverage of NSS 57th round as per EC '98). a) Special stratum : One special stratum for Rural and Urban sector each may be formed at the State / UT level consisting of all the FSUs of the State / UT (i) having at least one big unit of an activity under coverage on the basis of its number of workers or (ii) having large number of workers engaged in the same activity as in (i). The cut-off points for identifying these FSUs are given in Statement 1. All the FSUs of the special strata will be surveyed. The stratum number for special stratum will be 9 for each State or UT. b) General Strata (hereafter, stratum will refer to general stratum unless otherwise mentioned) will be formed form the remaining FSUs in the following manner: Rural: In the rural areas each NSS region will be treated as a stratum. Urban: In the urban areas, the strata will be formed within an NSS region as under: (i) towns with population (P) less than or equal to 10 lakhs and (ii) each town with P > 10 lakhs. as per Population Census Further details on sampling design is available in External Resources. Deviations from Sample Design There was no deviation from the original sampling design Weighting WGT- Multiplier has been provided along with NS Count for sub-sample and combined. This should be used for deriving actual multiplier for Sub sample and Combined sample. Data Collection Data Collection Dates start end Time Period(s) Sub round -1: start Sub round -1: end Sub round -2: start Sub round -2: end Sub round -3: start Sub round -3: end Sub round -4: start Sub round -4: end Data Collection Mode Face-to-face [f2f] Data Collection Notes Period of survey and work programme: The survey period of this round was divided into four sub-rounds of three months duration. Questionnaires Schedule 3.1 consists of the following 7 blocks: [0] descriptive identification of sample enterprise [1] identification of sample enterprise / establishment - 3 -

8 Unorganised Service Sector: NSS 57th Round : July 2001-June Overview [2] particulars of operation and background information [3] selected important operating expenses during the reference month (Rs. in whole number) other operating expenses during the reference month: all activities (Rs. in whole number) (blocks 3 and 3.1 together will give total expenses of the enterprise. If some of the items have already been covered under specific activities in block 3, they should not be reported here again) [4] selected important receipts during the reference month (Rs. in whole number) [4.1] other receipts during the reference month : all activities (Rs. in whole number) (blocks 4 and 4.1 together will give total receipts of the enterprise. If some of the items have already been covered under specific activities in block 4, they should not be reported here again) [5] calculation of gross value added for the reference month (Rs. in whole number) [6] employment particulars of the enterprise during the reference month [7] compensation to workers during the reference month [8] fixed assets owned and hired [9] loans outstanding as on the date of survey (only loans taken for enterprise to be considered) [10] particulars of field operation Blocks 3 and 4 are the main blocks of this schedule. Block 3 is meant for recording the information relating to availability of some facilities to the villagers. Block 4 is for recording the information relating to distance of specified facilities from the centre of the sample village. Blocks 0 & 1 are meant for recording the identification particulars of the sample village. Block 2, 5 and 6 are used for recording the particulars relating to field operations, Remarks of the investigators and those of the supervisory officer(s) respectively. Data Collector(s) Field Office Division (NSSO) (FOD (NSSO)), Minstry of Statistics and PI, Govt. of India Supervision Field Office Division of NSSO, Ministry of Statistics and PI Data Processing & Appraisal Data Editing Data was collected as per the Questionnaire But for processing purposes, two flat files were created using the identification particulars from Block 1 and 2. Other data for these two data sets have been derived from Block 3 to 10. Data editing, scrutiny and validation were carried out as per the scrutiny checks and corrected manually. Other Processing NSS 57th Round : Sch File name Record length No. of records Remarks WHCC201R TXT 299 1,38,145 work file RURAL WHCC201U TXT 299 2,23, do--- URBAN WHCC202R TXT 631 1,38, do--- RURAL WHCC202U TXT 631 2,23, do---- URBAN Note: In the metadata data sets for Rural and Urban have been combined. Note : (1) f.s.u. serial numbers assigned false numbers to disable identity of units. (2) files are in ASCII format and they are flat / line sequential

9 Unorganised Service Sector: NSS 57th Round : July 2001-June Overview Data contained in different blocks of schedule for each enterprise (SSU) are organized in two separate work files as described above. These work files ( whcc201 & whcc202 ) are enterprise level files, which means there will be only one record for each enterprise. Enterprise level different characteristics are available in these work files along with identification particulars. General Each record contains sub-sample code both in byte positions 11 & 23. For sub-sample wise tabulation, code given in position 23 is to be used. For getting count of sample number of enterprises for any parameter take count of only those records where sub-sample codes available in two places match. Use of Multipliers For generating sub-sample wise estimates Actual multiplier = reported multiplier / 100. For generating sub-sample combined estimates Actual multiplier = reported multiplier / 100 if NSC = NSS reported multiplier / 200 if NSC > NSS where NSS and NSC are sub-sample wise and combined Ns counts respectively. Other Forms of Data Appraisal Comparison of results with earlier survey for Unorganised service sector. Accessibility Access Authority Contact(s) ADG,NSSO (Ministry of Statistics and PI), DDG, Computer Centre (Ministry of Statistics and PI), pc.mohanan@nic.in ADG, SDRD (MOSPI), mospi.gov.in DDG (CC) (MOSPI), mospi.gov.in, pc.mohanan@nic.in Confidentiality The NSSO data are strictly confidential and are to be used only for statistical purposes. Access Conditions Validated unit level data relating to various survey rounds are available on CD-ROMS which can be obtained from the Deputy Director General, Computer Centre, M/O Statistics and PI, East Block No. 10 R.K. Puram, New Delhi by remitting the price along with packaging and postal charges as well as giving an undertaking duly signed in a specified format.the amount is to be remitted by way of demand draft drawn in favour of Pay & Accounts Officer, Ministry of Statistics & Programme Implementation, payable at New Delhi. Citation Requirements NSSO 57th Round Scgedule Unorganised Service Sector Rights & Disclaimer Disclaimer The user of the data acknowledges that the original collector of the data, the authorized distributor of the data, and the relevant funding agency bear no responsibility for use of the data or for interpretations or inferences based upon such uses

10 Unorganised Service Sector: NSS 57th Round : July 2001-June Overview Copyright NSSO, Ministry of Statistics and PI - 6 -

11 Unorganised Service Sector: NSS 57th Round : July 2001-June Files Description Files Description Dataset contains 2 file(s) W1- Identification,GVA and Employment # Cases # Variable(s) 83 File Content Data contained in different blocks of schedule for each enterprise (SSU) are organized in two separate work files. There are 2 work files ( whcc201 & whcc202 ) at enterprise level, which means there will be only one record for each enterprise. Enterprise level different characteristics are available in these work files along with identification particulars. This one contains information drawn from [0] descriptive identification of sample enterprise [1] identification of sample enterprise / establishment [2] particulars of operation and background information [5] calculation of gross value added for the reference month (Rs. in whole number) [6] employment particulars of the enterprise during the reference month. Datasets renamed as: W1:Identification,GVA and Employment General a) Each record contains sub-sample code both in byte positions 11 & 23. For sub-sample wise tabulation, code given in position 23 is to be used. For getting count of sample number of enterprises for any parameter take count of only those records where sub-sample codes available in two places match. B) Note: yearly values are obtained from the monthly values by multiplying 12 in case of perennial & casual enterprises and no. of months operated in case of seasonal enterprises. W2-Compensation,Fixed assets and Loan status # Cases # Variable(s) 74 File Content Data contained in different blocks of schedule for each enterprise (SSU) are organized in two separate work files as described above. There are 2 work files ( whcc201 & whcc202 ) at enterprise level, which means there will be only one record for each enterprise. Enterprise level different characteristics are available in these work files along with identification particulars. This one contains information drawn from: [0] descriptive identification of sample enterprise [1] identification of sample enterprise / establishment [2] particulars of operation and background information [7] compensation to workers during the reference month [8] fixed assets owned and hired [9] loans outstanding as on the date of survey Datasets renamed as: W2-Compensation,Fixed assets and Loan status. General - 7 -

12 Unorganised Service Sector: NSS 57th Round : July 2001-June Files Description a) Each record contains sub-sample code both in byte positions 11 & 23. For sub-sample wise tabulation, code given in position 23 is to be used. For getting count of sample number of enterprises for any parameter take count of only those records where sub-sample codes available in two places match. B) Note that loan, fixed assets, etc. are monthly values if not mentioned yearly. Yearly values are obtained from the monthly values by multiplying 12 in case of perennial & casual enterprises and number of months operated in case of seasonal enterprises

13 Unorganised Service Sector: NSS 57th Round : July 2001-June Variables List Variables List Dataset contains 157 variable(s) File W1- Identification,GVA and Employment # Name Label Type Format Valid Invalid Question 1 WK_ID Work-file-id discrete character Work File Identification "W1" 2 Flot Flot Number discrete character Flot Number used for administrative purposes 3 RND_SCH Round - Schedule discrete character Round - Schedule 4 SS_Original SS - Original discrete numeric SS - Original 5 Sector Sector code discrete numeric Sector 1-Rural, 2-Urban 6 ST_RGN State Region discrete numeric State -Region Code 7 Distt District continuous numeric District code of States 8 STRTM Stratum discrete numeric Stratum Number 9 SUB_STRTM Sub-Stratum continuous numeric Sub-Stratum Number 10 SUB_RND Sub-Round discrete numeric Sub-Round No. 1 to 4 11 SUB_SMP Sub-Sample discrete numeric Sub-Sample 1 and 2 12 FSU_NO Fsu -No continuous numeric Fsu -No 13 SEGMENT Segment discrete numeric Segment number: Entry against this item will be 1, 2 or 9 depending on whether the enterprise being surveyed belong to segment 1, 2 or 9 of the sample village / block / ward. 14 BAG broad activity group discrete numeric Broad Activity Group (code) 15 ENT_TYPE Enterprise-Type discrete numeric Enterprise type: Enterprises will be given codes 1 or 2 as follows:own account enterprise (OAE) - 1, establishment ENT_SNO Enterprise-Serial-No. continuous numeric Enterprise-Serial-No. 17 SURV_CD Survey Code discrete numeric survey code: original enterprise surveyed - 1, substitute surveyed - 2, casualty SUBST_CD Reason-for-substitution discrete numeric Reason-for-substitution 19 NSS Nss continuous numeric NSS: Number of Sub Sample 20 NSC Nsc continuous numeric NSC: Number of Combined sample 21 WGT Multiplier continuous numeric Multiplier Factor 22 NIC Nic 5-digit code continuous numeric Nic 5-digit code NIC TAB_CAT Tabulation category discrete character Tabulation category 24 Time_convass Time taken to canvas continuous numeric Time taken to canvas the survey 25 B2q1 Mixed activity code discrete numeric whether mixed activity? (yes -1, no -2) 26 B2q3 Nature of operation discrete numeric Nature of operation: perennial enterprise-1. seasonal enterprise -2. Casual enterprise B2q4 Type of ownership code discrete numeric Type of ownership code 28 B2q5 Social group of owner discrete numeric

14 Unorganised Service Sector: NSS 57th Round : July 2001-June Variables List File W1- Identification,GVA and Employment # Name Label Type Format Valid Invalid Question 29 B2q6 Location of enterprise discrete numeric Location of the enterprise: Codes are 1-6 (2-6 for outside household premises) 30 B2q7 Whether pvt. Non-profit institution discrete numeric whether private non-profit institution? (yes-1, no-2) 31 B2q8 Account maintained code discrete numeric Whether accounts maintained 1-Yes 2-No 32 B2q9 Whether registered (y discrete numeric Whether registered under companies act? (yes - 1, no - 2): 33 B2q10 Registered act - 1 discrete numeric B2q11 Registered act - 2 discrete numeric Registered act B2q12 Nature-problem-1 discrete numeric Nature of problems faced, if any, during the last 365 days (code) 36 B2q13 Nature-problem-2 continuous numeric Nature of problems faced, if any, during the last 365 days (code) 37 B2q14 Work-on-contract discrete numeric Does the enterprise undertake any work on contract basis? (yes - 1, no - 2) 38 B2q15 Type-assistance-1 discrete numeric Types of assistance received during the last 5 years (code): 39 B2q16 Type-assistance-2 discrete numeric Types of assistance received during the last 5 years (code): 40 B2q17 No-of-other-activity continuous numeric Number of other economic activities undertaken during last 365 days 41 B2q18 Status-of-enterprise discrete numeric Number of other economic activities undertaken during last 365 days 42 B2q19 No-of-months-operated continuous numeric No-of-months-operated 43 B6q1c3 Owner-full time-female continuous numeric Working owner-full Time-Female 44 B6q1c4 Owner-full time-male continuous numeric Working owner-full Time-Male 45 B6q1c5 Owner part time-female continuous numeric Working owner-part Time-Female 46 B6q1c6 Owner-part time-male continuous numeric Working owner-part Time-Male 47 B6q1c7 Owner-total-worker continuous numeric Working owner-total worker 48 B6q2c3 Hired-skilled-ful timefemale continuous numeric Hired worker-skilled and full timefemale 49 B6q2c4 Hired-skilled-full time-male continuous numeric Hired worker-skilled and full timemale 50 B6q2c5 Hired-skilled-part timefemale 51 B6q2c6 Hired-skilled-part timemale continuous numeric Hired worker-skilled and Part timefemale continuous numeric Hired worker-skilled and Part timemale 52 B6q2c7 Hired-skilled-total-worker continuous numeric Hired worker-skilled - Total worker 53 B6q3c3 Hired-unskilled-full timefemale 54 B6q3c4 Hired-unskilled-full timemale 55 B6q3c5 Hired-unskilled-full timefemale continuous numeric Hired worker -Unskilled and full timefemale continuous numeric Hired worker -Unskilled and full timemale continuous numeric Hired worker -Unskilled and Part time- female

15 Unorganised Service Sector: NSS 57th Round : July 2001-June Variables List File W1- Identification,GVA and Employment # Name Label Type Format Valid Invalid Question 56 B6q3c6 Hired-unskilled-full timemale 57 B6q3c7 Hired-unskilled-totalworker continuous numeric Hired worker -Unskilled and Part time- male continuous numeric Hired worker -Unskilled -Total worker 58 B6q4c3 Other-full Time-female continuous numeric Other worker- full time- female 59 B6q4c4 Otherfull Time-male continuous numeric Other worker- full time- male 60 B6q4c5 Other-full Time-female continuous numeric Other worker-partl time- female 61 B6q4c6 Other-full Time-male continuous numeric Other worker- Part time-male 62 B6q4c7 Other-total-worker continuous numeric Other worker- Total 63 B6q5c3 Total-full Time-female continuous numeric Total worker- full time- female 64 B6q5c4 Total-full Time-male continuous numeric Total worker- full time- male 65 B6q5c5 Total-part Time-female continuous numeric Total worker- Part time- female 66 B6q5c6 Total-part Time-male continuous numeric Total worker- Part time- male 67 B6q5c7 Total-worker continuous numeric Total worker 68 B5q501 Yearly expenses continuous numeric Yearly expenses 69 B5q502 Yearly-dis-expenses continuous numeric distributive expenses 70 B5q503 Yearly receipt continuous numeric Yearly receipt 71 B5q509 Yearly-gva-production continuous numeric Yearly-gva-production 72 B7q3 Yearly emolument continuous numeric Yearly emolument 73 B8q6c6 Yearly rent continuous numeric Yearly rent 74 B9q10c4 Yearly interest continuous numeric Yearly interest 75 B7q4 Average-daily-wagefemale continuous numeric Average-daily-wage-female 76 B7q5 Average-daily-wage-male continuous numeric Average-daily-wage-male 77 B8q5c3 Total Asset owner continuous numeric Total Asset owner 78 B8q5c4 Total Asset hired continuous numeric Total Asset hired 79 B1q17 Informant code discrete numeric Informant code (1,2 and 9) 80 B1q18 Response code discrete numeric Response code 81 TOT_WORKER Total worker continuous numeric Total worker 82 WGT_SS Multiplier Sub Sample continuous numeric Multiplier Sub Sample: This is teh weight for sub sample 83 WGT_Combined Multiplier Combined continuous numeric Multiplier Combined- Weight for Combined sample File W2-Compensation,Fixed assets and Loan status # Name Label Type Format Valid Invalid Question 1 WK_ID Work-file-id discrete character Work File Identification "W2" 2 Flot Flot No discrete character Flot No. used for administrative porposes 3 RND_SCH Round - Schedule discrete character Round - Schedule "572" 4 SS_Original SS - Original discrete numeric Sub sample - Original

16 Unorganised Service Sector: NSS 57th Round : July 2001-June Variables List File W2-Compensation,Fixed assets and Loan status # Name Label Type Format Valid Invalid Question 5 Sector Sector code discrete numeric Sector 1-Rural, 2-Urban 6 ST_RGN State Region continuous numeric State -Region Code 7 Distt District continuous numeric District Code 8 STRTM Stratum discrete numeric Stratum number 9 SUB_STRTM Sub-Stratum continuous numeric Sub stratum number 10 SUB_RND Sub-Round discrete numeric Sub Round number 11 SUB_SMP Sub-Sample discrete numeric Sub Sample 12 FSU_NO Fsu -No continuous numeric First State Unit No. 13 SEGMENT Segment discrete numeric Segment No. 14 BAG Broad Activity Group discrete numeric Broad Activity Group (code) 15 ENT_TYPE Enterprise-Type discrete numeric Enterprise type: Enterprises will be given codes 1 or 2 as follows:own account enterprise (OAE) - 1, establishment ENT_SNO Enterprise-Serial-No. continuous numeric Enterprise-Serial-No. 17 SURV_CD Survey Code discrete numeric survey code: original enterprise surveyed - 1, substitute surveyed - 2, casualty SUBST_CD Reason-for-substitution discrete numeric Reason-for-substitution 19 NSS No. of sub sample continuous numeric NSS: Number of Sub Sample 20 NSC No. of Combined sample continuous numeric NSC: Number of Combined sample 21 WGT Multiplier continuous numeric Multiplier Factor 22 NIC Nic 5-digit code continuous numeric Nic 5-digit code 23 TAB_CAT Tabulation category discrete character Tabulation category 24 B7q1c3 Yearly salary continuous numeric Yearly salary 25 B7q2c3 Yearly Group Benefits continuous numeric Yearly Group Benefits 26 B7q3c3 Yearly total salary continuous numeric Yearly total salary 27 B9q1c3 Loan-amt-lendinst continuous numeric Loan amount - lending Institutions (Govt. and local bodies) 28 B9q1c4 Yearly-loan-int.-lendinst continuous numeric Yearly loan interest - lending Institutions 29 B9q2c3 Loan-amt-bank continuous numeric Loan Amount commercial banks 30 B9q2c4 Yearly-loan-int-bank continuous numeric Yearly loan interest commercial banks 31 B9q3c3 Loan-amt-coop continuous numeric co-operative banks and co-operative societies 32 B9q3c4 Yearly-loan-int.-coop continuous numeric Yearly loan interest co-operative banks and co-operative societies 33 B9q4c3 Loan-amt.-agen continuous numeric Loan amount-other institutional agencies 34 B9q4c4 Yearly-loan-int-agen continuous numeric Yearly Loan interest -other institutional agencies 35 B9q5c3 Loan-amt-lender continuous numeric Loan amount-money lenders 36 B9q5c4 Yearly-loan-int-lender continuous numeric Yearly Loan interest -money lenders

17 Unorganised Service Sector: NSS 57th Round : July 2001-June Variables List File W2-Compensation,Fixed assets and Loan status # Name Label Type Format Valid Invalid Question 37 B9q6c3 Loan-amt.-partner continuous numeric Loan amount-business partner(s) 38 B9q6c4 Yearly-loan-int.-partner continuous numeric Yearly Loan interest -business partner(s) 39 B9q7c3 Loan-amt.-contrac continuous numeric Loan amount-suppliers / contractors 40 B9q7c4 Yearly-loan-int.-contrac continuous numeric Yearly Loan interest -suppliers / contractors 41 B9q8c3 Loan-amt.-reltv continuous numeric Loan amount-friends and relatives 42 B9q8c4 Yearly-loan-int.-reltv continuous numeric Yearly Loan interest -friends and relatives 43 B9q9c3 Loan-amt.-other continuous numeric Loan amount-others 44 B9q9c4 Yearly-loan-int.-other continuous numeric Yearly Loan interest - amount-others 45 B9q10c3 Loan-amt.-total continuous numeric Loan amont total (1 to 9 of block 9) 46 B9q10c4 Yearly-loan-int.total continuous numeric Yearly Loan interest -Total 47 B8q1c3 Land-own continuous numeric market value of assets (Rs.) as on the date of survey- Land-owned 48 B8q1c4 Land-hired continuous numeric market value of assets (Rs.) as on the date of survey- Land-hired 49 B8q1c5 Land net add continuous numeric net addition to assets owned during last 365 days (Rs.) 50 B8q1c6 Yearly-land-rent continuous numeric Yearly rent payable on hired assets (Rs.)- Land 51 B8q2c3 Build-own continuous numeric market value of assets (Rs.) as on the date of survey- Building-owned 52 B8q2c4 Build-hired continuous numeric market value of assets (Rs.) as on the date of survey- Building-owned 53 B8q2c5 Build-net add continuous numeric net addition to assets owned during last 365 days (Rs.) -Building 54 B8q2c6 Yearly-build-rent continuous numeric Yearly rent payable on hired assets (Rs.)- Building 55 B8q3c3 Plant-own continuous numeric market value of assets (Rs.) as on the date of survey- Plant and Machinary-owned 56 B8q3c4 Plant-hired continuous numeric market value of assets (Rs.) as on the date of survey- Plant and Machinary-owned 57 B8q3c5 Plant-net add continuous numeric net addition to assets owned during last 365 days (Rs.) -Plant & Machinery 58 B8q3c6 Yearly-plant-rent continuous numeric Yearly rent payable on hired assets (Rs.)- Plant & machinery 59 B8q4c3 Transport-own continuous numeric market value of assets (Rs.) as on the date of survey- Transport-owned 60 B8q4c4 Transport-hired continuous numeric market value of assets (Rs.) as on the date of survey- Transport-hired 61 B8q4c5 Transport-net-addition continuous numeric net addition to assets owned during last 365 days (Rs.) -Transport 62 B8q4c6 Yearly-transport-rent continuous numeric Yearly rent payable on hired assets (Rs.)- Transport

18 Unorganised Service Sector: NSS 57th Round : July 2001-June Variables List File W2-Compensation,Fixed assets and Loan status # Name Label Type Format Valid Invalid Question 63 B8q5c3 Tools-own continuous numeric market value of assets (Rs.) as on the date of survey- tools and other fixed assets-owned 64 B8q5c4 Tools-hired continuous numeric market value of assets (Rs.) as on the date of survey- tools and other fixed assets- hired 65 B8q5c5 Tools-net-addition continuous numeric net addition to assets owned during last 365 days (Rs.) -Tools and other fixed assets 66 B8q5c6 Yearly-tools-rent continuous numeric Yearly rent payable on hired assets (Rs.)- Total 67 B8q6c3 Total-assets-own continuous numeric market value of assets (Rs.) as on the date of survey- Total Assetsowned 68 B8q6c4 Total-assets-hired continuous numeric market value of assets (Rs.) as on the date of survey- Total Assetshired 69 B8q6c5 Total-assets-net add continuous numeric net addition to assets owned during last 365 days (Rs.) - Total assets 70 B8q6c6 Yearly-total-assets-rent continuous numeric Yearly rent payable on hired assets (Rs.)- Total assets 71 TOT_HIRED Total-hired-worker continuous numeric Tota number of hired worker 72 B6q5c7 Total-worker continuous numeric Total worker 73 WGT_SS Multiplier Sub Sample continuous numeric Multiplier Sub Sample: This is teh weight for sub sample 74 WGT_Combined Multiplier Combined continuous numeric Multiplier Combined- Weight for Combined sample

19 Variables Description Dataset contains157 variable(s) File W1- Identification,GVA and Employment #1 WK_ID: Work-file-id [Type= discrete] [Format=character] [Missing=*] Work File Identification "W1" W1 W % #2 Flot: Flot Number [Type= discrete] [Format=character] [Missing=*] Flot Number used for administrative purposes #3 RND_SCH: Round - Schedule [Type= discrete] [Format=character] [Missing=*] Round - Schedule % #4 SS_Original: SS - Original [Type= discrete] [Format=numeric] [Range= 1-2] [Missing=*] SS - Original 1 Sub-Sample % 2 Sub-Sample % #5 Sector: Sector code [Type= discrete] [Format=numeric] [Range= 1-2] [Missing=*] Sector 1-Rural, 2-Urban 1 Rural % 2 Urban % #6 ST_RGN: State Region [Type= discrete] [Format=numeric] [Missing=*] [Mean= /-] [StdDev= /-] State -Region Code

20 File W1- Identification,GVA and Employment #6 ST_RGN: State Region Frequency table not shown (78 Modalities) #7 Distt: District [Type= continuous] [Format=numeric] [Range= 1-70] [Missing=*] [Mean= /-] [StdDev= /-] #8 STRTM: Stratum District code of States [Type= discrete] [Format=numeric] [Range= 1-9] [Missing=*] [Mean=1.676 /-] Stratum Number #9 SUB_STRTM: Sub-Stratum [Type= continuous] [Format=numeric] [Range= 1-11] [Missing=*] [Mean=4.451 /-] [StdDev=2.756 /-] Sub-Stratum Number #10 SUB_RND: Sub-Round [Type= discrete] [Format=numeric] [Range= 1-4] [Missing=*] Sub-Round No. 1 to 4 1 Sub Rnd % 2 Sub Rnd % 3 Sub Rnd % 4 Sub Rnd % #11 SUB_SMP: Sub-Sample [Type= discrete] [Format=numeric] [Range= 1-2] [Missing=*] Sub-Sample 1 and 2 1 Sub Smp % 2 Sub Smp % #12 FSU_NO: Fsu -No [Type= continuous] [Format=numeric] [Range= ] [Missing=*] [Mean= /-] [StdDev= /-] Fsu -No #13 SEGMENT: Segment [Type= discrete] [Format=numeric] [Range= 1-9] [Missing=*]

21 File W1- Identification,GVA and Employment #13 SEGMENT: Segment Segment number: Entry against this item will be 1, 2 or 9 depending on whether the enterprise being surveyed belong to segment 1, 2 or 9 of the sample village / block / ward % % % #14 BAG: broad activity group [Type= discrete] [Format=numeric] [Range= 1-9] [Missing=*] Interviewer's instructions Broad Activity Group (code) broad activity group : segment 9 : to be copied from col. 11, block 2, schedule 0.0) : segment 1 / 2 : to be copied from respective col. under cols , block 5, schedule storage & warehousing % 2 hotels % 3 posts & telecommunications % 4 mechanised road transport % 5 real estate, renting and business activities % 6 6 health and social work % 7 restaurants % 8 education % 9 other community, social and personal % #15 ENT_TYPE: Enterprise-Type [Type= discrete] [Format=numeric] [Range= 1-2] [Missing=*] [Mean=1.305 /-] Enterprise type: Enterprises will be given codes 1 or 2 as follows:own account enterprise (OAE) - 1, establishment OAE % 2 establishment % #16 ENT_SNO: Enterprise-Serial-No. [Type= continuous] [Format=numeric] [Range= 1-61] [Missing=*] [Mean=2.159 /-] [StdDev=1.537 /-] Enterprise-Serial-No. #17 SURV_CD: Survey Code [Type= discrete] [Format=numeric] [Range= 1-2] [Missing=*] [Mean=1.006 /-] survey code: original enterprise surveyed - 1, substitute surveyed - 2, casualty

22 File W1- Identification,GVA and Employment #17 SURV_CD: Survey Code Interviewer's instructions Survey code: If the originally selected enterprise is surveyed, code against this item will be 1. If the originally selected enterprise is substituted and the substitute enterprise is surveyed code will be 2. If neither the original nor any substitute could be surveyed, code will be 3 1 original enterprise surveyed % 2 substitute surveyed % #18 SUBST_CD: Reason-for-substitution [Type= discrete] [Format=numeric] [Range= 1-9] [Missing=*] Statistics [NW/ W] [Valid=2066 /-] [Invalid= /-] Reason-for-substitution 1 informant : busy % 2 not available % 3 non - cooperative % 9 others % Sysmiss #19 NSS: Nss [Type= continuous] [Format=numeric] [Range= 1-104] [Missing=*] [Mean= /-] [StdDev= /-] #20 NSC: Nsc NSS: Number of Sub Sample [Type= continuous] [Format=numeric] [Range= 1-112] [Missing=*] [Mean= /-] [StdDev=20.19 /-] #21 WGT: Multiplier NSC: Number of Combined sample [Type= continuous] [Format=numeric] [Range= ] [Missing=*] [Mean= /-] [StdDev= /-] Multiplier Factor #22 NIC: Nic 5-digit code [Type= continuous] [Format=numeric] [Range= ] [Missing=*] [Mean= /-] [StdDev= /-] Nic 5-digit code NIC 98 #23 TAB_CAT: Tabulation category [Type= discrete] [Format=character] [Missing=*] Notes Tabulation category Generated field for internal tabulation

23 File W1- Identification,GVA and Employment #24 Time_convass: Time taken to canvas [Type= continuous] [Format=numeric] [Range= 0-952] [Missing=*] Statistics [NW/ W] [Valid= /-] [Invalid=573 /-] [Mean= /-] [StdDev= /-] Time taken to canvas the survey #25 B2q1: Mixed activity code [Type= discrete] [Format=numeric] [Range= 1-2] [Missing=*] Definition Mixed activity: There are enterprises, which carry out a number of activities simultaneously. For example, a grocery shop owner may also carry out photocopying activity from his shop, a doctor may have a medical shop attached to his dispensary, a restaurant may run an STD booth in its premises, etc. Each of such activities is to be treated as a separate enterprise if information for them is separately available. If the accounts are not separable then the data will pertain to the enterprise as a whole and the enterprise will be classified as having mixed activities and the activities of such enterprises are a mixture of NIC's. The appropriate NIC in such cases will be determined on the basis of major activity. Major activity refers to the activity, which yields maximum income / turnover / employment. The above criteria may be applied in the given order, i.e. income first, then turnover and then employment, to determine the major activity. The activities may be mixed at any level of NIC, but for the present survey it will be restricted to 2-digit level of NIC-98. whether mixed activity? (yes -1, no -2) Interviewer's instructions Code 1 will be recorded if the enterprise is having mixed activity. Otherwise, code will be 2. 1 Yes % 2 No % #26 B2q3: Nature of operation [Type= discrete] [Format=numeric] [Range= 1-3] [Missing=*] Definition Nature of operation: This item is meant to record the seasonality in operations of the enterprise under survey. If the enterprise operates more or less regularly throughout the year, it is a perennial enterprise. If the enterprise operates during particular season(s) of the year, it is termed as a seasonal enterprise. If the enterprise carries on its activity only occasionally, but total number of days operated in the last 365 days is 30 days or more then it will be treated as a casual enterprise. Nature of operation: perennial enterprise-1. seasonal enterprise -2. Casual enterprise-3. 1 perennial % 2 seasonal % 3 casual % #27 B2q4: Type of ownership code [Type= discrete] [Format=numeric] [Range= 0-9] [Missing=*] Statistics [NW/ W] [Valid= /-] [Invalid=45 /-] [Mean=1.285 /-] Notes Type of ownership code System missing may be treated as NR 1 proprietary (male) % 2 proprietary(female) %

24 File W1- Identification,GVA and Employment #27 B2q4: Type of ownership code 3 partnership with members of the same household % 4 partnership between members not all from the same household % 5 Co-operative society % 6 Limited company (outside public sector) % 9 Others % 0 NR 4 0.0% #28 B2q5: Social group of owner [Type= discrete] [Format=numeric] [Range= 0-9] [Missing=*] Statistics [NW/ W] [Valid= /-] [Invalid=6358 /-] [Mean=5.804 /-] 0 NR % 1 scheduled tribe % 2 scheduled caste % 3 other backward classes % 7 Invalid % 9 others % Sysmiss 6358 #29 B2q6: Location of enterprise [Type= discrete] [Format=numeric] [Range= 0-9] [Missing=*] Statistics [NW/ W] [Valid= /-] [Invalid=172 /-] [Mean=2.607 /-] Location of the enterprise: Codes are 1-6 (2-6 for outside household premises) 0 NR 4 0.0% 1 within household premises % 2 with fixed premises and with permanent structure % 3 with fixed premises and with temporary structure/kiosk/stall % 4 with fixed premises but without any structure % 5 mobile market % 6 without fixed premises (street vendors, etc) % 9 Invalid % Sysmiss 172 #30 B2q7: Whether pvt. Non-profit institution [Type= discrete] [Format=numeric] [Range= 0-9] [Missing=*] Statistics [NW/ W] [Valid= /-] [Invalid=32 /-] [Mean=1.987 /-] whether private non-profit institution? (yes-1, no-2) 0 NR 5 0.0%

25 File W1- Identification,GVA and Employment #30 B2q7: Whether pvt. Non-profit institution 1 Yes % 2 No % 9 Invalid % Sysmiss 32 #31 B2q8: Account maintained code [Type= discrete] [Format=numeric] [Range= 0-9] [Missing=*] Statistics [NW/ W] [Valid= /-] [Invalid=23 /-] [Mean=1.954 /-] Interviewer's instructions Whether accounts maintained 1-Yes 2-No If the enterprise is maintaining usable books of accounts and information for the enterprise is given from them, then code will be 1, otherwise code will be 2. 0 NR 2 0.0% 1 Yes % 2 No % 9 Invalid 7 0.0% Sysmiss 23 #32 B2q9: Whether registered (y [Type= discrete] [Format=numeric] [Range= 1-2] [Missing=*] [Mean=1.969 /-] Whether registered under companies act? (yes - 1, no - 2): Interviewer's instructions Whether registered under companies act? (yes - 1, no - 2): If the enterprise under survey is registered under Companies Act, code will be 1, otherwise code will be 2 1 Yes % 2 No % #33 B2q10: Registered act - 1 [Type= discrete] [Format=numeric] [Range= 0-99] [Missing=*] Statistics [NW/ W] [Valid= /-] [Invalid=2123 /-] [Mean= /-] 0 NR 9 0.0% 1 municipal corporation, panchayat, local body % 2 shops and establishments act % 3 sales tax act % 4 motor vehicles act % 5 Indian vessels act / merchant shipping act % 6 bar council % 7 chartered accountants act % 8 directorate of education / AICTE /NCTE %

26 File W1- Identification,GVA and Employment #33 B2q10: Registered act medical practitioners act % 10 co-operative societies act % 11 societies act % 12 Indian charitable act % 13 cinematograph act % 14 factories act (other than section 2m (i) or 2m (ii)) % 15 not registered under any other act / authority % 99 other (please specify) % Sysmiss 2123 #34 B2q11: Registered act - 2 [Type= discrete] [Format=numeric] [Range= 0-99] [Missing=*] Statistics [NW/ W] [Valid=25332 /-] [Invalid= /-] Registered act NR % 1 municipal corporation, panchayat, local body % 2 shops and establishments act % 3 sales tax act % 4 motor vehicles act % 5 Indian vessels act / merchant shipping act % 6 bar council % 7 chartered accountants act % 8 directorate of education / AICTE /NCTE % 9 medical practitioners act % 10 co-operative societies act % 11 societies act % 12 Indian charitable act % 13 cinematograph act % 14 factories act (other than section 2m (i) or 2m (ii)) % 15 not registered under any other act / authority % 99 other (please specify) % Sysmiss #35 B2q12: Nature-problem-1 [Type= discrete] [Format=numeric] [Range= 0-99] [Missing=*] [Mean= /-] Nature of problems faced, if any, during the last 365 days (code) 0 NR 2 0.0% 1 non-availability of electricity connection % 2 power cut %

27 File W1- Identification,GVA and Employment #35 B2q12: Nature-problem-1 3 shortage of capital % 4 marketing of products/services % 5 lack of other infrastructure facilities % 6 local problems % 7 harassment % 8 competition from other units % 9 non-availability of labour % 10 labour problems % 11 fuel not available or available at exorbitant price % 12 non- recovery of service charges / fees/ credit % 13 no specific problem % 99 others (please specify in the space provided) % #36 B2q13: Nature-problem-2 [Type= continuous] [Format=numeric] [Range= 0-99] [Missing=*] Statistics [NW/ W] [Valid= /-] [Invalid= /-] [Mean= /-] Nature of problems faced, if any, during the last 365 days (code) 1 non-availability of electricity connection % 2 power cut % 3 shortage of capital % 4 marketing of products/services % 5 lack of other infrastructure facilities % 6 local problems % 7 harassment % 8 competition from other units % 9 non-availability of labour % 10 labour problems % 11 fuel not available or available at exorbitant price % 12 non- recovery of service charges / fees/ credit % 13 no specific problem % 99 others (please specify in the space provided) % #37 B2q14: Work-on-contract [Type= discrete] [Format=numeric] [Range= 1-2] [Missing=*] [Mean=1.972 /-] Does the enterprise undertake any work on contract basis? (yes - 1, no - 2) 1 Yes % 2 No %

28 File W1- Identification,GVA and Employment #38 B2q15: Type-assistance-1 [Type= discrete] [Format=numeric] [Range= 1-9] [Missing=*] [Mean=6.502 /-] Types of assistance received during the last 5 years (code): 1 financial loan % 2 subsidy % 3 machinery/ equipment % 4 training % 5 marketing % 6 procurement of raw material % 7 others % 9 no assistance received from any source % #39 B2q16: Type-assistance-2 [Type= discrete] [Format=numeric] [Range= 1-9] [Missing=*] Statistics [NW/ W] [Valid=2245 /-] [Invalid= /-] Types of assistance received during the last 5 years (code): 1 financial loan % 2 subsidy % 3 machinery/ equipment % 4 training % 5 marketing % 6 procurement of raw material % 7 others % 9 no assistance received from any source % Sysmiss #40 B2q17: No-of-other-activity [Type= continuous] [Format=numeric] [Range= 0-99] [Missing=*] [Mean=0.401 /-] [StdDev=0.761 /-] Number of other economic activities undertaken during last 365 days #41 B2q18: Status-of-enterprise [Type= discrete] [Format=numeric] [Range= 0-9] [Missing=*] Statistics [NW/ W] [Valid= /-] [Invalid=67 /-] [Mean=3.206 /-] Number of other economic activities undertaken during last 365 days 0 NR % 1 the enterprise has expanded in the last three years % 2 the enterprise has remained stagnant in the last 3 years % 3 the enterprise has shrunk %