ftc Investment Managers and Service Providers Directory
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1 ftc Investment Managers and Service Providers Directory
2 LISTING OF SERVICE PROVIDERS NAME CONTACT ADDRESS PHONE FAX EFFECTIVE n Jrrr CUSTODLALITRUST AND BENEFIT PAYMENT SERVICES Northern Trust Bank Robert Ernst 50 La Salle Street Chicago (312) (312) /1/2013 rae@ntrs.com INVESTMENT CONSULTING 2321 Rosecrans Avenue Wurts & Associates Jeffrey MacLean Suite 2250 (310) (310) /01/02 jmaciean@wurts.com El Segundo, CA ACTUARIAL SERVICES 100 Montgomery Street The Segal Company Paul Angelo 5 Floor (415) (415) /01/06 San Francisco, CA SECURITIES LENDING Northern Trust Bank Don Anderson 50 La Salle Street Chicago (312) (312) /1/2013 dsa@ntrs.com BNY ConvergEx Group Katherine Guzman 1633 Broadway, 481h Floor (212) /23/04 New York, NY kwaiiaceconvergex.com LEGAL SERVICES Fresno County Counsel Art Wille 2220 Tulare Street, 5th Floor Fresno, CA (559) Reed Smith, LLC Harvey L. Lederman 101 Second Street Suite 1800 San Francisco, CA (415) (415) HLeiderman@reedsn1ith.com Cohen Milstein Sellers & Toll (Portfolio Monitoring) 1100 New York Ave, NW Andrew Friedman Suite 500W (202) (202) /2009 afriedman@cohenmilstein.com Washington DC Berman, Devalerio Joseph J. Tabacco, One California Street Suite 900 (Portfolio Monitoring) Jr. San Francisco, CA 94 (415) (415) jtabacco@bermandevalerio.com Foster Pepper, PLLC Rafael Stone 1111 Third Avenue, Suite 3400 Seattle, WA ) (206) Stonv@foster.com Bernstein Litowitz Berger & Grossmann (BLBG) (Portfolio Monitoring) Blair A. Nicholas High Bluff Drive, Suite 300 San Diego, CA (858) (858) /2009 blairnbibglawcom
3 LISTING OF SERVICE PROVIDERS AUDITING SERVICES Brown Armstrong Connie Perez 4200 Truxtun Avenue, Suite 300 Bakersfield, CA (661) (661) cperez'bacpas.corn COMPUTER CONSULTANTS Peter Stalder (Pensions) Peter Stalder Street San Francisco, CA (415) pstalder@pacbeil.net Linea Solutions, Akio Tagawa Susan George Wilshire Blvd., Suite 600 Los Angeles, CA (310) (310) atagawa@lineasolutions.com sgeorge@lineasolutions.com Tegrit Jeff Adair Sanjay Gupte North Laurel Park Dr Suite 250 Livonia MI sanjay.gupte'tegritgroup.corn
4 INVESTMENT MANAGEMENT FIRMS NAME MANDATE ASSETS (Market value, 000 s) CONTACT PERSON ADDRESS PHONE FAX EFFECTIVE DATE Aronson. Johnson & Ores. LP. Large Cap Value Ted Aronson Broad Street, 2 0 Floor (215) $179,042 PresidentloEO Philadelphia, PA (215) F 11128/95 aronson@ajopartnera.com Artisan Partners International Lod Johnson 100 Pine Street.Suite 2950 (415) $277,186 2/1/2013 lon.johnson@artisanpartnem.com Jodi Helifenstein San Francisco, Ca (415) F jodi.helffestein'artisanparmerscom BlackRock, 8lackpock Fixed Income Commodities Katie Magrath 400 Howard Street (415) $122,521 Index Fund Analyst San Francisco, CA (415) F Katie Magrath 400 Howard Street (415) $313,885 Income Analyst San Francisco, CA (415) F 08/01/07 katievnagrathcblackrock.com 08/01107 katiemagrath@blaokrock.com Kalmar Investments Barley Mill House Small Cap Marge McMenamin 3701 Kennett Pike $107,775 Growth Client Services Director Wilmington, DE (302) (302) F 08/18/04 marge@kaimarinvestments.com Loomis, Sayles & Company, Stephanie Lord 222W. Adam Street, Suite 240 (312) $310,746 L.P. income Portfolio Manager Chicago, IL (312) F slordloomissayies,com Mondrian Investment Partners, Emerging Markets $135,076 James F. Brooker, CFA Two Commerce Square Vice President 2001 Market Street, Suite 3810 Client Services Philadelphia, PA (215) (215) F 09/21105 james.breckermonddancom Mondrian Investment Partners, International James F. Brecker, CFA Two Commerce Square Small Cap $134,719 Vice President 2001 Market Street, Suite 3810 Client Services Philadelphia, PA (215) (215) F 11102/09 ames.brecker@mondrian.com PIMCO Emerging Market Debt $102,818 Sesha Talcott 840 Newport Center Drive Newport Beach, CA (949) sesha.talcoftpimco.com lntemauona( Research Affiliates Large Value $272,194 Daniel Harkins Chief Legal Officer 620 Newport Center Dr, Ste 900 Newport Beach, CA (949) (949) F 411/2011 (replaced Templeton) harlcins@rello.com Slate Street Global Advisors Large Cap Neil Tremblay $209,841 (S&P 500 Flagship Fund) Growth Principal One Market Street Steuart Tower, Suite 1700 Frandsco, CA (415) (415) F 12/18/03 neil_temblayssga.com
5 INVESTMENT _MANAGEMENT _FIRMS State Street Global Advisors (TIPS Index NL Fund) Income One Market Sheet $33674 Neil Tremblay Steuart Tower, Suite 1700 San Francisco, CA (415) ( F 02127/09 nettremblay@ssga.com Systematic Financial Manaowaent Small Cap Value 300 Frank W. Burr Blvd, 75 Fl $100,847 Scott Garrett Tea Neck, NJ (201) (201) / sgarrett@sfmlp.com Waddell & Reed Large Cap Growth $ Lynne Goodwin 6300 Lamar Ave Overland Park, KS (913) /2010 lgoodetnlwaddeiloom Winslow Capital Management, Large Cap Growth 4720 IDS Tower $172,542 Laura Hawkins 80 South Eighth Street (612) /16/2010 lhawkinai4jwinscap,00m Minneapolis, MN Western Asset Management Income $136,865 Frances Coombes 385 E. Colorado Blvd. Pasadena, CA (626) (626) /06/05 frances.coombes@westemasset.com Wellington Management Company, L.L.P. Large Cap Value $178,884 Susan ft Bonfeld Two Embarcadero Center Vice President Suite 1645 Relationship Manager San Francisco, CA (415) (415) W 04/14/00 sbonfeldwellingtonconi
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