Consolidated Client Statement
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1 For Presented By Roger Representative Premier Investments, Inc North Oxford Road Suite 100 Boston, MA V: x 377 F: roger@premier.com
2 Page 2 The Representative on this report is a registered person with AS&A brokersoft P.O. Box 1639 Mar Vista, CA AS&A brokersoft is a registered broker/dealer and a member of the NASD and SIPC. Performance data quoted represents past performance and does not guarantee future results. The investment return and principal of an investment will fluctuate so that an investor's shares when redeemed, may be worth more or less than original cost. The values in this report may not reflect the true original cost of the client's initial investment. For fee based accounts only: The figures do not reflect the deduction of investment advisory fees. If the investment is being managed through a fee-based account or agreement, the returns will be reduced by those applicable advisory fees. Refer to your Advisors Form ADV, Part II. The information contained in these reports is collected from sources believed to be reliable. However, you should always rely on your statements received directly from the product sponsors. If you have any questions regarding your report, please call your representative.
3 Page 3 CASH CASH PERSHING MONEYLINE CASH 40, , CASH ABC J & J BALLARD FAMILY TRUST DTD PERSHING MONEYLINE CASH BTL BTL BANK OF AMERICA 50, , MONEY MARKET FUNDS 90, ACR ACRXX ALLIANCE CAPITAL RESERVES 66, , ACR ACRXX AND ALLIANCE CAPITAL RESERVES 9, , PGA AGRXX ABC IRA FBO DLJSC AS CUSTODIAN PERSHING GOVT ACCOUNT BTL BTL ALLIANCE FUND 68, , ,341.63
4 Page 4 FIXED INCOME Bonds LF0 CALIFORNIA ST CPN PRAM INT PMT ON 8.3% 10/01/02 SER % 04/01/01 REG , ZL0 NAPA VALLEY CALIF UNI SCH DIST SER C BK QLFD UT 4.100% 08/01/06 B/E , HE9 FEDERAL HOME LN BKS CONS BD 7.040% 05/24/99 REG DTD 04/24/ , AY2 AND ALAMEDA CNTY CALIF TRANSN AUTH SALES TAX REV SUB LT 4.500% 11/01/01 B/E , AJ9 AND CAMARILLO CALIF PUB FIN AUTH REV RFDG SER A 4.000% 12/01/07 B/E , DL0 AND LANCASTER CALIF CMNTY FAC DIST SPL TAX RFDG-NO % 09/01/05 B/E , ER7 AND LOS ANGELES CNTY CALIF SCHS REGIONALIZED BUSN SVCS CTFS PARTN , PX3 AND SOUTH SAN FRANCISCO CALIF UNI SCH DIST UT 4.100% 09/01/02 B/E , BJ2 AND STOCKTON EAST WTR DIST CALIF CTFS PARTN RFDG 1990 PROJ SER A , BTL BTL CA SCHOOLS 01/01/ , ,163.70
5 Page 5 MUTUAL FUNDS JANE BALLARD CUST CA UNIF GIFT MIN ACT KEMPER KEMPER US GOVERNMENT SECURITIES FUND-A 2, , JANE BALLARD CUST FBO JOAN BALLARD AMERICAN FUNDS FUNDAMENTAL INVESTORS-A , CGTC TRUSTEE FOR JANE BALLARD/MPPP AMERICAN FUNDS FUNDAMENTAL INVESTORS-A 9, , CGTC TRUSTEE FOR JANE BALLARD/MPPP AMERICAN FUNDS INTERMEDIATE BOND FUND OF AMERICA-A 2, , CGTC TRUSTEE FOR /SEP AMERICAN FUNDS WASHINGTON MUTUAL INVESTORS FUND-A , JANE BALLARD CUST FBO JILL BALLARD AMERICAN FUNDS FUNDAMENTAL INVESTORS-A , C FIRST TRUST CORPORATION TTEE FBO JANE BALLARD IRA # DELAWARE INVESTMENTS - DST DELAWARE SOCIAL AWARENESS FUND B CLASS , DEVLX ABC IRA FBO DLJSC AS CUSTODIAN DELAWARE SMALL CAP VALUE FUND CLASS A ZYX ZYX12 BTL ZYX CA TAX-FREE BOND FUND , ,523.34
6 Page 6 VARIABLE ANNUITIES JNL A JANE BALLARD JNL GLOBAL EQUITIES , JNL A JANE BALLARD JNL/PUTNAM GROWTH , JNL A JANE BALLARD TRP/JNL MID-CAP GROW , JNL JNL AGGRESSIVE GROW , JNL JNL/PUTNAM GROWTH , JNL TRP/JNL ESTAB GROWTH , JNL TRP/JNL MID-CAP GROW , JNL JNL/ALGER GROWTH , JNL JNL/SMALL CAP EQUITY , ,749.68
7 Page 7 STOCKS, RIGHTS, WARRANTS, ADRs AFS ASSOCIATES FIRST CAP CORP CL A , CPQ COMPAQ COMPUTER CORP , PEP PEPSICO INC , AMD ABC J & J BALLARD FAMILY TRUST DTD ADVANCED MICRO DEVICES INC JNJ ABC J & J BALLARD FAMILY TRUST DTD JOHNSON & JOHNSON , MOT ABC J & J BALLARD FAMILY TRUST DTD MOTOROLA INC , J104 UMG AND MEDIAONE GROUP INC COM , J104 AOL ABC IRA FBO DLJSC AS CUSTODIAN AMERICA ONLINE INC , CMGI ABC IRA FBO DLJSC AS CUSTODIAN CMGI INC , BTL ASA BTL AS&A BROKERSOFT , ,209.25
8 Page 8 LIMITED PARTNERSHIPS BTL BTL PUBLIC STORAGE IV 3, , , OTHER BTL BTL NACOLAH , ,000.00
9 Page 9 Asset Ownership Summary Asset Ownership % by Asset Type Asset Ownership $ by Asset Type CASH 7.5% MM 11.9% FI 21.0% MF 28.6% VA 8.0% SK 5.2% LP 9.5% Others 8.2% Total: 100.0% 360K 320K 280K 240K 200K 160K CASH MM FI MF VA SK LP Others 120K 80K K CASH MM FI MF VA SK LP Others Asset Types Total $ 1,217, CASH=CASH, MF=MUTUAL FUNDS, MM=MONEY MARKET FUNDS, FI=FIXED INCOME, PM=PRECIOUS METALS, UI=UITs, VA=VARIABLE ANNUITIES SK=STOCKS or RIGHTS or WARRANTS or ADRs, OP=OPTIONS, LP=LIMITED PARTNERSHIPS, OTHER
10 Page 10 Asset Ownership Summary Total CASH FIXED INCOME LIMITED PARTNERSHIPS MONEY MARKET FUNDS MUTUAL FUNDS OTHER STOCKS, RIGHTS, WARRANTS, ADRs VARIABLE ANNUITIES Total 90, , , , , , , , ,217,418.73
11 Page 11 Asset Ownership Summary Mutual Fund Asset Allocation NOT MF 0.0% Govt Bond 5.4% Growth and Income 82.3% Corp Bond 8.2% Growth 2.8% Aggressive Growth 0.0% Unclassified 1.3% Total: 100.0%
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