FTRI First Trust Indxx Global Natural Resources Income ETF

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1 First Trust Indxx Global Natural Resources Income ETF ETF.com segment: Equity: Global Natural Resources Competing ETFs: HAP, BUYN, IGE, NANR, GUNR Related ETF Channels: Equity, Dividends, Dividend, Global, Sectors, Smart-Beta ETFs, Theme Investing Find more ETFs with our ETF Screener and Database *Unless otherwise stated, data provided by FactSet. FUND DESCRIPTION The First Trust Indxx Global Natural Resources Income ETF tracks an index of natural resource stocks selected by dividend yield and weighted by market cap. FACTSET ANALYTICS INSIGHT offers natural resources exposure with a bias to dividend payers. The fund doesn t limit itself geographically, or between emerging and developed, but does have the goal of investing 40% securities of non-u.s. issuers, and include securities from a minimum of three countries. The index includes 50 securities across the energy, materials, agriculture, water, and timber industries as defined by index provider INDXX with a maximum of 30% in any single industry at quarterly rebalance. selects stocks by dividend yield within these industries, and weights them by market cap rather than yield. This at times produces concentrated stakes in top names. charges a high fee relative to peer ETFs.Note: Until December 2015, this fund tracked a radically different index as the First Trust ISE Global Copper ETF under the ticker CU. MSCI ESG ANALYTICS INSIGHT The MSCI ESG Fund Quality Score measures the ability of ETF underlying holdings to manage key medium to long-term risks and opportunities arising from environmental, social, and governance factors, as determined by MSCI ESG Research LLC. As of August 23, 2018 the First Trust Indxx Global Natural Resources Income ETF MSCI ESG Fund Quality Score is 5.62 out of 10. SUMMARY DATA Issuer Inception Date Legal Structure Expense Ratio Assets Under Management Average Daily $ Average Spread (%) PORTFOLIO DATA Weighted Average Market Cap Price / Earnings Ratio Price / Book Ratio Distribution Yield Next Ex-Dividend Date Number of Holdings First Trust 03/12/10 Open-Ended Fund 0.70% $8.68M $13.38K 0.24% $94.69B % 09/14/18 50 The fund s Peer Rank reflects the ranking of a fund s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. ranks in the 64th percentile within its peer group and in the 54th percentile within the global universe of all funds in MSCI ESG Fund Metrics coverage. INDEX DATA Index Tracked Indxx Global Natural Resources Income Index Index Weighting Methodology Market Cap Index Selection Methodology Dividends Thomson Reuters CRB Commodity Producers Index

2 1 Year Daily Price ($) Sep Oct Nov Dec `18 Feb Mar Apr May Jun Jul Aug 80k PERFORMANCE [as of 08/23/18] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS -0.89% -3.69% 1.79% 12.65% 2.38% -8.70% (NAV) -1.16% -3.97% 0.56% 11.14% 2.41% -8.73% Indxx Global Natural Resources Income Index Thomson Reuters CRB Commodity Producers Index All returns over 1 year are annualized. All returns are total returns unless otherwise stated. TOP 10 COUNTRIES United Kingdom 24.61% Finland 4.39% France 16.29% Norway 3.89% United States 15.26% Korea, Republic of 3.53% Australia 8.31% Canada 3.10% Russian Federation 7.32% Hong Kong 3.05% TOP 10 SECTORS Energy 50.79% Basic Materials 29.30% Utilities 11.84% Consumer Non-Cyclicals 6.49% Industrials 1.58% TOP 10 HOLDINGS Total SA Sponsored ADR 10.70% Woodside Petroleum Ltd 4.91% Exxon Mobil Corporation 10.12% UPM-Kymmene Oyj 4.59% Royal Dutch Shell Plc Spo 9.86% International Paper Comp 4.14% Rio Tinto plc 8.17% Veolia Environnement SA 3.99% TATNEFT PJSC 4.94% SK Innovation Co., Ltd 3.63% Total Top 10 Weighting 65.05%

3 PORTFOLIO MANAGEMENT TAX EXPOSURES FUND STRUCTURE Expense Ratio Median Tracking Difference (12 Mo) Max. Upside Deviation (12 Mo) Max. Downside Deviation (12 Mo) 0.70% Max LT/ST Capital Gains Rate Capital Gains Distributions (3 Year) Tax on Distributions Distributes K % / 39.60% Qualified dividends No Legal Structure OTC Derivative Use Securities Lending Active Securities Lending Split (Fund/Issuer) ETN Counterparty Open-Ended Fund No Yes 100% / 0% ETN Counterparty Risk Fund Closure Risk High Portfolio Disclosure Daily

4 Daily Spread 2.4% FACTSET ANALYTICS BLOCK LIQUIDITY As of 08/24/18 1.8% 1.2% 0.6% 0% This measurement shows how easy it is to trade a $1 million USD block of. is rated a 4 out of 5. Premium/Discount 2.0% TRADABILITY Avg. Daily Share % Average Daily $ $13.38K -2.0% Median Daily Share % 50k 40k 30k 20k 10k Median Daily ($) Average Spread (%) Average Spread ($) $9.66K 0.24% $0.03 Oct Dec Feb Apr May Jul Aug Median Premium / Discount (12 Mo) -0.50% Max. Premium / Discount (12 Mo) 1.61% / -1.84% Impediment to Creations None Market Hours Overlap 51.00% Creation Unit Size (Shares) 50,000 Creation Unit/Day (45 Day Average) 0.01 Creation Unit Cost (%) 0.40% Underlying / Unit 0.07% Open Interest on ETF Options 11 Net Asset Value (Yesterday) $12.31 ETF.com Implied Liquidity 4

5 SECTOR/INDUSTRY BREAKDOWN Energy 50.79% 30.73% Basic Materials 29.30% 31.62% Utilities 11.84% 0.59% Consumer Non- Cyclicals 6.49% 16.28% TOP 10 HOLDINGS Total SA Sponsored ADR Class B Exxon Mobil Corporation Royal Dutch Shell Plc Sponsored ADR Class A Rio Tinto plc TATNEFT PJSC Woodside Petroleum Ltd UPM-Kymmene Oyj 10.70% 10.12% 9.86% 8.17% 4.94% 4.91% 4.59% PERFORMANCE STATISTICS Goodness of Fit (R2) Beta Up Beta Down Beta Downside Standard Deviation % Thomson Reuters CRB Commodity Producers Index Industrials 1.58% 11.19% International Paper Company 4.14% Veolia Environnement SA SK Innovation Co., Ltd Total Top 10 Weighting 3.99% 3.63% 65.05% MSCI ESG RATINGS MSCI ESG Quality Score Peer Group Percentile Rank 5.62 / Global Percentile Rank COUNTRIES United Kingdom 24.61% 9.25% France 16.29% 2.22% United States 15.26% 48.37% Australia 8.31% 3.14% SRI Screening Criteria Exposure Exposure to Sustainable Impact Solutions Weighted Average Carbon Intensity (t CO2e/$M Sales) 9.48% 8.72% Russian Federation 7.32% 1.97% Finland 4.39% Norway 3.89% 2.30% Korea, Republic of 3.53% 0.72% Canada 3.10% 15.18% Hong Kong 3.05% 1.60% BENCHMARK COMPARISON HOLDINGS Number of Holdings Constituents Shared Holdings Shared Holdings Weight % REGIONS Europe 57.69% 19.08% BENCHMARK COMPARISON SUMMARY Asia-Pacific 21.70% 11.99% North America 18.37% 63.55% Middle East & Africa 1.31% 1.65% Latin America 0.94% 3.73% ECONOMIC DEVELOPMENT Developed Countries 84.89% 91.15% Emerging Countries 15.11% 8.85% Number of Holdings Weighted Average Market Cap Price / Earnings Ratio Price / Book Ratio Dividend Yield $94.69B $59.73B % 2.43% Concentration High

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