TO: ALL BRANCH MANAGERS AND REGISTERED REPRESENTATIVES DATE: April 2, 2007 RE: GOOD FRIDAY CLOSING TIMES APRIL 5 & 6
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1 PRIME CAPITAL SERVICES IMPORTANT MEMO #07-026M TO: ALL BRANCH MANAGERS AND REGISTERED REPRESENTATIVES DATE: April 2, 2007 RE: GOOD FRIDAY CLOSING TIMES APRIL 5 & 6 In recognition of Good Friday, all domestic equity markets will be closed on Friday, April 6, Additionally, below is a list of market closing times on Thursday, April 5, Our normal business hours will resume on Monday, April 9, ****Please note that the Home Office will be open regular business hours. All Times Listed Are Eastern Time Trade Desk Thursday 4/05/07 Friday 4/06/07 EQUITY: NYSE Open Closed Institutional San Francisco Open Closed Prime Services Open Closed Prime Trading Open Closed
2 Prime Services Sales Open Closed Fixed Rate Capital Securities Open Closed FOREX Open Closed Fidelity Defined Trusts Open Closed NASDAQ/BSE Open Closed Global Syndicate/UITs Open Closed Options Open Closed Index Options Open Closed Electronic Brokerage Services Open Closed Structured Products Open 10:30 FIXED INCOME: Precious Metals Open Closed Securities Lending-Fixed Income Open Closed Government Trading Open 10:30 Futures & Cash Open 10:30
3 CDs - Secondary Open 10:30 CDs - New Issue Open 10:30 Money Market Preferred Open 10:30 Commercial Paper Open Closed Corporate Bonds Non-Listed Open 10:30 Corporate Bonds Listed Open Closed Municipal Bonds Boston Open 10:30 Municipal Bonds Chicago Open 10:30 Municipal Bonds New Jersey Open 10:30 FIXED INCOME SALES: Correspondent Desk Open 10:30 Institutional Sales Open 10:30 The Securities Industry and Financial Markets Association(SIFMA) has confirmed its previous recommendation for an early close at 10:30 a.m., EDT, on Friday, April 6, for the trading of U.S. dollar-denominated fixed-income securities in the United States in observance of the Good Friday Holiday. SIFMA is making an early close, rather than a full close, recommendation due to the scheduled release of Bureau of Labor Statistics' March 2007 employment data that morning. See: (
4 All National Financial departments except for those noted below will be closed in observance of the Good Friday Holiday. Additional Treasury Processing and Transmission File Details are also provided below. Treasury Processing EFT/Moneyline - Any EFT requests entered during regular business hours on Thursday, April 5, 2007, will have Thursday's date as the processing date and will settle at the client's bank on Monday, April 9, Transactions entered after-hours on Thursday thru Monday will have Monday's date as the processing date and will settle and book keep on Tuesday, April 10, Fed Wire Disbursements - Fed Wire disbursements will not be processed on Friday, April 6, Any Fed Wire disbursement requests entered in the system after-hours on Thursday, April 5, 2006 thru Monday, will be processed on Monday, April 9, 2007 Check Disbursements - No checks will be issued on Friday, April 6, Any check disbursement requests entered in the system after-hours on Thursday thru Monday will be processed on Monday, April 9, Check Deposits - No checks can be deposited on Friday, April 6, NFS Processing Support, Bank Reconciliation and Streetside Adjustments (BOLAs): On Friday, April 6, 2007, stop payments on dividend checks and redemption checks will be processed, however, the stop payment credit will be posted on Monday April 9, If you have any questions, please contact our Relationship Management Team at (845) , Option 2.
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