Attention Mr. Jose Valeriano B. Zurio III 01C-Head, Disclosure Department

Transcription

1 ft PLDT October 10, 2017 Philippine Stock Exchange, Inc. Disclosure Department 3/F Philippine Stock Exchange Plaza Ayala Triangle, Ayala Avenue Makati City Gentlemen: Attention Mr. Jose Valeriano B. Zurio III 01C-Head, Disclosure Department In compliance with the requirement as set forth in Section of the Philippine Stock Exchange Revised Disclosure Rules, we submit herewith the list of the top 100 stockholders of PLDT Inc. together with the PCD Beneficial Ownership Report as of September 30, Very truly yours, PLDT Inc. MA. LOURDES C. RAUSA-CHAN Corporate Secretary PLDT General Office P.O. Box 2148 Makati City, Philippines PLD 1

2 PLDT Inc. PRINCIPAL STOCKHOLDERS AS OF SEPTEMBER 30, 2017 (Common Capital Stock) Nationality No. of Shares Held (Of Record) Amount of Holding (at par) App. % to Total Outstanding Common Stock PCD Nominee Corporation. Various 44,883,635 ) P 224,418,175 Filipino 30,220, ,104, %, J. P. Morgan Hongkong Nominees Limited Hong Kong 28,067, ,337, % Phil. Telecommunications Investment Corp. Filipino 26,034, ,171,315, 12.05%, NTT DOCOMO, INC. Japanese 22,796, ,984,510, 10.55% Metro Pacific Resources, Inc. Filipino 21,556, ,783, % JG Summit Holdings, Inc. Filipino 17,208,753 86,043, %, NTT Communications Corporation Japanese 12,633,487 63,167, %. Social Security System Filipino 8,338,379 41,691, % - Pan-Malayan Management & Inv Corp. Filipino 640,000 3,200, %. Malayan Insurance Co., Inc. Filipino 253,000 1,265, %. Manuel V. Pangilinan Filipino 252,450 1,262, %. Alfonso T. Yuchengco Filipino 118, , % Albert F. Bi/or Margaret Gretchen V. Del Rosario Filipino 106, , %. Edward A. Tortorici &/or Anita R. Tortorici American 96, , %. Express Holdings, Inc. Filipino 86, , % Enrique T. Yuchengco, Inc. Filipino 59, , %. James L. Go Filipino 57, , % Mechatrends Contractors Corporation Filipino 50, ,000 _ 0.02%_ JDC Investment Realty Enterprises, Inc. Filipino 47, , %. Hare & Company American 34, ,555, 0.02%, Sze Ye Se Filipino 30, ,000, 0.01%. George R. Verstraete American 29, ,720, 0.01%. Traders Royal Bank Filipino 29, , %, Wong Kin Man Filipino 23, , %. Hydee Management & Resource Corp. Filipino 21, ,785, 0.01%, Makati Supermarket Corp. Filipino 20, ,050, 0.01% George Litton, Jr. Filipino 19,182 95, %, Hospital de San Juan de Dios, Inc. Filipino 17,932 89, % Bankers Assurance Corp. Filipino 17,500 87,500_ 0.01% - First Nationwide Assurance Corp. Filipino 17,500 87, %. Ma. Lourdes Tuason Filipino 17,426 87,130, 0.01% Edmundo Reyes II Filipino 15,277 76,385, 0.01%, Ma. Violetta 0. Reyes Filipino 15,136 75,680, 0.01% Maria Del Carmen Vega Filipino 15,135 75, % ABV Inc. Filipino 15,000 75, % Neil A. Cola Cust Veronica A. Cola UGMA American 14,786 73, % Macrina Leyson Filipino 14,758 73, %, Ma. Angela Barreto Filipino 14,454 72, Philippine Remnants Co., Inc. Filipino 14,400 72, %. Elizabeth Gokongwei Filipino 13,050 65, % Ray C. Espinosa Filipino 13,043 65, % Cesar C. Zalamea Filipino 12,680 63, % -

3 Nationality No. of Shares Held (Of Record) Amount of Holding (at par) App. % to Total Outstanding Common Stock Philippine Air Force Educational Fund, Inc. Filipino 12,634 63,170, 0.01% Amina Inc. Filipino 11,905 59, % 14. Metropolitan Bank and Trust Co-Trust Banking Filipino 11,653 58,265, 0.01% Group as custodian on behalf of Exchange Bondholders in respect of US$200,000,000 Exhange Bonds due 2006 aaro Carmelo P. Ramirez Filipino 11,500 57,500, 0.01% Osong Devt. Ent. Inc. Filipino 11,400 57,000' 0.01% Anabelle L. Chua Filipino 11,258 56, % Ho Allan Kon-Him Hongkong 10,278 51, %- Antonino T. Aquino ex Evelina Aquino Filipino 10,124 50, % Wilmington Trust Company American 10,110 50, % George T. Yap Filipino 10,098 50, % Shining Investment Filipino 9,844 49, % J. L. Holding Corp. Filipino 9,800 49, % Smith Kline & French Overseas Co American 9,728 48, % Carmel of the DI Jesus of Prague Inc. Filipino 9,620 48, % Alice Chen Filipino 9,570 47, % Manila Memorial Park Cemetery Inc. Filipino 9,241 46, % Wesley F. Cola American 8,812 44, % Ma. Luz Natividad Lim Filipino 8,615 43, % Richard J. O'Brien & E. O'Brien JT American 8,520 42, % Y Realty Corporation Filipino 8,433 42, % Karl A. Spahlinger American 8,406 42, % Patrice Tarsey American 8,316 41, % Community Formation Filipino 8,067 40, % Vicente Umqueco Filipino 8,062 40, % Bernadette S. Go Filipino 8,000 40, % Katrina K. Limcaoco Filipino 7,912 39, % Betty Chen Filipino 7,748 38, % 69 Mabuhay Vinyl Corp. Empl. Ret. Plan Filipino 7,598 37, % San Carlos Seminary Filipino 7,140 35, % TST Realty Inv. Corp. Filipino 7,074 35, % Alicia A. Avena Filipino 7,018 35, % Andres Romero Filipino 7,005 35, % Trinity College of QC Filipino 6,936 34, % Ronald H. Markarian American 6,572 32, % Milton Mardirosian & Nancy &Anahid MardirosianJT American 6,568 32, % AT Yuchengco Inc. Filipino 6,528 32, % Rev. Fr. Ciceron Tumbocon Filipino 6,518 32, % Alfonso S. Teh Filipino 6,500 32, % Frank Pao Filipino 6,446 32, % Siliman University Filipino 6,438 32, % Napoleon L. Nazareno Filipino 6,427 32, % Ma. Lourdes Valderrama Filipino 6,406 32, % RP Land Dev. Corp. Filipino 6,402 32, % Arthur Douglas Joseph Urquiola Filipino 6,374 31, % Samson Investment Corp. Filipino 6,182 30, % SMC/San Miguel Corp. Filipino 6,148 30, %

4 Nationality No. of Shares Held (Of Record) Amount of Holding (at par) App. % to Total Outstanding Common Stock Roberta M. Faustino Filipino 6,000 30, % Phil. Development Alternative Foundation Filipino 5,982 29,910, 0.00% Mico Equities, Inc. Filipino 5,900 29, % Manila Electric Company Filipino 5,865 29, % Leticia T. Yap Filipino 5,796 28, % Phil. Overseas Telecommunications Filipino 5,764 28,820, 0.00% Ricardo C. Rodriguez Filipino 5,712 28, % Society of the Divine Word Filipino 5,540 27, % Go Hoc & Sons Inc. Filipino 5,456 27,280, 0.00% Petrona Bucad Filipino 5,418 27, % San Carlos Seminary Meersschaert Foundation Filipino 5,402 27,010, 0.00% Jesus C. Pasicolan Filipino 5,400 27, % George N. Lim Filipino 5,256 26,280, 0.00% 214,407,674 P 1,072,038,370 CERTIFIED CORRECT: MA. LOURDES C. R USA-CHAV Corporate Secretary NOTE All of the 2,724,111 common shares acquired by the Company for the period March 17, 2008 September 30, 2017, pursuant to its Share Buyback Program, have already been reflected in the above data. The total outstanding shares reported by our transfer agent, BDO Unlbank, Inc., as of September 30, 2017 is 216,055,775

5 1 of 4 OUTSTANDING BALANCES FOR A SPECIFIC COMPANY Company Code -TEL PLDT INC. Business Date: September 29, 2017 BPNAME HOLDINGS UPCC SECURITIES CORP. 7,313 A & A SECURITIES, INC. 30,880 ABACUS SECURITIES CORPORATION 38,863 PHILSTOCKS FINANCIAL INC 100,074 A. T. DE CASTRO SECURITIES CORP. 31,148 ALPHA SECURITIES CORP. 4,097 BA SECURITIES, INC. 30,705 AP SECURITIES INCORPORATED 109,177 ANSALDO, GODINEZ & CO., INC. 37,041 AB CAPITAL SECURITIES, INC. 105,116 SARANGANI SECURITIES, INC. 22,110 SB EQUITIES,INC. 254,131 ASIA PACIFIC CAPITAL EQUITIES & SECURITIES CORP. 1,010 ASIASEC EQUITIES, INC. 48,841 ASTRA SECURITIES CORPORATION 34,027 ATC SECURITIES, INC. 1,666 MACQUARIE CAPITAL SECURITIES (PHILIPPINES), INC. 54,698 BELSON SECURITIES, INC. 40,305 BENJAMIN CO CA & CO., INC. 1,502 B. H. CHUA SECURITIES CORPORATION 33,697 JAKA SECURITIES CORP. 1,759 BPI SECURITIES CORPORATION 1,456,238 CAMPOS, LANUZA & COMPANY, INC. 55,827 SINCERE SECURITIES CORPORATION 7,495 CENTURY SECURITIES CORPORATION 8,000 BDO NOMURA SECURITIES INC 20,975 CITISECURITIES, INC. 20,462 TRITON SECURITIES CORP. 37,428 IGC SECURITIES INC. 5,355 CUALOPING SECURITIES CORPORATION 9,070 DBP-DAIWA CAPITAL MARKETS PHILPPINES, INC. 4,085 DAVID GO SECURITIES CORP. 53,402 DIVERSIFIED SECURITIES, INC. 18,249 E. CHUA CHIACO SECURITIES, INC. 48,918 EQUITABLE SECURIITES (PHILS.) INC. 44 EAST WEST CAPITAL CORPORATION 3,195 EASTERN SECURITIES DEVELOPMENT CORPORATION 65,607 EQUITIWORLD SECURITIES, INC. 4,797 EVERGREEN STOCK BROKERAGE & SEC., INC. 53,463 FIRST ORIENT SECURITIES, INC. 242,345 FIRST INTEGRATED CAPITAL SECURITIES, INC. 6,604 F. YAP SECURITIES, INC. 20,537 AURORA SECURITIES, INC. 10,188 GLOBALINKS SECURITIES & STOCKS, INC. 43,941 JSG SECURITIES, INC. 28,135 GOLDSTAR SECURITIES, INC. 17,231 GUILD SECURITIES, INC. 38,391 HDI SECURITIES, INC. 10,582 H. E. BENNETT SECURITIES, INC. 6,386 HK SECURITIES, INC. 12 I. ACKERMAN & CO., INC. 4,773

6 2 of 4 BPNAME HOLDINGS I. B. GIMENEZ SECURITIES, INC. 14,528 INVESTORS SECURITIES, INC, 51,682 IMPERIAL,DE GUZMAN,ABALOS & CO.,INC. 78,682 INTRA-INVEST SECURITIES, INC. 5,198 J.M. BARCELON & CO., INC. 21,209 VALUE QUEST SECURITIES CORPORATION 41,905 STRATEGIC EQUITIES CORP. 35,517 LARRGO SECURITIES CO., INC. 2,493 LIPPO SECURITIES, INC. 8 LITONJUA SECURITIES, INC. 6,469 LOPEZ, LOCSIN, LEDESMA & CO., INC. 2,891 LUCKY SECURITIES, INC. 17,321 LUYS SECURITIES COMPANY, INC. 29,355 MANDARIN SECURITIES CORPORATION 26,388 MARINO OLONDRIZ Y CIA 20 COL Financial Group, Inc. 1,255,664 DA MARKET SECURITIES, INC. 8,349 MERCANTILE SECURITIES CORP. 19,271 MERIDIAN SECURITIES, INC. 14,079 MDR SECURITIES, INC. 35,089 DEUTSCHE REGIS PARTNERS, INC. 20,297 MOUNT PEAK SECURITIES, INC. 106 NEW WORLD SECURITIES CO., INC. 2,654 OPTIMUM SECURITIES CORPORATION 38,244 RCBC SECURITIES, INC. 1,338,977 PAN ASIA SECURITIES CORP. 8,269 PAPA SECURITIES CORPORATION 135,211 MAYBANK ATR KIM ENG SECURITIES, INC. 266,606 PLATINUM SECURITIES, INC. 4,220 PNB SECURITIES, INC. 19,586 PREMIUM SECURITIES, INC. 33,907 PRYCE SECURITIES, INC. 3 SALISBURY BKT SECURITIES CORPORATION 9,202 QUALITY INVESTMENTS & SECURITIES CORPORATION 27,952 R & L INVESTMENTS, INC. 4,526 ALAKOR SECURITIES CORPORATION 3,920 R. COYIUTO SECURITIES, INC. 58,462 REGINA CAPITAL DEVELOPMENT CORPORATION 74,553 R. NUBLA SECURITIES, INC. 75,091 AAA SOUTHEAST EQUITIES, INCORPORATED 398 R. S. LIM & CO., INC. 45,763 RTG & COMPANY, INC. 12,954 S.J. ROXAS & CO., INC. 17,865 SECURITIES SPECIALISTS, INC. 135,403 FIDELITY SECURITIES, INC. 763 SUMMIT SECURITIES, INC. 29,809 STANDARD SECURITIES CORPORATION 20,680 SUPREME STOCKBROKERS, INC 9,000 TANSENGCO & CO., INC. 10,780 THE FIRST RESOURCES MANAGEMENT & SECURITIES CORP. 39,606 TOWER SECURITIES, INC. 84,827 TRANS-ASIA SECURITIES, INC. 950 APEX PHILIPPINES EQUITIES CORPORATION 170 TRENDLINE SECURITIES CORPORATION 15 TRI-STATE SECURITIES, INC. 4,255 UCPB SECURITIES, INC. 111,315 UOB KAY HIAN SECURITIES (PHILS.), INC. 2,745 E.SECURITIES, INC. 111

7 3 of 4 BPNAME HOLDINGS VENTURE SECURITIES, INC. 16,467 VICSAL SECURITIES & STOCK BROKERAGE, INC. 3,779 FIRST METRO SECURITIES BROKERAGE CORP. 451,899 WEALTH SECURITIES, INC. 431,506 WESTLINK GLOBAL EQUITIES, INC. 1,189 BERNAD SECURITIES, INC. 3,130 WONG SECURITIES CORPORATION 130 YAO & ZIALCITA, INC. 145,213 YU & COMPANY, INC. 43,558 BDO SECURITIES CORPORATION 558,379 PCCI SECURITIES BROKERS CORP. 128,929 EAGLE EQUITIES, INC. 15,276 GOLDEN TOWER SECURITIES & HOLDINGS, INC. 3,217 SOLAR SECURITIES, INC. 59,750 G.D. TAN & COMPANY, INC. 7,462 CLSA PHILIPPINES, INC. 7,657,033 DW CAPITAL INC. 2,442 PHILIPPINE EQUITY PARTNERS, INC. 2,891 UNICAPITAL SECURITIES INC. 107,912 SunSecurities, Inc. 30,305 COHERCO SECURITIES, INC. 2,200 ARMSTRONG SECURITIES, INC. 1,948 KING'S POWER SECURITIES, INC. 11,470 TIMSON SECURITIES, INC. 5,410 STAR ALLIANCE SECURITIES CORP. 65,610 BANCO DE ORO - TRUST BANKING GROUP 1,048,593 BANK OF COMMERCE - TRUST SERVICES GROUP 10,170 COCOPLANS, INC. 500 CHINA BANKING CORPORATION - TRUST GROUP 54,580 CITIBANK N.A. 7,021,440 DEUTSCHE BANK MANILA-CLIENTS A/C 10,648,497 DEUTSCHE BANK MANILA-CLIENTS A/C 147,941 GOVERNMENT SERVICE INSURANCE SYSTEM 4,597,048 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. -CLIENTS' ACCT. 15,052,583 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. -CLIENTS' ACCT. 4,089,943 LAND BANK OF THE PHILIPPINES 35,000 LAND BANK OF THE PHILIPPINES-TRUST BANKING GROUP 5,875 MAA GENERAL ASSURANCE PHILS., INC. 14,165 UCPB GENERAL INSURANCE CO., INC. 17,940 AB CAPITAL & INVESTMENT CORP. - TRUST & INVESTMENT DIV. 4,605 ASIA UNITED BANK - TRUST & INVESTMENT GROUP 22,650 UNITED COCONUT PLANTERS LIFE ASSURANCE CORPORATION 47,000 SSS PROVIDENT FUND 51,129 PNB LIFE INSURANCE, INC. 42,900 MAPFRE INSULAR INSURANCE CORPORATION-NON LIFE 18,000 MALAYAN INSURANCE COMPANY, INC. 508,256 BANKERS ASSURANCE CORP. 112,083 FIRST NATIONWIDE ASSURANCE CORP. 56,821 MICO EQUITIES, INC. 24,100 PNB TRUST BANKING GROUP 232,027 EASTWEST BANKING CORPORATION - TRUST DIVISION 340 VICA SERVICES & MANAGEMENT CORPORATION 8,500 RCBC TRUST & INVESTMENT DIVISION 606,233 RCBC TRUST & INVESTMENT DIVISION - VARIOUS TAXABLE ACCTS 44,148 STERLING BANK OF ASIA TRUST GROUP 230 STANDARD CHARTERED BANK 9,379,986

8 4 of 4 BPNAME HOLDINGS MBTC - TRUST BANKING GROUP 909,066 SOCIAL SECURITY SYSTEM 2,819,156 UNITED COCONUT PLANTERS BANK-TRUST BANKING 89,523 UNITED FUND, INC. 11,000 BDO-TIG SECURITIES SERVICES (TAXABLE-LOCAL) 10,180 TOTAL 75,104,521 If no written notice of any error or correction is received by PDTC within five (5) calendar days from receipt hereof, you shall be deemed to have accepted the accuracy and completeness of the details indicated in this report.