SOCResources, Inc. ENZO Building 399 Senator Gil Puyat Avenue, Makati City Metro Manila, Philippines 1200
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1 SOCResources, Inc. ENZO Building 399 Senator Gil Puyat Avenue, Makati City Metro Manila, Philippines 1200 July 04, 2018 The Disclosure Department 3/F Philippine Stock Exchange Plaza Ayala Triangle, Ayala Ave. Makati City, Philippines 1226 Attention: MS. JANET A. ENCARNACION OIC - Head, Disclosure Department Gentlemen: In compliance with the reportorial requirement of the Exchange, we are submitting herewith the List of Top 100 Stockholders as of the 2nd quarter, June 30,2018. Also attached herein is the list of Beneficial Owners under the account of PCD Nominee (Filipino and Non-Filipino). We hope the you may find the above in order. Thank you. Yours faithfully, DAVID R. BALADAD Corporate Information Officer/ VP Operations Telephone No * Telefax No
2 SOCResources, Inc. TOP 100 STOCKHOLDERS As of June 30,2018 NO. HOLDER NAME TOTAL SHARES % OWNED 1 CASTRO, BELEN R. 231,531, % 2 REYES, EDGARDO P. 229,853, % 3 REYES, WILFRIDO P. 226,853, % 4 PCD NOMINEE CORP. (FILIPINO) 161,312, % 5 CHUA, BENJAMIN UY 10,551, % 6 PCD NOMINEE CORP. (NON-FILIPINO) 7,561, % 7 R. COYIUTO SECURITIES, INC. 1,825, % 8 DE VILLA, LUISMI GALA 808, % 9 ESCALER, MICHAEL 630, % 10 PEREZ, MA. GEORGINA V. 610, % 11 MANGUIAT, REMEDIOS J. 580, % 12 MANDARIN SECURITIES CORP. 561, % 13 CRUZ, BENITO T. DELA 520, % 14 CABANES, LORETO 500, % 15 CHUA, ROJAS 500, % 16 ESTRADA, JOSEPH 500, % 17 LAYOSA, EDNA L. 500, % 18 MERCADO, TERESITA P. 500, % 19 MITRA, RAMON 500, % 20 OSMENA, RAMON 500, % 21 F. YAP SECURITIES, INC. 440, % 22 HIGHLAND SECURITIES PHILS. 430, % 23 WEALTH SECURITIES, INC. 430, % 24 LUYS SECURITIES CO., INC. 410, % 25 BAYOT, FRANCISCO, JR. 400, % 26 BONDOC, MARGARITA P. 400, % 27 DE LA PAZ, WENCESLAO, R. 400, % 28 DEE, ANTHONY 400, % 29 ORTIGAS, FRANCISCO III 400, % 30 PURA TRADING CORP. 400, % 31 PUYAT REYES, MA. CONSUELO 400, % 32 PUYAT, ARISTEO G. 400, % 33 PUYAT, JOSE G. JR. 400, % 34 SANTOS, CRISANTO 400, % 35 MARK SECURITIES CORP. 360, % 36 MARAMBA, FELIX K. JR. 340, % 37 FIDELITY SECURITIES, INC. 330, % 38 SQUIRE SECURITIES, INC. 320, % 39 CALILUNG, LIBRADO S. 300, % 40 ANG NGO CHIONG 300, % 41 CASTANEDA, RIC &/OR HECTOR UY 300, % 42 SALUDO, ANCIETO JR. 300, % 43 THE PHILODRILL CORP. 300, % 44 YAP, FELIPE 300, % 45 GUILD SECURITIES, INC. 280, % 46 R. NUBLA SECURITIES, INC. 256, % 47 FRANCISCO ORTIGAS SECURITIES, INC. A/C# , % 48 BA SECURITIES, INC. 210, % 49 FORTUNE SECURITIES, INC. 210, % 50 MOUNT PEAK SECURITIES, INC. 210, % 51 ANGELES, JOSE VIRGILIO R. 200, % 52 CHIONGBIAN, ERWIN L. 200, % 53 CUISIA, JOSE 200, % 54 ESCALER, MICHAEL L. 200, % 55 ESCALER, NARCISA 200, % 56 GUGOL, FELICITACION R. 200, % 57 LIM, PATRICIO L. 200, % 58 MAGNO, JOSE JR. 200, % 59 PANLILIO, REBECCO 200, % 60 PASTOR, RAMON 200, % 61 REYES, AURELIO JR. 200, %
3 SOCResources, Inc. TOP 100 STOCKHOLDERS As of June 30,2018 NO. HOLDER NAME TOTAL SHARES % OWNED 62 REYNO, ALFONSO 200, % 63 ROCHA, ARTHUR &/OR MA. LUISA O. ROCHA 200, % 64 SY CHI SIONG 200, % 65 SY, WILSON 200, % 66 SY, WILSON L. 200, % 67 TIN, ROSARIO 200, % 68 VILLAFUERTE, VINCE 200, % 69 YUJUICO, JOSELITO 200, % 70 A. T. DE CASTRO SECURITIES CORP. 190, % 71 UNJIENG, RICARDO CU 174, % 72 WESTIN SECURITIES CORP. 172, % 73 A G J SECURITIES CORP. 170, % 74 BARING SECURITIES (PHILS.), INC. 160, % 75 FINVEST SECURITIES CO., INC. 160, % 76 BELSON SECURITIES, INC. 150, % 77 BIBILO DEV'T CO., INC. 150, % 78 L. M. GARCIA & ASSOCIATES, INC. 150, % 79 VENTURE SECURITIES, INC. 150, % 80 LAO HIAN LIONG, ANDRES 130, % 81 FENIX, SE BING 120, % 82 PIERCE INTERLINK SECURITIES, INC. 120, % 83 PRESCILLA, GEORGE G. 120, % 84 SAY, CARIDAD 120, % 85 TANSENGCO & CO., INC. 120, % 86 MARINO OLONDRIZ Y CIA 118, % 87 GO YIAK SO 110, % 88 WONG SECURITIES CORP. 110, % 89 ABANCIO, ILDEFONSO 100, % 90 ARTEFICIO, MANUEL 100, % 91 CATHAY SECURITIES CO., INC. A/C# , % 92 EJERCITO, LUISA 100, % 93 FLORES, LEONARDO 100, % 94 GLOBALINKS SECURITIES & STOCK, INC. A/C # CVELA , % 95 GOCO, MARIETTA P. 100, % 96 KERRY SECURITIES (PHILS.), INC. 100, % 97 LI SZU CHEE 100, % 98 LIM YU KAN 100, % 99 MADRIGAL, CONSUELO L. 100, % 100 MENDOZA, ALBERTO &/OR MARITESS MENDOZA 100, % TOP 100 TOTAL 894,648, % OTHER STOCKHOLDERS 7,272, % TOTAL SUBSCRIBED, ISSUED & OUTSTANDING SHARES 901,920, %
4 1 of 3 OUTSTANDING BALANCES FOR A SPECIFIC COMPANY Company Code - SOC SOCResources, Inc. Business Date: June 29, 2018 BPNAME HOLDINGS A & A SECURITIES, INC. 247,000 ABACUS SECURITIES CORPORATION 21,086,727 PHILSTOCKS FINANCIAL INC 552,099 A. T. DE CASTRO SECURITIES CORP. 65,000 ALL ASIA SECURITIES MANAGEMENT CORP. 20,000 ALPHA SECURITIES CORP. 10,500 BA SECURITIES, INC. 400,000 AP SECURITIES INCORPORATED 6,601,000 ANSALDO, GODINEZ & CO., INC. 5,720,500 AB CAPITAL SECURITIES, INC. 1,998,940 SB EQUITIES,INC. 1,568,000 ASIA PACIFIC CAPITAL EQUITIES & SECURITIES CORP. 3,100,000 ASIASEC EQUITIES, INC. 50,000 CHINA BANK SECURITIES CORPORATION 8,000 BELSON SECURITIES, INC. 1,487,000 BENJAMIN CO CA & CO., INC. 5,000 B. H. CHUA SECURITIES CORPORATION 110,000 JAKA SECURITIES CORP. 320,000 BPI SECURITIES CORPORATION 3,142,002 CAMPOS, LANUZA & COMPANY, INC. 116,200 SINCERE SECURITIES CORPORATION 1,249,000 BDO NOMURA SECURITIES INC 67,000 CITISECURITIES, INC. 110,000 TRITON SECURITIES CORP. 7,000 IGC SECURITIES INC. 6,463,000 CUALOPING SECURITIES CORPORATION 50,000 DAVID GO SECURITIES CORP. 11,985,000 DIVERSIFIED SECURITIES, INC. 97,500 E. CHUA CHIACO SECURITIES, INC. 2,378,000 EQUITABLE SECURIITES (PHILS.) INC. 10,000 EASTERN SECURITIES DEVELOPMENT CORPORATION 176,000 EQUITIWORLD SECURITIES, INC. 375,000 EVERGREEN STOCK BROKERAGE & SEC., INC. 2,653,000 FIRST ORIENT SECURITIES, INC. 40,000 FIRST INTEGRATED CAPITAL SECURITIES, INC. 3,800,000 F. YAP SECURITIES, INC. 429,000 AURORA SECURITIES, INC. 45,000 GLOBALINKS SECURITIES & STOCKS, INC. 4,656,800 JSG SECURITIES, INC. 35,000 GOLDSTAR SECURITIES, INC. 2,400,000 GUILD SECURITIES, INC. 230,000 HDI SECURITIES, INC. 2,778,000 H. E. BENNETT SECURITIES, INC. 70,000 HK SECURITIES, INC. 1,000 I. ACKERMAN & CO., INC. 10,000 I. B. GIMENEZ SECURITIES, INC. 135,000 INVESTORS SECURITIES, INC, 389,000 IMPERIAL,DE GUZMAN,ABALOS & CO.,INC. 959,000 INTRA-INVEST SECURITIES, INC. 2,226,000 LARRGO SECURITIES CO., INC. 4,000 LOPEZ, LOCSIN, LEDESMA & CO., INC. 10,000
5 2 of 3 BPNAME HOLDINGS LUCKY SECURITIES, INC. 372,000 LUYS SECURITIES COMPANY, INC. 859,000 MANDARIN SECURITIES CORPORATION 9,367,000 COL Financial Group, Inc. 1,977,208 DA MARKET SECURITIES, INC. 916,000 MERCANTILE SECURITIES CORP. 2,896,000 MERIDIAN SECURITIES, INC. 8,694,000 DEUTSCHE REGIS PARTNERS, INC. 400 MOUNT PEAK SECURITIES, INC. 18,000 NEW WORLD SECURITIES CO., INC. 2,597,000 NIEVES SECURITIES, INC. 100,000 OPTIMUM SECURITIES CORPORATION 29,000 RCBC SECURITIES, INC. 122,060 PAN ASIA SECURITIES CORP. 20,000 PAPA SECURITIES CORPORATION 720,000 MAYBANK ATR KIM ENG SECURITIES, INC. 11,057,000 PNB SECURITIES, INC. 685,000 PREMIUM SECURITIES, INC. 2,562,000 PRYCE SECURITIES, INC. 857 QUALITY INVESTMENTS & SECURITIES CORPORATION 2,060,000 R & L INVESTMENTS, INC. 1,333,000 ALAKOR SECURITIES CORPORATION 1,505,543 R. COYIUTO SECURITIES, INC. 1,887,000 REGINA CAPITAL DEVELOPMENT CORPORATION 115,000 R. NUBLA SECURITIES, INC. 1,797,000 R. S. LIM & CO., INC. 905,000 RTG & COMPANY, INC. 30,000 S.J. ROXAS & CO., INC. 324,000 FIDELITY SECURITIES, INC. 50,000 STANDARD SECURITIES CORPORATION 1,550,000 SUPREME STOCKBROKERS, INC 20,000 TANSENGCO & CO., INC. 2,333,000 THE FIRST RESOURCES MANAGEMENT & SECURITIES CORP. 126,000 TOWER SECURITIES, INC. 4,668,000 TRENDLINE SECURITIES CORPORATION 23,000 UCPB SECURITIES, INC. 42,000 VENTURE SECURITIES, INC. 1,222,000 FIRST METRO SECURITIES BROKERAGE CORP. 562,000 WEALTH SECURITIES, INC. 1,692,000 WESTLINK GLOBAL EQUITIES, INC. 909,000 BERNAD SECURITIES, INC. 20,000 WONG SECURITIES CORPORATION 60,000 YAO & ZIALCITA, INC. 205,000 YU & COMPANY, INC. 194,000 BDO SECURITIES CORPORATION 453,000 EAGLE EQUITIES, INC. 527,000 GOLDEN TOWER SECURITIES & HOLDINGS, INC. 40,000 SOLAR SECURITIES, INC. 5,134,000 G.D. TAN & COMPANY, INC. 749,000 PHILIPPINE EQUITY PARTNERS, INC. 700 UNICAPITAL SECURITIES INC. 163,198 SunSecurities, Inc. 50,000 ARMSTRONG SECURITIES, INC. 1,045,000 KING'S POWER SECURITIES, INC. 5,613,000 CITIBANK N.A. 170,464 DEUTSCHE BANK MANILA-CLIENTS A/C 860,000 DEUTSCHE BANK MANILA-CLIENTS A/C 100,000
6 3 of 3 BPNAME HOLDINGS THE HONGKONG AND SHANGHAI BANKING CORP. LTD. -CLIENTS' ACCT. 1,536,802 TOTAL 173,513,500 If no written notice of any error or correction is received by PDTC within five (5) calendar days from receipt hereof, you shall be deemed to have accepted the accuracy and completeness of the details indicated in this report.
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