ROCKWELL LAND CORPORATION LIST OF TOP 100 STOCKHOLDERS AS OF MARCH 31, 2017
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2 Rank Name No. of Shares Percentage 1 FIRST PHILIPPINE HOLDINGS CORPORATION 5,296,015, % 2 PCD NOMINEE CORPORATION (FILIPINO) 559,178, % 3 PCD NOMINEE CORPORATION (FOREIGN) 97,830, % 4 PADILLA,NESTOR J. 15,000, % 5 LOPEZ,MANUEL M.,&/OR MA. TERESA L. LOPEZ 8,869, % 6 MANUEL MORENO LOPEZ OR MARIA TERESA LAGDAMEO LOPEZ 3,960, % 7 LOPEZ,MANUEL MORENO 2,805, % 8 YAN, LUCIO W. 1,136, % 9 CHENG, CHARLOTTE CUA 886, % 10 AVESCO MARKETING CORPORATION 801, % 11 B. P. INSURANCE AGENCY, INC. 792, % 12 MAKATI SUPERMARKET CORPORATION 677, % 13 CROSLO HOLDINGS CORPORATION 584, % 14 TAN, SIMEON Y. 458, % 15 CARLOS, JOSE IGNACIO A. 455, % 16 TAN, LOZANO A. 422, % 17 FLORDELIZA,VIRGILIO CACHERO 398, % 18 AQUINO,ANTONINO T.,&/OR EVELINA S. AQUINO 377, % 19 BP INSURANCE AGENCY, INC. 328, % 20 CONCEPCION, RAUL JOSEPH 316, % 21 FORESIGHT REALTY & DEVELOPMENT CORPORATION 305, % 22 ENRIQUEZ, ALBERT N. 280, % 23 GALLINERO,TEODORO OLIVARES 266, % 24 ONG TIONG 255, % 25 ALMAZORA,ROBERTO REYES 246, % 26 GRUET, VICTOR B. 241, % 27 TORRES,LOURDY DELOSO 226, % 28 QUETUA,RODOLFO NICOLAS 222, % 29 VALDERRAMA,RODOLFO,&/OR TERESITA T. VALDERRAMA 210, % 30 ENRIQUEZ, ALBERT 208, % 31 ROBERTO B. CATAHAN &/OR PERLA R. CATAHAN 200, % 32 ONG, VICTORIA 198, % 33 CARLOS,MARIO CARPIO 190, % 34 ARGUELLES, THERESA LA'O 188, % 35 INDUSTRIAL UNDERWRITERS AND COMMERCIAL CORPORATION 179, % 36 KEH, BENITO T. 177, % 37 DELA LLANA,LEONISA CUAYO 170, % 38 YAN,LUCIO W.,&/OR CLARA YAN 169, % 39 DE JESUS, JOSE P. 167, % 40 SANTIAGO,ROGELIO LORENZO 159, % 41 MADRIGAL II, VICENTE A.S. 158, % 42 CHING BUN TENG 155, % 43 YAN, LUCIO 155, % 44 CRUSEM, CRISPULO I. 153, % 45 DE BORJA JR.,RUSTICO CALINGO 152, % 46 ZERRUDO, ERNESTO J. 152, % 47 FIRST SOLID HOLDINGS & REALTY CORPORATION 149, % 48 TAN,MARK ESTRADA 144, % 49 CO, EUGENE S. 144, % 50 GOLDEN ARCHES DEVELOPMENT CORPORATION 144, % 51 COLLANTES,FRANCISCO DIZON 141, % 52 CINCO,EDMUND PENOLA 140, % 53 LOPEZ, MARTIN L. 133, % 54 VALENZUELA,ORLANDO G. 130, % 55 GAMOLO, SEGUNDO D. 128, % 56 GELLE,LAZARO GENEVEO 127, % 57 SARMIENTO, NOLI M. 126, % 58 IGLESIA,ERNESTO DIAZ 124, % 59 TANJANGCO, ANTONIO S. 123, % 60 LOPEZ, OSCAR M. 119, % 61 BUENCAMINO,RICARDO VELASCO 119, % 62 AUGUSTINIAN SISTERS OF OUR LADY OF CONSOLATION 118, % 63 ONG, WEE CHI P. 118, % 64 PUNZALAN JR., MARCIAL C. 116, %
3 65 DAVID GO SECURITIES CORP. 116, % 66 ACAYAN, RAMON F. 115, % 67 POSA, MARIO P. 115, % 68 YAP, GEORGE TAN 111, % 69 YANG, GEORGE T. 108, % 70 PHIMCO EMPLOYEES' PROVIDENT FUND 107, % 71 MENDOZA,ROSELLER A. 105, % 72 ABASTILLAS, JOSE L. 105, % 73 MENDOZA,ALBERTO,&/OR JEANIE MENDOZA 103, % 74 OCAMPO, JOSEFINA C. 103, % 75 TAGAZA,DANIEL DOMINGO 103, % 76 LI, LUISA C. 102, % 77 BENJAMIN MOSSESGELD LOPEZ OR MM MERESA PEREZ LOPEZ 100, % 78 JORGE AUSTRIA BENTA AND/OR ANGELINA GUNDRAN BENTA 100, % 79 DELA PAZ,GERARDO FEDERICO 98, % 80 CUAPIACO,JEFFRY LIZARDO 98, % 81 BERNARDO, WILFRIDO D.G. 98, % 82 GO,GEORGE Q.,&/OR SHIRLEY D. GO 95, % 83 PONCE, J. VIVENCIO G. 95, % 84 AGUILA,LIRIO P.,&/OR MA. THERESA AGUILA 95, % 85 GABRIEL, ANTONIA P. 95, % 86 RIVERA,ABRAHAM TADINA 95, % 87 SERRANO-DIANGSON,LIZA ROSE GALGANA 94, % 88 BENOSA,RUBEN BITARE 94, % 89 RIVERA,CLEMENS MONROY 94, % 90 LIM, RICARDO L. 93, % 91 UDARBE,GIL RECOLIZADO 93, % 92 FACTORAN, FULGENCIO 93, % 93 VIRTUCIO, GREGORIO C. 91, % 94 SANTOS,LUCITO LEGASPI 91, % 95 GALVAN,MANUEL M. 90, % 96 PARADERO,ROLANDO GALLARDO 89, % 97 GUTIERREZ, MA. JUDY S. 89, % 98 HAO, EDDIE L. 89, % 99 BAETIONG,WILFREDO AQUINO 89, % 100 TABANG,BEVERLY OBANA 88, % TOTAL SHARES (TOP 100) 6,002,392, % TOTAL SHARES (REST OF STOCKHOLDERS) 114,369, % TOTAL ISSUED AND OUTSTANDING SHARES 6,116,762, % PCD BENEFICIAL OWNER REPORT Participant's Name No. of Shares Percentage FIRST ORIENT SECURITIES, INC. 165,000, % THE HONGKONG AND SHANGHAI BANKING CORP. LTD. -CLIENTS' ACCT. 78,293, % SUMMIT SECURITIES, INC. 47,921, % ABACUS SECURITIES CORPORATION 33,578, % BANCO DE ORO - TRUST BANKING GROUP 30,000, % CLSA PHILIPPINES, INC. 28,980, % PCCI SECURITIES BROKERS CORP. 24,128, % COL Financial Group, Inc. 19,784, % BPI SECURITIES CORPORATION 19,316, % CITISECURITIES, INC. 16,088, % CITIBANK N.A. 14,888, % SB EQUITIES,INC. 11,973, % VICSAL SECURITIES & STOCK BROKERAGE, INC. 11,652, % MBTC - TRUST BANKING GROUP 10,331, % EVERGREEN STOCK BROKERAGE & SEC., INC. 8,604, % TOWER SECURITIES, INC. 8,038, % FIRST METRO SECURITIES BROKERAGE CORP. 7,610, % ANSALDO, GODINEZ & CO., INC. 6,456, % BDO SECURITIES CORPORATION 6,245, % BA SECURITIES, INC. 6,126, % PAPA SECURITIES CORPORATION 5,658, % MAYBANK ATR KIM ENG SECURITIES, INC. 4,841, %
4 WEALTH SECURITIES, INC. 4,642, % AB CAPITAL SECURITIES, INC. 4,556, % R. NUBLA SECURITIES, INC. 4,005, % PHILSTOCKS FINANCIAL INC 3,912, % EASTERN SECURITIES DEVELOPMENT CORPORATION 3,473, % HDI SECURITIES, INC. 3,141, % AP SECURITIES INCORPORATED 2,974, % RTG & COMPANY, INC. 2,908, % QUALITY INVESTMENTS & SECURITIES CORPORATION 2,466, % PNB SECURITIES, INC. 2,167, % STANDARD SECURITIES CORPORATION 2,143, % GLOBALINKS SECURITIES & STOCKS, INC. 2,134, % TANSENGCO & CO., INC. 2,108, % SunSecurities, Inc. 2,081, % E. CHUA CHIACO SECURITIES, INC. 1,960, % OPTIMUM SECURITIES CORPORATION 1,849, % AURORA SECURITIES, INC. 1,844, % VENTURE SECURITIES, INC. 1,741, % YU & COMPANY, INC. 1,688, % YAO & ZIALCITA, INC. 1,670, % B. H. CHUA SECURITIES CORPORATION 1,570, % R. S. LIM & CO., INC. 1,507, % UNICAPITAL SECURITIES INC. 1,404, % TRITON SECURITIES CORP. 1,403, % SINCERE SECURITIES CORPORATION 1,314, % ALPHA SECURITIES CORP. 1,276, % SALISBURY BKT SECURITIES CORPORATION 1,263, % SOLAR SECURITIES, INC. 1,250, % ATC SECURITIES, INC. 1,191, % R. COYIUTO SECURITIES, INC. 1,190, % PAN ASIA SECURITIES CORP. 1,162, % WESTLINK GLOBAL EQUITIES, INC. 1,149, % F. YAP SECURITIES, INC. 1,094, % SARANGANI SECURITIES, INC. 1,076, % INVESTORS SECURITIES, INC, 1,019, % G.D. TAN & COMPANY, INC. 1,017, % RCBC SECURITIES, INC. 919, % PREMIUM SECURITIES, INC. 835, % REGINA CAPITAL DEVELOPMENT CORPORATION 766, % BELSON SECURITIES, INC. 742, % UCPB SECURITIES, INC. 722, % CAMPOS, LANUZA & COMPANY, INC. 699, % GOLDSTAR SECURITIES, INC. 614, % MANDARIN SECURITIES CORPORATION 540, % MERIDIAN SECURITIES, INC. 531, % A. T. DE CASTRO SECURITIES CORP. 521, % ASTRA SECURITIES CORPORATION 477, % JAKA SECURITIES CORP. 460, % EAGLE EQUITIES, INC. 458, % MERCANTILE SECURITIES CORP. 431, % CENTURY SECURITIES CORPORATION 392, % BERNAD SECURITIES, INC. 382, % NEW WORLD SECURITIES CO., INC. 378, % DEUTSCHE BANK MANILA-CLIENTS A/C 374, % FIRST INTEGRATED CAPITAL SECURITIES, INC. 362, % A & A SECURITIES, INC. 360, % IMPERIAL,DE GUZMAN,ABALOS & CO.,INC. 335, % DAVID GO SECURITIES CORP. 334, % ASIASEC EQUITIES, INC. 310, % MDR SECURITIES, INC. 303, % EQUITIWORLD SECURITIES, INC. 288, % GOLDEN TOWER SECURITIES & HOLDINGS, INC. 263, % BENJAMIN CO CA & CO., INC. 251, % DIVERSIFIED SECURITIES, INC. 244, % FIDELITY SECURITIES, INC. 239, %
5 H. E. BENNETT SECURITIES, INC. 225, % IGC SECURITIES INC. 224, % GUILD SECURITIES, INC. 220, % NIEVES SECURITIES, INC. 219, % ASIA PACIFIC CAPITAL EQUITIES & SECURITIES CORP. 203, % TRI-STATE SECURITIES, INC. 200, % DA MARKET SECURITIES, INC. 197, % AB CAPITAL & INVESTMENT CORP. - TRUST & INVESTMENT DIV. 194, % UPCC SECURITIES CORP. 185, % UOB KAY HIAN SECURITIES (PHILS.), INC. 175, % DW CAPITAL INC. 172, % STRATEGIC EQUITIES CORP. 167, % LUCKY SECURITIES, INC. 152, % THE FIRST RESOURCES MANAGEMENT & SECURITIES CORP. 151, % I. ACKERMAN & CO., INC. 139, % MOUNT PEAK SECURITIES, INC. 136, % RCBC TRUST & INVESTMENT DIVISION 132, % S.J. ROXAS & CO., INC. 118, % BDO NOMURA SECURITIES INC 118, % R & L INVESTMENTS, INC. 108, % I. B. GIMENEZ SECURITIES, INC. 105, % PLATINUM SECURITIES, INC. 105, % J.M. BARCELON & CO., INC. 104, % LUYS SECURITIES COMPANY, INC. 94, % DBP-DAIWA CAPITAL MARKETS PHILPPINES, INC. 78, % INTRA-INVEST SECURITIES, INC. 70, % DEUTSCHE REGIS PARTNERS, INC. 68, % UNITED COCONUT PLANTERS BANK-TRUST BANKING 59, % AAA SOUTHEAST EQUITIES, INCORPORATED 56, % ALAKOR SECURITIES CORPORATION 48, % KING'S POWER SECURITIES, INC. 48, % E.SECURITIES, INC. 41, % LOPEZ, LOCSIN, LEDESMA & CO., INC. 35, % ARMSTRONG SECURITIES, INC. 33, % JSG SECURITIES, INC. 30, % APEX PHILIPPINES EQUITIES CORPORATION 22, % SECURITIES SPECIALISTS, INC. 17, % ASIAN CAPITAL EQUITIES, INC. 15, % HK SECURITIES, INC. 13, % PRYCE SECURITIES, INC. 13, % ALL ASIA SECURITIES MANAGEMENT CORP. 10, % RCBC TRUST & INVESTMENT DIVISION - VARIOUS TAXABLE ACCTS 10, % CUALOPING SECURITIES CORPORATION 10, % LARRGO SECURITIES CO., INC. 7, % TRANS-ASIA SECURITIES, INC. 6, % EAST WEST CAPITAL CORPORATION 5, % SUPREME STOCKBROKERS, INC 5, % VSEC.COM, INC. 4, % TIMSON SECURITIES, INC. 2, % VALUE QUEST SECURITIES CORPORATION 2, % TRENDLINE SECURITIES CORPORATION 2, % MARINO OLONDRIZ Y CIA % MANILA ELECTRIC COMPANY % WONG SECURITIES CORPORATION % DEUTSCHE BANK MANILA-CLIENTS A/C % PHILIPPINE EQUITY PARTNERS, INC % ROCKWELL LAND CORPORATION % HIGHLAND SECURITIES PHIL., INC % LIPPO SECURITIES, INC % EQUITABLE SECURIITES (PHILS.) INC % PHILEO ALLIED SECURITIES (PHILIPPINES), INC % SOCIAL SECURITY SYSTEM % THE HONGKONG & SHANGHAI BANKING CORP. LTD. -OWN ACCOUNT % TOTAL 657,009, %
ROCKWELL LAND CORPORATION LIST OF TOP 100 STOCKHOLDERS AS OF SEPTEMBER 30, 2017
Rank Name No. of Shares Percentage 1 FIRST PHILIPPINE HOLDINGS CORPORATION 5,296,015,375 86.582005% 2 PCD NOMINEE CORPORATION (FILIPINO) 578,604,120 9.459320% 3 PCD NOMINEE CORPORATION (FOREIGN) 95,021,559
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Rank Name No. of Shares Percentage 1 FIRST PHILIPPINE HOLDINGS CORPORATION 5,296,015,375 86.582005% 2 PCD NOMINEE CORPORATION (FILIPINO) 572,846,551 9.365192% 3 PCD NOMINEE CORPORATION (FOREIGN) 101,574,689
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Rank Name No. of Shares Percentage 1 FIRST PHILIPPINE HOLDINGS CORPORATION 5,296,015,375 86.582005% 2 PCD NOMINEE CORPORATION (FILIPINO) 560,125,019 9.157214% 3 PCD NOMINEE CORPORATION (FOREIGN) 96,617,164
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Stock Transfer Service Inc. Page No. 1 1 0850223092 PCD NOMINEE CORPORATION (FILIPINO) Filipino 14,832,863 30.50% 2 0859027650 HORIZONS REALTY, INC. Filipino 13,925,994 28.63% 3 0859027629 CONCEPCION INDUSTRIES,
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Stock Transfer Service Inc. Page No. 1 1 0000033085 PCD NOMINEE CORPORATION (FILIPINO) Filipino 710,083,573 59.18% 2 0000003091 ALFREDO ABELARDO B. BENITEZ Filipino 134,841,249 11.24% 3 0000041705 GRANDSHARES
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Stock Transfer Service Inc. Page No. 1 PHINMA ENERGY CORPORATION List of Top 100 Stockholders As of 06/30/2017 Rank Sth. No. Name Citizenship Holdings Rank ------------------------------------------------------------------------------------------------------------------------
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Stock Transfer Service Inc. Page No. 1 1 0000000017 PCD NOMINEE CORPORATION (FILIPINO) Filipino 4,703,675,275 61.87% 2 0000000011 SUMITOMO METAL MINING PHILIPPINE HOLDINGS CORPORATION Japanese 1,444,657,926
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