Nasdaq BulletShares USD High Yield Corporate Bond Indexes
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1 Nasdaq BulletShares USD High Yield Corporate Bond Indexes Nasdaq BulletShares USD High Yield Corporate Bond Indexes provide TICKER INDEX INDEX maturity targeted exposure to the U.S. dollar-denominated high yield corporate bond market. Each Index tracks a diversified basket of bonds with the same annual maturity and is designed to have a return profile similar to that of an individual held-to-maturity bond. The result is a series of fixed income indexes with successive annual maturities. Nasdaq BulletShares indexes are diversified bond portfolios designed to behave like bonds. Using a transparent, rules-based methodology, each index consists of U.S. dollardenominated bonds of globally domiciled 1 corporate issuers that pay fixed amounts of taxable interest. Bonds must meet the following criteria to be included: Maximum credit rating of BB+ by Standard and Poors, Ba1 by Moody s Investors Service, Inc. or BB+ by Fitch Inc and a minimum average rating of CCC- from Fitch, S&P and Moody s. BSJKI BSJKJ BSJKK BSJKL BSJKM BSJKN BSJKO BSJKP BSJKQ BSJKR Minimum outstanding par amount of $200 million. On a semi-annual basis, each bond in the universe of eligible securities is allocated to a specific Nasdaq BulletShares USD High Yield Corporate Bond Index based on its year of maturity, or in some cases effective maturity. Effective maturity is utilized for callable bonds that have been assessed as having a reasonable likelihood of being called by the issuer prior to maturity. The indexes are market value weighted and rebalanced on a monthly basis. YIELD TO WORST BY INDEX (IN PERCENT) DURATION TO WORST BY INDEX Companies domiciled in the U.S., Canada, Austria, Belgium, Denmark, Finland, France, Germany, Greece, Ireland, Italy, Luxembourg, Netherlands, Norway, Portugal, Spain, Sweden, Switzerland, United Kingdom or Japan are included. 1
2 Index Top 10 Issues (Issuer, Coupon Rate, Maturity, Index Weight) Year Ticker Issuer Coupon Rate Maturity Weight Index Weight DOLLAR TREE INC 5.75% 3/1/ % SLM CORPORATION 8.45% 6/15/ % SPRINT NEXTEL CORPORATION 9.00% 11/15/ % EMC CORPORATION 1.88% 6/1/ % BSJKI BSJKJ BSJKK BSJKL CENTENE CORPORATION 5.63% 2/15/ % ICAHN ENTERPRISES, L.P. / ICAHN ENTERPRISES FINANC 4.88% 3/15/ % DISH DBS CORPORATION 4.25% 4/1/ % T-MOBILE USA, INC. 6.63% 4/1/ % ALGECO SCOTSMAN GLOBAL FINANCE PLC 8.50% 10/15/ % DIAMOND 1 FINANCE CORPORATION/DIAMOND 2 FINANCE CO 5.88% 6/15/ % WESTERN DIGITAL CORP % 4/1/ % PRIME SECURITIES SERVICES BORROWER, LLC AND PRIME 9.25% 5/15/ % SOLERA, LLC / SOLERA FINANCE, INC % 3/1/ % NEPTUNE FINCO CORP 10.13% 1/15/ % T-MOBILE USA, INC. 6.38% 3/1/ % SPRINT CAPITAL CORPORATION 6.90% 5/1/ % ARDAGH PACKAGING FINANCE PLC / ARDAGH HOLDINGS USA 7.25% 5/15/ % CCO HOLDINGS, LLC/ CCO HOLDINGS CAPITAL CORP. 5.88% 4/1/ % DIAMOND 1 FINANCE CORPORATION/DIAMOND 2 FINANCE CO 7.13% 6/15/ % COMMUNITY HEALTH SYSTEMS INCORPORATED 8.00% 11/15/ % REYNOLDS GROUP ISSUER LLC. 5.75% 10/15/ % SOFTBANK CORP 4.50% 4/15/ % VALEANT PHARMACEUTICALS INTERNATIONAL, INC. 7.00% 3/15/ % INTELSAT JACKSON HOLDINGS, LTD. 7.25% 10/15/ % VALEANT PHARMACEUTICALS INTERNATIONAL 5.38% 3/15/ % EMC CORPORATION 2.65% 6/1/ % TENET HEALTHCARE CORPORATION 6.00% 10/1/ % CLEAR CHANNEL WORLDWIDE HOLDINGS INC. 7.63% 3/15/ % ARDAGH PACKAGING FINANCE PLC / ARDAGH HOLDINGS USA 6.00% 2/15/ % ICAHN ENTERPRISES, L.P. / ICAHN ENTERPRISES FINANC 6.00% 8/1/ % ALTICE FINANCING S.A. 7.50% 5/15/ % CCO HOLDINGS, LLC/ CCO HOLDINGS CAPITAL CORP. 5.75% 2/15/ % SPRINT CORPORATION 7.25% 9/15/ % T-MOBILE USA, INC. 6.50% 1/15/ % DISH DBS CORPORATION 6.75% 6/1/ % BLACKSTONE CQP HOLDCO 6.50% 3/20/ % VPII ESCROW CORP. 7.50% 7/15/ % BMC SOFWARE FINANCIAL INC. 8.13% 7/15/ % CCO HOLDINGS, LLC/ CCO HOLDINGS CAPITAL CORP. 5.50% 5/1/ % BOMBARDIER INC. 8.75% 12/1/ % 27.09% 25.82% 17.26% 16.37% 2
3 Year Ticker Issuer Coupon Rate Maturity Weight Index Weight NUMERICABLE GROUP SA 6.00% 5/15/ % CCO HOLDINGS, LLC/ CCO HOLDINGS CAPITAL CORP. 5.13% 5/1/ % TENET HEALTHCARE CORPORATION 8.13% 4/1/ % ALTICE SA 7.75% 5/15/ % BSJKM BSJKN BSJKO BSJKP SCIENTIFIC GAMES INTERNATIONAL, INC % 12/1/ % NIELSEN FINANCE LLC/NIELSEN FINANCE CO 5.00% 4/15/ % HCA INC. 7.50% 2/15/ % SPRINT NEXTEL CORPORATION 6.00% 11/15/ % SCIENTIFIC GAMES INTERNATIONAL, INC. 7.00% 1/1/ % DISH DBS CORPORATION 5.88% 7/15/ % SPRINT CORPORATION 7.88% 9/15/ % FIRST DATA CORPORATION 7.00% 12/1/ % VALEANT PHARMACEUTICALS INTERNATIONAL 5.88% 5/15/ % COMMUNITY HEALTH SYSTEMS INCORPORATED 6.25% 3/31/ % ALTICE FINANCING S.A. 6.63% 2/15/ % FREEPORT-MCMORAN INC 3.88% 3/15/ % TENET HEALTHCARE CORPORATION 6.75% 6/15/ % REYNOLDS GROUP ISSUER LLC. 5.13% 7/15/ % INTELSAT JACKSON HOLDINGS, LTD. 5.50% 8/1/ % RITE AID CORPORATION 6.13% 4/1/ % SPRINT CORPORATION 7.13% 6/15/ % FIRST DATA CORPORATION 5.75% 1/15/ % FIRST DATA CORPORATION 5.00% 1/15/ % DISH DBS CORPORATION 5.88% 11/15/ % TENET HEALTHCARE CORPORATION 4.63% 7/15/ % DAVITA HEALTHCARE PARTNERS INC. 5.13% 7/15/ % MPH ACQUISITION HOLDINGS LLC 7.13% 6/1/ % BWAY HOLDING COMPANY 5.50% 4/15/ % B.C. UNLIMITED LIABILITY COMPANY / NEW RED 4.25% 5/15/ % CHENIERE CORPUS CHRISTI HOLDINGS, LLC 7.00% 6/30/ % VALEANT PHARMACEUTICALS INTERNATIONAL 6.13% 4/15/ % FRONTIER COMMUNICATIONS CORPORATION 11.00% 9/15/ % HCA INC. 5.38% 2/1/ % WYNN LAS VEGAS, LLC/WYNN LAS VEGAS CAPITAL CORP. 5.50% 3/1/ % CHENIERE CORPUS CHRISTI HOLDINGS, LLC 5.88% 3/31/ % SPRINT CORPORATION 7.63% 2/15/ % ZF NORTH AMERICA CAPITAL, INC. 4.75% 4/29/ % BOMBARDIER INC. 7.50% 3/15/ % DAVITA HEALTHCARE PARTNERS INC. 5.00% 5/1/ % INTELSAT JACKSON HOLDINGS, LTD. 9.75% 7/15/ % 14.07% 16.63% 15.36% 18.16% 3
4 Year Ticker Issuer Coupon Rate Maturity Weight Index Weight DISH DBS CORPORATION 7.75% 7/1/ % POST HOLDINGS INC. 5.00% 8/15/ % HCA INC. 5.88% 2/15/ % NOVELIS CORPORATION 5.88% 9/30/ % BSJKQ BSJKR NUMERICABLE SFR 7.38% 5/1/ % KFC HOLDING CO., PIZZA HUT HOLDINGS, LLC TACO BELL 5.25% 6/1/ % NRG ENERGY, INC. 7.25% 5/15/ % IMS HEALTH INC 5.00% 10/15/ % UNITED RENTALS (NORTH AMERICA), INC. 5.88% 9/15/ % SIRIUS XM HOLDINGS INC 5.38% 7/15/ % CHENIERE CORPUS CHRISTI HOLDINGS, LLC 5.13% 6/30/ % SIRIUS XM HOLDINGS INC 5.00% 8/1/ % NRG ENERGY, INC. 6.63% 1/15/ % CHESAPEAKE ENERGY CORPORATION 8.00% 6/15/ % UNITED RENTALS (NORTH AMERICA), INC. 5.50% 5/15/ % AECOM 5.13% 3/15/ % ENERGY TRANSFER EQ 5.50% 6/1/ % ZIGGO SECURED FINANCE BV 5.50% 1/15/ % WYNN LAS VEGAS, LLC/WYNN LAS VEGAS CAPITAL CORP. 5.25% 5/15/ % KFC HOLDING CO., PIZZA HUT HOLDINGS, LLC TACO BELL 4.75% 6/1/ % 36.41% 42.16% Index Statistics BSJKI BSJKJ BSJKK BSJKL BSJKM BSJKN BSJKO BSJKP BSJKQ BSJKR Coupon (%) Accretive Rating Modified Duration Years to Maturity Yield to Maturity (%) B1 B2 B2 B2 B2 B2 B2 B2 B1 B Current Price Market Value ($B)
5 BSJKI BSJKJ BSJKK BSJKL BSJKM BSJKN BSJKO BSJKP BSJKQ BSJKR Accrued Income ($MM) Yield to Worst (%) Current Yield (%) Duration to Worst Effective Duration Convexity # of Bonds Par Value ($B) Top 10 issues (%) 27.09% 25.82% 17.26% 16.37% 14.07% 16.63% 15.36% 18.16% 36.41% 42.16% Performance BSJKI BSJKJ BSJKK BSJKL BSJKM BSJKN BSJKO BSJKP BSJKQ BSJKR Current Performance As of 12/29/2017 Index Level Daily 0.01% 0.00% 0.02% 0.00% -0.01% 0.02% 0.00% -0.03% -0.02% 0.01% Month to Date 0.27% 0.21% 0.28% 0.48% 0.50% 0.19% 0.05% 0.18% -0.11% 0.05% Inception 54.09% 49.09% 53.51% 61.26% 28.41% 26.81% 17.88% 19.39% 13.70% 1.30% Historical Performance As of 12/29/2017 Previous 1 Month 0.31% 0.25% 0.31% 0.50% 0.51% 0.27% 0.10% 0.30% -0.09% 0.20% Previous 3 Months 0.57% 0.37% 0.32% 0.79% 0.35% 0.23% 0.36% 0.36% -0.19% 0.54% Previous 6 Months 1.37% 1.76% 1.96% 2.55% 2.16% 2.05% 2.95% 2.59% 1.69% -- Previous 12 Months 4.02% 6.10% 6.73% 7.29% 6.19% 6.67% 8.07% 7.49% 8.38% -- 3 Years 13.63% 11.79% 13.68% 16.92% 20.29% 18.85% Annualized 6.37% 5.87% 6.31% 7.07% 5.13% 6.12% 5.64% 7.79% 8.96% 3.20% 5
6 For more information Visit busines.nasdaq.com/bulletshares DISCLAIMER The information contained in this fact sheet is intended for personal use only and should not be relied upon as the basis for the execution of a security trade. Investors are advised to consult with their broker or other financial representative to verify pricing information for any securities referenced herein. Neither Guggenheim Index Services SM, The Nasdaq OMX Group, Inc. nor any of their direct or indirect third-party data suppliers or their affiliates shall have any liability for the accuracy or completeness of the information contained herein, nor for any lost profits, indirect, special or consequential damages. Guggenheim Index Services or its direct or indirect third-party data suppliers or their affiliates have exclusive proprietary rights in any information contained herein. The information contained in this fact sheet may not be used for any unauthorized purpose or redistributed without prior written approval from Guggenheim Index Services. Copyright. All rights reserved. BulletShares and BulletShares USD Corporate Bond Index are trademarks of Guggenheim Index Services SM and have been licensed for use by Guggenheim Investments. Guggenheim Index Services is an affiliate of Guggenheim Investments. Nasdaq is registered trademarks of Nasdaq, Inc Q18 6
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