WECC Review. December 5, Matt Johnson, CFA, CFP (801)
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1 WECC Review December 5, 2017 Matt Johnson, CFA, CFP (801) Brian Moore (801)
2 Account Summary Account Name Account Number 11/27/2017 Market Value WECC x4200 $7,893, WECC- Penalties x1384 $2,458, Total $10,352,
3 Section I CD Ladder 3
4 CD Ladder CUSIP Name Maturity Date Next Call Date Est. Dur'n Moody's Rating S&P Rating Coupon Yield Face Value Market Price Market Value Est. Ann. Inc BF Whitney Bank/Gulfport MS 2/14/2018 N/A 0.21 FDIC FDIC 1.20% 1.20% $250,000 $ $250,000 $3, KJH Citizens Bank NA/Providence RI3/22/2018 N/A 0.31 FDIC FDIC 1.25% 1.25% $250,000 $ $250,000 $3, CF6 TCM Bank NA 3/28/2018 N/A 0.33 FDIC FDIC 1.25% 1.25% $250,000 $ $250,000 $3, FZ0 Blue Hills Bank 4/30/2018 N/A 0.42 FDIC FDIC 1.30% 1.30% $250,000 $ $250,000 $3, GM Discover Bank 5/15/2018 N/A 0.46 FDIC FDIC 1.30% 1.30% $250,000 $ $250,000 $3, FTAW9 Fortis Private Bank 5/24/2018 N/A 0.48 FDIC FDIC 1.35% 1.35% $250,000 $ $250,000 $3, JF53 Merrick Bank Corp/South Jordan5/29/2018 N/A 0.50 FDIC FDIC 1.35% 1.35% $250,000 $ $250,000 $3, EH BankUnited NA 6/1/2018 N/A 0.50 FDIC FDIC 1.35% 1.35% $250,000 $ $250,000 $3, MD Bank of the West 8/21/2018 N/A 0.73 FDIC FDIC 1.45% 1.45% $250,000 $ $250,000 $3, PTH Compass Bank 8/24/2018 N/A 0.73 FDIC FDIC 1.45% 1.45% $250,000 $ $250,000 $3, AES Morgan Stanley Private Bank NA11/21/2018 N/A 0.98 FDIC FDIC 1.50% 1.50% $250,000 $ $250,000 $3, CGH WEX Bank 11/21/2018 N/A 0.98 FDIC FDIC 1.50% 1.50% $250,000 $ $250,000 $3, JS WebBank 11/28/2018 N/A 1.00 FDIC FDIC 1.50% 1.50% $250,000 $ $250,000 $3, W4T Beal Bank USA 12/5/2018 N/A 1.02 FDIC FDIC 1.65% 1.65% $250,000 $ $250,000 $4, LG Wells Fargo Bank NA 12/24/2018 N/A 1.07 FDIC FDIC 1.50% 1.50% $250,000 $ $250,000 $3, QX9 Safra National Bank of New York3/7/2019 N/A 1.27 FDIC FDIC 1.70% 1.70% $250,000 $ $250,000 $4, CCD Transportation Alliance Bank Inc3/12/2019 N/A 1.28 FDIC FDIC 1.70% 1.70% $250,000 $ $250,000 $4, CGX American Express Bank FSB 6/5/2019 N/A 1.52 FDIC FDIC 1.75% 1.75% $250,000 $ $250,000 $4, D2K American Express Centurion Ba6/5/2019 N/A 1.52 FDIC FDIC 1.75% 1.75% $250,000 $ $250,000 $4, MD3 Morgan Stanley Bank NA 6/7/2019 N/A 1.52 FDIC FDIC 1.80% 1.80% $250,000 $ $250,000 $4,500 Weighted Average Coupon: 1.48% Weighted Average Yield to Maturity: 1.48% Weighted Average Duration (Yrs): 0.8 Totals: $5,000,000 $5,000,000 $74,000 4
5 Section II Western Electricity Coordinating Council 5
6 Risk Summary 6
7 Risk Summary 7
8 Risk Summary 8
9 Holdings 9
10 Section III Western Electricity Coordinating Council- Penalties 10
11 Risk Summary 11
12 Risk Summary 12
13 Risk Summary 13
14 Holdings 14
15 Disclosures Wealth & Fiduciary Services are provided through Zions Wealth Management, a division of ZB, N.A. Investments are not insured by the FDIC or any federal or state governmental agency, are not deposits of or other obligations of, or guaranteed by, ZB, N.A. or its affiliates, and may be subject to investment risks, including the possible loss of principal value or amount invested. Information contained in this report is from sources believed to be reliable. We cannot guarantee the accuracy or completeness of such information and we assume no liability for damages resulting from or arising out of the use of such information. Portfolio performance returns represent past performance and should not be viewed as a representation of future results. Gross of fee performance is presented before investment management and advisory fees but includes trading commissions, however, exchange traded funds and mutual funds have management fees included in their net asset value. Market benchmark indices are provided for comparison. The indices are unmanaged; have no fees or other expenses and individuals cannot invest directly in any index. The total weighted benchmark takes the benchmarks assigned at the asset style level and weights according to current allocation to those styles. It then aggregates these returns and adds them together to create a benchmark that reflects the benchmark performance which is indicative of the asset allocation to those styles. For accounts previously managed by ZionsCapital Advisors, historic investment performance included in this report is for illustration purposes only and represents transaction history and/or performance data that occurred prior to the account transferring to Wealth & Fiduciary Services. Zions Bank, Amegy Bank, California Bank& Trust, Nevada State Bank, Vectra Bank, National Bank of Arizona, The Commerce Bank of Oregon, and The Commerce Bank of Washington are divisions of ZB, NA. 15
16 Disclosures Trust and fiduciary investment services are offered through Wealth & Fiduciary Services, a part of Zions Wealth Management, a division of ZB, N.A. Investment products offered are not insured by the FDIC or any federal or state governmental agency, are not deposits of or other obligations of, or guaranteed by, ZB, N.A. or its affiliates, and may be subject to investment risks, including the possible loss of principal value or amount invested. The views and outlook presented are current as of the date of this communication and represent the views of the authors and of ZB, N.A. Wealth Management, a division of ZB, N.A. Such views and outlook are subject to change at any time based on market or other conditions. Information contained in this report is from sources believed to be reliable. We cannot guarantee the accuracy or completeness of such information and we assume no liability for damages resulting from or arising out of the use of such information. Portfolio performance returns represent past performance and should not be viewed as a representation of future results. 16
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