Media Release Embargo: Immediate Wednesday, 23 October 2013

Transcription

1 Media Release Embargo: Immediate Wednesday, 23 October 2013 Update on Licenses for Financial Services Providers Financial Services Board (FSB) Deputy Registrar for Financial Services Providers, Caroline da Silva stated that the FSB has finalised the processing of (Previously ) applications for authorisation as financial services providers to date. In total, of these applications have been declined (previously 2 137). Period from 20 August September 2013 The details of the following application that was declined is as follows: FSP No. Name Town / Province NIVAGENIX CC t/a PIRRIE KRAUSE INSURANCE BROKERS PORT EDWARD, The authorisation of the following 5 FSPs were suspended during the reporting period: (Suspended due to non-payment of levies, non-submission of compliance reports and/or financial statements or not meeting the regulatory examination requirements) FSP No. Name Town / Province WESTDENE BROKERS CC BAYSWATER, BLOEMFONTEIN, FREE STATE GUILLIAME NOTHNAGEL t/a GN MAKELAARS NEWTONKLOOF, WELLINGTON, WESTERN CAPE 1

2 THEUNIS ERASMUS LAUBSCHER t/a SMITTIE LAUBSCHER MAKELAARS HUGENOOT, PAARL, ZOOMVENT TRADING CC t/a PE AUTO LOT DA GAMASKOP, MOSSELBAAI, WESTERN CAPE SHILOH INSURANCE BK t/a AUTUMN RISK LYDENBURG, The status of the following 157 FSPs previously reported as suspended, have now been lifted: FSP No. Name Town / Province DANIEL MODISE KOLOKOTO t/a D K BROKERS BULTFONTEIN, FREE STATE MICHAEL MNDAU t/a MNDAU BROKERS DOORNPOORT, INTEMBEKO INVESTMENTS CC t/a BENZWIDE FINANCIAL SERVICES MTHATHA, EASTERN CAPE SEM MANSOOR INSURANCE BROKERS CC BEREA, DURBAN, SQUARE CIRCLE FINANCIAL PLANNER CC ALBERANTE, ALBERTON, ROELOF VAN ROOYEN t/a RW VAN ROOYEN BROKERS FLAMWOOD, KLERKSDORP, NORTH WEST 2

3 DEALERS INDEMNITY (PTY) LTD ATHOL GARDENS, VEERAN KISTEN t/a VENTURE INSURANCE BROKERS BEREA, DURBAN, NORTH COAST FUNERAL SERVICES CC VERULAM, DANIEL JOHN WILLIAMS t/a BUTCH WILLIAMS ASSURANCE BROKER BERGBRON, FLORIDA, ROODEPOORT, CECIL PARSONS VERSEKERINGSMAKELAARS BK KROONSTAD, FREE STATE ANDRE CHARL KOSTER t/a CKD & ASSOCIATES MAGALIESKRUIN, ERIC VAN ZYL MAKELAARS BK BAYSWATER, BLOEMFONTEIN, FREE STATE MARIETHA RHEEDER t/a PINNACLE FINANCIAL SERVICES GLEN LAURESTON, VALHALLA, CENTURION, MMAPAULSI EVELYN HLALELE t/a ME BROKERS DEACONVILLE, MACASSAR, SOMERSET WEST, 3

4 MARCO GARUTI DE SOUSA COUTINHO t/a INCOMPASS RISK SERVICES STEVE CHATFIELD CC t/a CHATFIELD INSURANCE BROKERS NOORDHOEK, HALFWAY HOUSE, MIDRAND, JAN KRUGER FINANCIAL SERVICES CC BRONBERRIK, CENTURION, QUEENSTOWN INSURANCE AND INVESTMENTS CONSULTANTS CC MB MOSSOP CONSULTANTS CC t/a M & M CONSULTANTS BALMORAL, QUEENSTOWN, EASTERN CAPE ACTONVILLE, BENONI, JOZET BROKERS CC ANDERBOLT, BOKSBURG, B MC CARTHY PROJECTS CC GERMISTON, ARISTO ASSOSIATE BK GEORGE- INDUSTRIA, WESTDENE BROKERS CC BAYSWATER, BLOEMFONTEIN, FREE STATE CASPER VOS & ASSOCIATES CC WARNER BEACH, KINGSBURGH, 4

5 LEON OOSTHUIZEN t/a LEON OOSTHUIZEN FINANCIAL ADVISORS JONATHAN HUMPHREY LEVINE t/a JONATHAN LEVINE INSURANCE BROKERS BAYSWATER, BLOEMFONTEIN, FREE STATE DUNDEE, KWAZULU- NATAL AARON MOREKU t/a MOREKU'S FINANCIAL ADVISORS KATLEHONG, NINSCOR TWO CC WELKOM, FREE STATE SHANGRI-LA TRUST t/a SPECTRUM BROKERS ADCOCKVALE, PORT ELIZABETH, EASTERN CAPE MARLO STEYN FINANCIAL SERVICES CC t/a FINANCIAL HUB AMANDAGLEN, BELLVILLE, N-E-FG FUND MANAGEMENT (PTY) LTD HENBYL, VANDERBIJLPARK, SOCIETE GENERALE GROUP ATHOL GARDENS, MELVILL TRUST t/a FINANCIAL HUB BALMORAL LANDGOED, RONDEBOSCH, CAPE TOWN, CERTOSA TRADING 60 CC t/a DAAN WESSELS AMANDAGLEN, 5

6 MAKELAARS BELLVILLE, SUNIL MAHARAJ BALLITO, KWAZULU- NATAL THEOPHILIUS MOOKETSI MABOPANE, PERFORMANCE AND CUSTOMS BOND SERVICES (PTY) LTD t/a PCBS FOREST TOWN, TSHIFULARO GERSON MUFEBA ATTERIDGEVILLE, SAULSVILLE, GOUGH MOTORS (PTY) LTD t/a DALY BMW KLERKSDORP ADAMAYVIEW, KLERKSDORP, NORTH WEST MONIQUE VOLSCHENK t/a FINRAND INSURANCE BROKERS BERGBRON, FLORIDA, ROODEPOORT, VEROUSHA BAIJNATH t/a VB FINANCIAL SERVICES ASHERVILLE, DURBAN, KWAZULU- NATAL CELESTA MULLER CC t/a RUDI MULLER FINANSIELE ADVISEURS EUGENE EDWIN KIKIA t/a EUGENE KIKIA AND ASSOCIATES ADAMAYVIEW, KLERKSDORP, NORTH WEST ALLANDALE, PIETERMARITZBURG, 6

7 MAPHOKO DISTRIBUTORS AND FINANCIAL SERVICES CC LYDENBURG, JANSEN BENJAMIN VAN RENSBURG t/a ALLEGRO FINANSIELE DIENSTE GANSBAAI, SPEEDY CONZALES MARKETING CC HEIDELBERG, TSHEPISO SELAHLE BRIXTON, R AND G AUTO SALES (PTY) LTD t/a LEISURE AUTO SALES INADAN, MICKEY MACCARONI'S BROKERAGE CC BRACKENHURST, ALBERTON, AMB CAPITAL LIMITED ATHOL GARDENS, MZUKISI REGINALD MDELISWA t/a MDELISWA BROKERAGE EVANDER, SASOL LIMITED ATHOL GARDENS, REALCHECK CC t/a CUSTOMER LOYALTY CONSULTANTS CENTURION, 7

8 CHARMEIR CONSULTANTS CC t/a MEDFIN ADVISORS ADCOCKVALE, PORT ELIZABETH, EASTERN CAPE MNUMZANA JAN NCETANI t/a I.M.N PRE-AUDIT ACCOUNTING & FINANCIAL SERVICES MTHATHA, EASTERN CAPE GALIUS TRADING CC BEREA, DURBAN, AMAJUDA FINANCIAL SERVICES CC EMPANGELA, EMPANGENI, PROFESSIONAL LEGAL AND FUNERAL COST ASSISTANCE (PTY) LTD KLERKSDORP, NORTH WEST T M L FINANCIAL AND INVESTMENTS ENTERPRISE CC VOSLOORUS, ALLCARE ADMINISTRATORS (PTY) LTD ATHOL GARDENS, VUNDISA BROKERS AND ESTATE AGENTS CC KAGISO, PERITUS INVESTMENT CONSULTANCY ZURICH, SWITZERLAND, DNP FINANCIAL STANGER, MULUTHANYI KAIZER SINTHUMULE t/a NDIENE LOUIS TRICHARDT, 8

9 FINANCIAL SERVICE MARIRI TRADING 57 CC t/a RIMACORE INSURANCE BROKERS LIMPOPO CLUBVIEW, CENTURION, MALSURE INVESTMENTS (PTY) LTD ANNADALE, PIETERSBURG, POLOKWANE, LIMPOPO PERSONAL AND CORPORATE WEALTH MANAGEMENT CC FOREST TOWN, MED SELECT CC ALBERANTE, ALBERTON, JOHN GELDENHUYS t/a JOHN GELDENHUYS MAKELAARS AMANDELRUG, KUILSRIVIER, KRAAIFONTEIN, PANTELIS GEORGIOU PLUKE t/a LEE PLUKE BALMORAL LANDGOED, RONDEBOSCH, CAPE TOWN, NDABAMBI THOMAS SITHOLE MATSULU, BLOODSTOCK & GENERAL INSURANCE INTERMEDIARIES KLEINMOND, 9

10 SIBETT MARKETING AND DISTRIBUTION SERVICES CC t/a PHELA FINANCIAL SERVICES SOUTH AFRICA (PTY) LTD t/a FINSA CARL ROBERT LAUBSCHER t/a CARL LAUBSCHER FINANCIAL SERVICES MONTANA GARDENS, GARSFONTEIN, BLOUBERGSTRAND, VALEM FINANCIAL SERVICES CC ARAUNA, BRACKENFELL, AARON MKOTO t/a MKOTO BROKERS BOEKENHOUT, RUSTENBURG, NORTH WEST TOMMY MARTIN MOTORS KRUGERSDORP (PTY) LTD t/a TOMMY MARTIN BREAUNANDA, ROODEPOORT, ANNELIZE SMITH t/a ANNELIZE SMITH MAKELAARS HENBYL, VANDERBIJLPARK, RECTOR KHUTSO RAMOTHWALA CLYDESDALE, HARGREAVE HALE LIMITED ERASMUSKLOOF, 10

11 DIDI MAKELAARS BK BALFOUR, JB NIGRINI INVESTMENT BROKERS CC CLYDESDALE, TSAKISA LAWRENCE MANKHENSE t/a MANKHENSE FINANCIAL PLANNING HOME OF EDEN FINANCIAL SOLUTIONS CC t/a HEFS CONSULTING VASUTHEVAN KRISHNASWAMI PILLAY t/a FORTUNE NATIONAL BROKERS CORNERSTONE UNDERWRITERS AND ADMINISTRATORS (PTY) LTD GIYANI, LIMPOPO AERORAND, MIDDELBURG, BEREA, DURBAN, CHATSWORTH, DURBAN, KWAZULU- NATAL STARGATE AUTO CC HENBYL, VANDERBIJLPARK, CIRCLE SEVEN TRADING 14 CC t/a CIRCLE SEVEN BROKERS MKHULULI MLIMBO GWEBITYALA NGXUMZA t/a NGXUMZA FINANCIAL SERVICES RESERVOIR HILLS, DURBAN, KWAZULU- NATAL CAPE TOWN, GET FINANCIAL ACTIVE CC BERGBRON, FLORIDA, ROODEPOORT, 11

12 MFA AND ASSOCIATES CC BRAAMFONTEIN, FRANCOIS FOURIE MAKELAARS BK ROODEPOORT, ENGRIKO CONSULTANTS CC HEIDELBERG, CHARLES THOMAS WARD t/a WARDENA BROKERS UMTENTWENI, RHODA SEMAAR t/a R&R SEMAAR CAPE TOWN, ANGELFISH INVESTMENTS 199 CC t/a PATERSON & JONES FINANCIAL SERVICES FREEFALL TRADING 1007 CC t/a CONRAD SCHOEMAN MAKELAARS ALBANY, PINETOWN, BAKENPARK, BETHLEHEM, FREE STATE LEBOWA FOLMANN SELEMATSELA LETHABA, LIMPOPO MOEPAGAUTA TRADING ENTERPRISE 10 CC SOWETO, JNP FINANCIAL SERVICES CC TONGAAT, ASHILA HANMONTH t/a SAHARA INSURANCE BROKERS NEWCASTLE, ANDRIES JOHANNES FOURIE EMPANGELA, 12

13 EMPANGENI, BLUEMARQUE (PTY) LTD t/a PROXIMO SURE BROKERS AMANDAGLEN, DURBANVILLE, ASPIGON 31 CC t/a PIERRE VAN ZYL BROKERS BRONBERRIK, CENTURION, SB MADITSI t/a MOROKA FINANCIAL CONSULTANTS AZIATIC BAZAAR, PRETORIA-WEST, CHINA AUTO RENTAL (PTY) LTD BRUMERIA, ELITE UNDERWRITTERS (SA) CC t/a ELITE INSURANCE BROKERS BEREA, DURBAN, ERASMUS MBATHA t/a SHANDU GENERAL TRADING HALFWAY HOUSE, MIDRAND, TSHIPI-NOTO FUNERAL HOMES CC SPRINGS, IES FINANCIAL SERVICES CC ARAUNA, BRACKENFELL, THEMBA DONATUS CHILIZA t/a TDC BROKERS ALLANDALE, PIETERMARITZBURG, THEUNIS BOSHOFF ROUX t/a R & T INSURANCE BOTHAVILLE, FREE 13

14 STATE BONGANI CLIFFORD DLADLA QUARY HEIGHTS, MATT SCOTT VENTER t/a VERACIT- E ASSEGAI, DURBAN, MICHAEL ROBERT ALEY t/a OMEGA WEALTH DOUGLASDALE, FOURWAYS, SANDTON, TYRERS FAMILY TRUST t/a NELSPRUIT INSURANCE BROKERS NELSPRUIT, GOGETTERS BROKERAGE CC ATTERIDGEVILLE, KITSILI TRADING CC t/a KITSILI'S FINANCIAL SERVICE GRAHAMSTOWN, EASTERN CAPE COLIN MERVYN KRUGER EASTCLIFF, MMATSHANE SABOSHEGO t/a SABOSHEGO INSURANCE BROKERS DAVEYTON, PREWAY INVESTMENTS CC t/a AUTOHAVEN HERMANUS, GLYNIS JUNE SCHNELL t/a GLYNIS SCHNELL AND ASSOCIATES FOREST TOWN, 14

15 READ ALL OVER COMMUNICATIONS CC MORELETAPARK, ELGATONE (PTY) LTD SILVERLAKES, DHANASHWAR HARISUNKER t/a MILLENIUM FINANCIAL SERVICES PHUTHUMALIYASHONA INVESTMENTS CC t/a PMG FINANCIAL BROKERS PHOENIX, ASHERVILLE, DURBAN, KWAZULU- NATAL LELANIE POTGIETER AMALGAM, BROPRO FINANCIAL PLANNERS CC BEREA, DURBAN, HVM FINANCIAL SERVICES CC ATHLONE, DURBAN, VAVA LE BATHO TRADING CC t/a VAVA FINANCIAL SERVICES NORTHRIDING, HEALTH CONSULTANTS (PTY) LTD BEREA, DURBAN, MONWABISI GOODMAN MTONGANA t/a MTONGANA FINANCIAL SERVICES UMLAZI, KWAZULU- NATAL SONICA SCHOEMAN BROKERS CC AGAVIA, KRUGERSDORP, 15

16 SAN MERIDIAN FINANCIAL CONSULTANTS CC WESTVILLE, MONSTER FINANCIAL BROKERS CC BREAUNANDA, ROODEPOORT, EUGENE OAKES t/a OAKES FINANCIAL CONSULTING ALPHEN PARK, THE CAPITAL INCUBATOR (PTY) LTD HUGENOOT, PAARL, JEREMIA DELANI NXUMALO t/a ODDESSY FINANCIAL INVESTMENTS ULUNDI, KWAZULU- NATAL SURETRADE 118 CC CAVENDISH, QUEENSBURGH, PRINCIPLE DATA BROKERS CC t/a PRINCIPLE FINANCIAL SERVICES AMANDAGLEN, BELLVILLE, KENSA UNITED BROKERS (PTY) LTD BOTHAVILLE, FREE STATE K211/122802/07 (PTY) LTD SOUTH AFRICA t/a AAM INTERNATIONAL BALMORAL LANDGOED, RONDEBOSCH, CAPE TOWN, 16

17 KASFIN (PTY) LTD EAST LYNNE, LICENSE TO SKILL CC BRONBERRIK, CENTURION, DELTRORITE (PTY) LTD t/a QUANTUM FINANCIAL SERVICES BEREA, DURBAN, INNOCENT SIBANDA ALBERMARLE, GERMISTON, RADIUS ADMINISTRATIVE SERVICES (PTY) LTD AMANDAGLEN, BELLVILLE, IN AFRIKA CONSULTING (PTY) LTD AMANDAGLEN, BELLVILLE, SHEDRACK THULIBONA NYATHI t/a INYATHI FINANCIAL SERVICES JOHANNES ANDRIES MALAN t/a HANNES MALAN FINANCIAL SERVICES HLUHLUWE, ANDERBOLT, BOKSBURG, MULTI MODAL MARINE BROKING SERVICES CC BUURENDAL, EDENVALE, HSBC BANK PLC-JOHANNESBURG BRANCH ATHOL GARDENS, 17

18 K7 CONSULT CC ALPHEN PARK, ISHEESHA TRADING AND INVESTMENTS (PTY) LTD t/a G B W FINANCIAL PLANNERS THOMAS VUSI MKHIZE t/a MKHIZE KHABAZELA BROKERS CAPE TOWN, HAMMANSKRAAL, The authorisations of the following 33 FSPs have been withdrawn during the reporting period: (The withdrawals of FSP licenses are those FSPs that had previously been suspended because of contraventions: failure to submit annual financial statements, failure to submit annual compliance reports and/or failure to pay the annual FSB levy (and did not rectify their non-material contraventions after a two-month period). FSP No. Name Town / Province ANGLO SCOTTISH MANAGEMENT CC t/a CELL MASTER INTERNATIONAL KILDRUMMY, PAULSHOF, SANDTON, B. KOOVERJEE CC ALAN MANOR, J C BUCHAN EDENBURG, RIVONIA, SANDTON, ANDRE LOUIS POTGIETER t/a ANDRE POTGIETER CONSULTANCY BEREA, DURBAN, PETRO INSURANCE BROKERS CC ACTONVILLE, BENONI, 18

19 HDZ HOUSING & DEVELOPMENT INVESTMENT (PTY) LTD AEROTON, PRO 2000 CC SARIE GOOSEN INSURANCE BROKERS CC t/a SGIB ADCOCKVALE, PORT ELIZABETH, EASTERN CAPE ACCESS WEALTH (PTY) LTD KLEINMOND, WISESURE FINANCIAL CONSULTING CC BEDFORD GARDENS, BEDFORDVIEW, STEPHEN JOHN HANSEN ANNADALE, PIETERSBURG, POLOKWANE, LIMPOPO RUBY ROSENBERG ABBOTSFORD, GORDON GUY HARMER ABBOTSFORD, EAST LONDON, EASTERN CAPE EDWARDS MEY AND ASSOCIATES: FINANCE BROKERS CC ADCOCKVALE, PORT ELIZABETH, EASTERN CAPE GRAYSTON FINANCIAL SERVICES (PTY) LTD ATHOL GARDENS, 19

20 KORAAL MOTORS BK t/a NELSPRUIT MOTORS NELSPRUIT, I & I MOTORS CC t/a DAVES CAR SALES RUSTENBURG, NORTH WEST GIDEON F. VAN DER MERWE BROKER SERVICES CC ALBERTSKROON, HENRY JOHN DE LA REY ALBERTON, JOHANNES JOCHEMUS CILLIERS t/a CILLIERS BROKERS BREAUNANDA, ROODEPOORT, MIDDELBURG CAR SALES CC AERORAND, MIDDELBURG, NTANDANE FINANCIAL ADVISORS ALBERMARLE, GERMISTON, JOHAN PHEIFFER WOLMARANSSTAD, NORTH WEST JOHAN PHEIFFER FINANSIELE ADVISEURS BK WOLMARANSSTAD, NORTH WEST COLIN MALTHOO AND ASSOCIATES CC ALLANDALE, PIETERMARITZBURG, 20

21 MUTUAL INTERESTS FINANCIAL SERVICES (PTY) LTD BLANDFORD RIDGE, BRYANSTON, SANDTON, LAKESIDE BROKERS CC BRONBERRIK, CENTURION, LITHUBA INSURANCE CONSULTANTS CC CAPE ST FRANCIS, HUMANSDORP, EASTERN CAPE L A L INSURANCE BROKERS CC DE BRUINPARK, ERMELO, J.J. KOTZE MAKELAARS BK SCHWEIZER-RENEKE, NORTH WEST BUFFALO BROKERS CC t/a MARIUS SMITH BROKERS ADAMAYVIEW, KLERKSDORP, NORTH WEST LTE PROVIDER (PTY) LTD KATHU, NORTHERN CAPE PHILLISTUS LIZZY DOROTHY BUTHELEZI t/a LIBRA CONSULTING SERVICES TASBET PARK, WITBANK, 21

22 The authorisation of the following 3 FSPs have been withdrawn during the reporting period: (Withdrawn due to regulatory action) FSP No. Name Town / Province SIYAYA FINANCE BROKERS (PTY) LTD ARGYLE, MENTOR LIFE COVER AND INVESTMENT LTD ALDARAPARK, RANDBURG, TAKAWANA TRADING ENTERPRISE CC SOSHANGUVE, The authorisation of the following 5 FSPs previously reported as having been withdrawn, have now been reinstated: FSP No. Name Town / Province PEAK RISK MANAGEMENT (PTY) LTD HOEVELDRIF, SECUNDA, ULTRACARE MEDICAL CC SKEERPOORT, NORTH WEST MORAKETSWE ISAAC MPETE KAGISO 2, KRUGERSDORP, LUCAS NKOSINATHI ZULU ESIKHAWINI, NJABULOYETHU FINANCIAL SERVICES CC t/a VENTIMES ALICEDALE LANDGOED, 22

23 ATHLONE, CAPE TOWN, WESTERN CAPE Caroline da Silva adds, "FSP's whose applications had been unsuccessful, withdrawn or suspended are entitled to appeal to the FSB Appeal Board, an independent tribunal, if the applicant / licensee is dissatisfied with the decision taken by the Registrar. ENDS 23