Other Information. Organization and Officers Main Group Companies Overseas Network Stock Information. 077 Daiwa Securities Group Annual Report 2005
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1 Other Information Organization and Officers Main Group Companies Overseas Network Stock Information 077 Daiwa Securities Group Annual Report 2005
2 Other Information: Daiwa Securities Group Inc. 1) Organization (As of April 1, 2005) Shareholders Meeting Nominating Committee Board of s Executive Committee Audit Committee Compensation Committee Internal Control Committee Disclosure Committee Group IT Strategy Committee Office of the Audit Committee Secretariat Personnel Department Corporate Planning Department Representative Executive Officer Legal Department Corporate Communications Department Investor Relations Department Finance Department Information Technology Department General Affairs Department Corporate Ethics Department CSR Promotion Department Internal Audit Department 078
3 2) Officers (As of June 24, 2005) s Chairman of the Board Yoshinari Hara Deputy Chairman of the Board Akira Kiyota Shigeharu Suzuki Tatsuei Saito Tetsuo Mae Hiroshi Ota Junichiro Wakimizu Takashi Hibino Kenji Hayashibe Outside Tetsuro Kawakami Outside Ryuji Yasuda Outside Keisuke Kitajima Outside Koichi Uno Committee Members Nominating Committee Yoshinari Hara (Chairman) Shigeharu Suzuki Tetsuro Kawakami Ryuji Yasuda Keisuke Kitajima Audit Committee Kenji Hayashibe (Chairman) Keisuke Kitajima Koichi Uno Compensation Committee Yoshinari Hara (Chairman) Shigeharu Suzuki Tetsuro Kawakami Ryuji Yasuda Koichi Uno Executive Officers President and CEO Shigeharu Suzuki, Daiwa Securities Group Inc. President, Daiwa Securities Co. Ltd. and COO Tatsuei Saito, Daiwa Securities Group Inc. President, Daiwa Securities SMBC Co. Ltd. Tetsuo Mae, Daiwa Securities Group Inc., Daiwa Securities Co. Ltd. Kenjiro Noda, Daiwa Securities SMBC Co. Ltd. Michihito Higuchi President, Daiwa Asset Management Co. Ltd. Yoshiyuki Takemoto President, Daiwa Institute of Research Ltd. Corporate Executive Vice President Hiroshi Ota Senior, Daiwa Securities SMBC Co. Ltd. Corporate Executive Vice President and CIO Junichiro Wakimizu, Daiwa Securities Group Inc. Corporate Senior Executive Officer Takashi Hibino, Daiwa Securities Group Inc. Corporate Senior Executive Officer Ikuo Mori Chairman of the Board, Daiwa Securities America Inc. Corporate Executive Officer Takatoshi Wakabayashi Corporate Executive Officer and CFO Nobuyuki Iwamoto Corporate Executive Officer Yoshinari Hara Chairman of the Board, Daiwa Securities Group Inc. Corporate Executive Officer Akira Kiyota Deputy Chairman of the Board, Daiwa Securities Group Inc. Chairman of the Institute and, Daiwa Institute of Research Ltd. 079 Daiwa Securities Group Annual Report 2005
4 Other Information: Daiwa Securities Co. Ltd. 1) Organization (As of July 1, 2005) Shareholders Meeting Board of s Board of Corporate Auditors Corporate Auditors Corporate Auditor s Office Management Committee Legal Affairs & Compliance Committee Risk Management Committee Executive Committee Administration Division Head of Administration Division System Planning Officer Compliance Division Head of Compliance Division Internal Audit Officer Products Division Head of Products Division Products Officer Asset Management Officer Sales Planning Division Head of Sales Planning Division Sales Planning Officer Sales Support Officer Sales Division Head of Sales Division Unit I Officer Unit II Officer Unit III Officer Unit IV Officer Unit V Officer Unit VI Officer Private Banking Officer Investment Program Officer Daiwa Direct Division Head of Daiwa Direct Division Daiwa Direct Officer Investment Advisory Officer Corporate Planning Dept. Personnel Dept. Risk Management Dept. Accounting & Finance Dept. Operations Dept. System Planning Dept. Internal Audit Dept. Compliance Dept. Branch Administration Section Customer Support Dept. Information Security Dept. Products Planning Dept. Investment Strategy & Research Dept. Equity Dept. Fixed Income Dept. Products Operations Dept. Investment Trust Dept. Pension & Annuity Dept. Corporate Pension Dept. Marketing Dept. Data Processing Dept. Sales Planning Dept. Securities Intermediary Business Dept. I Securities Intermediary Business Dept. II Corporate Client Development Dept. Corporate Client Services Dept. Sales Support Dept. Unit I Investment Banking Dept. I Unit II Investment Banking Dept. II Unit III Investment Banking Dept. III Unit IV Investment Banking Dept. IV Unit V Investment Banking Dept. V Unit VI Investment Banking Dept. VI Investment Banking Dept. VII Private Banking Dept. Investment Program Dept. Daiwa Direct Planning Dept. Call Center Investment Advisory Dept. 080
5 2) Officers (As of June 23, 2005) s President Shigeharu Suzuki Tetsuo Mae Senior Akira Sakiyama Senior Toshiro Ishibashi Senior Kazuo Ariake Tokuzo Takaki Takashi Fukai Tomiki Koide Masaki Shimazu Corporate Auditors Syohei Takashima Kenji Hayashibe Kiyoaki Nakajima Executive Officers Makoto Shirakawa Koushiro Taniguchi Toshiaki Kuwano Takuya Ikeda Kouichi Suzuki Osamu Abiru Hisashi Otsuka Hiroshi Nakamura Yoshihiko Nakata Yasuharu Okanoya Masahiko Ichiki Shinya Kusaba 081 Daiwa Securities Group Annual Report 2005
6 Other Information: Daiwa Securities SMBC Co. Ltd. 1) Organization (As of August 1, 2005) Equity Officer Fixed Income Officer Products Division Planning Officer Shareholders Meeting Board of s Board of Corporate Auditors Corporate Auditors Corporate Auditor s Office Executive Committee Structured Products Officer Corporate Finance Officer International Finance Officer M&A Officer Capital Markets Officer Initial Public Offering Officer Structured Finance Officer Management Committee Legal Affairs & Compliance Committee Risk Management Committee Investment Programs Officer Corporate Services Planning Officer Financial Institutions Officer Public Institutions Officer Corporate Sales Officer Corporate Institutions I Officer Corporate Institutions II Officer Corporate Institutions III Officer Corporate Institutions IV Officer Corporate Institutions V VI Officer Osaka Branch Officer Nagoya Branch Officer Asia & Oceania Officer Europe & Middle East Officer International Planning & Administration Officer Legal & Compliance Officer Internal Audit Officer Finance & Risk Management Officer IT & Administration Officer Planning Officer Daiwa Securities SMBC Principal Investments Co. Ltd. 082
7 2) Officers (As of June 23, 2005) s President Tatsuei Saito Kenjiro Noda Senior Hiroshi Ota Senior Nobuaki Ohmura Senior Taro Sumitani Hiroshi Fujioka Sumio Fukushima Shin Yoshidome Daisuke Saji Kazuhiko Akamatsu Corporate Auditors Kishiro Fujino Shigeharu Tominaga Yoshiaki Senoo Fuminori Yoshitake Executive Officers Senior Executive Officer Hideo Watanabe President, Daiwa Securities SMBC Principal Investments Co. Ltd. Senior Executive Officer Akira Tanabe Senior Executive Officer Kazuhiko Suruta Senior Executive Officer Teruaki Ueda Executive Officer Yutaka Murakami Mitsuharu Tanaka Masaki Yamane Masami Tada Akio Takahashi Shunichi Suzuki Yoriyuki Kusaki Tsing-Yuan Hwang Shigeo Koike Kenichi Miki Motoi Takahashi Eishu Kosuge Shinya Nishio Toshinao Matsushima 083 Daiwa Securities Group Annual Report 2005
8 Other Information: Main Group Companies (As of July 1, 2005) Daiwa Securities Co. Ltd. 6-4, Otemachi 2-chome, Chiyoda-ku, Tokyo , Japan Tel: Daiwa Securities SMBC Co. Ltd. 8-1, Marunouchi 1-chome, Chiyoda-ku, Tokyo , Japan Tel: Daiwa Asset Management Co. Ltd. 10-5, Nihonbashi-kayabacho 2-chome, Chuo-ku, Tokyo , Japan Tel: Daiwa Institute of Research Ltd. 15-6, Fuyuki, Koto-ku, Tokyo , Japan Tel: Daiwa SB Investments Ltd. 7-9, Nihonbashi 2-chome, Chuo-ku, Tokyo , Japan Tel: Daiwa Securities Business Center Co., Ltd. 3-2, Toyo 2-chome, Koto-ku, Tokyo , Japan Tel: Daiwa Property Co., Ltd. 1-9, Nihonbashi-kayabacho 1-chome, Chuo-ku, Tokyo , Japan Tel: NIF Ventures Co., Ltd. 2-1, Kyobashi 1-chome, Chuo-ku, Tokyo , Japan Tel: Daiwa Securities SMBC Principal Investments Co. Ltd. 8-1, Marunouchi 1-chome, Chiyoda-ku, Tokyo , Japan Tel:
9 Other Information: Overseas Network (As of May 13, 2005) Daiwa Securities Group Inc. Daiwa Securities America Inc. Financial Square, 32 Old Slip, New York, NY 10005, U.S.A. Tel: (1) Daiwa Securities Trust and Banking (Europe) PLC 5 King William Street, London EC4N 7JB, United Kingdom Tel: (44) Daiwa Securities Trust Company One Evertrust Plaza, Jersey City, NJ 07302, U.S.A. Tel: (1) Daiwa Europe Fund Managers (Ireland) Limited Level 3, Block 5, Harcourt Centre, Harcourt Road, Dublin 2, Ireland Tel: (353) Daiwa Europe Trustees (Ireland) Limited Level 3, Block 5, Harcourt Centre, Harcourt Road, Dublin 2, Ireland Tel: (353) Daiwa Securities SMBC Co. Ltd. Daiwa Securities SMBC Europe Limited Head Office 5 King William Street, London EC4N 7AX, United Kingdom Tel: (44) Frankfurt Branch Trianon Bldg., Mainzer Landstrasse 16, Frankfurt am Main, Federal Republic of Germany Tel: (49) Paris Branch 112, Avenue Kléber, Paris, France Tel: (33) Geneva Branch 50, rue du RhÔne, P.O.Box 3198, 1211 Geneva 3, Switzerland Tel: (41) Milan Branch Via Senato 14/16, Milan, Italy Tel: (39) Spain Branch Jose Ortega y Gasset 20, 7th floor, Madrid 28006, Spain Tel: (34) Middle East Branch 7th Floor, The Tower, Bahrain Commercial Complex, P.O. Box 30069, Manama, Bahrain Tel: (973) Daiwa Securities SMBC Hong Kong Limited Level 26, One Pacific Place, 88 Queensway, Hong Kong Tel: (852) Daiwa Securities SMBC Australia Limited Level 34, Rialto North Tower, 525 Collins Street, Melbourne, Victoria 3000, Australia Tel: (61) DBP-Daiwa Securities SMBC Philippines, Inc. 18th Floor, Citibank Tower, 8741 Paseo de Roxas, Salcedo Village, Makati City, Republic of the Philippines Tel: (632) Daiwa Securities SMBC-Cathay Co., Ltd. 14th Floor, 200 Keelung Road, Sec. 1, Taipei, Taiwan, R.O.C. Tel: (886) Daiwa SMBC-SSC Securities Co., Ltd. 15th Floor, Aurora Plaza, No. 99 Fucheng Road, Pudong, Shaghai, People s Republic of China Tel: (86) Daiwa Securities SMBC Co. Ltd. Seoul Branch 6th Floor, DITC Building, #27-3, Youido-dong, Yongdungpo-gu, Seoul, Republic of Korea Tel: (82) Beijing Office International Building 2103, Jianguo Menwai Dajie 19, Beijing, People s Republic of China Tel: (86) Daiwa Securities SMBC Singapore Limited 6 Shenton Way #26-08, DBS Building Tower Two, Singapore , Republic of Singapore Tel: (65) Daiwa Securities Group Annual Report 2005
10 Other Information: Stock Information 1. Stock Price and Trading Volume 1,000 (Yen) Stock Price (left) Trading Volume (right) (Thousand Shares) 100,000 90,000 80,000 70,000 60,000 50,000 40,000 30,000 20,000 10, /04 5/04 6/04 7/04 8/04 9/04 10/04 11/04 12/04 1/05 2/05 3/05 0 Source: Bloomberg 2. Major Shareholders (As of March 31, 2005) Name Number of shares held (Thousands) % of total outstanding shares Japan Trustee Services Bank, Ltd. Trust Account The Master Trust Bank of Japan, Ltd. Trust Account Sumitomo Mitsui Banking Corporation Taiyo Life Insurance Company The Chase Manhattan Bank Japan Trustee Services Bank, Ltd. The Sumitomo Trust & Banking Retirement Benefit Account... Nippon Life Insurance Company State Street Bank and Trust Company BNP PARIBAS Securities (Japan) Limited Daiwa Employees' Stock Ownership * Numbers of shares are rounded down to the closest thousand 107,378 74,163 30,328 28,140 25,341 24,888 22,759 20,317 16,590 13, Breakdown of Shareholders (As of March 31, 2005) Others 1.6% Other Japanese corporations Foreign corporations and individuals 31.5% 5.4% Japanese individuals 20.9% Japanese financial institutions and insurance companies 40.6% 086
158 Other Information
158 Other Information 159 Daiwa Securities Group Inc. Corporate Data 159 Stock Information 160 Organization and Officers 164 Domestic Group Companies 165 Overseas Group Companies Other Information 159
Other Information. 179 Daiwa Securities Group Inc. Corporate Data. 179 Stock Information. 180 Organization and Officers. 184 Domestic Group Companies
Other Information 179 Daiwa Securities Group Inc. Corporate Data 179 Stock Information 180 Organization and Officers 184 Domestic Group Companies 185 Overseas Group Companies 178 Daiwa Securities Group
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