Notice regarding Change of Officers and Their Responsibilities in the Sumitomo Mitsui Trust Group

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1 To whom it may concern September 27, 2018 Sumitomo Mitsui Trust Holdings, Inc. Sumitomo Mitsui Trust Bank, Limited Notice regarding Change of s and Their Responsibilities in the Sumitomo Mitsui Trust Group Sumitomo Mitsui Trust Holdings, Inc. ( President: Tetsuo Ohkubo, hereinafter SuMi TRUST Holdings ) hereby announces the change of officer and their responsibilities in SuMi TRUST Holdings and Sumitomo Mitsui Trust Bank, Limited (hereinafter SuMi TRUST Bank ) as described on the attached sheets. For further information, please contact: IR Department, Sumitomo Mitsui Trust Holdings, Inc. Telephone : Facsimile :

2 Change of s in Sumitomo Mitsui Trust Holdings, Inc. 1. Newly Appointed (As of October 1, 2018 (planned)) New Position Name Current Position Kuniyuki Shudo of SuMi TRUST Bank Junya Ueda of SuMi TRUST Bank Masaya Noda, General Manager of New York Branch and Regional for the Americas of SuMi TRUST Bank

3 Responsibilities of s in Sumitomo Mitsui Trust Holdings, Inc. (As of October 1, 2018 (planned)) Position Name Responsibilities Sub-Responsibilities Other President (Representative ) (*1) (Representative ) (*1) (Representative ) Tetsuo Ohkubo Jiro Araumi Toru Takakura Asset Management Business Planning Dept. Human Resources Dept. (*1) Masaru Hashimoto President of SuMi TRUST Bank Director Kunitaro Kitamura Chairman (Co-chairman) of SuMi TRUST Bank Director Hitoshi Tsunekage Chairman (Co-chairman) of SuMi TRUST Bank Director Yasuyuki Yagi Deputy Chairman Director Hiroshi Misawa Deputy Chairman (*1), (*2) Akihiko Shirayama Planning and Coordination Dept. in charge of Real Estate Business of SuMi TRUST Bank

4 (*1) Yoshiaki Koshimura Planning and Coordination Dept. (*1) Tadashi Nishimura Financial Planning Dept. (*1) Yutaka Nishida Risk Management Compliance Legal Fiduciary Duties Planning and Promotion Fiduciary Risk Management Dept. (*1) Yasumi Nose IT & Business Process Planning Dept. (*1), (*2) Atsushi Kaibara Corporate Administration Corporate Secretariat Planning and Coordination Dept. in charge of Stock Transfer Agency Business of SuMi TRUST Bank (*1) Akira Yokota Human Resources Dept. (*1) Shigeki Tanaka Corporate Planning Corporate Secretariat Planning and Coordination Dept. (*1) Hitoshi Sato IR Dept. Financial Planning Corporate Administration Corporate Secretariat (*1), (*2) Kiyomitsu Asahi Internal Audit Dept. (*2) Yukihiro Kitano in charge of Business of SuMi TRUST Bank (*2) Tsuyoshi Saito in charge of Business of SuMi TRUST Bank (*2) Tadao Umezawa in charge of Real Estate Business of SuMi TRUST Bank

5 (*2) (*2) (*2) Masahiro Tsuchiya Kengo Noguchi Yoshio Hishida in charge of Fiduciary Business of SuMi TRUST Bank in charge of Wholesale Asset Management Business of SuMi TRUST Bank President of Sumitomo Mitsui Trust Asset Management, Co., Ltd. (*2) Toshio Masui Corporate Planning Dept. IT & Business Process Planning Dept. (*2) Kazuya Oyama General Manager of Corporate Planning Dept. (*2) Kuniyuki Shudo Corporate Planning Dept. Asset Management Business Planning Dept. (*2) (*2) (*2) (*2) Kazuhisa Koashi Yoshinori Momose Toshiaki Nakano Takuji Marui General Manager of Fiduciary Duties Planning and Promotion Dept. in charge of Global Markets Business of SuMi TRUST Bank General Manager of Planning and Coordination Dept. General Manager of Risk Management Dept. (*2) Junya Ueda IT & Business Process Planning Dept. (*2) (*2) Masaya Noda Atsushi Matsumoto Regional for the Americas of SuMi TRUST Bank General Manager of Corporate Secretariat

6 (*2) Nobuhisa Takahashi General Manager of Human Resources Dept. (Note) Planned changes in officer and their responsibilities on October 1, 2018 are underlined. (*1) s as defined in the Companies Act. (*2) s as defined in our internal policy.

7 Responsibilities of Directors and s in Sumitomo Mitsui Trust Bank, Limited (As of October 1, 2018 (planned)) Business Position Name Responsible Business Areas Responsibilities Sub-Responsibilities Other etc. Chairman (Co-chairman) Kunitaro Kitamura Chairman (Co-chairman) Hitoshi Tsunekage President Masaru Hashimoto Deputy President Sumikazu Tsutsui Counsel of Global Markets Business Deputy President Yukihiro Kitano in charge of Business Wholesale Business Planning Finance Product Structured Finance Real Estate Finance Dept. Counsel of Stock Transfer Agency Business Deputy President Tsuyoshi Saito in charge of Retail Total Business Retail Business Planning Retail Business Promotion Retail Operations Planning Dept. Akihiko Shirayama in charge of Real Estate Business Planning and Coordination Real Estate Business Planning Real Estate Business Global Real Estate Business Planning and Promotion Real Estate Custody Business Real Estate Trust Business Dept. Real Estate Business Dept. I, Real Estate Business Dept. II, Real Estate Business Dept. III, Real Estate Business Dept. IV, Real Estate Business Dept. V, Real Estate Business Osaka

8 Yoshiaki Koshimura Deputy in charge of Business Planning and Coordination Wholesale Operations Dept. Tadashi Nishimura Financial Planning Dept., Wholesale Asset Management Business Yutaka Nishida Risk Management Compliance Fiduciary Risk Management Legal Fiduciary Duties Planning and Promotion Dept. Jiro Araumi Pension Business Planning Pension Funds Administration Dept. Counsel of Fiduciary Business Toru Takakura Deputy in charge of Business Human Resources Dept. Retail Business Planning Private Banking Dept.

9 Masahiro Tsuchiya in charge of Fiduciary Business Fiduciary Business Planning Securities Promotion Asset Dept. Pension Business Planning Dept. Corporate Administration Corporate Secretariat, Atsushi Kaibara in charge of Stock Transfer Agency Business, Deputy in charge of Business Planning Advisory Dept. I, Nagoya Planning and Coordination Wholesale Business Planning Dept. II, Osaka, Private Banking Dept. Shigeki Tanaka Corporate Planning Corporate Secretariat Planning and Coordination Dept. Kouji Tanaka Internal Audit Dept. Mutsumi Watanabe Private Banking Dept., Wholesale Asset Management Business

10 Real Estate Finance Tadao Umezawa in charge of Real Estate Business Real Estate Business Dept. I, Real Estate Business Dept. II, Real Estate Business Dept. III, Real Estate Business Dept. IV, Real Estate Business Dept. V, Real Estate Business Nagoya Business Development Real Estate Business Planning Real Estate Business Real Estate Custody Business Real Estate Trust Business Real Estate Business Osaka, Private Banking Dept. Toshiya Nishino in charge of Kansai Region, Deputy in charge of Business General Affairs Osaka, Osaka Real Estate Business Osaka, Pension Business Dept. I, Osaka, Pension Business Dept. II, Osaka, Life Plan Advisory Business Dept., Wholesale Asset Management Business Koichi Onaka Deputy in charge of Business Wholesale Business Planning Global Business Planning and Coordination Dept. Business Development Global Real Estate Business Planning and Promotion Structured Finance Dept., Branch Offices IT & Business Process Planning Yasumi Nose IT System Promotion IT System Infrastructure and Administration Dept. Hitoshi Sato Financial Planning Corporate Administration Corporate Secretariat

11 Pension Business Planning Pension Advisory Defined Contribution Pension Satoshi Kamiya Deputy in charge of Fiduciary Business Business Defined Contribution Pension Administration Investment Management Pension Investment Trust Funds Investment Dept. Fiduciary Business Planning Dept. Subsidiaries Wholesale Asset Management Kengo Noguchi in charge of Wholesale Asset Management Business Business Planning Investment Products Development Structured Trust Products Dept. Subsidiaries Wholesale Business Planning Naohiro Tanaka Deputy in charge of Kansai Region, Deputy in charge of Real Estate Business Real Estate Business Osaka Private Banking Osaka, Pension Business Dept. I, Osaka, Pension Business Dept. II, Osaka Seiji Iwakuma in charge of Nagoya Region Nagoya, Real Estate Business Nagoya, Pension Business Nagoya, Life Plan Advisory Business Dept. Akira Yokota Deputy in charge of Business Human Resources Dept. Retail Business Planning Retail Business Promotion Dept.

12 Toshio Masui Corporate Planning Dept. IT & Business Process Planning IT System Promotion IT System Infrastructure and Administration Dept. Subsidiaries Kouji Koyanagi Deputy in charge of Business Direct Banking and Marketing Personal Loan Business Promotion Dept. Retail Business Planning Retail Business Promotion Investment Products Promotion Private Banking Life Plan Advisory Business Dept. Toshiya Shimobeppu Deputy in charge of Stock Transfer Agency Business Business Development Planning Dept. II Planning Advisory Dept. I Customer Satisfaction Promotion Futoshi Itani Business Development Real Estate Finance Dept. Life Plan Advisory Business Dept. Wholesale Business Planning Pension Business Dept. I, Pension Business Dept. II Kazuya Oyama Research Dept. Kuniyuki Shudo Corporate Planning Dept. Fiduciary Business Planning Dept. Subsidiaries, Branch Offices

13 Kenji Kaiya Wholesale Business Planning Dept. Wholesale Business Planning Dept., Branch Offices Real Estate Business Supervision Keiichi Hamano in charge of Credit Risk Management Global Credit Supervision Dept. I, Global Credit Supervision Dept. II, Global Credit Supervision Dept. III Global Markets Business Planning Financial Risk s Unit, Global Markets, Yoshinori Momose in charge of Global Markets Business, Deputy in charge of Wholesale Asset Management Business Treasury Unit, Global Markets, Strategic Investment Unit, Global Markets, Market Making Unit, Global Markets, Marketing Unit, Global Markets, New York Unit, Global Markets, London Unit, Global Markets, Treasury Operations Dept. Global Business Planning and Coordination Dept. Branch Offices Real Estate Business Dept. I, Real Estate Business Dept. II, Ryouji Nishimoto Real Estate Business Dept. III, Real Estate Business Dept. IV, Real Estate Business Dept. V Global Real Estate Business Planning and Promotion Dept. Noriyuki Awano Retail Business Planning Dept.

14 Tomohiro Nishimura Retail Business Planning Dept. Takashi Kameda Deputy in charge of Wholesale Asset Management Business Financial Institutions Dept. Wholesale Asset Management Business Planning Dept. Shigeki Moriki Investment Products Promotion Dept. Wholesale Asset Management Business Planning Dept. Pension Business Dept. I, Masahiko Kitajima Pension Business Dept. III, Pension Business Dept. IV Pension Business Nagoya Pension Business Dept. II Teruki Ido Retail Business Planning Dept. Pension Business Dept. I, Daisuke Maeda Pension Business Dept. II, Pension Business Dept. I, Osaka, Pension Business Dept. II, Osaka Pension Business Dept. III, Pension Business Dept. IV, Pension Business Nagoya, Life Plan Advisory Business Dept. Wholesale Asset Management Business Atsushi Ueda Planning Investment Products Development Structured Trust Products Dept. Junya Ueda IT & Business Process Planning Fiduciary Business Planning Retail Operations Planning Dept. (Note) Planned changes in officers responsibilities on October 1, 2018 are underlined.

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