ROYAL BANK OF SCOTLAND AND GREENWICH SUBSIDIARIES. GREENWICH CAPITAL MARKETS, INC.,
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2 ROYAL BANK OF SCOTLAND AND GREENWICH SUBSIDIARIES. GREENWICH CAPITAL MARKETS, INC., (hereinafter GCM) IS A WHOLLY OWNED SUBSIDIARY OF ROYAL BANK OF SCOTLAND. Based upon information posted on websites sponsored and maintained by the Defendants, the subject mortgage and note was included by reference in a Pooling and Services Agreement and an Assignment and Assumption Agreement that predated the subject loan closing and securities issuance program. GCM claims an interest in the subject note and mortgage resulting from alleged indorsement, assignment, agreement, securitization, or appointment. Based upon the posting of these defendants, the following facts are true: RBS Greenwich Capital is comprised of the following legal entities, which are wholly owned by Greenwich Capital Holdings, Inc. The Royal Bank of Scotland Group plc is the ultimate parent company of Greenwich Capital Holdings, Inc. RBS Greenwich Capital is the marketing name for the securities business of ("GCM"), a U.S. registered broker-dealer. Organizational Chart (abridged)
3 Financial Asset Securities Corp. Greenwich Capital Acceptance, Inc. Greenwich Capital Commercial Funding Corp. The principal location for RBS Greenwich Capital is Greenwich, Connecticut. However, certain RBS Greenwich Capital entities also maintain offices in other jurisdictions. Regional Headquarters 600 Steamboat Road Greenwich, CT Tel: (203) Representative Office th Street, NW Suite 500 Washington, DC Tel: (202) Fax: (202) Branch Offices 1170 Peachtree Street NE Suite 2275 Atlanta, GA Tel (GCM): (404) Tel (GCFP): (404) Fax: (404) State Street 13th Floor Boston, MA Tel: (617) Tel: (800) Fax: (617) West Jackson Boulevard Suite 1700 Chicago, IL Tel (GCM): (312) Fax (GCM): (312) Tel (GCFP): (312) Fax (GCFP): (312) State House Square
4 10th Floor Hartford, CT Tel: (860) Greenwich Capital Financial Products., Inc Von Karman Avenue Suite 950 Irvine, CA Tel: (949) Fax: (949) Constellation Boulevard Suite 2600 Los Angeles, CA Tel: (213) Fax: (213) Spear Street Suite 1750 San Francisco, CA Tel: (415) Fax: (415) De La Vina Street Suite 101 Santa Barbara, CA Tel: (203) Fax: (203) Deereco Road Timonium, MD Tel: (410) Tel: (410) Greenwich Capital Factsheet The Firm Greenwich Capital is a wholly-owned subsidiary of the Royal Bank of Scotland Group Plc. Greenwich Capital was founded in 1981 as a two-person trading firm focused on employing relative value arbitrage trading strategies in selected fixed income markets. Today, Greenwich Capital employs approximately 525 people, clears on average $19 billion of financial instruments per day, and is a recognized leader in its three core businesses: U.S. treasury and agency debt and futures trading; asset and mortgage backed securities trading; and securitization and asset finance. We focus only on those areas of the fixed income markets in which we can add superior value for our clients, and we recruit and retain only those professionals with the experience and knowledge to serve a sophisticated client base.
5 Corporate Philosophy * Foster a strong corporate culture marked by openness, informality, and a flat organizational structure where excellence is prized and people are rewarded based on their contribution to the firm * Provide value-based advice and products for our clients * Recruit and retain top-quality experienced professionals * Maintain an environment characterized by effective controls, disciplined risk management, and operational excellence and innovation * Adhere to tight controls through strong management reporting systems, and utilization of vigorous independent internal and external checks on pricing, positions, and risk levels * Keep fixed costs low through back office efficiency and prudent approach to investments in technology * Conduct ourselves in an ethical and highly professional manner in all our dealings The Business Securitization and Asset Finance * Offers our clients a complete range of asset-backed funding solutions * Is a recognized leader in the U.S. asset-backed securities market. * Has been a consistent industry innovator and leader, managing among other groundbreaking transactions the first senior/subordinate home equity securitization, the first securitization of a broker-dealer's whole loan position guaranteed by Freddie Mac, the largest resecuritization of subordinate MBS issued by a single issuer, and a highly successful securitization of non-cashflowing mortgage residuals. * Securitized asset classes include residential mortgage loans, auto loans, manufactured housing loans and other consumer and commercial asset classes. * Expertise of the team encompasses structuring, principal finance, warehousing, conduit financing, underwriting and distribution * Asset-backed Sales and Trading * Highly regarded distribution network that facilitates trading of securities originated by Greenwich Capital, as well as a wide range of asset-backed instruments traded in the secondary market. [Indicates high probability that MBS certificates have been traded, sold, or pledged in unregulated trading markets, making it difficult for GCM to identify the true holders in due course of the notes and security instruments issued in the case at bar] * Coverage of approximately 500 clients made up of the world's leading institutional investors. * Activities are supported with superior proprietary analytical and data management systems which allows for state-of-the-art analysis and timely results for investors. In addition, the 10k Annual report filed with the Securities and Exchange Commission reveals an entity known as HarborView Mortgage Loan Trust , obviously also controlled by the defendants, as follows: HarborView Mortgage Loan Trust Greenwich Capital Acceptance, Inc. Delaware (I.R.S. Employer Identification No.)
6 Commission File Number : (Address of Principal Executive Offices) Greenwich, CT 600 Steamboat Road 06830
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