NSDL UPDATE August 2017 NSDL Wishes all it s Business Partners HAPPY INDEPENDENCE 70 DAY When India Celebrates s Of Independence NSDL marks its 20 years of successful Operations We thank all our Business Partners for their valuable support in this remarkable journey Let s Pledge to Contribute towards Green India, Digital India For more Info visit: www.nsdl.co.in
2 News Articles Report of Pledge instructions Pending for Pledgee Confirmation through SPEED-e facility Participants were earlier informed regarding launch of Pledge facility on SPEED-e which enables Client whose depository account is registered for e-token based facility to submit Pledge instructions through SPEED-e facility. Participants are hereby informed that SPEED-e facility is further enhanced to facilitate the Pledgee (i.e. target demat account holder in whose favour pledge instruction has been submitted in the NSDL depository system for confirmation) to view the report of pledge instructions pending for confirmation. This facility has been made available to only e-token based users who are registered by their Participants for SPEED-e Direct Facility. Further, Participants may note that e-token User (i.e. Pledgee) will be able to view the report of the pledges pending for confirmation which are either initiated by pledger through SPEED-e facility or captured by Participants in the DPM system. Further details about this circular are posted on NSDL website www.nsdl.co.in. (Ref: Circular Nos. NSDL/POLICY/2017/0023 dated April 24, 2017 & NSDL/POLICY/2017/0043 dated July 14, 2017) Display of price and value for the ISINs pertaining to Sovereign Gold Bonds on IDeAS facility NSDL provides a facility called IDeAS (Internet-based Demat Account Statement) which facilitates demat account holders to access their demat account online. Using IDeAS facility demat account holders can view latest balances and transactions available in their demat accounts along with the value based on the previous day closing prices(s) on the stock exchange platform. IDeAS facility has been further enhanced to display the price as of the previous date and value in respect of ISINs pertaining to Sovereign Gold Bonds held by Clients in their demat accounts. (Ref: Circular No. NSDL/POLICY/2017/0044 dated July 18, 2017) Highlights during the month News Articles Companies Name Change Corporate Action Statistics Performance Summary Securities Admitted For Dematerialisation Calendar of Events Performance Summary Investor Accounts 1,60,23,824 Participants 268 Participant Service Centres 27,529 Demat Custody Settlement Companies available for demat 18,525 ` 1,57,86,686 Cr. ` 2,49,884 Cr. Instruments Debentures/Bonds 15,376 Securitised Instruments 2,060 Commercial Paper 2,504 Certificates of Deposit 326
3 Subscription to SPEED-e During July 2017, one more Participant has subscribed to the SPEED-e facility viz., Samridhi Stocks Private (DP ID IN304061) Clients of the above mentioned Participant can now avail the facility of submitting various instructions through SPEED-e facility. This takes the total number of Participants who have subscribed to SPEED-e to 194. Training Programme for Participants: NISM / NSDL-DO training / certification programmes for Participants To facilitate officials of Participants to prepare and appear for NISM-Series VI Depository Operations Certification Examination (DOCE), NSDL conducted three training programmes for its Participants at three locations viz., Bengaluru, Kolkata & Mumbai in July 2017. These programmes were attended by 75 officials of Participants. CPE Training Programme for Participants NSDL, an approved NISM Accreditated Continuing Professional Education (CPE) Provider offers CPE training programmes viz. Depository Operations, Mutual Fund Distributors, Currency Derivatives, SORM, RTA-Corporate & SIC for eligible associated persons of Participants. In July 2017, NSDL conducted seven such training programmes at various locations viz., Ahmedabad, Bengaluru, Chennai, Kolkata, Mumbai, New Delhi & Visakhapatnam which were attended by 167 officials of Participants. Investor Education initiatives undertaken by NSDL Investor Awareness Programmes: In order to reach out to investors that are spread across the country and to apprise them about the facilities available in NSDL depository system and the awareness on stock markets, NSDL conducts various Investor Awareness Programmes jointly with it s Depository Participants (DPs) & with Institutions like SEBI, NSE etc. NSDL also conducts various training programmes for its Depository Participants (DPs) on Depository related services. During July 2017, NSDL conducted 39 Investor Awareness Programmes & events with Participants, Corporates & SEBI etc. These programmes were attended by more than 3,000 participants & students, details as mentioned below:
4 Sr. No. Particulars 1 Joint Awareness Programmes with DPs No. of Programmes Sharekhan 6 The Calcutta Stock Exchange 6 Kotak Securities 4 SMC Global Securities 2 Stock Holding Corporation of India 2 ICICI Bank 2 BMA Wealth Creators 1 Inditrade Capital 1 Nirmal Bang Securities Private 1 NKGSB Co-op. Bank 1 Patel Wealth Advisors Pvt. Ltd. 1 Shah Investor s Home 1 Swastika Investmart 1 Ventura Securities 1 Total Programmes 30 2 Corporate Awareness Programmes (CAPs) No. of Programmes NSDL & its vendor employees 1 Total Programmes 1 3 Awareness Programmes on Capital Market for Institutions No. of Programmes IDBI Bank 1 Total Programmes 1 4 Joint Awareness Programmes with other Institutions No. of Programmes Securities and Exchange Board of India (SEBI) 4 Total Programmes 4 5 Participation at Events No. of Programmes "ICSI Capital Markets Week" in association with Institute of Company Secretaries of India Total Programmes 1 6 Workshop for Colleges No. of Programmes S M Shetty High School & Junior College 1 Wilson College 1 Total Programmes 2 1
5 List of Companies that have changed Names (During July 2017) Sr. No. Old Name New Name 1 D'damas Jewellery (India) Pvt. Ltd Bezel Jewellery (India) Private 2 Raas Housing Finance (India) Art Affordable Housing Finance (India) 3 Perrigo Api India Private Strides Chemicals Private 4 Credit Analysis & Research Care Ratings 5 Sheba Properties Tata Motors Finance 6 Himachal Sorang Power Himachal Sorang Power Private 7 Sunilhitech India Infra Private VAG Buildtech 8 Arcil Catalyst Private Gulbrandsen Catalysts Private 9 Kanel Oil & Export Industries Ltd. Kanel Industries 10 Sequel E-Routers Kkrrafton Developers 11 JMD Telefilms Industries JMD Ventures 12 Phoenix Hodu Developers Private Phoenix Serene Spaces Private 13 Mineral Fashions Private Mineral Fashions 14 Aditya Birla Financial Services Aditya Birla Capital 15 Crompton Greaves CG Power And Industrial Solutions 16 Shubhra Leasing Finance And Investment Co Ltd Vistar Amar 17 Vernes Infotech Vivanta Industries 18 Maxwell Industries VIP Clothing 19 Univastu India Private Univastu India 20 Rachana Capital And Securities Tiaan Ayurvedic & Herbs 21 AR Venture Funds Management Private Anand Rathi Wealth Services 22 Spice Enfotainment Smart Entertainment Private Corporate Action Statistics During July 2017 For F.Y. 2016-17 (Upto July 2017) Sr. No. Description No. of Allottees No. of Securities No. of Allottees No. of Securities 1 Equity Shares 2,797,934 11,002,261,768 5,830,145 46,230,481,175 2 Preference Shares 72 481,364,351 158,019 7,338,157,989 3 Bonds 3,695 743,966,193 17,364 7,057,294,735 4 Commercial Papers 794 3,270,704 3,808 15,029,650 5 Certificates of Deposit 125 2,943,500 502 11,657,900 6 Securitised Instruments 89 8,038,609,809 448 26,137,638,434 7 Mutual Fund Units 50,873 278,037,368 216,797 1,070,022,405 8 Government Securities 68 4,300 12,344 350,128 9 Warrants 6 3,155,000 81 130,137,749 10 Mutual Fund Units (Trase) 65,571 357,884,071 264,553 1,525,520,790 11 Infrastructure Investment Trust 0 0 7,943 873,904,448 Total 2,919,227 20,911,497,063 6,512,004 90,390,195,403
6 Performance Summary INVESTORS Client Accounts No. of Accounts (lakhs) No. of Participants PARTICIPANTS Service Centres Cities / Towns Jul-15 139.47 Jul-16 148.36 Jul-17 160.23 Jul-15 270 17,265 1,632 Jul-16 267 27,020 1,939 Jul-17 268 27,529 1,932 DEMATERIALISATION No. of Dematerialised Securities (Cr.) Value of Dematerialised Securities SETTLEMENT (LISTED EQUITY SHARES) Quantity of shares settled in dematerialised form (Cr.) Value of shares settled in dematerialised form Jul-15 97,488 119,82,064 Jul-16 115,481 130,08,086 Jul-15 788 170,019 Jul-16 895 204,112 Jul-17 138,218 157,86,686 Companies EQUITY Jul-17 1118 249,884 No. of Companies Operational Jul-15 14,543 Jul-16 16,292 Jul-17 18,525 (Single Side) DEBENTURES / BONDS No. of No. of active Issuers instruments Demat Value Jul-15 1,180 11,764 17,81,070 Jul-16 1,436 13,785 20,82,828 Jul-17 1,788 15,376 25,54,367 SECURITISED INSTRUMENTS No. of No. of active Demat Value Issuers instruments Jul-15 1,065 1,428 1,29,755 Jul-16 1,377 1,800 1,49,708 Jul-17 1,631 2,060 1,85,361 COMMERCIAL PAPERS No. of No. of active Issuers instruments Demat Value Jul-15 328 2,018 3,21,575 Jul-16 375 2,279 3,80,861 Jul-17 418 2,504 4,60,053 CERTIFICATES OF DEPOSIT No. of No. of active Issuers instruments Demat Value Jul-15 38 618 2,39,796 Jul-16 36 618 2,00,269 Jul-17 24 326 1,45,940
7 Securities admitted for Dematerialisation during July 2017 Sr. No. COMPANY ISIN 1 Accord Synergy IN8113X01014 2 Acme Praxis Private INE086Y01011 3 Alliance Business Parks Private INE005Y01011 4 Alliance Mall Developers Co Private INE006Y01019 5 Amrit Cement INE936X01019 6 Asia LPG Private INE941X01019 7 ATS Township Private INE484W01012 8 Burmans Finvest Private INE981X01015 9 Cadsys ( India ) INE090Y01013 10 Captain Technocast INE931X01010 11 Carat Lane Trading Private INE015Y01010 12 Carnival Facility Services Private INE980X01017 13 Casa Grande Zest Private INE019Y01012 14 Citrus Shelters Private INE093Y01017 15 CV Projects Private INE014Y01013 16 CV Propinfra Private INE103Y01014 17 Deccan Crafts & Weavers INE018Y01014 18 Dhruv Wellness INE109Y01011 19 Dineshchandra Tollways Private INE114Y01011 20 DRA Agro Infra Corporation Private INE113Y01013 21 DRA Narmada Busport Private INE112Y01015 22 D-Vois Vilcom Private INE042Y01014 23 ebay India Private INE937X01017 24 Empire Mall Private INE944X01013 25 Estee Advisors Private INE043Y01012 26 Exdion Solutions Private INE065Y01015 27 Farhad Realtors Private INE041Y01016 28 FRV Andhra Pradesh Solar Farm-I Private INE925X01012 29 FRV India Solar Park-II Private INE924X01015 30 Gujral Enterprises Private INE107Y01015 31 H.G. Infra Engineering INE926X01010 32 Honeycomb Telnet Private INE958X01013 33 Housing And Urban Development IN8031A01016 Corporation (Hudco) 34 Impresario Entertainment And Hospitality INE110Y01019 Private 35 Jhilmil Advisory & Accounting Services INE017Y01016 Private 36 Jigar Cables INE943X01015 37 Joister Infomedia Private INE922X01019 38 Kashipur Infrastructure And Freight IN9909O01013 Terminal Private 39 Kinetic Green Energy & Power Solutions INE016Y01018 40 Krishnaiah Projects Private INE089Y01015 41 Kvir Towers Private INE115Y01018 42 Malwa Solar Power Generation INE999X01017 43 Maverix Platforms Private INE001Y01010 44 Microtek Infocom INE934X01014 Sr. No. COMPANY ISIN 45 Miraj Impex Private INE952X01016 46 Mytrah Vayu (Hemavati) Private INE004Y01014 47 Mytrah Vayu (Narmada) Private INE003Y01016 48 Naugaon Artisans Handicrafts INE983X01011 49 NCL Wintech India INE111Y01017 50 Nomura Financial Advisory and Securities INE012Y01017 (India) Private 51 Nomura Infrastructure Investment INE064Y01018 Advisors Private 52 Nutra Specialities Private INE020Y01010 53 OCM Private INE063Y01010 54 OM Logistics INE957X01015 55 Orange County Resorts & Hotels INE950X01010 56 Ovington Finance Private INE997X01011 57 Pashupati Cotspin INE124Y01010 58 Polaris India Private INE024Y01012 59 Poojawestern Metaliks INE973X01012 60 Prinite Hospitality Private INE953X01014 61 Relstruct Dream Homes Private INE568X01010 62 Renu Realtech Private INE942X01017 63 Ridge Realty Private INE938X01015 64 Rockdude Impex Private INE979X01019 65 Rockwood Hotels and Resorts INE923X01017 66 Ryka Commercial Ventures Private INE956X01017 67 Sark Projects India Private INE995X01015 68 Satya Microcapital INE982X01013 69 Seven Hills Beverages INE022Y01016 70 Shanti Overseas (India) INE933X01016 71 Shree Mahavir Metalcraft Private INE108Y01013 72 Shrenik IN8632X01013 73 SIDDHARTH EDUCATION SERVICES INE930X01012 LIMITED 74 Soothe Healthcare Private INE984X01019 75 Spectro Analytical Labs INE045Y01017 76 Sujav Entertainment Private INE087Y01019 77 Suzlon Global Services INE018U01012 78 Tantia Raxaultollway Private INE085Y01013 79 Techjini Solutions Private INE002Y01018 80 Telerad Tech Private INE010Y01011 81 The National Sewing Thread Company INE023Y01014 82 TI Financial Holdings INE974X01010 83 Transcon Developers Private INE083T01018 84 Transwind Infrastructures IN8792X01015 85 Usaka Hydro Powers Private INE013Y01015 86 Usha Garments Manufacturing Company INE088Y01017 Private 87 Vaishali Pharma INE972X01014 88 Wigzo Technologies Private INE066Y01013
8 NSDL Calendar of Events FORTHCOMING COMPLIANCE Particulars Deadline Manner of sending Reference Investor Grievance By 10th of Through e-participant- Circular No. NSDL/ Report (Monthly) the following Inspection Audit and POLICY/2015/0096 month. Supervision System (e-pass) dated October 29, 2015 Networth September By hard copy to Participant Circular No. NSDL/PI/98/414 Certificate and 30th every Interface Department. dated September 1, 1998. Audited Financial year. Statements. NSDL Offices Head Office Mumbai 4th Floor, A Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400013 Tel: (022) 24994200 / 40904200 Fax: (022) 24976351 Ahmedabad Unit No. 407, 4th floor, 3rd Eye One Commercial Complex Co-op. Soc. Ltd., C. G. Road, Near Panchvati Circle, Ahmedabad - 380006 Tel: (079) 26461376, Fax: (079) 26461375 Kolkata Unit 2E, 2nd Floor, The Millenium 235/2A, A.J.C. Bose Road Kolkata - 700020 Tel: (033) 2281 4662 / (033) 2290 4246 Branch Offices Chennai 6A, 6th Floor, Kences Towers, #1 Ramkrishna Street, North Usman Road, T. Nagar, Chennai - 600017 Tel: (044) 28143911 / 17, Fax: (044) 28144593 New Delhi Unit No.601,603,604, 6th Floor, Tower - A, Naurang House, Kasturba Gandhi Marg, Connaught Place, New Delhi - 110001 Tel: (011) 23353814 / 15, Fax: (011) 23353816 Investor Relationship Cell Officer-In-Charge, National Securities Depository Ltd. 4th Floor, A Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400013 Tel: (022) 24994200 / 40904200 Fax: (022) 24976351 Email: relations@nsdl.co.in NSDL Certification Programme Officer-In-Charge, National Securities Depository Ltd. 4th Floor, A Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400013 Tel: (022) 24994200 / 40904200 Fax: (022) 24976351 Email: trainingdept@nsdl.co.in For more information, email us at info@nsdl.co.in Printed & Published by Mr. Manoj Sathe on behalf of National Securities Depository and Printed at Printography Systems (India) Pvt. Ltd., 13/D, Kurla Ind. Estate, Nari Seva Sadan Road, Ghatkopar (West), Mumbai - 400 086 and Published from National Securities Depository, 4th Floor, A Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400 013. Editor: Mr. Manoj Sathe