_ AOlO. Re_v_. _11_2_0_08, L _ FINANCIAL DISCLOSURE REPOR in Government Act of 1978 FOR CALENDAR YEAR 2007 (5 U.S.C. app. 101-111) Report Required by the Ethics I. Person Reporting (last name, first, middle initial) Wanger,, Oliver W Court or Organization U.S. District Court, Eastern District of California 05/14/2008 itle (Article III judges indicate active or senior starus; magistrate judges indicate full- or part-time) Active Senior Status Sa. Report ype (check appropriate type) D Nomination, Date D Initial!Z Annual D Final Sb. Amended Report D 6. Reporting Period 01/01/2007 to 12/31/2007 7. Chambers or Office Address 780l U.S. Courthouse 2500 ulare Street Fresno, CA 93721 8. On the basis of the information contained in this Report and any modifications pertaining thereto, It is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPOR AN NOES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSII 0 NS, (Reporting individual only; see pp. 9-13 of filing instructions.) D NONE (No reportable positions.) POSIION NAME OF ORGANIZAION/ENIY I. udicial Committee USA aekwondo 5. II. AGREEMENS. (Reporting individual only; see pp. 14-16 of filing instructions.) D NONE (No reportable agreements.) (/ ("") r==n o- (/::;;: c: l "' ::z.. rr 2 O)>..,,.., ("") rr = = :: :Z ;i. m -< (" N 0 rn - )> < n1 9 0 0 ' PARIES AND ERMS I. 11/14/96 George O'ool, OWW, Paul Aloe & ames Publishing, agreement to write manuscript for trial practice took, 3 1/3% royalty on receipts. Only $1,000 paid.
FINANCIAL DISCLOSURE REPOR Page 2 of9 Wanger,, Oliver W 05114/2008 Ill. N 0 N-INVESMEN IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.) A. Filer's Non-Investment Income l2 NONE (No reportable non-investment income.) SOURCE AND YPE INCOME (yours, not spouse's) I. B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section. (Dollar amount nor required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND YPE I. 2007 year County of Fresno IV, REIMBURSEMENS - transportation, lodging.food, entertainmenl (Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.) l2 NONE (No reportable reimbursements.) SOURCE DAES LOCAION PURPOSE IEMS PAID OR PROVIDED I. 5.
FINANCIAL DISCLOSURE REPOR Page 3 of9 Wanger,, Oliver W 05/14/2008 V GIFS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.) [Z NONE (No reportable gifts.) SOURCE DESCRIPION VALUE I. 5. VI. LIABILIIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing Instructions,) [Z NONE (No reportable liabilities.) CREDIOR DESCRIPION VALUE CODE I. 5.
FINANCIAL DISCLOSURE REPOR Page 4of9 Wanger,, Oliver W 05/14/2008 VII. INVESMENS and RUSS -income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP 34-60 offiinc instructions.) D NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. c. Income during Gross value at end of ransactions during (I) (2) (I) (2) (I) D. (2) (3) (4) (5) Amount ype (e.g., Value Value ype (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (-P) Code 3 redemption) Day (-P) (A-H) (if private (Q-W) transaction) I. American Mutual Fund D Dividend L Central Valley Dev. Co. Common Stock A Rent v CNA Financial Corp Notes 12/18/08 B Interest BankAmCorp. Smart Note 3/4/92 A Interest 5. General Motor Accept. Corp. Smart Notes B Interest Matured 3/07 A 6. Goldman Sachs Small Cap. Value Fund A Dividend Sell 1/07 A 7. Citibank Deposit Program B Interest 8. First Eagle Overseas Fund B Dividend 9. Inv. Co. of America A Dividend O. MFS International New Discovery Fund B Dividend L 11. Soloman Bros. Corp. & Income Fund A Dividend Sold 10/07 A 1 Morgan Stanley Notes 5/15/10 A Interest 1 Verizon Pennsylvania 11/13/01 A Interest 1 Goldman Sachs Group 2/ 15/03 A Interest 15. CI Group lntemotes 4/15/07 A Interest Matured 4/07 A 16. Franklin Income Fund A Interest 17. Caterpillar Fin. Services Note 4/15/10 A Interest I. Income Gain Codes: A =$1,000 or less B =$1,00t $2,500 C =$2,50 I $5,000 D =$5,00t $15,000 E =$15,00 I $50,000 (See Columns Bl and D4) F =$50,001 $100,000 G =St00,001 St,000,000 HI =$1,000,001 $5,000,000 H2 =More than $5,000,000 Value Codes =S 15,000 or less =S 15,00 I -$50,000 L =$50,001 $100,000 M =$100,00t $250,000 (See Columns Ct and D3) N =$250,001 $500,000 0 =$500,00 I $ t,000,000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,00 I $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R ost (Real Estate Only) S =Assessment =Cash Market (See Column C2) U =Book Value V =Other W =Estimated
FINANCIAL DISCLOSURE REPOR Page 5of9 Wanger,, Oliver W 05/14/2008 VII. INVESMENS and RUSS -income, value, transactions r1nc1udes those of spouse and dependent children; see PP 14-60 of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. c. D. Income during Gross value at end of ransactions during (I ) (2) (I) (2) (I) (2) (3) (4) Amount ype (e.g., Value Value ype (e.g., Date Value Gain Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I (A-H) or int.) (-P) Code 3 redemption) Day (-P) (A-H) (Q-W) (5) Identity of buyer/seller (if private transaction) 18. Gen. Elec. Capital Corp. Note 4/l 5/ l l A Interest 19. Hartford Life Global Funding 4/15/12 A Interest 20. American Gen. Fin. Corp. Note 5/15/09 A Interest 2 l. Merrill Lynch Note 8/15/ l 0 A Interest 2 Caterpillar Fin. Services Note 6115109 A Interest 2 CI Intemotes A Interest Matured 8/07 A 2 Capital World Growth & Income Fund A Dividend 25. Interational Lease Fin. Corp. Notes 9/15/07 A Interest Matured 9107 A 26. Daimler Chrysler North Am. Note 10/15/08 A Interest 27. Genetech Inc. None 28. Washington Mut. Bank 1126/17 CD A Interest Matured l/07 A 29. U.S. Bank N.A.-O 2/22/07 CD c Interest L Matured 2/07 L A 30. Compass Bank - AP 2/28/07 CD A Interest Matured 2107 A 3 l. Bank Hapoalin BMND 3/22/07 CD A Interest Matured 3/07 A 3 Washington Mut. Bank - NV 4111/07 CD A Interest Matured 4107 A 3 Western Bank P.R. 6/6/07 CD B Interest L Matured 6107 L A 3 Miss Ranier - Horse None l. Income Gain Codes: A =$t,000 or less B =St,001 - $500 c =$501 - $5,000 D =$5,001 $15,000 E =$15,00 I - $50,000 (See Columns Bl and 04) F =$50.001 - $100.000 G =$100,001 - $1,000,000 Ill =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes =$15,000 or less =$15,00 t - $50.000 L =$50,001 - $100,000 M =$I 00,00 I $250,000 (See Columns Cl and D) N =$250,001 -$500,000 0 =$500,001. $1,000,000 Pt =$1,000,001 -$5,000,000 P2 =$5,000,00 I - $25.C 90,000 P3 =$25,000,00 I - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated
FINANCIAL DISCLOSURE REPOR Page 6 of9 Wanger,, Oliver W 05/14/2008 VII. INVESMENS and RUSS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP 34-60 of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. c. D. Income during Gross value at end of ransactions during (I) (2) (I) (2) (I) (2) (3) (4) (5) Amount ype (e.g., Value Value ype (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (-P) Code 3 redemption) Day (-P) (A-H) (if private (Q-W) transaction) 35. Luke's Finest - Horse. None 36. Chesapeake Energy A Dividend Sell 9/07 A 37. Gilead Sciences, Inc. common stock None Buy 10/07 38. Summa Intl. Heutricenticals, Inc. common None stock. 39. Delaware Dividend Fund A Dividend Buy 1107 40. Royce Pennsylvania Mutual Fund A Dividend Buy 1/07 41. Israel Discount Bank ofn.y. 10/03/06 CD A Interest Buy 9107 4 IndyMac Bank F.S.B.- CA 9/07/07 CD A Interest Buy 8/07 4 Doral Bank P.R. 8/30/07 CD A Interest Buy 8/07 4 GMAC Bank W 9105107 CD A Interest Buy 8/07 45. First Sound Bank WA A Interest Buy 6/07 46. Bank of Baroda - N.Y. 9/28/07 CD A Interest Buy 9/07 47. Capmark Bank-U 9/26/07 CD A Interest L Buy 9/07 L 48. Silver Lance - Horse None v Buy 9/07 49. Compass Bank AL 1/24/07 CD A Interest Buy - Mat'd 1/07, S/24 50. Firstbank of Puerto Rico 2/14/07 CD A Interest Buy/Mat'd 2/07, A 07 8/ 141 07 51. Western Bank of Puerto Rico 3/14/07 CD B Interest L Buy/Mat'd 3/07, L A 9/14/ 07 I. Income Gain Codes: A =$1,000 or less B =$1,001 $2,500 C =S501 $5,000 0=$5.001- $15,000 E =$15,001 $50,000 (See Columns BI and D4) F =$50,001 $100,000 0 =SI00,001 Sl,000.000 111 =$1,000.001. $5,000,000 H2 =More than $5,000,000 Value Codes =$15,000 or less =$15,001 $50,000 L =$50.001 $100,000 M =$100,001 $250,000 (Sec Columns Cl and D) N =$250.001 $500,000 0 =$500,00 I S 1.000,00 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 P3 =$25,000,001 $50.000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ==Assessment =Cash Market (Sec Column C2) U =Book Value V =Other W =-Estimated
FINANCIAL DISCLOSURE REPOR Page 7 of9 Wanger,, Oliver W 05/14/2008 VII. INVESMENS and RUSS - 0 NONE (No reportable income, assets, or transactions.) income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP 34-60 of filing instructions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure 8. c. Income during Gross value at end of ransactions during (I) (2) (I) (2) (I) (2) (3) (4) Amount ype (e.g., Value Value ype (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (-P) Code 3 redemption) Day (-P) (A-H) (if private (Q-W) D. (5) transaction) 5 Ever Bank - FL B Interest L Buy/Mat'd 4107, L A 5 8/03, 07 Scotia Bank De Puerto Rico P.R. 4/20/07 A Interest Buy/Mat'd 4107, A CD 8/20 07 5 Washington Mui. Bank NV 4/25/07 CD A Interest Buy/Mat'd 4107, A 8/29 55. Compass Bank AL 4/25/07 CD A Interest Buy/Mat'd 4107, A 8/27 07 56. First Sound Bank W 6/29/07 CD A Interest Buy 6107 07 57. Doral Bank - PR 8/30/07 CD A Interest Buy 8/07 58. GMAC Bank U 9105107 CD A Interest Buy 8/07 59. Capmark Bank U I 0/03/07 CA B Rent L Buy 9/07 L 60. Isreal Discount Bank ofn.y. 10/03/07 CD A Interest Buy 9/07 61. Bank of Baroda NY 9/26/07 A Interest Buy 9/07 6 Amgen, Inc. comm. stock. None Buy 3/07 6 Exxon Mobile Corp. common stock A Dividend Buy 9/07 6 Starbucks Corp. common stock. None Buy 11/07 65. Churchill Downs, Inc. common stock None Buy/Sell 10/07 A 12/lE /07 I. Income Gain Codes: A =$1,000 or less B =$1,00 I -S2,500 C =$2,50 I -$5,000 D =$5,00 I - S 15,000 E =S 15,00 I - $50,000 (See Columns BI and 04) F =$50,00 I -$I 00,000 G =$100,001 -$1,000,000 Ill =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes =$15,000 or less =$15,00 I - $50,000 L =$50,00 I - $I 00,000 M =$100,001 -$250,000 (See Columns CI and 031 N =$250,00 I - $500,000 0 =$500,00 I -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I - $25,000,000 P =$25,000,00 I -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R ooost (Real Estate Only) S ===Assessment =Cash Market (See Column C2) U =Book Value V =Other W =Estimated
FINANCIAL DISCLOSURE REPOR Page 8of9 Wanger,, Oliver W 05/14/2008 VIII. ADDIIONAL INFORMAION OR EXPLANAIONS. (lndicate parto/report)
FINANCIAL DISCLOSURE REPOR Page 9of9 Wanger,, Oliver W 05/14/2008 IX. CERIFICAION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udicial Conference regulations. Signature NOE: ANY INDIVIDUAL WHO NOWINGLY AND WILFULLY FALSIFIES OR FAILS O FILE HIS REPOR MAY BE SUBEC O CIVIL AND CRIMINAL SANCIONS (5 U.S.C. app. 104) FILING INSRUCIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Offce of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544