NSDL UPDATE September 2015

NSDL UPDATE September 2015 News Articles Revised application form for obtaining DSC from e-mudhra Participants are hereby informed that e-mudhra (e-mudhra) has revised its application form for issuance of DSC based 1 on the revised guidelines issued by Controller of Certifying Authority (CCA). (Ref: Circular No. NSDL/POLICY/2015/0070 dated August 12, 2015) New Features incorporated in DPM system Incorporation of New Client Type and Sub Types in DPM system New Client Type New Client sub-type Remark Alternative Investment Fund (AIF) Highlights during the month News Articles Companies Name Change Category I Category II Category III AIF registered under SEBI (AIF) Regulation can open account under these type & sub-type Performance Summary Investor Accounts 140,29,417 Participants 269 Participant Service Centres 17,640 Corporate Action Statistics Demat Custody ` 115,22,199 Cr. Performance Summary Securities Admitted For Dematerialisation Calendar of Events Settlement Companies available for demat 14,686 ` 2,07,419 Cr. Instruments Debentures/Bonds 12,068 Securitised Instruments 1,428 Commercial Paper 2,055 Certificates of Deposit 589 Did you know? Indians do tend to save, but, most of their money is stashed away either in bank deposits or in gold or even real estate. In fact, just 2 per cent of household savings is channelised into the stock market today. Quote of the Month : Most people get interested in stocks when everyone else is. The time to get interested is when no one else is. You can t buy what is popular and do well. - Warren Buffett

2 Client Type New Client sub-type Remark Foreign Portfolio Investor (Individual) Foreign Portfolio Investor (Corporate) Body Corporate Category III DR Category I DR Category II DR Category III DR Liability Partnership (Foreign) Liability Partnership (Foreign) DR To hold the securities received by FPI pursuant to conversion of Depository Receipts For those LLP which are incorporated outside India To hold the securities received by LLP incorporated outside India pursuant to conversion of Depository Receipts Facility to convert existing FII and QFI accounts into FPI account on conversion. Facility for modification of sub types in respect of depository accounts opened under client type Foreign Portfolio Investor (FPI) (Corporate client maintenance module) Additional reason viz., Participant Error has been incorporated in the Name Change Reason field under client modification module New Flag viz., Client option to receive e-statement has been incorporated in the Client Maintenance module of DPM system to capture mode of sending statement of account to Client. New field viz., Date of Birth (DOB) in respect of individual clients has been incorporated in the Client Maintenance module of DPM system. Participant shall be required to capture reason (codes) for carrying out the client modification and client closure of demat accounts. In order to capture permitted exceptions in respect of multiple clients having Same Mobile number or Email Address in the demat accounts, new flag viz., Family Flag has been incorporated alongside Mobile Number and Email Address in respect of All holders in the Client maintenance module for Individual depository accounts. Additionally, search facility has been provided on edpm and Local DPM system for Participants to check clients having Same Mobile number/email addresses captured in the depository system.

3 Participants which have already opened the first House Account as Margin Account, in that case while opening the second House account Participants will now be able to select the type/subtypes except as Margin Account and selected type and subtype will be applicable for the remaining house accounts opened by Participants. Facility to Search Delivery Instructions Slip (DIS) on the basis of serial number has been incorporated in the Local DPM system (Ref: Circular Nos. NSDL/POLICY/2015/0068 dated August 6, 2015 and NSDL/POLICY/2015/0074 dated August 21, 2015) Training Programme for Participants: NCDO/NISM training / certification programmes for Participants To facilitate officials of Participants to prepare and appear for NISM-Series VI Depository Operations Certification Examination (DOCE), NSDL conducted four training programmes in August 2015 at Bangalore, Chennai & Kolkata which were attended by 100 officials of Participants. CPE Training Programme for Participants NSDL, an approved NISM Accreditated Continuing Professional Education (CPE) Provider offers CPE training programmes viz. Depository Operations, Mutual Fund Distributors, Currency Derivatives, SORM, RTA-Corporate & SIC for eligible associated persons of Participants. In August 2015, NSDL conducted five such training programmes at various locations viz., Ahmedabad, Kolkata, Mumbai, New Delhi and Rajkot which were attended by more than 70 officials of Participants. KYC Training Programme for Participants In August 2015, NSDL conducted a KYC requirements for Account Opening training programme at New Delhi which was attended by 25 officials of Participant. The program focuses on latest developments viz., procedure for opening various depository accounts, BSDA, RGESS, etc., to facilitate efficient functioning of depository operations of Participants. List of Participant Service Centre: v For complete list of Participant Service Centres, kindly visit https://nsdl.co.in/dpsch.php on NSDL website.

4 List of Companies that have changed Names (During August 2015) Sr. No. Old Name New Name 1 Kadamb Constructions KCL Infra Projects 2 Skyhigh Projects Sharanam Infraproject and Trading 3 Eins Edutech Aplaya Creations 4 Swasti Power Swasti Power Private 5 Lanco Budhil Hydro Power Private Greenko Budhil Hydro Power Private 6 Essen Supplements India Square Four Projects India 7 ALSTOM Bharat Forge Power ALSTOM Bharat Forge Power Private 8 Shriram Industrial Holdings SVL 9 United Liner Agencies of India (Private) International Cargo Terminals And Infrastructure Private 10 SRU Knitters SRU Steels 11 Kamalakshi Finance Corporation Gromo Trade & Consultancy 12 And Designs India House of Anita Dongre 13 Neopro Technologies Private Qubix Business Park Private 14 JCPL Consultants & Management Services Private Jubilant Enpro Services Private 15 Jubilant Enpro Private Jubilant Energy Private 16 Boxtrans Logistics (India) Services Private International Cargo Terminals And Rail Infrastructure Private 17 Anjani Dham Industries Shree Bhavya Fabrics 18 Shreeniwas Abode And House Private Shreeniwas Abode and House 19 Phil Corporation Kore Foods 20 R M Mohite Industries Mohite Industries Corporate Action Statistics During August 2015 For F.Y. 2015-16 (Upto August 2015) Sr. No. Description No. of Allottees No. of Securities No. of Allottees No. of Securities 1 Equity Shares 432,744 6,785,354,015 2,764,748 48,925,840,828 2 Preference Shares 31 2,526,686,305 261 4,509,341,726 3 Bonds 2,139 32,438,112 30,326 1,526,329,720 4 Commercial Papers 898 2,410,210 4,019 12,071,111 5 Certificates of Deposit 328 5,185,450 1,526 22,027,804 6 Securitised Instruments 39 3,644,114,052 438 22,505,065,953 7 Mutual Fund Units 31,593 202,732,251 245,681 1,170,453,708 8 Warrants 17 56,060,001 107 122,298,384 9 Mutual Fund Units (Trase) 30,022 137,469,651 126,619 847,795,369 Total 497,811 13,392,450,047 3,173,725 79,641,224,603

5 Performance Summary Investors Client Accounts No. of Accounts (lakhs) No. of Participants Participants Service Centres Cities / Towns Aug-13 128.63 Aug-14 133.03 Aug-15 140.29 Aug-13 281 14,386 1,514 Aug-14 274 14,291 1,552 Aug-15 269 17,640 1,674 Dematerialisation No. of Dematerialised Securities (Cr.) Value of Dematerialised Securities Settlement (Listed Equity Shares) Quantity of shares settled in dematerialised form (Cr.) Value of shares settled in dematerialised form Aug-13 72,075 73,83,253 Aug-14 84,497 105,59,587 Aug-13 572 1,21,666 Aug-14 695 1,39,969 Aug-15 98,654 115,22,199 Companies EQUITY Aug-15 961 2,07,419 No. of Companies Operational Aug-13 11,314 Aug-14 12,902 Aug-15 14,686 (Single Side) Debentures / bonds No. of No. of active Issuers instruments Demat Value Aug-13 793 8,959 13,35,543 Aug-14 979 9,836 15,05,248 Aug-15 1,203 12,068 18,29,371 Securitised Instruments No. of No. of active Demat Value Issuers instruments Aug-13 634 944 59,951 Aug-14 844 1,196 1,12,489 Aug-15 1,067 1,428 1,28,959 Commercial Papers No. of No. of active Issuers instruments Demat Value Aug-13 199 1,092 1,19,723 Aug-14 247 1,651 2,16,686 Aug-15 346 2,055 3,18,037 Certificates of Deposit No. of No. of active Issuers instruments Demat Value Aug-13 41 1,196 329,720 Aug-14 40 1,350 327,658 Aug-15 38 589 211,864

6 Securities admitted for Dematerialisation during August 2015 Sr. No. COMPANY ISIN 1 Aarohi Solar Private INE392T01013 2 ACME Jaisalmer Solar Power Private INE389T01019 3 ACME Solar Energy Private INE284T01012 4 Aculife Healthcare Private INE305T01015 5 Adroit Corporate Services Private INE335T01012 6 Advik Industries INE178T01016 7 Agarwal Duplex Board Mills INE290T01019 8 Agnipa Energo Private INE286T01017 9 Appu Nutritions Private INE325T01013 10 Aqua Power Private INE288T01013 11 Arco Leasing INE955S01019 12 Athena Lifesciences Private INE294T01011 13 Axis Clinicals INE386T01015 14 Barsana Foods Private INE311T01013 15 Best IT World (India) Private INE279S01014 16 Bharat Broadband Network INE383T01012 17 Bhargavi Hotels and Resorts Private INE312T01011 18 Capacit'e Infraprojects INE264T01014 19 CDE Asia INE338T01016 20 Chaitanya Rural Intermediation INE342T01018 Development Services Private 21 Dayanidhi Solar Power Private INE390T01017 22 Delhi Airport Parking Services Private INE331T01011 23 Della Enclave Private INE374T01011 24 Diana Buildwell INE329T01015 25 Emergent Bio Naturals INE110T01019 26 Find Agencies Private INE351T01019 27 Flipkart Logistics Private INE267T01017 28 Fly-By-Wire International Private INE297T01014 29 Fortis Health Management (East) INE309T01017 30 Forum Homes Private INE116T01016 31 Fourth Dimension Solutions INE382T01014 32 Francis Wacziarg Agencies Private INE377T01014 33 Francis Wacziarg Fashion Private INE376T01016 Sr. No. COMPANY ISIN 34 G R Infraprojects INE201P01014 35 Generacion Eolica India INE275T01010 36 Glider Buildcon Realtors Private INE371T01017 37 Gokul Agro Resources INE314T01025 38 Happy Forgings INE330T01013 39 Healthmap Diagnostics Private INE348T01015 40 Hills Cement Company INE254T01015 41 HPCL Shapoorji Energy Private INE295T01018 42 Husys Consulting INE336T01010 43 Hygienic Research Institute Private INE324T01016 44 IFFCO ebazar INE352T01017 45 Indian Yarn INE328T01017 46 Interact Leasing and Finance INE838S01017 47 John Oakey and Mohan INE353T01015 48 JSPL Consultants & Management Services Private INE350T01011 49 Kalanikethan Fashions Private INE337T01018 50 Kalanikethan Silks Private INE354T01013 51 Kazi Realtors Private INE302T01012 52 KKV Agro Powers INE239T01016 53 Kohinoor Technologies Private INE272T01017 54 Lalitha Healthcare Private INE387T01013 55 Mahira Power Systems Private INE393T01011 56 Maithan Ispat INE296T01016 57 Malar Stars Medicare INE293T01013 58 Manappuram Home Finance Private INE360T01010 59 Marodia Investments INE243T01018 60 Metro Infocity Private INE270T01011 61 MG Plotters Private INE289T01011 62 MK Shipping and Allied Industries Private INE362T01016 63 Monolith Investment Company INE303T01010 64 National Standard (India) INE166R01015 65 Nihilent Technologies Private INE299T01010 66 Nilgiris Franchise Private INE323T01018

7 Sr. No. COMPANY ISIN 67 Nilgiri's Mechanised Bakery Private INE322T01010 68 Niraj Ispat Industries INE326T01011 69 Niranjana Solar Energy Private INE391T01015 70 Noida Marketing Private INE287T01015 71 Parmax Pharma INE240T01014 72 Parth Industries INE218T01010 73 Patran Transmission Company INE327T01019 74 Phenix Spinning Private INE340T01012 75 Puneet Industries Private INE384T01010 76 R S Services Private INE310T01015 77 Raima Toll & Infrastructure Private INE365T01019 78 Rakan Steels INE773R01018 79 Renaissance Advanced Consultancy INE375T01018 80 Renew Solar Energy (Karnataka) Private INE341T01010 81 Reznext Global Solutions Private INE255T01012 82 Rohit Tissue INE206S01017 83 Royal Refinery Private INE293S01015 84 Royaume Restaurants Private INE332T01019 85 Sai Ishwer Finvest Private INE370T01019 Sr. No. COMPANY ISIN 86 Saket City Hospitals Private INE256T01010 87 Shivdooti Pearls and Investments INE315T01014 88 Shri Siddheshwar Gums Private INE308T01019 89 Signature Builders Pvt Ltd INE265T01011 90 Silver Pearl Realty Private INE369T01011 91 South East Industrial Developments INE651E01014 92 Staragri Finance INE363T01014 93 Steriplate Private INE306T01013 94 Sterling Habitats Private INE258T01016 95 Supreme Commercial Enterprises INE530F01017 96 Suraksha Packers Private INE271T01019 97 Today Clean Energy Private INE385T01017 98 Trident Chemphar INE388T01011 99 Trident India INE349T01013 100 Universal Autofoundry INE203T01012 101 V Hotels INE023N01017 102 Visco Trade Associates INE890S01018 103 Vishva Electrotech INE583S01019 104 Wellington Commercial INE654E01018 105 Writefine Products Private INE321T01012

8 NSDL Calendar of Events Forthcoming Compliance Particulars Deadline Manner of sending Reference Investor Grievance Report (Monthly) By 10 th of the following month. By email at dp_igreport@nsdl.co.in Alternatively, by hard copy to the Investor Relationship Cell. 1. Circular No. NSDL/PI/98/500 dated October 6, 1998. 2. Circular No. NSDL/PI/2004/1688 dated September 16, 2004. Networth Certificate and Audited Financial Statements. September 30 th every year. By hard copy to Participant Interface Department. 1. Circular No. NSDL/PI/98/414 dated September 1, 1998. NSDL Offices Head Office Mumbai 4th Floor, A Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400013 Tel: (022) 24994200 / 40904200 Fax: (022) 24976351 Ahmedabad Unit No. 407, 4th floor, 3rd Eye One Commercial Complex Co-op. Soc. Ltd., C. G. Road, Near Panchvati Circle, Ahmedabad - 380006 Tel: (079) 26461376, Fax: (079) 26461375 Kolkata 5th Floor, The Millenium, Flat No. 5W, 235 / 2A, Acharya Jagdish Chandra Bose Road, Kolkata - 700020 Tel: (033) 22814661 / 62, Fax: (033) 22891945 Branch Offices Chennai 6A, 6th Floor, Kences Towers, #1 Ramkrishna Street, North Usman Road, T. Nagar, Chennai - 600017 Tel: (044) 28143917 / 18, Fax: (044) 28144593 New Delhi 409 / 410, Ashoka Estate Building, 4th Floor, Barakhamba Road,Connaught Place, New Delhi - 110001 Tel: (011) 23353815 / 17, Fax: (011) 23353756 Investor Relationship Cell Officer-In-Charge, National Securities Depository Ltd. 4th Floor, A Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400013 Tel: (022) 24994200 / 40904200 Fax: (022) 24976351 Email: relations@nsdl.co.in For more information, email us at info@nsdl.co.in NSDL Certification Programme Officer-In-Charge, National Securities Depository Ltd. 4th Floor, A Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400013 Tel: (022) 24994200 / 40904200 Fax: (022) 24976351 Email: trainingdept@nsdl.co.in Printed & Published by Mr. Manoj Sathe on behalf of National Securities Depository and Printed at Printography Systems (India) Pvt. Ltd., 13/D, Kurla Ind. Estate, Nari Seva Sadan Road, Ghatkopar (West), Mumbai - 400 086 and Published from National Securities Depository, 4th Floor, A Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400 013. Editor: Mr. Manoj Sathe