Reed-Jr_Lowell_A
FNANCAL DSCLOSURE REPORT Page 2 of7 REED, Jr., Lowell A. Date of Report 05/13/2009 J. NON-NVESTMENT N COME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.) A. Filer's Non-nvestment ncome [Z NONE (No reportable non-investment income.) SOURCE AND TYPE NCOME (yours, not spouse's). B. Spouse's Non-nvestment ncome - f you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SQE AND TYPE L 2/08 Trustee, Testamentary Trust, Trustees commissions. (See V). JV. REMBURSEMENTS -transportation, lodging.food, entertainment (ncludes those to spouse and dependent children; see pp. 25-27 of filing instructions.) [Z NONE (No reportable reimbursements.) SOUCE DATES LOCATON PUROSE TEMS PAD OR PROVDED. 5.
FNANCAL DSCLOSURE REPORT Date or Report Page 3 of7 REED, Jr., Lowell A. 05/13/2009 V. GFTS. (ncludes those to spouse and dependent children; see pp. 28-31 of filing instructions.) [Z NONE (No reportable gifts.) SOURCE DESCRPTON VALUE V. LABLTES. (ncludes those of spouse and dependent children; see pp. 32-33 of filing instructions.) [{ NONE (No reportable liabilities.) -.. - CREDTOR DESCRPTON VALUE COD 5.
FNANCAL DSCLOSU,RE REPORT Page 4 of7 REED, Jr., Lowell A. 0511312009 Dale of Report V. NVESTMENTS and TRUSTS - income, value, transactions (ncludes those of spouse and dependent children; see PP 34-60 of filing instrucuons.j D NONE (No reportable income, assets, or transactions.) A. Description of Assets ncome during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period Place "(X)" after each asset exempt from prior disclo sure B. c. D. i (2) (1) () (2) () (2) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Code div., rent, Code 2 Method buy, sell, Month- Code 2 Code (J-P) (3) dentity of buyer/seller (A-H) or int.) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction) l. PNC Bank A nterest J T Nicholas Fund RA B Dividend L T Janus Fund RA A Dividend J T Vanguard PA Tax Free B Dividend L T 5. Vanguard ntermediate Bond Fund c Dividend L T 6. Vanguard Windsor Fund RA A Dividend J T 7. PP&LCommon B Dividend K T 8. BM Common A Dividend J T 9. Vanguard Prime MM RA c nterest M T 10. Vanguard Wellington RA B Dividend L T. Vanguard PA Tax Free MM D Dividend M T 1 Vanguard Windsor RA B Dividend K T 1 ndex 500 - Vanguard- RA A Dividend K T 1 Vanguard ndex Trust - Extended market A Dividend J T RA 15. Equity ncome Fund - Vanguard RA A Dividend J T 16. Brokerage # RA 17. --Money Market, Wacovia Bank (partial tr A nterest J T 03/14 M A nsfer) 1. ncome Gain Codes: A =$ 1,000 or less B=Sl,001-$2,500 c =$2,501 - $5,000 D =$5,001-$15,000 E =$15,001 $50,000 (See Columns Bl and D4) F =$50,001 -S00,000 G =$100,001 -Sl,000,000 H =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =S 5,001-550,000 L =$50,001 -$100,000 M =$100,00 -$250,000 (See Columns C and DJ) N =5250,001 $500,000 0 =$500,00 - S1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 S25,000,000 PJ =s25,ooo.001 - S5o.ooo.ooo P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cas Market (See Column C2) U =Book Value V=Other W=Estimated
FNANCAL DSCLOSURE REPORT Page 5 of7 REED, Jr., Lowell A. Oat o.f Report 05/13/2009 V. NVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP 34-60 of filing u.11ructions.j D NONE (No reportable income, assets, or transactions.) i ' () (2) (2) () (2) (3) (4) i Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain dentity of exempt from prior disclosure Code div., rent, Code 2 Method buy, sell, Month - Code 2 Code buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (ifprivate A. B. c. Description of Assets ncome during Gross value at end of Transactions during reporting period (including trst assets) reporting period reporting period () (Q-W) D. i (S) transaction) 18. --Banco Bilbao Vizcaoa PR, CD A nterest Redeemed 2/28 K 19. --World Savings Banl, Houston, TX CD A nterest Redeemed 4/25 K 20. --World Savings Banl, Houston, TX CD B nterest K T Buy 7/26 K 21. --Nara Bank CD A nterest Redeemed 3/17 K 2 --mperial Cap Banl CD A nterest Redeemed 2/28 L 2 --Western Bank, Mayagues, PR CD B nterest K T Buy 9/19 K 2 --Doral Bank CD A nterest Redeemed 01/10 K 25. --ETrade Bank CD (RA) A nterest K T Buy 01/11 K 26. --GMAC Banl CD (RA) A nterest K T Buy 01/11 K 27. --Advanta Banlc Corp CD (RA) A nterest K T Buy 09/18 K 28. --GE Capital Fund, nc. CD (RA) A nterest K T Buy 09/18 K 29. --State Banl of ndia CD RA A nterest K T Buy 09/18 K 30. --Goldman Sachs Group Bond (RA) A nterest J T Buy 09/18 J 31. Ex-Cell Energy Common A Dividend J T 3 Wellington -The Vanguard Group B Dividend K T 3 Vanguard Convertible Bond Fund A Dividend J T 3 Vanguard Tax Managed Bal Fund A Dividend J T. ncome Gain Codes: A =$1,000 or less B =Sl,001 -$2,500 c =52,501 - $5,000 D =$5,001 - $15,000 E =S5,00 - $50,000 (See Columns Bl and 04) F =$50,001 -$100,000 G =$100,001 -$1,000,000 H =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J =$ 15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =S00,001-$250,000 (See Columns C and DJ) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =S,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cas Market (See Column C2) U =Book Value V=Other W=Estimated
FNANCAL DSCLOSURE REPORT Page 6 of7 REED, Jr., Lowell A. Date of Report 05/13/2009 V. ADDTONAL NFORMATON OR EXPLANATONS. (lndicate partofreporl) Explanation For Section B: J,. non-investment income is paid to her as a commission as one of three trustees; she is not a beneficiary of the trust, either as to income or distribution o corpus. This is a private testamentary trust in which - has no property interest now or as a remainder man. The corpus of the trust never was and never will be derived from the assets, income or activities of the filer. The filer cannot expect to derive a benefit from the trust income or corpus. The service - as a trustee, and commissions earned are the sole financial interest and responsibility Neither the filer nor has filed any- tax retu with the trust and the filer has no actual knowledge of the property or corpus of the trst. annual commission is based upon a formula which includes inter alia, the level of profitability of the trust property..:.:- - -
FNANCAL DSCLOSURE REPORT Date of Report Page 7 of7 REED, Jr., Lowell A. 05/13/2009 X. CERTFCATON. certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature NOTE: ANY NDVDUAL WHO KNOWNGLY AND WLFULLY FALSFES OR FALS TO FLE THS REPORT MAY BE SUBJECT TO CVL AND CRMNAL SANCTONS (5 U.S.C. app. 104) FLNG NSTRUCTONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544