September 211 R E G U L A T O R Y C H A N G E S Initiated by SEBI SMS and E-mail alerts to investors by stock exchanges. SEBI receives complaints from investors against stock brokers which include alleged unauthorized trading in their accounts. SEBI has taken steps in the past to address this issue. As an additional measure, the stock exchanges shall send details of the transactions to the investors, by the end of trading day, through SMS and E-mail alerts. These guidelines are applicable to equity - cash and derivative segments of the stock exchanges. Investment by Foreign Investors in Mutual Fund Schemes. Currently, only FIIs and sub-accounts registered with the SEBI and NRIs are allowed to invest in mutual fund schemes. To liberalise the portfolio investment route, it has been decided to permit SEBI registered Mutual Funds to accept subscriptions from foreign investors who meet the KYC requirements for equity schemes. This would enable Indian Mutual Funds to have direct access to foreign investors and widen the class of foreign investors in Indian equity market. In order to facilitate the above and in consultation with the Government and RBI, it has been decided that foreign investors (termed as Qualified Foreign Investors/ QFIs) who meet KYC requirement may invest in equity and debt schemes of Mutual Funds (MF). Infrastructure Finance Companies (IFCs) -- as eligible issuers for FIIs investment limit in debt instrument for infrastructure. SEBI has decided that Non-Banking Financial Companies (NBFCs) categorized as Infrastructure Finance Companies (IFCs) by the Reserve Bank of India (RBI) shall also now be considered eligible issuers for the purposes of FII Investment under the corporate debt long term infra category. N S E N E W S NSE launched derivatives contracts on the Global Indices on Monday, 29th August, 211 The National Stock exchange has launched derivative contracts on the world's most followed equity indices, the S&P 5 and the Dow Jones Industrial Average from Monday, August 29th. This is the first time that derivative contracts on global indices are being launched in India. This is the also the first time in the world that futures contracts on the S&P 5 index are being introduced and listed on an exchange outside of their home country, USA. The new contracts will include futures on both the DJIA and the S&P 5, and options on the S&P 5. In order to encourage active participation in the above contracts, it has been decided that no transaction charges will be levied on the trades done in the contracts from the date of commencement till February 29, 212. I N T E R N A T I O N A L N E W S BM&FBOVESPA and CME Group: Multi-asset electronic trading platform BM&FBOVESPA and CME Group are jointly developing a multi-asset electronic trading platform. This shall substitute the Global Trading System (GTS), Mega Bolsa, BOVESPA FIX and SISBEX, integrating them into a single system with greater processing capacity, extremely low latency, and new functions. The implementation of the new platform, named the Puma Trading System (Puma), shall occur in stages Potential joint venture with Shanghai Stock Exchange and Shenzhen Stock Exchange The Board of Directors of Hong Kong Exchanges and Clearing Limited (HKEx) is pleased to announce that HKEx has agreed in principle to enter into detailed discussions with the Shanghai Stock Exchange and the Shenzhen Stock Exchange with a view to establish a joint venture company to be incorporated in Hong Kong.
September 211 M A R K E T R E V I E W 15. 1. 95. Performance of select sectors vis-a-vis Nifty (Rebased to 1 for March 31, 211) 13 12 11 1 Performance of select sectors vis-a-vis Nifty (Rebased to 1-- March 31, 211) 9. 9 85. 8 8. 7 July-11 July-11 Nifty 5 DOW Jones NIKKEI 225 HANG SENG NASDAQ CNX IT CNX FMCG S&P CNX Finance S&P CNX Petrohemicals S&P CNX Pharmaceuticals CNX Bank Nifty CNX Infrastructure S&P CNX Nifty 4 3 2 1 Capital Market Segment F&O Segment 2 36 3 15 24 18 1 12 6 5 25 2 15 1 5 Sep-1 Oct-1 Nov-1 Dec-1 Sep-1 Oct-1 Nov-1 Dec-1 6 5 4 3 2 1 Sep-1 Oct-1 Nov-1 Currency F & O Dec-1 3 25 2 15 1 5 6 5 4 3 2 1 Sep-1 Oct-1 Nov-1 WDM Segment Dec-1 3 25 2 15 1 5 ( ` ' crore) ( ` ' crore) Segments NSE MARKET STATISTICS Percentage Average Change over daily Market Turnover (` crore) last month turnover Capitalisation (` crore) (` crore) CM 23,3 244,843 6.45 11,129 5,921,684 WDM 46,973 54,826 16.72 2,741 3,888,976 Equity F&O 2,564,965 2,963,749 15.55 141,131 Currency F&O 555,282 585,123 5.37 29,256 Interest Rate 36.29 311.6 757.21 15.55 Futures TOTAL 3,397,258 3,848,852 13.29 184,273 9,81,66 Parameters Rank Single Stock Futures Stock Index Options NSE's GLOBAL RANKINGS rd 3 nd rd Stock Index Futures 3 Source : WFE (Rankings done for the period Jan - June 211). Rankings for single stock futures, stock index options and stock index futures is based on number of contracts traded. 2 Prepared by Economic Policy & Research National Stock Exchange of India Ltd. Exchange Plaza, Bandra Kurla Complex, Bandra (E) Mumbai - 451. Tel No: 22-26598163 For detailed NSE Newsletter or for e-subscription, log on to www.nseindia.com>press Room>NSE Newsletter. For Market Data, refer to www.nseindia.com>research>datazone. Disclaimer- The views expressed in the published articles are those of respective authors and do not necessarily reflect views of NSE. NSE does not guarantee accuracy of data used in Newsletter and accepts no responsibility whatsoever for any consumption of their use.
MANAGERIAL PERSONNEL NSE Sep August 211 21 1 NAME DESIGNATION DEPARTMENT TEL. NO. EXTN. Dr. Vijay L Kelkar Chairman 2659822 753 Mr. Ravi Narain Managing Director and CEO 26598122 75 Ms. Chitra Ramkrishna Jt. Managing Director 26598123 751 Mr. J. Ravichandran Director Finance & Accounts, Legal & Secretarial 2659823 55 Mr. Ravi Apte Chief Technology Officer 26598316 54 Mr. R. Nanda Kumar Sr. Vice President National Commodity Clearing Limited, New 26598223 3 Projects & International Business Mr. R. Sundararaman Sr. Vice President National Securities Clearing Corporation 26598212 46 Ltd. Mr. Ravi Varanasi Sr. Vice President Investigation, Surveillance, Data Analytics, 26598225 53 RO-Ahmedabad, Inspection & Compliance, CRM & Marketing Mr. Yatrik R Vin Sr. Vice President Finance & Accounts 26598213 38 Mr. Chandrashekar Mukherjee Vice President Human Resource 26598437 31 Mr. Hari K Vice President Listing & Membership 26598452 558 Ms. Kamala Vice President Investor Service Cell, Inspection & Compliance 2659822 36 Mr. Nirmal Mohanty Vice President Economic Policy & Research 26598372 37 Mr. Suprabhat Lala Vice President Trade - (Capital Market, F&O, Currency Derivatives & WDM) 26598154 626 Mr. Suresh Narayan Vice President India Index Services & Products Ltd. & DotEx International Limited 26598221 24 Mr. T Venkat Rao Vice President & Head Regional Office - Delhi (11) 23344335 127 Northern Region Mr. Vidhu Shekhar Vice President New Products & Six Sigma Initiatives 2659829 47 Mr. Sumit Tyagi Head Sales & Marketing 26598371 33 Mr Amol Mahajan Asst. Vice President Finance & Accounts 26598139/4 381 Mr. Arup Mukherjee Asst. Vice President SBU - Education 26598217 32 Mr. C. N. Upadhyay Asst. Vice President Inspection & Compliance 2659821 52 Ms. Divya Malik Lahiri Asst. Vice President Corporate Affairs & Communications (11) 23348115 182 Mr. Mahesh Haldipur Asst. Vice President Administration & Premises 26598211 43 Mr. Mayur Sindhwad Asst. Vice President NOW, Dotex International Ltd. & Web Team 26598312 312 Mr. Nilesh Tinaikar Asst. Vice President Development 26598445 393 Ms. Nisha Subhash Asst. Vice President Investigation 26598162 588 Mr. R Jayakumar Asst. Vice President Secretarial 26598222 523 Ms. Rana Usman Asst. Vice President NSCCL - Risk Management & Colleterals 26598267 44 Mr. Ravi Tyagi Officer on Special Duty SME Project 26598435 42 Ms. Rehana D'Souza Asst. Vice President Membership 26598295 4116 Mr. Ravindra Mohan Bathula Asst. Vice President Legal 26598197 547 Mr. S R V S Nagendra Kumar Asst. Vice President NSCCL - Securities, Corporate Bonds, F&O, 26598215 448 MFSS & SLB 1 Mr. Sandip Mehta Asst. Vice President CTCL 2659815 659
MANAGERIAL PERSONNEL NSE ( c o n t d.. ) Sep August 211 21 2 NAME DESIGNATION DEPARTMENT TEL. NO. EXTN. Mr. Vitthal More Asst. Vice President New Projects 26598378 5537 Ms. Sunitha Anand Asst. Vice President & Head Southern Region Regional Office - Chennai & Hyderabad (44) 28332512 21 Mr. Achal Jaiswal Chief Manager & Head - Eastern Regional Office - Kolkata (33)44444 444 Region Mr Ajith Kumar V Chief Manager New Projects 26598146 494 Mr. Amit Bhobe Chief Manager New Projects & NCCL - 386 Mr. Arvind Goyal Chief Manager NSCCL - Currency Derivatives 2659831 413 Mr. Avinash Kharkar Chief Manager Investigation 26598366 515 Mr. Avishkar Naik Chief Manager NSCCL - Development 26598455 127 Ms. Bhawika Wanchoo Chief Manager & In-charge - Ahmedabad Regional Office - Ahmedabad (79) 26584578 - Mr. Bireshwar Chatterjee Chief Manager Data Analytics 26598366 5146 Mr. Gaurav Kapoor Chief Manager CRM 2659828 1217 Ms Himabindu Vakkalanka Chief Manager Capital Market - Trade 26598185 663 Mr. Huzefa Mahuvawala Chief Manager F&O - Trade 26598152 629 Mr. Janardhan Gujaran Chief Manager NSEIL Development 26598453 399 Ms Jayna Gandhi Chief Manager Investments 26598141 366 Mr. Johnson Joseph Chiriyath Chief Manager Listing 26598452 557 Mr. Kiran Sawant Chief Manager Inspection 26598353 517 Mr. Kiran Dusane Chief Manager Premises 26598454 4112 Ms. Khyati Shah Chief Manager New Products 26598179 576 Ms. Nipa Lalitbhai Simaria Chief Manager Surveillance 26598166 662 Mr. Prashanto Banerjee Chief Manager Marketing 2659835 1228 Ms. Rachana Bhusari Chief Manager NSCCL - Collaterals 26598239 488 Mr. Sammit Joshi Chief Manager India Index Services & Products 26598386 227 Ltd. Mr. Sandeep Dandapat Chief Manager Business Development (11)23344329 12 Mr. Sandeep Manoharan Chief Manager NOW, Dotex International Ltd. 26598313 389 Ms. Seema Nayak Chief Manager New Projects 2659839 1562 Mr. Shekhar Rao Chief Manager Finance & Accounts 26598143 351 Ms. Sonali Karnik Chief Manager Currency Derivatives - Trade 26598131 628 Mr. Sunil Gawde Chief Manager Capital Market - Trade 26598448 633 Ms. Sushama Bhagchandani Chief Manager Finance & Accounts 26598144 341 Mr. Tojo Banerjee Chief Manager Regional Office - Delhi (11)2334455 128 Mr. Vinayak Shenoy Chief Manager Finance & Accounts 26598139 376 2
MANAGERIAL PERSONNEL NSE INFOTECH SERVICES LTD. Sep August 211 21 3 Name Designation Projects Tel. No. Ext Mr. N Muralidaran CEO 2659825 21 Mr. G. M. Shenoy Senior Vice President Projects 2659827 2 Mr. M. R. Krishnan Vice President Infrastructure 25451 81 Ms. Hema Iyer Vice President Risk Management 26598132 22 Mr. Mahesh Soparkar Associate Vice President Projects, DBA/SysAdmin 26598136 25 Ms. Mamatha Rangaprasd Associate Vice President Trade 26598351 1168 Mr. P. R. Visvas Assistant Vice President Quality, Project Management Office 26598352 1189 Mr. Mahesh Basrur Assistant Vice President FOCASS, NCSS 265981 272 Mr. Deviprasad Singh Assistant Vice President Telecom 26598262 23 Mr. Amit Hatalkar Assistant Vice President Web, SBU-Education,DWH, Internal System 25452 82 Ms. Smrati Kaushik Assistant Vice President APPSG 2659845 278 Mr. Viral Mody Assistant Vice President Retooling, NGPT 254566 866 Mr. Pranav Gupta Assistant Vice President Risk Management 26598349 255 Mr. Rajanish Nagwekar Assistant Vice President Trade 26598271 682 Mr. Hitesh Shah Solution Architect DBA /SysAdmin/SysOperations 2659827 277 Mr. Sujoy Das Solution Architect Index 26598275 24 Mr. Sudhir Sawant Senior Manager Project Management Office 265981 268 Mr. Nipun Dave Senior Manager Neatplus, TAP 2538819 224 Mr. Bineet Jha Senior Manager HWARE SUPPORT 265981 1114 Mr. Mathew Joseph K Senior Manager NCSS 265981 246 Mr. Benny Sebastian Senior Manager Membership, Inspection, Listing 254541 841 Mr. Umesh Agroya Senior Manager Telecom 26598277 215 Mr. Swaminathan Narayan Senior Manager APPSG 265981 214 Mr. Suresh Chandani Senior Manager Trade 265981 683 Ms. Pranali Taskar Senior Manager Telecom 254558 858 Mr. Joy John Senior Manager BCP - Chennai 44-2847372 141 Mr. Narayan Neelakanthan Senior Manager Telecom 26598229 2113 Mr. Shreekantha Velankar Senior Manager DWH 254528 828 Mr. Balakrishnan M Senior Manager APPSG 265981 213 Mr. Manoj Joshi Manager NOW 26598231 1565 Ms. Anuja Joshi Manager BCP 265981 275 Mr. Shibu Tomy Manager ISMS 265981 27 Ms. Bernadine Swamy Manager HRD 265981 219 Mr. Anoop Kumar Rawat Consultant DBA 265981 279 Mr. Nitin Gupte Manager Telecom 265981 287 Mr. Prasad Addagatla Manager SysAdmin/SysOperations 2659832 1142 Mr. Suraj P Bangera Manager Web 254531 831 3
MANAGERIAL PERSONNEL NSE INFOTECH SERVICES LTD. Sep August 211 21 (contd..) 4 Name Designation Projects Tel. No. Ext Mr. Manoj Kumar Singh Manager TECH - Delhi (11) 23346978 19 Mr. Sagar Joshi Manager Project Management Office 265981 256 Mr. Aditya Agarwal Manager Architecture, NGPT 26598258/254576 876 Ms. Meena Hajare Manager Quality 2659847 1123 Ms. Smita Bhat Manager Quality 265983 114 Mr. Nishant Jha Manager NGC (Next Gen Clearing) 265981 266 Ms. Veena Khilnani Manager DBA 26598396 234 Mr. Vinit Naik Manager PRISM 265981 254 Ms. Vishakha Shenoy Manager Survellience 265981 248 Ms. Kavita Shanbhag Manager Listing, NFA/FAMS, WDM 254537 837 Ms. Swarashree Joglekar Manager C2N 265981 264 Mr. Shailendra Aggarwal Manager HWARE SUPPORT 265981 1112 Mr. Amit Akre Manager NTLND 265981 276 4