, A010 Rev. 112012 Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2011 (5 U.S.C. app. 101-111) Person Reporting (last name, first, middle initial) Court or Organization Date of Report Daniels, George 8. U.S. District Court- SONY Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-lime) Article Ill-Active Sa. Report Type (check appropriate type) D Nomination Dale D Initial [Z Annual Sb. [Z Amended Report D Final 6. Reporting Period 01/01/2011 to 12/31/2011 7. Chambers or Offce Address U.S. District Court -SDNY 500 Pearl Street- Rm 630 New York, New York 10007 IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Insert signature on fast page. POSIT! ONS. (Reporting individual only; see pp. 9-13 of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY Board of Trustees Suffield Academt Board of Directors Andrew Glover Youth Program I AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.) D NONE (No reportable agreements.) PARTIES AND TERMS 1. 2000 NYS Retirement Systems (Retirement Benefits)
Page 2of6 Daniels, George B. Date of It.port I I N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 1724 of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REJMB U RSEMENTS - transportation, lodging.food, entertainment. (Includes those to 'pause and dependent children; see pp. 25-27 of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
Page 3of6 Name of Person H.eporting Daniels, George B. Date of Hcport V. GIFTS. (lnc/11des those to spouse and dependent children; see pp. 28-31 offiling instr11ctions.) [{ NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE V LIABILITIES. (Includes those ofspo11se and dependent children; see pp. 32-33 of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE
Page 4of6 Daniels, George B. Date of Report VI INVESTMENTS and TRUSTS -- income, m/11e, transactions (lncltuls tlwse of spouse and dependent children; see PP 34-60 of filing ins/r11ctions.) D NONE (No reportable income, assets, or transactions.) A. B. C. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trnst assets) reporting period of reporting period (I) (2) (I) Place "(X)" after each asset exempt from prior disclosure Amount Code I Type (e.g., div., rent, Value Code 2 (A-H) or int.) (J-P) (2) (I) Value Type (e.g., Method buy, sell, Code) redemption) (Q-W) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-II) (5) Identity of buyer/seller (if private transaction) NYS Retirement K T NYS Deferred Compensation Redeemed 01/15/11 K Northwestern Life Insurance Company K T ING Direct Sharebuilder Savings Account K T China Automotive System Inc. Sold 04/15/11 K 6. 7. 8. 9. 10. 11. 1 1 1 1 16. 17. Income Gain Codes: A " $1.000 or kss ll =$ t.(xll $joo c =$50t $5,000 0=$5,001- $15,000 E 415,00 I - $50.000 (Sec Columns BI and LJ.) F =$j0.0ot $t00.(hx) G =$ t 00.00 t - $ t.000.000 Ill =$1.000,001 - $5,000.000 112 =More than $000.000 Valul! Codes J "-$1000 or less K =$ t oot $50.ono L =$50.001 - $100.000 M =$!00.001 $250.000 (Sec Columns Cl and 03) N. $250.tXIJ - $5CXUXXl 0 = $50{).00I $!Xl0.000 Pl =$t,000.00t $5,000,000 P2 =$5,000,001 - $25,000,000 PJ \2j.000.00t- $50.000.000 P4 =More than $50.000.000 Value Mcthl>d Codes 0 'Appraisal K "Cost (l{c:1l l. t;1tl! Only) S =Assessment T =Cash Market (Sec Column C2) lj lhx1j.. Value V =.Oth1.. r W =Estimated
Date of Report Page 5 of 6 Daniels, George B. VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicalepartofreporl.)
Date of Heport Page 6of6 Daniels, George B. IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 ct. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ George B. Daniels NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544