, Ilra 2 AOJO Rev. Report Required by the Ethics in Government Act o.f/978 FOR CALENDAR YEAR 2011 (5 U.S.C. app. 101-111) Person Reporting (last name, first, middle initial) Court or Organization Date of Report Cain, Timothy M. U.S. District Court - District of South Carolina 05/14/2012 Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge - Active Sa. Report Type (check appropriate type) D Nomination Date D Initial [{ Annual D Final Sb. Amended Report D 6. Reporting Period 01/01/2011 to 12/31/2011 7. Chambers or Office Address 300 East Washington Street Greenville, SC 29601 IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Insert signature on last page. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.) [{ NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY I AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.) D NONE (No reportable agreements.) PARTIES AND TERMS 2000 SC Judicial and Solicitors Retirement System, pension upon age 50
Dato of Roport Page 2of6 Cain, Timothy M. 05/14/2012 II N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) 2011 S.C. Judicial Department, salary and taxable reimbursements $104,3300 2011 S.C. Judicial Department and Solicitor Retirement, pension $24,0039 B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE 2011 School District of Oconee County, salary IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. {Includes those to >pause and dependent children; see pp. 25-27 of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
Page 3of6 Cain, Timothy M. Date of Report 05/14/2012 V. GIFTS. (lnc/11des those to spouse and dependent children; see pp. 28-31 of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE VJ. LIABILITIES. [{ NONE (No reportable liabilities.) (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.) CREDITOR DESCRIPTION VALUE CODE
Oate of Report Page 4of6 Cain, Timothy M. 05/14/2012 VI INVESTMENTS and TRUSTS -- D NONE (No reportable income, assets, or transactions.) income, val11e, transactions (lncf11des those ofspo11se and dependent children; see PP 34-60 of.filing instr11ctions.) A. B. C. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (2) (I) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type ( e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Community First Bank Account None J T Oconee Federal Savings and Loan Association Account A Interest J T SC State Credit Union Accounts A Interest L T Allianz Master - Dex J Annuity None Sold 12/22/11 L A American Equity Investment Life Insurance Company 6. American Funds Euro Pacific Growth Fund A None L T Buy 12/22/I I L None Sold 05/10/11 J A 7. Dodge & Cox Stock Fund None Sold 05/10/11 J A 8. Hartford Money Market HLS Annunity None J T 9. Munder Mid Cap Core Growth Y None Sold 05/10/I I J A 10. South Carolina Stable Value Fund None J T Buy (add'!) 05/10/I I K 11. Sold (part) 05/19/11 K A 1 T. Rowe Price Mid-Cap Value Fund None Sold 05/10/11 J A 1 1 1 16. 17. Income Gain Codes: A =$1,000 or less B=$1.00J -$500 c=$501 - $000 D =$001 -$15,000 E =$15,001-$50,000 (Sec Columns Bl and D4) F =$50.001 -$100.000 G =$100.001 -$1.000.000 111 =$1,000,001 -$000.000 112 =More than $000.000 Value Codes J =$1000 or less K=$1001 -$50.000 L 450.001 -$100.000 M =$100.001 - $250,000 (Sec Columns Cl and D3) N=$250,001 -$500.000 0 =$500,00 I -$1,000.000 Pl =$1,000.001 -$5,000,000 1'2 =$5,000,001 -$25,000.000 P3 =$25,000.001 -$50.000.000 P4 =More than $50.000.000 Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market (Sec Column C2) U =Book Value V=Othcr W=Estimated
Date of Report Page 5of6 Cain, Timothy M. 05/14/2012 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreport.)
Date of Report Page 6of6 Cain, Timothy M. 05/14/2012 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Timothy M. Cain NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544