AO 10 Rev. 112013 Report Required by the Ethics in Governmenl Ac/ of 1978 FOR CALENDAR YEAR 2012 (5 U.S.C. app. 101-111) I. Person Reporting (last name, first, middle initial) Court or Organization U.S. District Court - District of South Carolina itle (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge - Active 7. Chambers or Office Address Sa. Report ype (check appropriate type) D Nomination Date D Initial [{ Annual D Final Sb. Amended Report [{ 6. Reporting Period 01/01/2012 to 12/31/2012 315 South McDuffie Street, I st Floor Anderson, SC 29624 IMPORAN NOES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. I. POSI! ONS. (Reporting individual only; see pp. 9-13 of filing instructions.) D NONE (No reportable positions.) POSIION NAME OF ORGANIZAION/ENIY I. Personal Representative Estate# I Personal Representative Estate# 2 II. AGREEMENS. (Reporting individual only; see pp. 14-16 of filing instructions.) D NONE (No reportable agreements.) PARIES AND ERMS I. 2000 S.C. Judicial and Solicitor Retirement Systems, no control, pension
Page 2of6 08/ 14/2013 Ill. N 0N-INVES MEN IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND YPE INCOME (yours, not spouse's) I. 2012 S.C. Judicial and Solicitor Retirement, Pension $91,9348 B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND YPE I. IV. REIMBURSEMENS - transportation, lodging, food, entertainment. (Includes those to spouse and dependent children; see pp. 25-27 offi/ing instructions.) D NONE (No reportable reimbursements.) SOURCE DAES LOCAION PURPOSE IEMS PAID OR PROVIDED I. August 2-5, 2012 Hilton Head, SC Seminar Registration, meals, hotel SCAJ
/ Page 3of6 Ca. in, imothy M. V. GIFS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.) D NONE (No reportable gifs.) SOURCE DESCRIPION VALUE I. South Carolina Bar Association Contribution towards cost of reception after investiture ceremony $5,000.00 Oconee County Bar Association Contribution towards cost of reception after investiture ceremony $1,500.00 VI. LIABILIIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.) [{ NONE (No reportable liabilities.) CREDIOR DESCRIPION VALUE CODE I.
Page 4of6 Cain, imot.hy M. VII. INVESMENS and RUSS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP 34-60 offiting instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end ransactions during reporting period (including trust assets) reporting period ofreporting period Place "(X)" after each asset exempt from prior disclosure (I) Amount Code I (A-H) (2) (I) ype (e.g., Value div., rent, Code 2 or int.) (J-P) (2) Value Method Code3 (Q-W) (I) ype (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction) I. Community First Bank (Y) Oconee Federal Savings and Loan Association Account (Y) SC State Credit Union Accounts A Interest L American Equity Investment Life Insurance Company L Hartford Money Market HLS Annunity J 6. South Carolina Stable Value Fund K 7. Estate # I (X) L w 8. - Oconee Federal Savings and Loan Association Account 9. - Real Property, Oconee County, S.C. IO. Estate # 2 (X) M w I I. - Oconee Federal Savings and Loan Association Account 1 - Real Property, Oconee County, S.C. 1 1 1 16. 17. I. Income Gain Codes: A=$1.000 or less 8=$1,001-$500 c=$501 -$000 0=$001 -$1000 E=$100l -$50.000 (See Columns BI and 04) F =$50.001 -$100.000 G =$100.001 -$1.000.000 Ill =$1.000.001 -$000.000 112 =More than $000.000 Value Codes J=$1000or less K=$15,00l -$50.000 L =$50.001 - $I 00.000 M=$100.00 I -$250.000 (See Columns C l and 03) N =$250.001 - $500.000 0=$500.001 -$1.000.000 Pl =$1.000.001 -$000.000 P2 =$000.001 - $2000.000 P3 =$2000.001 -$50.000.000 P4 =More than $50.000.000 Value Method Codes Q =Appraisal R =Cost {Real Estate Only) S =Assessment =Cash Market (Sec Column C2) U=Book Value V =Other W=Estimated
/ Page 5of6 VIII. ADDIIONAL INFORMAION OR EXPLANAIONS. (Jndicate part ofreport.) Explanation for Part VII, Investments and rusts. he "personal property" entries shown on the previous Report were not reportable and thus have been removed from this Amended Report.
, Page 6 of6 08/14/20 13 IX. CERIFICAION. I certify that all information given above ( including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ imothy M. Cain NOE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS O FILE HIS REPOR MAY BE SUBJEC O CIVIL AND CRIMINAL SANCIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544